Abstract
The Fokas–Lenells (FL) equation is an integrable higher-order extension of nonlinear Schrödinger equation. One approach to generating its breather solutions is based on Darboux transformation (DT) and iterations. However, the DT of FL equation contains negative powers of the spectral parameter, which can lead to very complicated expressions when N is large. In this paper, we avoid the negative powers by adopting a variable separation and Taylor expansion technique to solve the Lax pair of FL system. Furthermore, stability of the proposed technique is demonstrated in detail.
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1 Introduction
Rogue waves are instantaneous large-amplitude localized waves and have been extensively studied in many fields, including oceanic motion, optics, plasmas and super fluids (see for instance in [1,2,3,4,5,6,7,8,9,10,11,12,13]). The generation of rogue waves is a complex process, involving many factors such as dispersion enhancement of transient wave groups, geometrical focusing, wave-current interaction and modulation instabilities. A much-studied model is the integrable nonlinear Schrödinger (NLS) equation [10] and its breather solutions, especially the Peregrine breather [11]. There are several integrable reductions of the higher-order NLS models, such as the derivative NLS equation and Hirota and Sasa–Satsuma equations [14,15,16,17,18,19,20,21,22,23,24,25,26,27]. Here, we consider the Fokas–Lenells (FL) equation, which is closely linked to the derivative NLS model,
where q is a complex wave amplitude. It is a higher-order integrable extension of NLS equation [28,29,30,31] and has been invoked in the context of optical fibers [29]. The soliton solutions of the FL equation (1) were exhibited by [28, 29] and some breather solutions by [30, 31].
The soliton solutions (often identified as rogue waves) of NLS equation are usually obtained through Darboux transformations (DTs). That is, the first-order solitons are found from a pre-specified seed solution, and the Nth-order solitons are found through iterations of DT. One key step is to expand the specific solution in terms of the spectral parameter. However, DT of the FL equation contains negative powers of the spectral parameter, which can lead to very complicated expressions when N is large [31]. Here, we adopt a different approach by introducing a parameter matrix and then directly find the Nth-order breathers through a variable separation technique and Taylor series expansion, see [32,33,34,35,36] for use of similar methods for NLS equations.
The rest of the article is organized as follows. Section 2 provides some preliminaries related to FL equation and introduces our variable separation technique. In Sect. 3, we describe the expansion of the eigenfunction and obtain the formula for Nth-order soliton solutions in Sect. 4. In Sect. 5, we confirm the effectiveness of our method and a range of dynamic behaviors of rogue wave solutions are displayed graphically. Section 6 summarizes the stability of the proposed technique guarantees.
2 Variable separation for the eigenfunction \(\varPsi \)
It is useful to recall that we can extend (1) into an FL system, [30, 31]
Clearly, when \(r =q^* \), the FL system (2, 3) reduces to the FL equation (1). The Lax pair of the FL system (2, 3) is
Here, \(\lambda \) is the complex spectral parameter. \(\varPsi (x,t)=(\varphi ,\phi )^T\) is a two-dimensional vector, the eigenfunction corresponding to \(\lambda \). Applying the expression
to Eqs. (4) and (5) yields the FL system (2, 3).
Now, we present a variable separation for the eigenfunction \(\varPsi \). First, note that the FL equation (1) has a periodic seed solution
For any \(\lambda \), we expand \(\varPsi \) as
Here, we assume that in matrix A, \(\zeta \) is linearly composed of x and t, i.e., \(\zeta =kx+\tilde{c}t\), where k and \(\tilde{c}\) are two constants. Similarly, Z is a two-dimensional constant vector. Next, suppose that the matrices \(\varLambda , \varOmega \) satisfy the commutator relationship,
Plugging equation (7) into the Lax equations (4, 5) yields
Hence, we solve that
In order to obtain F, we find the eigenvalues of the matrix \(\varLambda \)
and the eigenvector matrix is
To note
Let \(\eta =\frac{a_1-a_2}{2}\),
where \(s= \frac{\lambda ^2+\frac{a}{2}}{\eta }\). Similarly, the combination of (11) and \(G=\exp {(i\varOmega t)}\) derives
with
3 Expansion of eigenfunction \(\varPsi \)
In this section, we describe the expansion of eigenfunction \(\varPsi \). When \(a^2+4\lambda ^4-4(a^2c^2-a)\lambda ^2\rightarrow 0\) and \(\eta \rightarrow 0\), F and G become rational matrices. To take advantage of this, we choose \(\lambda _0\) being one solution to the equation \(a^2+4y^4-4(a^2c^2-a)y^2=0\) (concerning y) and set \(\lambda = \lambda _0(1+\delta )\). Through the Taylor series expansions,
where
and
Similarly, by expanding G,
The calculation of \(G_n\) is a lengthy calculation, and we only outline some key steps and definitions here. First, note that
If \(\eta =\frac{\sqrt{a^2+4\lambda ^4-4(a^2c^2-a)\lambda ^2}}{2}, \; \lambda =\lambda _0(1+\delta ), \; \varepsilon =1+\frac{1}{2a}\lambda ^{-2} \; , \; \hbox {then} \)
where
Next, let
where \((k)_n=k(k+1)\cdots (k+n-1),\; n>0, \; (k)_0=1. \) Here, when \(i<k\) and \(i>4k\), define \(\pi _i=0\), and when \(j>4k+2\) define \(\kappa _j=0\). Next, let
Finally, we obtain \(G_n\),
where
Then, let
where \(Z_j\) is a complex vector. Thus, we expand \(\varPsi \) as
In this manner, we have expanded \(\varPsi \) around the point \(\lambda =\lambda _0\) with only algebraic manipulations. Since the matrix \(F_n\) depends only on x and \(G_n\) depends only on t, we call this a variable separation method.
It is useful to note that the binomial expansion
so that
4 Nth order rogue waves
In this section, we examine the Nth-order DT and derive the formula for breather solutions. When \(r=q^*\), the FL system (2, 3) reduces to the FL equation (1). Performing this reduction, \(r[N]=q[N]^*\) and \(\lambda _k^*=\lambda _l\) , which lead to
Combining (25) and the binomial expansion, we get
where
And W is defined as
Thus, using the seed solution (6), q[N] is an Nth-order breather solution, which has been obtained here using only algebraic and matrix manipulations.
5 Applications with \(N =1, 2, 3\)
To verify our method, we display the first, second and third breather solutions both numerically and graphically. Fix \(a = c = 1\) in the seed solution (6). With
According to (28), we can express q[1] as
where
With \(Z_0=(1,0)^T\), we plot the solution in Fig. 1. In the limit \(x \rightarrow \infty \), \(t \rightarrow \infty \), \(|q[1]| = 1\). The maximum amplitude of |q[1]| equals 3 and occurs at \(t = 0.5\) and \(x = -1\). Note that [30] Fig. 2 displays the plot of \(|q[1]|^2\), with parameters \(a = 1\) and \(c = -1\). Hence, the maximum amplitude in their computation is the same as ours, and the performance of the waves is quite similar. The small difference, like the position of the apex, is due to the selection of \(Z_0\).
For the second- or third-order rouge waves, we can similarly obtain explicit expressions given fixed parameters. Let \(N=2\) and (18, 24) yield,
and
Hence, from (28), we have the second-order rogue wave expression
where
A typical plot of a second-order solution is shown in Fig. 2. Note that when \(Z_0=(1,1)^T, Z_1=(0,0)^T\), this reduces to a first-order solution.
The third-order rogue wave (\(N=3\)) can be found in the same way. From Eq. (28), we have
And similarly from (18, 24), we have
where
A typical plot is shown in Fig. 3. We select \(Z_0 = (1, 2)^T\) , \(Z_1=(50,1)^T\), \(Z_2=(2000,1)^T\) and draw the plot 3.
6 Stability of the proposed technique
In this section, we would like to show that our propose technique would be stable. We give an error tolerance to the seed solution parameter a and c, to limit the residual between the after-perturbation solution and the original one. To clarify, we would let \(||\cdot ||\) denote the modulus of a complex number.
At first, we introduce two lemmas. For convenience, in the following discussion, we would focus on one root of \(\lambda _0\) (12)
In the first lemma, we consider the case where if given a tiny perturbation on a, and other parameters remain unchanged, the computation of \(\lambda _0\) is stable.
Lemma 1
Assume that c is fixed and \(\Vert \lambda _0 \Vert > 0\). For any \(\delta > 0\), there exists an \(\varepsilon > 0\), such that given \(\left| \frac{a-\tilde{a}}{a} \right| < \varepsilon \), \(\left\Vert\lambda _0-\tilde{\lambda }_0\right\Vert< \delta \) holds, where \(\tilde{\lambda }_0\) is the derivation of \(\tilde{a}\) according to (29).
Proof
Fix c and set \(\tilde{a}=a(1+\varepsilon _a)\). With the assumption \(\Vert \lambda _0 \Vert > 0\), \(\varepsilon _a>0\) and \(\varepsilon _a\rightarrow 0\), we have
where \(N_1\) equals
and \(D_1\) equals
For the numerator \(N_1\),
Here, we focus on the third term
and analyze it case by case.
If \(ac^2-2 \ge 0\),
If \(ac^2 - 2 < 0\), we can find \(\varepsilon _a\) small enough so that \(ac^2-2+\varepsilon _ac^2 < 0\).
When it comes to the denominator, we can choose the perturbation \(\varepsilon _a\) wisely to make sure \(|| D_1 || \) is bigger than some positive constant \(K_0\), which helps us to reach the conclusion
where \(K_1 \sim O(1)\). \(\square \)
This completes the proof.
In the second lemma, we discuss the cases where perturbations on both a and c.
Lemma 2
Assume \(\Vert \lambda _0 \Vert > 0\). For any \(\delta > 0\), there exists an \(\varepsilon > 0\), such that if given \(\left| \frac{a-\tilde{a}}{a} \right| < \varepsilon \) and \(\left| \frac{c-\tilde{c}}{c} \right| < \varepsilon \), we will also have \(\left\Vert\lambda _0-\tilde{\lambda }_0 \right\Vert< \delta \).
Proof
Now we assume \(\tilde{a}=(1+\varepsilon _0)a\), \(\tilde{c}=(1+\varepsilon _0)c\), \(\varepsilon _0>0\), \(\varepsilon _0\rightarrow 0\). Similarly,
where \(N_2\) equals
and \(D_2\) equals
For the numerator \(N_2\),
Similarly, we will focus on the last term. If \(a^2c^2-2a > 0\), we can choose \(\varepsilon _0\) small enough to let \(\tilde{a}^2c^2-2\tilde{a}>0\) and \(\tilde{a}^2\tilde{c}^2-2\tilde{a}>0\), which results in
If \(ac^2-2a<0\), search an \(\varepsilon _0\) so that \(\tilde{a}^2\tilde{c}^2-2\tilde{a}<0\) and \(\tilde{a}^2c^2-2\tilde{a}<0\).
Similar to what we have done in the last proof, we can search for some small \(\varepsilon _0\) to control the denominator. Therefore,
where K is a constant. \(\square \)
Using these two lemmas, we can then prove the theorem as follows:
Theorem 1
Assume \(\Vert \lambda _0 \Vert > 0\) and \(|E_{N1}| > 0\). For any \(\delta > 0\), there always exists an \(\varepsilon > 0\), s.t. given \(\left| \frac{a-\tilde{a}}{a} \right| < \varepsilon \) and \(\left| \frac{c-\tilde{c}}{c} \right| < \varepsilon \), we will have \(\left\Vert{q[N]}-\tilde{q}[N]\right\Vert< \delta \), where \(\tilde{q}[N]\) is the derivation of \(\tilde{a}\) and \(\tilde{c}\) according to (28).
Proof
Recall that in (18)
We now perform perturbations on a and c as discussed above. In order to present \(\tilde{\lambda }\) in a similar pattern like \(\tilde{a}\) and \(\tilde{c}\), using the result of Lemma 1 and Lemma 2, we can redefine \(\lambda \) from the expression (31) so that
From (19), we can derive that
where \(C_{\gamma }\) is in O(1) order. Hence,
Similarly,
Thus, \(\widetilde{F}_n=F_n+\varDelta F\), where all the elements of \(\varDelta F\) are in \(O(\varepsilon )\) order.
From the expressions of \(\pi _i\), \(\kappa _j'\), \(\upsilon _m'\), \(\beta _n\), \(\kappa _j\), \(\upsilon _m\) ((20)-(25))
where \(\tilde{a}\) is reduced from both the numerator and denominator.
What we have done in the steps above is to extract the factors which contain high-order \(\lambda _0\). From \(G_n\)’s expression (24), we notice that the term \(\lambda \) or \(\lambda ^2\) is multiplied by terms \(\beta _n,\)\(\beta _{n-1}\) and \(\beta _{n-2}\). Since we have proved that \(\tilde{\lambda }_0 \rightarrow \lambda _0\) and \(\lambda _0\) is not a singular point, we can come to the conclusion \(\widetilde{G}_n \thickapprox G_n\). Thus,
which implies
From what is shown in (27), we can then derive that
Expression (28) shows q[N] can be derived form \(E_{N1}\) and \(E_{N2}\), whose elements are all \(\varphi [j,n]\) and \(\phi [j,n]\). Leibniz formula shows that the determinant of a matrix can be written as the linear combination of all its elements. Therefore, we can conclude that
Finally, we have the stability of our algorithm. \(\square \)
7 Conclusion
In this paper, we expand the Lax pair of Fokas–Lenells equation with a variable separation method and obtain Nth rogue wave expression. Compared to the more usual expansion methods [30, 31], our method has several advantages. In particular, it is relatively easy to compute expressions and plot figures. Moreover, it is quite convenient for adjusting the parameters through selecting different \(Z_n\)’s. The flexibility would hugely improve the efficiency in simulation and computation when the initial seed solution is given.
Similar to that in [30, 31], we are inspired by the efficiency and structure of Darboux transformation to generate Nth-order solutions. The novel features presented by DT and the FL system are quite different from those generated from standard integrable systems like the AKNS and the KN systems. As shown in Figs. 1, 2 and 3, we obtain similar plots as in [30, 31]. The maximum amplitudes in the examples are about three times to those when \(x \rightarrow \infty \) and \(t \rightarrow \infty \). We expect that our work may spark some research interests in generation of rogue waves and serve as a time saver applied to many much-studied methods.
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Acknowledgements
This work is sponsored by the National Natural Science Foundation of China (No. 11571079, No. 11801153, No. 11701322), Shanghai Pujiang Program (No. 14PJD007), the Natural Science Foundation of Shanghai (No. 14ZR1403500) and the Young Teachers Foundation (No. 1411018) of Fudan University. Also, the authors are very grateful to Professor Peter D. Miller and Professor John E. Fornaess for their enthusiastic support and useful suggestions.
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Wang, Z., He, L., Qin, Z. et al. High-order rogue waves and their dynamics of the Fokas–Lenells equation revisited: a variable separation technique. Nonlinear Dyn 98, 2067–2077 (2019). https://doi.org/10.1007/s11071-019-05308-8
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DOI: https://doi.org/10.1007/s11071-019-05308-8