Abstract
The perturbation to conformal invariance and the numerical algorithm of Hamiltonian systems with disturbed forces under variational discretization are studied in this paper. Based on the discrete difference variational principles, the discrete Hamiltonian equations (variational integrators) for dynamical systems are obtained in the undisturbed and the disturbed cases, respectively. The determining equations of perturbation to conformal invariance are established for disturbed Hamiltonian systems. The exact invariants of Noether type led by conformal invariance for an undisturbed Hamiltonian system are derived. For disturbed discrete Hamiltonian systems, the condition of perturbation to conformal invariance leading to adiabatic invariants is proposed. Two examples are considered: a simple harmonic oscillator and the Kepler problem. The dynamical analysis is given by using the numerical results.
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1 Introduction
Explicit analytical solutions of differential equations of dynamical systems are the exception rather than the rule. If there are no exact invariants in the systems, one looks for adiabatic ones, like in [1,2,3]. For a mechanical system, there exists an intimate relation between the integrability of the system and the variations of its symmetries [4,5,6,7]. The adiabatic invariants can be found by perturbation to symmetry, and the study of symmetrical perturbation and adiabatic invariants proposes an effective way to obtain analytical solutions of disturbed systems. In recent years, some progress has been made in the study of symmetrical perturbation, such as Noether symmetrical perturbation [8], Lie symmetrical perturbation [9, 10], and Mei symmetrical perturbation [11], and they all can lead to adiabatic invariants. Conformal invariance is a modern method for finding conserved quantities for dynamical systems; it is built on the scale invariance, the translation invariance, rotational invariance and a variety of interactions [12]. Considerable progress has been made on the application of conformal invariance to mechanical systems in decades [13,14,15]. Perturbation to conformal invariance can also propose an effective method to get adiabatic invariants of disturbed Lagrangian systems [16]. The theoretical and numerical results show that perturbation to conformal invariance is a feasible way to solve disturbed dynamical systems.
Variational discretization is a structure-preserving discretization method for discrete conversion of continuous dynamical systems [17, 18]. The corresponding variational integrators approach the numerical integration from a variational principle rather than a discretization of the corresponding ordinary differential equations. So the underlying geometric properties of motion are preserved based on variational discretization. This approach is effective to analyze the stability and the optimal control of engineering devices [19, 20], the stochastic systems [21, 23], the dynamic behaviors of flexible multibody systems [23, 24], and the systems with holonomic [25] or nonholonomic constraints [26, 27]. As a while, the variational discretization is the theoretically most appealing method and, in addition, is numerically competitive.
Integrability of the continuous Hamiltonian systems is often identified with complete integrability, that is, the existence of as many independent integrals of motion in involution as the dimension of the phase space. By discretizing Hamilton’s variational principle, symmetries of the discrete Hamiltonian systems [28] and the Hamiltonian systems with constraints [29, 30] have been studied. However, the literature that is specially related to the integrability of discrete disturbed Hamiltonian systems is very limited. In addition, the adiabatic invariants of disturbed Hamiltonian systems have not been simulated by variational algorithm. To address the lack of research on these aspects, this paper extends the perturbation of conformal invariance to discrete Hamiltonian systems and gets the numerical integration and analytical solutions under the action of small disturbance. After presenting the basic theory of undisturbed Hamiltonian systems, the variational discretization of disturbed systems is constructed in Sect. 2; the corresponding structure-preserving algorithm is also introduced in this Section. Section 3 derives the definitions of conformal invariance for undisturbed and disturbed systems, respectively. Section 4 obtains exact invariants directly from the conformal invariance of undisturbed Hamiltonian systems. For the disturbed ones, the adiabatic invariants are constructed based on symmetrical transformations of initial systems. Two numerical examples are presented to demonstrate the application of the proposed approach in Sect. 5.
2 Variational discretization of disturbed Hamiltonian systems
Historically Hamiltonian systems came from Lagrangian systems in classical mechanics. Consider a Lagrangian system whose configuration is determined by n generalized coordinates \(q_{i}\) (\(i=1, {\ldots }, n\)). Introducing the generalized momentum \(p_{i}\) (\(i=1, {\ldots }, n\)) and Hamiltonian function \(H=H\) (t , \({{\varvec{q}}}\), p), the continuous canonical Hamiltonian equations are
Consider the disturbed Hamiltonian difference equations at some lattice points (t, \({{\varvec{q}}}_{k}\), \({{\varvec{p}}}_{k}\)). Suppose an n-dimensional configuration manifold q = {\(q_{1}, {\ldots }, q_{n}\)}, p = {\(p_{1}, {\ldots }, p_{n}\)}. By an application of the discrete Legendre transform to the discrete Euler–Lagrangian equations, the discrete Hamiltonian equations can be obtained from a variational principle [28],
where \(h_{k+1}=t_{k+1}-t_{k}\) and \(h_{k-1 }=t_{k}-t_{k-1}\) are the time steps, and \(H_{D,k}=H\) (\(t_{k, }t_{k+1}\), \({{\varvec{q}}}_{k}\), \({{\varvec{p}}}_{k+1})\) and \(H_{D,k-1}=H\) (\(t_{k-1, } t_{k}\), \({{\varvec{q}}}_{k-1}\), \({{\varvec{p}}}_{k})\) are the discrete Hamiltonian functions, \(\mathop {D}\nolimits _{+h} \) represents the left discrete (finite-difference) differentiation operators. Equations (3)–(5) require the discrete equations of undisturbed Hamiltonian systems.
In the following, the discrete disturbed Hamiltonian equations will be obtained from the variational discretization. The discrete Hamiltonian framework \(H_{D, k}=H\) (\(t_{k, } t_{k+1}\), \({{\varvec{q}}}_{k}\), \({{\varvec{p}}}_{k+1})\) is transformed from the Lagrangian \(L_{D,k}=L\) (\(t_{k, } t_{k+1}\), \({{\varvec{q}}}_{k}\), \({{\varvec{p}}}_{k+1})\) based on discrete Legendre transformations. The discrete disturbed forces are \(\varepsilon W_{i,d}=\varepsilon W\) (\(t_{k}\), \(t_{k+1}\), \({{\varvec{q}}}_{k}\), \({{\varvec{p}}}_{k+1}\)), where \(\varepsilon \ll \) 1 is the perturbed parameter. The finite-difference functional is obtained on the n-dimensional mesh \(\omega \):
where the sum is taken over a finite or infinite domain \(\Omega \subset \omega \). And the total variation of \(H_{h}\) is
where \(\delta q_{i,k}\) is the discrete virtual placement satisfying
The total variation of the function \(H_{h}\) along a curve \(q_{i }= {\phi }_{i}\) (t), \(p_{i}=\psi _{\iota }(t)\) at some points (t, \({{\varvec{q}}}_{k}\), \({{\varvec{p}}}_{k})\) will affect only two terms of the sum (6),
So Eq. (7) can be rewritten as
Substituting Eqs. (8) and (9) into (10) gives
For the stationary value of the discrete Hamiltonian action, the systems of \(2n+1\) equations can be derived:
Note that the first 2n Eqs. (12) and (13) are first-order difference equations, which correspond to the disturbed Hamiltonian equations in the continuous limit. Equation (14) is of the second order; it defines the lattice on which the disturbed Hamiltonian equations are discretized, which is the energy equation. In the continuous limit, the lattice equation itself disappears. Equations (12)–(14) require the discrete equations of disturbed Hamiltonian systems.
3 Conformal invariance of discrete Hamiltonian systems
3.1 The definition of conformal invariance of undisturbed systems
To consider the discrete Hamiltonian equations, we need three lattice points. The prolongation of the Lie group operator to the neighboring points (\(t_{k-1,}\)\({{\varvec{q}}}_{k-1}\), \({{\varvec{p}}}_{k-1})\) and (\(t_{k+1}\), \({{\varvec{q}}}_{k+1}\), \({{\varvec{p}}}_{k+1}\)) is as follows:
where \(\xi ^{\alpha }_{00,k-1}=\xi ^{\alpha }_{00,k-1} (t_{k-1}, {{\varvec{q}}}_{k-1}, {{\varvec{p}}}_{k-1})\), \(\xi ^{\alpha }_{i0,k-1}=\xi ^{\alpha }_{i0,k-1} (t_{k-1}, {{\varvec{q}}}_{k-1}, {{\varvec{p}}}_{k-1})\), \(\eta _{i0,k-1}^{\alpha }=\eta _{i0,k-1}^{\alpha } (t_{k-1}, {{\varvec{q}}}_{k-1}, {{\varvec{p}}}_{k-1})\), \(\xi ^{\alpha }_{00,k+1}=\xi ^{\alpha }_{00,k+1} (t_{k+1}, {{\varvec{q}}}_{k+1}, {{\varvec{p}}}_{k+1})\), \(\xi ^{\alpha }_{i0,k+1}=\xi ^{\alpha }_{i0,k+1} (t_{k+1}, {{\varvec{q}}}_{k+1}, {{\varvec{p}}}_{k+1})\) and \(\eta _{i0,k+1}^{\alpha }=\eta _{i0,k+1}^{\alpha } (t_{k+1}, {{\varvec{q}}}_{k+1}, {{\varvec{p}}}_{k+1})\) are discrete infinitesimal integrators. For the undisturbed Hamiltonian systems, Eqs. (3) and (4) can be expressed as follows:
Definition 1
If there is a nonsingular matrix \(\mathbf{H}^l_{i,d}\) satisfying the following condition:
then this kind of invariance is called the conformal invariance of undisturbed Hamiltonian systems under single-parameter infinitesimal transformations (15). Equation (17) is the determining equation of conformal invariance of the undisturbed systems (3) and (4), where \(\mathbf{H}^l_{i,d}\) is called conformal factor.
3.2 The definition of conformal invariance of disturbed systems
When the system is subjected to small disturbance forces \(\varepsilon W_{i,d}\), where \(W_{i,d}= W_{i,d }(t_{k,}\)\({{\varvec{q}}}_{k}\), \({{\varvec{p}}}_{k})\) and \(\varepsilon \) is a small parameter, the original conformal invariance will change accordingly. Assume the variation is a perturbation based on symmetrical transformation of the initial system, then \(\xi _{0,k}^{\alpha }=\xi _{0,k}^{\alpha } (t_k, {{\varvec{q}}}_k,{{\varvec{p}}}_k)\), \(\xi _{i,k}^{\alpha }=\xi _{i,k}^{\alpha } (t_k, {{\varvec{q}}}_k,{{\varvec{p}}}_k)\), and \(\eta _{i,k}^{\alpha }=\eta _{i,k}^{\alpha } (t_k, {{\varvec{q}}}_k,{{\varvec{p}}}_k)\) denote the new generators after being perturbed and can be expressed as
The prolongation of the Lie group operators for a discrete disturbed system can be written as
where
Expressions (12) and (13) become
Definition 2
For the discrete disturbed Hamiltonian systems, if there exists a nonsingular matrix \({\tilde{\mathbf{H}}}_{i,d}^l \) satisfying
then the Hamiltonian systems maintain the perturbation to conformal invariance under the expressions (18)–(20). Equation (24) is called the determining equation of the perturbation to conformal invariance for disturbed systems, and \({\tilde{\mathbf{H}}}_{i,d}^l \) is called the conformal factor of discrete disturbed systems.
4 Adiabatic invariants of discrete disturbed Hamiltonian systems
4.1 Exact invariants led by conformal invariance of discrete Hamiltonian systems
Theorem 3
For the undisturbed Hamiltonian (3) and (4), if there is a gauge function \({ G}^{\alpha }_{{ i}0, { d}} ={ G}^{\alpha }_{{ i}0, d} (t_{k}\), \(t_{k+1}\), \({{\varvec{q}}}_{k}\), \({{\varvec{p}}}_{k+1})\) that makes the infinitesimal generators \(\xi ^{\alpha }_{00,k}\), \(\xi ^{\alpha }_{i0,k}\) and \(\eta ^{\alpha }_{i0,k}\)of conformal invariance of the systems satisfy the following structural equation:
then the undisturbed Hamiltonian systems possess discrete exact invariants
The proof is identical to that in [28] and we will not reproduce it here. Equation (25) is called the discrete version of generalized Noether-type identity for the systems. The discrete Eq. (26) is called the difference version of Noether conservation laws associated continuous Hamiltonian systems.
4.2 Adiabatic invariants led by the conformal invariance of discrete disturbed Hamiltonian systems
The change slowly in parameters is the same as the role of small perturbations. For the disturbed Hamiltonian systems, the following theorem gives the condition that the perturbation to conformal invariance under small disturbance can lead to Noether adiabatic invariants.
According to the definition of adiabatic invariants in [31], the definition of discrete adiabatic invariants is given as the following definition.
Definition 3
For the discrete Hamiltonian systems, if a physical quantity \({ I}^{\alpha }_{{ zd }}={ I}^{\alpha }_{{ zd}}\) (\(t_{k}\), \(t_{k+1}\), \({{\varvec{q}}}_{k}\), \({{\varvec{p}}}_{k+1}\), \(\varepsilon \)) satisfies
where \({ I}^{\alpha }_{{ zd}}= { I}^{\alpha }_{0d} + \varepsilon I ^{\alpha }_{1d} +{\cdots }+ \varepsilon ^{z}{ I}^{\alpha }_{zd}\), then \({ I}^{\alpha }_{{ zd}}\) is called a zth-order adiabatic invariant of the systems.
Based on Definition 3, the Noether theorem for discrete Hamiltonian systems subjected to perturbation quantities is obtained below.
Theorem 4
For the discrete disturbed Hamiltonian systems, if a discrete gauge function \({ G}^{\alpha }_{im,d} ={ G}^{\alpha }_{im,d}(t_{k}, t_{k+1}, {{\varvec{q}}}_{k}, {{\varvec{p}}}_{k+1})\) exists such that the infinitesimal transformation generators satisfy the discrete Noether identity
then the following formula:
is the zth-order adiabatic invariant of Noether type of discrete disturbed Hamiltonian systems.
Proof
After being perturbed, the gauge function comes into
Considering Eqs. (18)–(20) and (30), and computing the discrete derivative of \({ I}^{\alpha }_{{ zd}}\), one obtains
Making use of (12)–(14), after deduction, we have
the perturbations \(W_{i,d }= 0\) hold when \(z = 0\), so
It shows that \({ I}^{\alpha }_{zd}\) is in direct proportion to z+1, so \({ I}^{\alpha }_{zd}\) is the discrete analogue of zth-order adiabatic invariants for discrete disturbed Hamiltonian systems. The theorem is proved. \(\square \)
5 Numerical examples
5.1 Simple harmonic oscillator
Consider the Lagrangian \(L=\left( {{\dot{q}}^2 -q^2 } \right) /2\) of a simple harmonic oscillator with an additional force \(F(q) = - \varepsilon { q}\). For \(\varepsilon \ll 1\), the system is amenable to solution using the methods from the previous Section. The discrete Hamiltonian based on the variational discretization is given by \(H_{D,k}=(p^2_{k+1}+q^2_k)/2\). Let the positive and constant h be the time step. The discrete undisturbed Hamiltonian Eq. (16) is computed to be
The Lie group operators for the discrete system (32) with regard to the conformal invariance of the undisturbed Hamiltonian equation are given by \(\xi _{00} =1\), \(\xi _{10}=q_{k}\) and \(\eta _{10}=p_{k}\). The Noether identities (25) read \(p_{k+1}^2 -q_k^2 +\mathop {D}\nolimits _{+h} \left( {G_{0,d} } \right) =0\). The exact invariant is \(I_{0d }= (p^2_{k}+q^2_{k-1})/2\) with the gauge function \(G_{0,d} =-p_k q_k \).
The energy error of the harmonic oscillator is shown in Figs. 1 and 2. Figure 1 demonstrates numerical energy conservation by the variational algorithm, and the energy error is to about \(10^{-8}\) after 10,000 iterations as well. Figure 2 demonstrates that the variational method is more precise than those from the standard RK4 under the initial conditions (\(q_{1}\), \(b_{1}) = (0.01, 0.01)\). It is obvious that the variational method has the advantage of energy conservation in the long-time simulation. The relative error is stable of the order \(10^{-8}\) for the variational algorithm. Compared with the time step \(h=10^{-1}\), \(10^{-8}\) accuracy is rather small. Therefore, the algorithm based on the variational discretization shows a huge advantage in the quantitative problems, especially in the long-term tracking numerical simulation.
Suppose the systems are disturbed by the small perturbation \(\varepsilon W_{d}=\varepsilon q_{k}\), then the disturbed Hamiltonian Eq. (23) becomes
The prolongation of the Lie group operators for the discrete system is
and the conformal factor is \(\mathbf{H}_{i,d}^l =\left( {{\begin{array}{ll} 1&{}\quad 0 \\ 0&{}\quad 1 \\ \end{array} }} \right) \). From Theorem 4, the adiabatic invariant is
with the gauge function \(G_{1,d} =-(1+\varepsilon )p_k q_k \).
Figure 3 displays the adiabatic invariant (34) with different coefficients of \(\varepsilon \) under the same initial conditions (\(q_{1}\), \(b_{1})\) = (0.01, 0.01). As we go forward in time, the perturbed parameter \(\varepsilon \) keeps on increasing leading to almost the same accuracy. It can be seen more obviously from Fig. 3 which shows the relative changes of the adiabatic invariant (34) for different \(\varepsilon \).
5.2 Kepler (two body) problem
The celestial mechanics often involves the Kepler problem, for example, satellites circle the earth, and the planets move around the sun or binary star systems. The discrete Lagrangian of the Kepler problem is
The discrete canonical conjugate momenta and the difference discrete Hamiltonian can be introduced by the discrete Legendre transformation
So the discrete Hamiltonian of the Kepler problem yields
The discrete Hamiltonian equations on the uniform mesh read
The conformal invariance of the undisturbed Hamiltonian Eq. (38) and (39) is
From Theorem 3 and solutions (40) and (41), the exact invariants are
with the same gauge function \(G_{0,d}=0\).
This Hamiltonian being autonomous, it is an invariant of the system. For simulations, we select the initial conditions to be \(h=0.1\), \(q_{1}(0) =0\), \(q_{2}(0) =1.2\), \(p_{1}(0) = -1\), and \(p_{2}(0) = -0.6\). The comparison of phase diagrams of undisturbed systems is demonstrated using the variational method and RK4 method in Fig. 4. It is clearly shown that the calculating phase diagrams of the variational methods are overlapped closed curves, and the numerical results are consistent with the known analytical results. The phase diagram of the RK4 method is a closed loop with a certain width, which indicates that an obvious artificial dissipation phenomenon has appeared during simulation and also reflects the disadvantages of non-variational algorithms.
Suppose the perturbed forces are \(\varepsilon W_{1,d} = -\varepsilon q_{1,k}\), and \(\varepsilon W_{2,d} = -\varepsilon q_{2,k}\). The discrete equations of the disturbed systems read
One can readily verify the invariance of the Hamiltonian functions and the perturbed forces, that is
and we have
with the solutions of
The conformal factor reads
From the Noether identities (28), one obtains
The adiabatic invariant of (46) then reads
with the gauge function \(G^1_1\), \(d=0\). For solution (47), the adiabatic invariant of the system is computed to be
with the gauge function \(G_{1,d}^2 =-\varepsilon \left( {q_{1,k}^2 +q_{2,k}^2 } \right) /2\).
Figure 5 displays the adiabatic invariant with different coefficients of \(\varepsilon \) under the same initial conditions in as Fig. 4. Similarly as for the adiabatic invariant presented in Fig. 3, the absolute value of the adiabatic invariant (50) is almost constant.
6 Conclusions
This paper proposed a procedure for obtaining discrete adiabatic invariants of disturbed Hamiltonian systems. This procedure is based on the perturbations to conformal invariance method approach to derive the adiabatic invariants of the systems. The exact invariants and the adiabatic invariants are, respectively, constructed by the discrete Noether theorems. Numerical tests prove that adiabatic invariants of disturbed Hamiltonian systems have indeed almost constant values. It is demonstrated that algorithms defining the variational discretization preserve the structure properties of the disturbed Hamiltonian systems.
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This work is partly supported by National Natural Science Foundation of China (Grand Nos.11502071 and 11732005), the spatial research project and Qin Xin Talents Cultivation Program of Beijing Information Science and Technology University.
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Xia, LL., Bai, L. Preservation of adiabatic invariants for disturbed Hamiltonian systems under variational discretization. Acta Mech 231, 783–793 (2020). https://doi.org/10.1007/s00707-019-02571-z
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DOI: https://doi.org/10.1007/s00707-019-02571-z