Keywords

1 Introduction

Research studies in the field of carbohydrates have revealed that pullulan is one of the most emerging biopolymers, basically synthesized by Aureobasidium pullulans. This polymer is consisting of maltotriose units connected by α(1 → 4) glycosidic bond. The consecutive maltotriose units are inter-linked with α(1 → 6) glycosidic bond (Bender and Wallenfels 1961). This alternation of α(1 → 4) and α(1 → 6) bonds, is the main cause of its structural flexibility and hydrophilic nature. The daily intake of pullulan should be up to 10 g per day as per the FDA (Singh and Saini 2008). The major constraint prevailing on the use of pullulan is its cost that is three times more than the price of other polysaccharides. The general structure of pullulan has been illustrated in the Fig. 1.

Fig. 1: General structure of the pullulan
figure 1

(Singh and Saini 2008)

Dry pullulan powders are white, crystalline or amorphous and non-hygroscopic and dissolve quickly in the cold or hot water. The pullulan shows its resistance to the mammalian amylases. Hence, it provides fewer calories and can be treated as dietary fibre. The employment and application of pullulan in biomedical and tissue engineering field are emerging owing to its biocompatible, non-toxic, non-immunogenic and inert nature. In comparison to dextran, the degradation rate of pullulan in blood serum is much quicker. It was found that the degradation index was 0.7 for pullulan with the intervals of 48 h of incubation while it was of 0.05 for the dextran in the same condition (Bruneel and Schacht 1995). Pullulan is suitable for all consumer groups because of its non-animal origin nature. It is a slow digesting macromolecule, which is colourless, odourless and hence it is used as very low calorie food additives. This is used as a texturizer and glazing agent in chewing gum and bubble gum. It is also used as foaming agent in milk-based desserts. Pullulan contributes major four areas of applications commercially like food, pharmaceutical, biomedical and other miscellaneous as described in Fig. 2.

Fig. 2
figure 2

Broad technological application of Pullulan

2 Microbial Sources of Pullulan

Although it is well-known fact that A. pullulans is a key producer of pullulan, but not all the strains of A. pullulans have the potential to synthesize pullulan (Ueda et al. 1963; Leathers et al. 1988).

Different types of microbial strains apart from the A. pullulans having the ability to produce pullulan have been summarized in Table 1.

Table 1 List of reported microorganisms capable of producing pullulan

3 Fermentative Production of Pullulan

In the industrial scale, pullulan is produced from the liquefied starch by using non-toxigenic and non-pathogenic strain under specific conditions. The upstream part of pullulan production by the fermentation deals with the initial step of the process like selection of the potential strain, inoculum preparation, medium development, growth kinetics, optimization etc., in order to get the product with maximum yield. In submerged fermentation, the nature of the liquid medium is changed drastically during production of pullulan. Initially, the liquid follows the Newtonian behaviour as the viscosity of the medium is very close to pure water. After sometimes, when the polymer is synthesized, the behaviour of the liquid medium changes to non-Newtonian due to increase in the apparent viscosity (Lazaridou et al. 2002).

Downstream processing is essential to meet the purity and quality of the final product from the fermentation broth. There are several steps which are mainly composed of separation of biomass from the culture broth, removal of melanin pigments, proteins and finally precipitation of pullulan with the appropriate organic solvent. Co-production of melanin pigment along with pullulan is a major problem. It was reported that the melanin is produced in the pentaketide pathway at the end of the fermentation (Siehr 1981; Dharmendra et al. 2003). However, pullulan is also synthesized during the late log phase or early stationary phase of the growth of the microorganism (Longfa et al. 2011). After the pigment separation, the main step is to do the precipitation of polymer with suitable organic solvent. Generally, two phases are developed after the precipitation. The deposition of the precipitated pullulan in the solvent system depends upon the molecular weight of the polymer. An appropriate and cost-effective downstream processing is the major requirement and necessary for the production of pullulan. The schematic representation of pullulan production has been illustrated in the Fig. 3.

Fig. 3
figure 3

Schematic representation of Pullulan production by fermentation

All the major research in the process of pullulan production was carried out with A. pullulans as the yield is very high as comparison to other microbial sources. Pullulan production efficiency of different strains of A. pullulans has been summarized in Table 2.

Table 2 List of various strains of Aureobasidium pullulans for pullulan production

4 Production of Pullulan from Agro-industrial Wastes

Production of pullulan from agro-industrial wastes is both feasible and ecologically sound. Therefore, it would be prudent to search for the available and suitable substrate and select the proper strain of the pullulan-producing organism to produce a valuable product, while protecting the environment from pollution. Pollution problems associated with accumulation of agro-industrial wastes and by-products increased the demand for bioconversion of the plant biomass to value-added compounds by economically feasible ways (Table 3).

Table 3 Reported information for Production of Pullulan from the agro-industrial waste

The cost of pullulan production currently is relatively high as compared to other carbohydrate. Hence, it is very essential to search for inexpensive carbon and nitrogen sources, which are nutritionally rich enough to support the growth of the microorganism as well as the production of pullulan.

5 Sweet Potatoes

Sweet potato (Ipomoea batatas) is a cheap and easily available agriculture product. The major constituent of sweet potato is starch and little sugar. Sweet potato has been used as a suitable carbon source for various industrial fermentations. Wu et al. (2009) investigated the utilization of sweet potato waste by A. pullulans AP329 for pullulan production in submerged fermentation. Generally, starch should be hydrolysed to sugars before starting the fermentation of pullulan production. But, there is probably no need to add expensive β-amylase when sweet potato is used as carbon source in the fermentation. Because, it contains considerable amount of highly active β-amylase, which is the primary saccharifying enzyme in sweet potato.

6 Asian Palm Kernel

Research-based studies were done by Sugumaran et al. (2014a) in which four agro-wastes namely, wheat bran, rice bran, coconut kernel, and palm kernel were evaluated as a low carbon source the pullulan production by A. pullulans in solid state for fermentation at 50% moisture content. Palm kernel emerged to be the best carbon source among the four agro-wastes and yield 16 g/L pullulan. Later, the same group of researchers had studied the optimization of the process parameters for the pullulan production considering the carbon source as Asian Palm kernel with Response Surface Methodology (RSM). The pullulan yield was increased to 30.4 g/L. Thus, palm kernel appears to be a potential low-cost carbon source for the production of the pullulan.

7 Soybean by-Products

Soybean pomace is a major agro-industrial by-product from the soy sauce industry. It consists of carbohydrates and proteins as major component. Although soybean pomace has very essential utility, it is discarded as waste because of its high content of sodium chlorite (NaCl). This creates very serious environmental problems. Moreover, considering soybean pomace as a waste is a huge loss to the natural resources as it is a rich source of carbohydrates and proteins. A research-based study was done by Seo et al. (2004a, b), in which yeast extract was replaced by soybean pomace as nitrogen source for production of pullulan by A. pullulan HP-2001.

8 Brewery Wastes

Spent grain liquor is a significant source of waste in the brewing industry. It is the liquor resulting from the final separation of the wort from spent grain in a brewing plant. It consists of water, proteins, mineral salts and total sugars as glucose. A number of brewery wastes were examined as substrates for fungal growth (Shannon and Stevenson 1975). Hang et al. (1977) reported that Aspergillus niger produces a significant amount of citric acid during the fermentation of brewery spent grain liquor. Pullulan production from brewery waste by A. pullulans has been investigated by Roukas (1999).

9 Coconut By-product

Coconut water is a naturally occurring clear liquid at the fruit’s centre. It consists of easily digested carbohydrate in the form of simple sugars and electrolytes. Coconut milk is a liquid which is obtained from the grated meat of mature coconut. Especially, various factories producing desiccated coconut, copra and other coconut meat products (Coco sauce, coconut honey, coconut chips, roasted young coconut, coconut cream, coconut candy, coconut flour) generate the waste product in the form of coconut water and coconut milk. Due to higher Biological Oxygen Demand (BOD) of coconut by-product, it is considered as an active pollutant in the environment. This environmental problem has increased the interest of current researchers in coconut by-product and motivated its utilization in the production of such an industrially important product. Thirumavalavan et al. (2009) have studied and used both coconut water and coconut milk for the pullulan production. The coconut milk found to be more efficient for pullulan production as compared to coconut water as C/N ratio is higher in case of coconut milk.

10 Jackfruit Seed

Jackfruit (Artocarpus heterophyllus) tree is an evergreen tree that is mainly found in Florida, Central and Eastern African nations, India, Australia and most of the Pacific islands. Generally, only fleshy pulp of jackfruit is eaten and seeds are considered as the by-product and discarded as waste products. It was found that these seeds contributed 8–15% of the total fruit weight. These seeds contain both proteins and carbohydrates content (Bobbio et al. 1978). The potential of jackfruit seeds as carbon and nitrogen source was studied by Sugumaranc et al. (2013) for pullulan production (34.22 g/L) in solid state fermentation. The optimal concentration of different factors for pullulan production was as follows: NaCl−1.69 g/L, KH2PO4 −4.16 g/L, ZnSO4·5H2O−0.052 g/L and moisture content −47.9%, w/w.

11 Jaggery

Jaggery, a concentrated sugar cane juice with or without prior purification produced by cottage industries (also known as gur), containing 75–85% sucrose is widely used in India as a substitute of white and refined cane sugar. Vijayendra et al. (2001) and Ganduri et al. (2016) had used jaggery as carbon source for the production of pullulan with A. pullulans CFR-77 and by A. pullulans MTCC 2195 respectively.

12 Beet Molasses

Few researchers (Yekta et al. 2004; Lazaridou et al. 2002) had investigated about the production of pullulan by utilizing beet molasses as carbon source with a strain of A. pullulans P56 (a melanin-deficient strain). Maximum sugar utilization was found to be more than 90%. Overall, beet molasses were proven as an attractive fermentation medium for the production of pullulan by A. pullulans.

13 Cassava By-products

Cassava bagasse disposed from sago industry causes high pollution owing to its organic content and more biodegradability (Singh et al. 2008). As a result, biotransformation of these industrial solid wastes to value added products is helpful to our society to minimize the environmental pollution as well as cost of fermentation. Sugumaranb et al. (2014) have used Cassava bagasse for pullulan production in solid state fermentation with A. pullulans MTCC2670. Approximately about 600–650 tonnes per day of cassava bagasse are disposed from sago industry in India (Srivas and Anatharaman 2005). Ray et al. (2007) had investigated the production of pullulan by using cassava starch residues by A. pullulans MTCC1991. Cassava by-products a low-cost and easily available waste material from starch extraction from cassava could provide an economic advantage as a solid substrate as well as a carbon source for production of the emerging pullulan elaborated by the organism A. pullulans.

14 Corn Steep Liquor

Corn steep liquor is a high-protein (42%) feed ingredient, which is obtained from the soluble parts of the corn kernel in the steeping process. Sharma et al. (2013) have investigated about five different agricultural wastes (rice bran oil cake, soya bean oil cake, cotton seed oil cake, mustard seed oil cake and corn steep liquor) as nitrogen source for the production of pullulan by A. pullulans. Corn steep liquor was found to be best one, which can yield 77.92 g/L of pullulan. This fermentation process was also validated in a 7-L fermenter and a process economics was analysed with respect to cost of pullulan production. It was found that, corn steep liquor can make threefold reduction cost of raw materials for pullulan production in comparison to a conventional process. These observations can be useful in development of a cost-effective pullulan production.

15 De-Oiled Jatropha Seed Cake

Jatropha seed oil is used extensively for the bio-diesel production from last decades. Generally, after the bio-diesel production the seed cake has to be discarded as waste product. The de-oiled seed is very toxic to both human and animal health. Hence its use is restricted. In addition to that, the de-oiled jatropha seed cake comprises of 55–65% of biomass used for the production of bio-diesel. Hence it causes major environmental problem for its disposal. The potential of de-oiled jatropha seed cake used as a substrate for pullulan production was investigated by Chaudhury et al. (2012). It was found that, the yield of pullulan was 83.98 g/L in a 5L laboratory scale fermenter.

16 Potatoes Starch

The cells of root tuber of the potato contain starch grain. Large amount of waste residue has been released in the potato starch industry, which includes effluents and potato residues. This causes serious environmental problems. The major constituents of the potato starch waste consist of carbohydrates. These effluents are having COD (chemical oxygen demand) more than 30 g/L, hence it is rich with biodegradable components (starch, cellulose and proteins) and can be utilized by the microorganism. Yekta et al. (2011) had investigated the utility of potatoes starch waste for pullulan production by A. pullulan P56. The potato starch was liquefied by pullulanase and amyloglucosidase enzymes (Ca-alginate immobilized form) in a packed bed bioreactor. Maximum pullulan production was found to be 19.2 g/L and after optimization of various process parameters, the production was increased by 20% as compared to initial state.

The mixtures of potato starch hydrolysate and sucrose were also utilized for the production of pullulan (Chao et al. 2017). It was found that the mixtures of potato starch hydrolysate and sucrose could promote pullulan synthesis and possibly that a small amount of sucrose stimulated the enzyme responsible for pullulan synthesis and promoted effective potato starch hydrolysate conversion effectively. Thus, mixed sugars in potato starch hydrolysate and sucrose fermentation might be a promising alternative for the economical production of pullulan.

The utilization of raw potato starch hydrolysates for pullulan production was also investigated. The maximum pullulan production was found to be 36.17 g/L after 96 h of the fermentation. A comparative study was performed with glucose and sucrose as carbon source for pullulan production, which resulted 22.07 and 31.42 g/L of pullulan respectively (Shengjun et al. 2016). These results infer that raw potato starch hydrolysates can be utilized as carbon source for pullulan production in a cost-effective manner.

17 Rice Hull Hydrolysate

Rice hull is one of the most widely available agricultural by-products in many rice producing countries, which generates 120 million metric tonnes per year. The physic-chemical pre-treatment is required for efficient conversion of rice hull into the fermentable sugars. Hydrolysis process with dilute sulphuric acid has been used to recover usable sugars from the rice hull in efficient manner. A research based studies was done by Dahui et al. (2014) for the production of pullulan from rice hull hydrolysate by A. pullulans CCTCC M 201259. They found that acetic acid presents in the hydrolysate exert a negative effect on pullulan production. Hence, a mutagenic study was performed with the A. pullulans CCTCC M 201259 and a new mutated strain (designated as A. pullulans ARH-1) was isolated in a medium containing acetic acid. The maximum pullulan production was found to be 22.2 g/L by A. pullulans ARH-1 after 48 h, while that obtained by the parental strain (A. pullulans CCTCC M 201259) was 15.6 g/L after 60 h of fermentation.

18 Strain Improvement for Pullulan Production

Pollock et al. (1992) had investigated the mutagenic study with respect to Aureobasidium strain for the first time by using Ethidiumbromide as the chemical mutagen. The mutated strain produced higher molecular weight pullulan as compared to parent strain.

Gniewosz and Duszkiewicz-Reinhard (2008) had screened a mutant strain of A. pullulans A.p.-3 with reduced pigmentation by the physical mutagenesis for the higher production of pullulan. In one of the study, a pullulan-producing strain of Aspergillus japonicus-VITSB1 was mutated by UV rays and EMS mutagenesis. The resulted mutant strain showed an increased molecular weight, less pigmentation with higher yield of pullulan (Mishra and Suneetha 2014a, b).

Periyasamy et al. (2015) had mutated a strain of Aureobasidium mousonni (NCIM 1226) through UV ray treatment for enhanced pullulan production. It was found that the mutated strain could produce 1.4 times more pullulan than that of parent strain. Most of the research in this orientation had carried out to find a melanin deficient strain for pullulan production.

Xiaoliu et al. (2012) had screened a mutant strain of A. pullulans SZU 1001 deficient in pigment production and was screened by complex UV and γ-ray mutagenesis studies. Medium composition optimization for increased pullulan molecular weight and production was conducted using this mutant.

19 Metabolic Engineering

There are very few reports available regarding the metabolic engineering for pullulan production. Wang et al. (2013) investigated the effect of ATP/ADP ratio for biosynthesis of pullulan by A. pullulans. They found that production of pullulan is directly proportional to the ATP concentration in the cell.

Ma et al. (2015) studied the about production of pullulan by a newly isolated marine yeast of Aureobasidium melanogenum P16 from inulin. They have integrated INU1 gene (from Kluyveromyces maximum KM) into the genomic DNA of A. melanogenum P16. As there was not any gene encoding inulinase in this yeast, so inulin can be directly converted to pullulan.

It was also found that homologous expression of ApUGPase in A. pullulans NRRLY-12974 can effectively improve the yield of extracellular pullulan. The yield of pullulan in engineering strain was improved to 1.3-fold time of parent strain (Haifeng et al. 2016). Recent study showed that knock-out of PKSIII gene in A. pullulans decreasing the production of melanin and pullulan and knock-in of gltP gene leads to increased production of heavy oil and pullulan (Jian et al. 2017).

20 Conclusion

Current research shows that production of pullulan from agro-industrial wastes is feasible and ecologically sound. Utilization of agro-industrial waste for the production of pullulan is a challenging. Enhancement of both purity and productivity of pullulan could be achieved by the employment of proper downstream processing and improving the C/N ratio of the substrate. Selection of proper substrate and microbial strain with optimized conditions can yield higher amount of pullulan.