Abstract
We present a complete characterization of the metric compactification of \(L_{p}\) spaces for \(1\le p < \infty \). Each element of the metric compactification of \(L_{p}\) is represented by a random measure on a certain Polish space. By way of illustration, we revisit the \(L_{p}\)-mean ergodic theorem for \(1< p < \infty \), and Alspach’s example of an isometry on a weakly compact convex subset of \(L_{1}\) with no fixed points.
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1 Introduction
The metric compactification, which is known as the horofunction compactification in the setting of proper geodesic metric spaces, has been extensively studied during the last 20 years. Remarkably, the foundations of this compactification can be traced back to the early 1980s when Gromov [7, 20] introduced a technique to attach certain boundary points at infinity of every proper geodesic metric space. In 2002, Rieffel [35] identified the metric compactification of every complete locally compact metric space with the maximal ideal space of a unital commutative \(C^{*}\)-algebra.
The modern procedure for constructing the metric compactification of general (not necessarily proper) metric spaces was discussed in [16, 34]. Every metric space is continuously injected into its metric compactification which becomes metrizable provided that the metric space is separable. Moreover, surjective isometries between metric spaces can be extended continuously to homeomorphisms between the corresponding metric compactifications.
Banach spaces form an important class of metric spaces for which the metric compactification deserves further study. Complete characterizations of the metric compactification of finite- and infinite-dimensional \(\ell _{p}\) spaces were presented by the author in [22] and [21], respectively. More studies in this context can be found in [24, 33, 36, 40].
The purpose of this paper is to give a complete characterization of the metric compactification of the Banach space \(L_{p}(\Omega ,\Sigma ,{{\,\mathrm{{\mathbf {P}}}\,}})\) for all \(1\le p < \infty \), where \((\Omega ,\Sigma ,{{\,\mathrm{{\mathbf {P}}}\,}})\) is a non-atomic standard probability space.
Several works have confirmed the importance of the metric compactification as a topological and geometric tool for the study of isometry groups [30, 32, 37,38,39], random walks on hyperbolic groups [8, 18], random product of semicontractions [17, 19, 28, 29], Denjoy–Wolff theorems [1, 9, 25, 26, 31], Teichmüller spaces [4], limit graphs [12], random triangulations [11], and first-passage percolation [6]. This list is by no means exhaustive, but it gives the reader a brief overview of the variety of applications where the metric compactification or some of its elements appear. The notion of the metric compactification plays an essential role in the development of a metric spectral theory proposed by Karlsson [27].
2 Preliminaries
Let (X, d) be a metric space with an arbitrary base point \(x_{0}\in X\). Consider the mapping \(y\mapsto {\mathbf {h}}_{y}\) from X into \({\mathbb {R}}^{X}\) defined by
Denote by \(\mathrm {Lip}_{x_{0}}^{1}(X;{\mathbb {R}})\) the space of 1-Lipschitz real-valued functions on X vanishing at \(x_{0}\). It is straightforward to verify that
Tychonoff’s theorem asserts that the Cartesian product in (2.2) is compact in the topology of pointwise convergence, which in turn implies that the space \(\mathrm {Lip}_{x_{0}}^{1}(X;{\mathbb {R}})\) is also compact as it is closed in this topology.
Definition 2.1
The metric compactification of (X, d), denoted by \({\overline{X}}^{h}\), is defined to be the pointwise closure of the family \(\{ {\mathbf {h}}_{y} \,\vert \, y\in X \}\). Every element \({\mathbf {h}}\in {\overline{X}}^{h}\) is called a metric functional on X. Metric functionals of the form (2.1) are called internal.
For every metric functional \({\mathbf {h}}\in {\overline{X}}^{h}\), there exists a net of points \((y_{\alpha })_{\alpha }\) in X such that the net of internal metric functionals \(({\mathbf {h}}_{y_{\alpha }})_{\alpha }\) converges pointwise on X to \({\mathbf {h}}\). If the metric space is separable, the topology in \({\overline{X}}^{h}\) is metrizable. Hence, sequences are sufficient to describe metric funcionals on separable metric spaces. Also, the choice of the basepoint \(x_{0}\) is irrelevant as different basepoints produce homeomorphic metric compactifications. See [16, 34] for more details.
In general, the mapping \(y\mapsto {\mathbf {h}}_{y}\) given by (2.1) is always a continuous injection. It becomes a homeomorphism onto its image whenever the metric space (X, d) is properFootnote 1 and geodesic.Footnote 2 In this particular case, the metric compactification coincides with Gromov’s original definition of horofunction compactification which is obtained as the closure of \(\{ {\mathbf {h}}_{y} \,\vert \, y\in X \}\) with respect to the topology of uniform convergence on bounded subsets of X; see [27].
Example 2.2
The set \({\mathbb {R}}\) of real numbers with the metric induced by the absolute value is proper and geodesic. Its metric/horofunction compactification \({\overline{{\mathbb {R}}}}^{h}\) contains the internal metric functionals
and the two additional ”points at infinity” given by
The elements of the compact space \({\overline{{\mathbb {R}}}}^{h}\) are used throughout the following sections, so it is convenient to establish the following special notations: functions of the form (2.3) are denoted by \(\eta _{r}\) with \(r\in {\mathbb {R}}\), and the two functions in (2.4) are denoted by \(\eta _{+\infty }\) and \(\eta _{-\infty }\), respectively. Therefore, the metric compactification of \(({\mathbb {R}},\left|\cdot \right|)\) is the compact Polish space
Throughout the paper, we assume that \((\Omega ,\Sigma ,{{\,\mathrm{{\mathbf {P}}}\,}})\) is a non-atomic standard probability space. We adopt the convention that all equalities involving measurable sets or measurable functions are assumed to hold modulo \({{\,\mathrm{{\mathbf {P}}}\,}}\)-null sets. For every \(1\le p <\infty \), we denote by \(L_{p}(\Omega ,\Sigma ,{{\,\mathrm{{\mathbf {P}}}\,}})\), or simply \(L_{p}\) when no confusion arises, the Banach space of measurable functions \(f:\Omega \rightarrow {\mathbb {R}}\) with finite \(L_{p}\)-norm
For simplicity we choose the zero function as the basepoint. For each \(g\in L_{p}\), the internal metric functional \({\mathbf {h}}_{g}\) in (2.1) becomes
The metric compactification \(\overline{L_{p}}^{h}\) of the Banach space \(L_{p}\) is the set of all pointwise accumulation points of (2.6). We present explicit formulas for these limits by means of random measures on \({\overline{{\mathbb {R}}}}^{h}\).
The notion of random measure was introduced by Aldous [3]; however, there are various equivalent approaches to random measures [10, 15, 23]. Let \({\mathcal {M}}({\overline{{\mathbb {R}}}}^{h})\) denote the space of all signed Borel measures \(\mu \) on the compact space \({\overline{{\mathbb {R}}}}^{h}\) such that the total variation \(\left|\mu \right|({\overline{{\mathbb {R}}}}^{h})\) is finite. The linear space \({\mathcal {M}}({\overline{{\mathbb {R}}}}^{h})\) becomes a Banach space with respect to the norm \(\left||\mu \right||_{{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h})} = \left|\mu \right|({\overline{{\mathbb {R}}}}^{h})\). Let \(C({\overline{{\mathbb {R}}}}^{h})\) denote the space of all real-valued continuous functions on the compact space \({\overline{{\mathbb {R}}}}^{h}\). The linear space \(C({\overline{{\mathbb {R}}}}^{h})\) endowed with the norm
becomes a Banach space. The Riesz representation theorem (see e.g., [2, p. 78]) asserts that the dual space \(C({\overline{{\mathbb {R}}}}^{h})^{*}\), equipped with the usual dual norm, can be identified with \({\mathcal {M}}({\overline{{\mathbb {R}}}}^{h})\) under the isometric isomorphism \(\iota :{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h}) \rightarrow C({\overline{{\mathbb {R}}}}^{h})^{*}\), \(\mu \mapsto \iota (\mu )\) given by
We denote by \({\mathcal {P}}({\overline{{\mathbb {R}}}}^{h})\) the set of all Borel probability measures on \({\overline{{\mathbb {R}}}}^{h}\), i.e.,
Let \(\Lambda _{\infty }(\Omega ,{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h}))\) denote the space of mappings \(\omega \mapsto \xi _{\omega }\) from \(\Omega \) to \({\mathcal {M}}({\overline{{\mathbb {R}}}}^{h})\) with the following properties
- 1.
the function \(\omega \mapsto \left\langle \varphi ,\xi _{\omega }\right\rangle \) is measurable for all \(\varphi \in C({\overline{{\mathbb {R}}}}^{h})\),
- 2.
the function \(\omega \mapsto \left||\xi _{\omega }\right||_{{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h})}\) is essentially bounded.
We say that an element \(\xi \) of \(\Lambda _{\infty }(\Omega ,{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h}))\) is a random measure on \({\overline{{\mathbb {R}}}}^{h}\) whenever \(\xi _{\omega }\in {\mathcal {P}}({\overline{{\mathbb {R}}}}^{h})\) for \({{\,\mathrm{{\mathbf {P}}}\,}}\)-almost every \(\omega \in \Omega \). Additionally, if \(\xi _{\omega }\left( \{\eta _{-\infty },\eta _{+\infty }\}\right) =0\) for \({{\,\mathrm{{\mathbf {P}}}\,}}\)-almost every \(\omega \in \Omega \), we say that \(\xi \) is a random measure on \({\mathbb {R}}\).
3 Main results
Theorem 3.1
If \({\mathbf {h}}\in \overline{L_{1}}^{h}\) then there exists a random measure \(\xi \) on \({\overline{{\mathbb {R}}}}^{h}\) such that
for all \(f\in L_{1}\). Conversely, if \(\xi \) is a random measure on \({\overline{{\mathbb {R}}}}^{h}\) then (3.1) defines an element of \(\overline{L_{1}}^{h}\).
Remark 3.2
Since \(\xi \) and f are defined on \(\Omega \), the expectation operator in the representation formula (3.1) should be interpreted as
Example 3.3
Let A and B be two disjoint measurable subsets of \(\Omega \). Suppose that \(\xi \) is a random measure on \({\overline{{\mathbb {R}}}}^{h}\) defined by
where \(g:\Omega \rightarrow {\mathbb {R}}\) is a measurable function. Then the metric functional on \(L_{1}\) given by the formula (3.1) becomes
for all \(f\in L_{1}\). The metric functionals of the form (3.2) can be compared with those describing the metric compactification of the sequence space \(\ell _{1}\); see [21]. Furthermore, if A and B are sets of measure zero, and \(g\in L_{1}\) then (3.2) becomes the internal metric functional \({\mathbf {h}}_{g}(\cdot )=\left||\cdot - g\right||_{L_{1}}-\left||g\right||_{L_{1}}\).
Example 3.4
Let \(\Omega \) be the open interval \(\left[ 0,1\right] \) and let \({{\,\mathrm{{\mathbf {P}}}\,}}\) be the Lebesgue measure. For each \(n\in {\mathbb {N}}\), let \(A_{n}\) and \(B_{n}\) be the intervals
and define \(g_{n}\in L_{1}\) by \(g_{n}:= -n^{2}{{\,\mathrm{{\mathbf {1}}}\,}}_{A_{n}} + n^{2}{{\,\mathrm{{\mathbf {1}}}\,}}_{B_{n}}\). It follows that
In particular, the sequence \((g_{n})_{n\in {\mathbb {N}}}\) does not converge to zero in \(L_{1}\)-norm. However, for every \(f\in L_{1}\) we obtain
This shows that although the sequence \((g_{n})_{n\in {\mathbb {N}}}\) does not converge to zero in \(L_{1}\)-norm, it does converge to zero in the metric compactification \(\overline{L_{1}}^{h}\). The internal metric functional \({\mathbf {h}}_{0}\) has the representation (3.1) with the (constant) random measure \(\omega \mapsto \xi _{\omega }=\delta _{\eta _{0}}\) with \(\eta _{0}\in {\overline{{\mathbb {R}}}}^{h}\).
Example 3.5
For each \(n\in {\mathbb {N}}\), let \(A_{n}\) and \(B_{n}\) be the intervals defined in the previous example. Now, we define \(g_{n}\in L_{1}\) by \(g_{n}:= -n{{\,\mathrm{{\mathbf {1}}}\,}}_{A_{n}} + n{{\,\mathrm{{\mathbf {1}}}\,}}_{B_{n}}\). Then
The sequence \((g_{n})_{n\in {\mathbb {N}}}\) is bounded in \(L_{1}\), but it does not converge to zero in \(L_{1}\)-norm. However, as in the previous example, we have \({\mathbf {h}}_{g_{n}}\rightarrow {\mathbf {h}}_{0}\) as \(n\rightarrow \infty \).
Example 3.6
Let A be a measurable subset of \(\Omega \) with \({{\,\mathrm{{\mathbf {P}}}\,}}(A)>0\). Suppose that \(g:\Omega \rightarrow {\mathbb {R}}\) is an element of \(L_{1}\). For each \(n \in {\mathbb {N}}\), we define \(g_{n} \in L_{1}\) by \(g_{n}:= n{{\,\mathrm{{\mathbf {1}}}\,}}_{A} + g{{\,\mathrm{{\mathbf {1}}}\,}}_{\Omega \setminus A}\) . It follows that
On the other hand, for every \(f\in L_{1}\) we obtain
Hence \({\mathbf {h}}_{g_{n}}\) converges to the metric functional \({\mathbf {h}}\) which has the representation formula (3.1), where \(\xi \) is the random measure on \({\overline{{\mathbb {R}}}}^{h}\) given by
Example 3.7
Let \(\Omega \) be the interval \(\left[ 0,1\right] \) and let \({{\,\mathrm{{\mathbf {P}}}\,}}\) be the Lebesgue measure. Consider the Rademacher sequence \((g_{n})_{n\in {\mathbb {N}}}\) defined by \(g_{n}(\omega ):={{\,\mathrm{sign}\,}}(\sin (2^{n}\pi \omega ))\) for all \(n\in {\mathbb {N}}\) and \(\omega \in \Omega \). It is not difficult to verify that \({\mathbf {h}}_{g_{n}}\) converges to the metric functional \({\mathbf {h}}\) with the representation formula (3.1), where \(\xi \) is the constant random measure \(\omega \mapsto \xi _{\omega }=\dfrac{1}{2}\delta _{\eta _{-1}}+\dfrac{1}{2}\delta _{\eta _{+1}}\).
The above examples are merely to demonstrate some of the different cases that can appear when determining the metric functionals on \(L_{1}\). In Sect. 5 we present some applications of the metric compactification of \(L_{p}\) spaces.
Theorem 3.8
Let \(p \in ]1,\infty [\). Every element of \(\overline{L_{p}}^{h}\) has exactly one of the following forms: either
where \(\xi \) is a random measure on \({\mathbb {R}}\) and \(c^{p}\ge {{\,\mathrm{{\mathbf {E}}}\,}}\left[ \int _{{\mathbb {R}}}\left|r\right|^{p}d\xi (r)\right] \); or
where \(\zeta \) is an element of the closed unit ball of \(L_{p/(p-1)}\).
Remark 3.9
If the metric functional (3.3) is represented by the random measure \(\xi \) on \({\mathbb {R}}\) given by \(\omega \mapsto \xi _{\omega }=\delta _{g(\omega )}\) with \(g\in L_{p}\), then the representation formula (3.3) becomes
In [21], the author showed that bounded nets in the infinite-dimensional \(\ell _{p}\) space with \(p \in ]1,\infty [\) can only produce metric functionals represented by formulas analogous to (3.5). In the present paper, bounded nets in non-atomic \(L_p\) spaces with \(p \in ]1,\infty [\) yield metric functionals represented by the general formulas (3.3).
4 Proofs
Throughout this section we use well-known facts about representations of certain dual spaces. These results can be found in standard functional analysis books such as [13] or [14]. Recall that \(\Lambda _{\infty }(\Omega ,{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h}))\) is the space of mappings \(\omega \mapsto \xi _{\omega }\) from \(\Omega \) to \({\mathcal {M}}({\overline{{\mathbb {R}}}}^{h})\) such that for each \(\varphi \in C({\overline{{\mathbb {R}}}}^{h})\) the real-valued function
is measurable, and the function \(\omega \mapsto \left||\xi _{\omega }\right||_{{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h})}\) is essentially bounded. The linear space \(\Lambda _{\infty }(\Omega ,{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h}))\) is a Banach space with respect to the norm
Let \(L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))\) denote the linear space of all mappings \(\psi :\Omega \rightarrow C({\overline{{\mathbb {R}}}}^{h})\) such that the real-valued function \(\omega \mapsto \left||\psi _{\omega }\right||_{C({\overline{{\mathbb {R}}}}^{h})}\) is measurable and \({{\,\mathrm{{\mathbf {E}}}\,}}\left[ \left||\psi \right||_{C({\overline{{\mathbb {R}}}}^{h})}\right] \) is finite. The real-valued function \(\psi \mapsto {{\,\mathrm{{\mathbf {E}}}\,}}\left[ \left||\psi \right||_{C({\overline{{\mathbb {R}}}}^{h})}\right] \) defines a norm on \(L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))\). The dual space \(L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))^{*}\), equipped with the usual dual norm, has the representation
under the isometric isomorphism \(\vartheta :\Lambda _{\infty }(\Omega ,{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h}))\rightarrow L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))^{*}\), \(\xi \mapsto \vartheta (\xi )\) defined by
Lemma 4.1
If \((g_{\alpha })_{\alpha }\) is a net in \(L_{1}\), then there exists a random measure \(\xi \) on \({\overline{{\mathbb {R}}}}^{h}\) and a subnet \((g_{\beta })_{\beta }\) such that the net of random measures \((\delta _{\eta _{g_{\beta }}})_{\beta }\) on \({\overline{{\mathbb {R}}}}^{h}\) converges weakly-star to \(\xi \) in \(L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))^{*}\). That is,
Moreover, if the net \((g_{\beta })_{\beta }\) is bounded in \(L_{1}\), i.e., \(\sup _{\beta }\left||g_{\beta }\right||_{L_{1}}<\infty \), then \(\xi \) in (4.2) is a random measure on \({\mathbb {R}}\).
Proof
For each \(\alpha \), the mapping \(\omega \mapsto \delta _{\eta _{g_{\alpha }(\omega )}}\) defines a random measure on \({\overline{{\mathbb {R}}}}^{h}\), i.e., \(\delta _{\eta _{g_{\alpha }}}\in \Lambda _{\infty }(\Omega ,{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h}))\) and \(\delta _{\eta _{g_{\alpha }(\omega )}}\in {\mathcal {P}}({\overline{{\mathbb {R}}}}^{h})\) for \({{\,\mathrm{{\mathbf {P}}}\,}}\)-almost every \(\omega \in \Omega \). By the representation (4.1), the net \((\delta _{\eta _{g_{\alpha }}})_{\alpha }\) lies in the closed unit ball of the dual space \(L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))^{*}\). By the Banach-Alaouglu theorem, there exists a subnet \((\delta _{\eta _{g_{\beta }}})_{\beta }\) and an element \(\xi \in \Lambda _{\infty }(\Omega ,{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h}))\) with \(\left||\xi \right||_{\Lambda _{\infty }}\le 1\) such that \(\delta _{\eta _{g_{\beta }}}\) converges weakly-star to \(\xi \) in \(L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))^{*}\). Hence (4.2) holds.
Next, we will show that \(\xi \) is a random measure on \({\overline{{\mathbb {R}}}}^{h}\), i.e., \(\xi _{\omega }\in {\mathcal {P}}({\overline{{\mathbb {R}}}}^{h})\) for \({{\,\mathrm{{\mathbf {P}}}\,}}\)-almost every \(\omega \in \Omega \). Since \(C({\overline{{\mathbb {R}}}}^{h})\) is separable, the space \(C({\overline{{\mathbb {R}}}}^{h})_+\) of non-negative continuous functions on \({\overline{{\mathbb {R}}}}^{h}\) contains a dense countable subset, say \((\varphi _k)_{k\in {\mathbb {N}}}\). Fix \(k\in {\mathbb {N}}\). For every non-negative integrable function \(u:\Omega \rightarrow {\mathbb {R}}\), we apply (4.2) with the mapping \(\psi \in L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))\), \(\omega \mapsto \psi _\omega = u(\omega )\varphi _k\) to obtain
Hence there is \(N_k \in \Sigma \) with \({{\,\mathrm{{\mathbf {P}}}\,}}(N_k)=0\) such that \(\int _{{\overline{{\mathbb {R}}}}^{h}}\varphi _k(\eta )d\xi _\omega (\eta ) \ge 0\) for all \(\omega \in \Omega \setminus N_k\). By letting \(N=\cup _{k\in {\mathbb {N}}}N_k\), it follows that \({{\,\mathrm{{\mathbf {P}}}\,}}(N)=0\) and
Let \(\varphi :{\overline{{\mathbb {R}}}}^{h} \rightarrow {\mathbb {R}}\) be a non-negative continuous function. By density, there exists a sequence \((\varphi _{k_i})_{i\in {\mathbb {N}}}\) satisfying (4.3) and such that \(\left||\varphi _{k_i} - \varphi \right||_{C({\overline{{\mathbb {R}}}}^{h})} \rightarrow 0 \text { as } i\rightarrow \infty \). Therefore,
This shows that \(\xi _\omega \) is a positive measure for all \(\omega \in \Omega \setminus N\) with \({{\,\mathrm{{\mathbf {P}}}\,}}(N)=0\). Furthermore, if we apply (4.2) with the mapping \(\omega \mapsto \psi _\omega = {{\,\mathrm{{\mathbf {1}}}\,}}_{{\overline{{\mathbb {R}}}}^{h}}\), we obtain
Hence \(\left||\xi \right||_{\Lambda _{\infty }} = 1\), and therefore \(\xi \) is a random measure on \({\overline{{\mathbb {R}}}}^{h}\).
For the last part of the lemma we need to prove that \(\xi _{\omega }(\{\eta _{+\infty },\eta _{-\infty }\})=0\) for \({{\,\mathrm{{\mathbf {P}}}\,}}\)-almost every \(\omega \in \Omega \). Let \(C=\sup _{\beta }\left||g_{\beta }\right||_{L_1}\) and let \(\epsilon \) be a small positive real number. Define the compact interval
Let \(\varphi ^{\epsilon }\) denote a continuous function on \({\mathbb {R}}\) with compact support such that \(\varphi ^{\epsilon }=1\) on \(K_{\epsilon }\) and \(0\le \varphi ^{\epsilon }\le 1\) on \({\mathbb {R}}\). For each \(\omega \in \Omega \) define the mapping \(\psi _{\omega }^{\epsilon }\in C({\overline{{\mathbb {R}}}}^{h})\) by
Then, for every \(\beta \) we have
Hence, by applying (4.2) with \(\psi =\psi ^{\epsilon }\), we obtain
However, since \({\mathbb {R}}\) is identified in (2.5) with the set \(\{\eta _{r}\,\vert \,r\in {\mathbb {R}}\}\), it follows that
Therefore \(\xi _{\omega }({\mathbb {R}})=1\) for \({{\,\mathrm{{\mathbf {P}}}\,}}\)-almost every \(\omega \in \Omega \). This completes the proof of the lemma. \(\square \)
Proof of Theorem 3.1
If \({\mathbf {h}}\) is an element of \(\overline{L_{1}}^{h}\), then there exists a net \((g_{\alpha })_{\alpha }\) in \(L_{1}\) such that \({\mathbf {h}}_{g_{\alpha }}\) converges pointwise on \(L_{1}\) to \({\mathbf {h}}\). By Lemma 4.1, there exists a subnet \((g_{\beta })_{\beta }\) and a random measure \(\xi \) on \({\overline{{\mathbb {R}}}}^{h}\) such that the net of random measures \((\delta _{\eta _{g_{\beta }}})_{\beta }\) on \({\overline{{\mathbb {R}}}}^{h}\) converges weakly-star to \(\xi \) in \(L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))^{*}\).
Let f be an element of \(L_{1}\). For each \(\beta \), the internal metric functional \({\mathbf {h}}_{g_{\beta }}\) on \(L_{1}\) can be written as
Consider the mapping \(\omega \mapsto \psi _{\omega }^{f}\) from \(\Omega \) to \(C({\overline{{\mathbb {R}}}}^{h})\) defined by \(\psi _{\omega }^{f}(\eta )=\eta (f(\omega ))\) for all \(\eta \in {\overline{{\mathbb {R}}}}^{h}\). We claim that \(\psi ^{f}\in L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))\). Indeed, if \((\eta ^{(k)})_{k\in {\mathbb {N}}}\) is a sequence in \({\overline{{\mathbb {R}}}}^{h}\) converging to some \(\eta \in {\overline{{\mathbb {R}}}}^{h}\), then for \({{\,\mathrm{{\mathbf {P}}}\,}}\)-almost every \(\omega \in \Omega \) we have \(\eta ^{(k)}(f(\omega ))\rightarrow \eta (f(\omega ))\) as \(k\rightarrow \infty \). Moreover, the function \(\omega \mapsto \left||\psi _{\omega }^{f}\right||_{C({\overline{{\mathbb {R}}}}^{h})}\) is measurable and
Note now that the formula (4.4) becomes \({\mathbf {h}}_{g_{\beta }}(f)={{\,\mathrm{{\mathbf {E}}}\,}}\left[ \psi ^{f}(\eta _{g_{\beta }})\right] \). By applying the limit (4.2), we obtain
Conversely, assume that \(\xi \) is a random measure on \({\overline{{\mathbb {R}}}}^{h}\). We need to find a net \((g_{\gamma })_{\gamma }\) in \(L_{1}\) such that \({\mathbf {h}}_{g_{\gamma }}\) converges pointwise on \(L_{1}\) to the functional \({\mathbf {h}}\) given by the formula (3.1). For this purpose, we introduce first some notations: let \(\gamma \) denote a finite measurable partition \(\left[ S_{\gamma }^{1},\ldots ,S_{\gamma }^{\left|\gamma \right|}\right] \) of \(\Omega \), i.e., \(\Omega =\cup _{j=1}^{\left|\gamma \right|}S_{\gamma }^{j}\) with \(S_{\gamma }^{j}\in \Sigma \) and \({{\,\mathrm{{\mathbf {P}}}\,}}(S_{\gamma }^{j})>0\) for all \(j=1,\ldots ,\left|\gamma \right|\), and also \(S_{\gamma }^{j}\cap S_{\gamma }^{k}=\emptyset \) for \(j\ne k\). Here \(\left|\gamma \right|\) denotes the number of elements of \(\gamma \). Denote by \({\mathbb {T}}\) the collection of all finite measurable partitions of \(\Omega \). The set \({\mathbb {T}}\) becomes a directed set with the partial order \(\succcurlyeq \) defined by \(\gamma \succcurlyeq {\tilde{\gamma }}\) if and only if \(\gamma \) is a refinement of \({\tilde{\gamma }}\), i.e., for each \(S_{\gamma }^{j}\in \gamma \) there exists \(S_{{\tilde{\gamma }}}^{k}\in {\tilde{\gamma }}\) such that \({{\,\mathrm{{\mathbf {P}}}\,}}(S_{\gamma }^{j}\setminus S_{{\tilde{\gamma }}}^{k})=0\).
Let us first suppose that the random measure \(\xi \) is constant of the form
where \(N\in {\mathbb {N}}\), \(\sum _{k=1}^{N}\theta _{k}=1\), \(\theta _{k}\in \left[ 0,1\right] \cap {\mathbb {Q}}\) and \(\eta ^{(k)}\in {\overline{{\mathbb {R}}}}^{h}\) for all \(k=1,\ldots ,N\). Since the probability measure \({{\,\mathrm{{\mathbf {P}}}\,}}\) is non-atomic, for each finite measurable partition \(\gamma =\left[ S_{\gamma }^{1},\ldots ,S_{\gamma }^{\left|\gamma \right|}\right] \) we can divide each \(S_{\gamma }^{j}\) into further N pairwise disjoint subsets \(\{S_{\gamma }^{j,1},\ldots ,S_{\gamma }^{j,N}\}\) such that \({{\,\mathrm{{\mathbf {P}}}\,}}(S_{\gamma }^{j,k})=\theta _{k}{{\,\mathrm{{\mathbf {P}}}\,}}(S_{\gamma }^{j})\) for all \(k=1,\ldots ,N\). Now, we can define the net \((g_{\gamma })_{\gamma \in {\mathbb {T}}}\) in \(L_{1}\) by
for all \(\omega \in S_{\gamma }^{1,k} \cup \cdots \cup S_{\gamma }^{\left|\gamma \right|,k}\) with \(k=1,\ldots ,N\). Then the net of internal metric functionals \(({\mathbf {h}}_{g_{\gamma }})_{\gamma \in {\mathbb {T}}}\) converges pointwise on \(L_{1}\) to the functional \({\mathbf {h}}\) given by the formula (3.1) and represented by the random measure (4.5).
Next, suppose that \(\xi \) is a general random measure on \({\overline{{\mathbb {R}}}}^{h}\). For each finite measurable partition \(\gamma =\left[ S_{\gamma }^{1},\ldots ,S_{\gamma }^{\left|\gamma \right|}\right] \) of \(\Omega \) define \(\xi ^{(\gamma )}\in \Lambda _{\infty }(\Omega ,{\mathcal {M}}({\overline{{\mathbb {R}}}}^{h}))\) by
for all \(\varphi \in C({\overline{{\mathbb {R}}}}^{h})\). It follows that \(\xi _{\omega }^{(\gamma )}\in {\mathcal {P}}({\overline{{\mathbb {R}}}}^{h})\) for \({{\,\mathrm{{\mathbf {P}}}\,}}\)-almost every \(\omega \in \Omega \), and hence \(\xi ^{(\gamma )}\) is a random measure on \({\overline{{\mathbb {R}}}}^{h}\). We proceed to prove that
Let \(\psi \) be an element of \(L_{1}(\Omega ,C({\overline{{\mathbb {R}}}}^{h}))\) and let \(\epsilon \) be a small positive real number. Then there exists a measurable finite partition \(\gamma _{\epsilon }=\left[ S_{\gamma _{\epsilon }}^{1},\ldots ,S_{\gamma _{\epsilon }}^{\left|\gamma _{\epsilon }\right|}\right] \) of \(\Omega \) and a \(C({\overline{{\mathbb {R}}}}^{h})\)-valued simple function
such that \({{\,\mathrm{{\mathbf {E}}}\,}}\left[ \left||\psi ^{(\gamma _{\epsilon })}-\psi \right||_{C({\overline{{\mathbb {R}}}}^{h})}\right] < \epsilon /2\). Therefore, for every \(\gamma \succcurlyeq \gamma _{\epsilon }\) we have
Hence (4.8) holds. Finally, we observe that the random measure \(\xi ^{(\gamma )}\) given by (4.7) is constant on each \(S_{\gamma }^{j}\) of the finite partition \(\gamma =\left[ S_{\gamma }^{1},\ldots ,S_{\gamma }^{\left|\gamma \right|}\right] \) of \(\Omega \). More precisely,
Furthermore, each probability measure (4.9) can be approximated by measures of the form (4.5) with respect to the weak-star topology \(\sigma ({\mathcal {M}}({\overline{{\mathbb {R}}}}^{h}), C({\overline{{\mathbb {R}}}}^{h}))\). This permits us to construct a net of the form (4.6) on each \(S_{\gamma }^{j}\). By a simple diagonal argument with respect to the directed set \({\mathbb {T}}\) of measurable finite partitions, we can construct a net \((g_{\gamma })_{\gamma \in {\mathbb {T}}}\) in \(L_{1}\) such that \({\mathbf {h}}_{g_{\gamma }}\) converges pointwise on \(L_{1}\), as the partition \(\gamma \) gets finer and finer, to the functional \({\mathbf {h}}\) given by the formula (3.1). \(\square \)
Proof of Theorem 3.8
If \({\mathbf {h}}\in \overline{L_{p}}^{h}\) then there exists a net \((g_{\alpha })_{\alpha }\) in \(L_{p}\) such that \({\mathbf {h}}_{g_{\alpha }}\) converges pointwise on \(L_{p}\) to \({\mathbf {h}}\). The net \((g_{\alpha })_{\alpha }\) is either bounded or unbounded with respect to the \(L_{p}\)-norm.
Let us first suppose that the net is bounded in \(L_{p}\), i.e., \(\sup _{\alpha }\left||g_{\alpha }\right||_{L_{p}} < \infty \). By taking a subnet if necessary, we may assume that
Due to the inclusion \(L_{p}\subset L_{1}\), the net \((g_{\alpha })_{\alpha }\) is bounded with respect to the \(L_{1}\)-norm. By Lemma 4.1, there exists a subnet \((g_{\beta })_{\beta }\) and a random measure \(\xi \) on \({\mathbb {R}}\) for which the limit (4.2) holds. Now, let f be an element of \(L_{p}\). The internal metric functional \({\mathbf {h}}_{g_{\beta }}\) on \(L_{p}\) given by (2.6) becomes
Let \(\psi ^{f}:\Omega \rightarrow C({\overline{{\mathbb {R}}}}^{h})\) be the mapping defined by
Then (4.10) becomes \({\mathbf {h}}_{g_{\beta }}(f) = \big ({{\,\mathrm{{\mathbf {E}}}\,}}\left[ \psi ^{f}(\eta _{g_{\beta }})\right] + \left||g_{\beta }\right||_{L_{p}}^{p}\big )^{1/p} - \left||g_{\beta }\right||_{L_{p}}\). Finally, due to the limit (4.2) we obtain
with \(c^{p} - {{\,\mathrm{{\mathbf {E}}}\,}}\left[ \int _{{\mathbb {R}}}\left|r\right|^{p}d\xi (r)\right] \ge 0\).
On the other hand, if the net \((g_{\alpha })_{\alpha }\) is unbounded in \(L_{p}\), by taking a subnet, we may assume that
By uniform convexity of the dual space \(L_{p}^{*}\cong L_{p/(p-1)}\) and [21, Lemma 5.3], there exists a subnet \((g_\beta )_\beta \) and an element \(\zeta \) of the closed unit ball of \(L_{p/(p-1)}\) such that
Conversely, assume that \(\zeta \) is an arbitrary element of the closed unit ball of \(L_{p/(p-1)}\). Pick an increasing sequence \(\{A_{n}\}_{n\in {\mathbb {N}}}\) of measurable subsets of \(\Omega \) with \(A_{1}\ne \emptyset \) and \(\cup _{n\in {\mathbb {N}}}A_{n}=\Omega \). Define now the sequence \((\zeta _{n})_{n\in {\mathbb {N}}}\) in \(L_{p/(p-1)}\) by
Hence \(\left||\zeta _{n}\right||_{L_{p/(p-1)}}=1\) for all \(n\in {\mathbb {N}}\). Furthermore, we observe that \(\zeta _{n}\) converges weakly to \(\zeta \) in \(L_{p/(p-1)}\). Due to the \(L_{p/(p-1)}/L_{p}\)–duality, for each \(n\in {\mathbb {N}}\) there exists \({\tilde{g}}_{n}\in L_{p}\) with \(\left||\tilde{g_{n}}\right||_{L_{p}}=1\) such that \({{\,\mathrm{{\mathbf {E}}}\,}}\left[ {\tilde{g}}_{n}\zeta _{n}\right] =1\). By letting \(g_{n}=n{\tilde{g}}_{n}\) for each \(n\in {\mathbb {N}}\) and proceeding as in the proof of [21, Lemma 5.3], we can show that \(\lim _{n\rightarrow \infty }{\mathbf {h}}_{g_{n}}(f)= -{{\,\mathrm{{\mathbf {E}}}\,}}\left[ f\zeta \right] \) for all \(f\in L_{p}\). \(\square \)
5 Applications
5.1 The \(L_{p}\)-mean ergodic theorem
Let \(p \in ]1,\infty [\). Assume that \((\Omega ,{{\,\mathrm{{\mathbf {P}}}\,}})\) is a standard probability space. Let T be a linear operator on \(L_{p}=L_{p}(\Omega ,{{\,\mathrm{{\mathbf {P}}}\,}})\) such that \(\left||Tf\right||_{L_{p}}\le \left||f\right||_{L_{p}}\) for all \(f\in L_{p}\). For an arbitrary element \(g\in L_{p}\) define the mapping \(F_{g}: L_{p}\rightarrow L_{p}\) by \(F_{g}(f):=Tf + g\) for all \(f\in L_{p}\). Hence \(F_{g}\) defines a 1-Lipschitz self-mapping of \(L_p\). We observe that
Karlsson’s metric spectral principle [25, 27] asserts that there exists a metric functional \({\mathbf {h}}\in \overline{L_{p}}^{h}\) such that
where the escape rate\(\tau :=\lim _{n\rightarrow \infty }n^{-1}\left||F_{g}^{n}(0)\right||_{L_{p}}\) is well-defined due to subadditivity of the sequence \(\left( \left( \left||F_{g}^{n}(0)\right||_{L_{p}}\right) \right) _{n\ge 1}\).
If \(\tau =0\) then we obtain the trivial strong limit
Suppose now that \(\tau >0\). Then the metric functional \({\mathbf {h}}\) in (5.1) must be unbounded from below. Hence it is neither of the form (3.3) nor the zero functional in (3.4). Therefore, there exists \(\zeta \in L_{p/(p-1)}\) with \(0<\left||\zeta \right||_{L_{p/(p-1)}}\le 1\) such that \({\mathbf {h}}(f)=-{{\,\mathrm{{\mathbf {E}}}\,}}\left[ f\zeta \right] \) for all \(f\in L_{p}\). We now proceed to show that \(\zeta \) must be an element of the unit sphere of \(L_{p/(p-1)}\). Indeed, for every \(n\ge 1\) we have
By (5.1), it follows that \(\tau \le \tau \left||\zeta \right||_{L_{p/(p-1)}}\). Hence \(\left||\zeta \right||_{L_{p/(p-1)}}=1\). On the other hand, by \(L_{p}/L_{p/(p-1)}\)–duality, there exists \(g^{*}\in L_{p}\) with \(\left||g^{*}\right||_{L_{p}}=1\) such that \({{\,\mathrm{{\mathbf {E}}}\,}}\left[ g^{*}\zeta \right] =1\). Next, we claim that
Indeed, for every \(n\ge 1\) we have
Due to (5.1) we obtain \(\left||\frac{1}{n}F_{g}^{n}(0) + \tau g^{*}\right||_{L_{p}}\rightarrow 2\tau \) as \(n\rightarrow \infty \). Since \(L_{p}\) is uniformly convex, it follows that \(\left||\frac{1}{n}F_{g}^{n}(0) - \tau g^{*}\right||_{L_{p}}\rightarrow 0\) as \(n\rightarrow \infty \). Hence (5.2) holds.
5.2 Alspach’s fixed-point free isometry
Alspach [5] presented an example of an isometry on a weakly compact convex subset of \(L_{1}\) with no fixed points. More precisely, let \(\Omega \) be the interval [0, 1] and let \({{\,\mathrm{{\mathbf {P}}}\,}}\) be the Lebesgue measure. Consider the subset K of \(L_{1}\) defined by
The set K is a weakly compact convex subset of \(L_{1}\). The mapping \(F: K\rightarrow K\) defined by
is an isometry, i.e., \(\left||F(f)-F(g)\right||_{L_{1}}=\left||f-g\right||_{L_{1}}\) for all \(f,g\in K\). Alspach proved that F has no fixed points in K. We verify this fact by using metric functionals on \(L_{1}\).
First, we denote \(g_{0}={{\,\mathrm{{\mathbf {1}}}\,}}_{\Omega }\) and \(g_{n}=F(g_{n-1})\) for all \(n\in {\mathbb {N}}\). More precisely, for every \(n\in {\mathbb {N}}\) we have
Equivalently, we can write \(g_{n}={{\,\mathrm{{\mathbf {1}}}\,}}_{\Omega } + r_{n}\), where \(r_{n}(\omega )={{\,\mathrm{sign}\,}}(\sin (2^{n}\pi \omega ))\) is the n-th Rademacher function. Therefore, for every \(f\in L_{1}\) we obtain
where \(\xi \) is the constant random measure on \({\overline{{\mathbb {R}}}}^{h}\) given by \(\xi _{\omega }=\frac{1}{2}\delta _{\eta _{0}}+\frac{1}{2}\delta _{\eta _{2}}\) with \(\eta _{0},\eta _{2}\in {\overline{{\mathbb {R}}}}^{h}\). That is,
In particular, we observe that the metric functional (5.3) vanishes on K, i.e., \({\mathbf {h}}(f)=0\) for all \(f\in K\).
Now, suppose that F has a fixed point \(g^{*}\) in K. Hence
The only solutions on K to \(\left||g^{*}-{{\,\mathrm{{\mathbf {1}}}\,}}_{\Omega }\right||_{L_{1}}=1\) are of the form \(g^{*}=2{{\,\mathrm{{\mathbf {1}}}\,}}_{A}\), where A is a set of measure 1 / 2. However, this is not possible because we would have
which is a contradiction. Therefore F has no fixed points in K.
Notes
Every closed and bounded subset of X is compact.
For every pair of points \(x,y\in X\), there is an isometry from the interval [0, d(x, y)] into X.
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Acknowledgements
Open access funding provided by Aalto University. The author is very grateful to Prof. Anders Karlsson, Prof. Kalle Kytölä, and Prof. Olavi Nevanlinna for many valuable discussions and suggestions. The author is also thankful to the anonymous referees for valuable suggestions that improved the presentation of this paper. This work was supported by the Academy of Finland, Grant No. 288318.
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Gutiérrez, A.W. Characterizing the metric compactification of \(L_{p}\) spaces by random measures. Ann. Funct. Anal. 11, 227–243 (2020). https://doi.org/10.1007/s43034-019-00024-1
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DOI: https://doi.org/10.1007/s43034-019-00024-1