Abstract
In this paper, we consider the critical problem involving local and nonlocal operator with critical exponent under the zero mass case. First, we establish the continuous and compactness Sobolev embedding results. Second, we establish the non-existence result by Pohožaev identity. Finally, we prove the existence results for upper-crtical and lower-crtical cases via Sobolev embedding theorem, Mountain-pass theorem and Nehari manifold.
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1 Introduction
In this study, we are specifically focusing on analyzing Schrödinger equation that incorporates both local and nonlocal operator under the zero mass case, as follows
Here \(0<s<1\) and \(\Omega \) is a domain in \(\mathbb {R}^{N}\) with \(N\geqslant 3\). The operator \((-\Delta )^{s}\) is the fractional Laplacian, which is defined by the Fourier transform as follows
the details of this definition can be found in references such as [9, 30]. Equation (\(S_{\lambda ,\mu }\)) with \(\lambda =\mu =1\) and \(\Omega \subset \mathbb {R}^{N}\) being a bounded open set with \(C^{1}\) boundary arises in population dynamics models incorporating both classical and nonlocal diffusion, as discussed by Dipierro-Lippi-Valdinocci [18]. Biagi-Dipierro-Valdinoci-Vecchi [4] have highlighted the applicability of equation (\(S_{\lambda ,\mu }\)) in studying different types of “regional" or “global" restrictions that may mitigate the spread of a pandemic disease. Furthermore, Dipierro-Valdinocci [17] introduced equation (\(S_{\lambda ,\mu }\)) as a description of an ecological niche for mixed local and nonlocal dispersal.
Equation (\(S_{\lambda ,\mu }\)) with \(\lambda =1\), \(\mu =0\) and \(f(x,u)=\frac{|u|^{p-2}u}{|x|^{\alpha }}\) corresponds to the nonlinear Schrödinger equation
where \(\alpha \in (-\infty ,2)\), \(p\in (2,2_{1,\alpha }^{*})\) and \(2_{1,\alpha }^{*}=\frac{2(N-\alpha )}{N-2}\). This equation has a rich history in quantum mechanics and quantum field theory [8, 10]. We point out that
For \(\alpha =0\) and \(\Omega =\mathbb {R}^{N}\), Anbin [1] and Talenti [33] established the existence of solutions for equation (S) with the Sobolev critical exponent. For \(\alpha \in (0,2)\) and \(\Omega =\mathbb {R}^{N}\), Lieb [25] and Ghoussoub-Yuan [22] explored the existence resutls for equation (S) with Hardy Sobolev critical exponent. For \(\alpha \in (-\infty ,0)\), Ni [31] considered the existence results for equation (S) with \(p\in (1,2_{1,\alpha }^{*})\) and \(\Omega \) is a ball, and investigated the existence of radial solution for equation (S) with Henon Sobolev critical exponent and \(\Omega =\mathbb {R}^{N}\).
Equation (\(S_{\lambda ,\mu }\)) with \(\lambda =0\), \(\mu =0\), \(\Omega =\mathbb {R}^{N}\) and \(f(x,u)=\frac{|u|^{p-2}u}{|x|^{\alpha }}\) transforms into the fractional Schrödinger equation
For \(\alpha =0\), Lieb [25] and Cotsiolis-Tavoularis [16] investigated the existence results for equation (FS) with Sobolev critical exponent. For \(\alpha \in (0,2s)\), Ghoussoub-Shakerian [21] studied the existence ground state for equation (FS) with Hardy Sobolev critical exponent. Moreover, Chen [12] considered the existence ground state for fractional Schrödinger equation with two kinds of Hardy-Sobolev critical exponents, Ghoussoub-Shakerian [21] and Yang-Yu [34] established existence results of fractional Schrödinger equation with Sobolev and Hardy Sobolev critical cases.
For the following more generalized operator cases: fractional t-Laplacian equation
where \((-\Delta )^{s}_{t}\) is a fractional t-Laplacian, see [11, 24]. For \(\alpha =0\) and \(\Omega =\mathbb {R}^{N}\), Brasco-Mosconi-Squassina [6] obtained the existence and sharp asymptotic behavior of solution for equation (FPS) with Sobolev critical exponent. For \(\alpha \in (0,ps)\) and \(\Omega =\mathbb {R}^{N}\), Marano-Mosconi [27] established the existence and sharp asymptotic behavior of solution for equation (FPS) with Hardy Sobolev exponent. Assuncao-Silva-Miyagaki [2] studied the existence of weak solution to fractional p-Laplacian equation involving the Hardy potential and multiple critical Sobolev nonlinearities with singularities. Fiscella-Mirzaee [19] established the existence of innitely many solutions involving a Hardy potential and Hardy Sobolev terms. Mirzaee [28] proved the existence of infinitely many solutions by using variational methods.
For the case where \(\lambda =\mu =1\), significant research efforts have been dedicated to exploring various aspects of equation (\(S_{\lambda ,\mu }\)). Chergui-Gou-Hajaiej [15] delved into the existence and multiplicity of solutions, shedding light on the behavior of the equation in this setting. Luo-Hajaiej [26] focused on the existence of normalized solutions, providing valuable insights into the nature of solutions under these conditions. Meanwhile, Chergui’s work [14] centered on the exploration of normalized solutions for equation (\(S_{\lambda ,\mu }\)) with Hartree type nonlinearity, contributing to a deeper understanding of the equation’s properties. For a comprehensive overview of related research, we also recommend [13, 23].
The prior research naturally leads to an important inquiry: What are the existence results for equation (\(S_{\lambda ,\mu }\)) with critical exponents? This paper aims to address this fundamental question and provide a comprehensive understanding of the equation’s behavior under critical exponents.
We consider \(\lambda =\mu =1\) and \(\Omega =\mathbb {R}^{N}\). Moreover, if \(f(x,u)=\frac{|u|^{p-2}u}{|x|^{\alpha }}\), then equation (\(S_{\lambda ,\mu }\)) is
If \(f(u)=\frac{|u|^{2^{*}_{1,\alpha }-2}u}{|x|^{\alpha }}+\beta \frac{|u|^{p-2}u}{|x|^{\alpha }}\), then equation (\(S_{\lambda ,\mu }\)) is
If \(f(u)=\frac{|u|^{2^{*}_{s,\alpha }-2}u}{|x|^{\alpha }}+ \beta \frac{|u|^{p-2}u}{|x|^{\alpha }}\), then equation (\(S_{\lambda ,\mu }\)) is
where \(2^{*}_{1,\alpha }=\frac{2(N-\alpha )}{N-2}\) and \(2^{*}_{s,\alpha }=\frac{2(N-\alpha )}{N-2s}\).
Initially, we will demonstrate the non-existence of solutions for equation (P) with critical exponents via the Pohožaev identity.
Theorem 1.1
Let \(N\geqslant 3\), \(0<s<1\) and \(0\leqslant \alpha <2s\). If \(p=2^{*}_{s,\alpha }\) or \(p=2^{*}_{1,\alpha }\), then equation (P) has no non-trivial solution.
Remark 1.1
From Theorem 1.1, we know that \(p\in (2^{*}_{s,\alpha },2^{*}_{1,\alpha })\) is the potential case for the existence result.
Furthermore, in this paper, we will establish the existence of solutions for equation (\(S_{\lambda ,\mu }\)) with critical exponents. Our approach will involve novel techniques that extend beyond the existing methods used to study the equation with critical exponents.
Theorem 1.2
Let \(N\geqslant 3\), \(0<s<1\), \(0\leqslant \alpha <2s\) and \(p\in (2^{*}_{s,\alpha },2^{*}_{1,\alpha })\). Then we have the following results:
-
(i)
equation (P) has a radial ground state solution;
-
(ii)
there exists \(\beta _{1}\in (0,+\infty )\) such that for any \(\beta >\beta _{1}\), equation (U) has a radial ground state solution;
-
(iii)
there exists \(\beta _{2}\in (0,+\infty )\) such that for any \(\beta >\beta _{2}\), equation (L) has a radial ground state solution.
We also study the case \(-\infty<\alpha <0\), which is called Henon Sobolev case.
Theorem 1.3
Let \(N\geqslant 3\), \(\frac{1}{2}<s<1\), \(-\infty<\alpha <0\) and \(p\in (2^{*}_{s,\alpha },2^{*}_{1,\alpha })\). Then we have the following results:
-
(i)
equation (P) has a radial solution;
-
(ii)
there exists \(\beta _{3}\in (0,+\infty )\) such that for any \(\beta >\beta _{3}\), equation (U) has a radial solution;
-
(iii)
there exists \(\beta _{4}\in (0,+\infty )\)such that for any \(\beta >\beta _{4}\), equation (L) has a radial ground state solution.
Motivated by all of the quoted papers above, it is quite natural to present some essential difficulties. For example
- Question 1.:
-
For the zero mass case, we loss the term of \(L^{2}(\mathbb {R}^{N})\) in equation (\(S_{\lambda ,\mu }\)). Hence, the working space is not \(H^{1}(\mathbb {R}^{N})\). We set the working space as
$$\begin{aligned} \begin{aligned} E{:}{=}D^{1,2}(\mathbb {R}^{N}) \cap D^{s,2}(\mathbb {R}^{N}). \end{aligned} \end{aligned}$$But, we do not have the continuous and compact embedding from E to \(L^{t}(\mathbb {R}^{N},|x|^{\alpha })\) at hand.
- Answer 1.:
-
For \(0\leqslant \alpha <2s\), we establish the following embedding results, see Lemmas 2.3 and 2.6 for \(\alpha =0\), and Lemmas 3.1 and 3.2 for \(0<\alpha <2s\),
$$\begin{aligned} \begin{aligned}&E\hookrightarrow L^{t}(\mathbb {R}^{N},|x|^{\alpha }), t\in [2^{*}_{s,\alpha },2^{*}_{1,\alpha }],\\&E_{rad}\hookrightarrow \hookrightarrow L^{t}(\mathbb {R}^{N},|x|^{\alpha }), t\in (2^{*}_{s,\alpha },2^{*}_{1,\alpha }). \end{aligned} \end{aligned}$$ - Question 2.:
-
Particularly, for \(-\infty<\alpha <0\), we can not establish the continuous embedding from E to \(L^{t}(\mathbb {R}^{N},|x|^{\alpha })\).
- Answer 2.:
-
For \(s\in (\frac{1}{2},1)\), by using the radial inequalities in Lemmas 2.4 and 4.1, we establish the following embedding results, see Lemmas 4.2 and 4.5 for \(-\infty<\alpha <0\),
$$\begin{aligned} \begin{aligned}&E_{rad}\hookrightarrow L^{t}(\mathbb {R}^{N},|x|^{\alpha }), t\in [2^{*}_{s,\alpha },2^{*}_{1,\alpha }],\\&E_{rad}\hookrightarrow \hookrightarrow L^{t}(\mathbb {R}^{N},|x|^{\alpha }), t\in (2^{*}_{s,\alpha },2^{*}_{1,\alpha }). \end{aligned} \end{aligned}$$
Remark 1.2
In Answer 2, we just consider the case \(s\in (\frac{1}{2},1)\). Due to the absense of radial inequality for \(D^{s,2}(\mathbb {R}^{N})\) for \(s\in (0,\frac{1}{2}]\), this remainder case is open.
2 Sobolev Embedding for \(\alpha =0\)
Define the following space
its norm is taken as
Let \(C_{0}^{\infty }(\mathbb {R}^{N})\) be the collection of smooth functions with compact support. For \(N\geqslant 3\) and \(s\in (0,1)\), let the homogeneous fractional Sobolev space \(D^{s,2}(\mathbb {R}^{N})\) be the completion of \(C_{0}^{\infty }(\mathbb {R}^{N})\) with the semi-norm
The mixed Sobolev space E defined by the completion of \(C^{\infty }_{0}(\mathbb {R}^{N})\) under the semi-norm
Lemma 2.1
\(E\hookrightarrow D^{1,2}(\mathbb {R}^{N})\) and \(E\hookrightarrow D^{s,2}(\mathbb {R}^{N})\).
Proof
It is easy to see that
and
These show \(E\hookrightarrow D^{1,2}(\mathbb {R}^{N})\) and \(E\hookrightarrow D^{s,2}(\mathbb {R}^{N})\). \(\square \)
Lemma 2.2
[21] Let \(s\in (0,1)\), \(\alpha \in (0,2s)\) and \(N>2s\). Then there exists a constant \(S_{s}>0\) such that for any \(u\in D^{s,2}(\mathbb {R}^{N})\),
where \(2_{s,\alpha }^{*}{:}{=}\frac{2(N-\alpha )}{N-2s}\) is the so-called the critical fractional Hardy-Sobolev exponent. In particular [8], when \(s=1\) and \(N\geqslant 3\), then there is a constant \(S>0\) such that
where \(2_{1,\alpha }^{*}{:}{=}\frac{2(N-\alpha )}{N-2}\) is the so-called the critical Hardy-Sobolev exponent.
Lemma 2.3
\(E\hookrightarrow L^{t}(\mathbb {R}^{N})\), \(t\in [2^{*}_{s},2^{*}]\).
Proof
Using Hölder’s inequality, we have
From Lemma 2.1, we know
and
Then we get
The proof is completed. \(\square \)
Lemma 2.4
[3, 31] For \(u\in D^{1,2}(\mathbb {R}^{N})\) and \(N\geqslant 3\), we have
where \(C>0\) is independent of u.
Lemma 2.5
[3, Theorem A.I.] Let P and \(Q:\mathbb {R}\rightarrow \mathbb {R}\) be two continuous functions satisfying
Let \(\{u_{n}\}\) be a sequence of measurable functions: \(\mathbb {R}^{N}\rightarrow \mathbb {R}\) such that
and
Then for any bounded Borel set B one has \(\int _{B} |P(u_{n})-v|\textrm{d}x\rightarrow 0\), as \(n\rightarrow \infty \).
If one further assumes that
and
Then \(P(u_{n})\) converges to v in \(L^{1}(\mathbb {R}^{N})\) as \(n\rightarrow \infty \).
Lemma 2.6
\(E_{rad}\hookrightarrow \hookrightarrow L^{t}(\mathbb {R}^{N})\), \(t\in (2^{*}_{s},2^{*})\), where \(2^{*}=\frac{2N}{N-2}\), \(2_{s}^{*}=\frac{2N}{N-2s}\) and \(E_{rad}\) is the set of radial functions of E.
Proof
Let \(\{u_{n}\}\subset E_{rad}\) be a sequence such that \(\Vert u_{n}\Vert _{E}\) is bounded. From Lemma 2.4, we have
with respect to n. We can extract a subsequence \(\{u_{n_{k}}\}\) which converges almost everywhere in \(\mathbb {R}^{N}\), and weakly in \(E_{rad}\) to a radial u. Appling Lemma 2.5 with \(P(s)=s^{t}\) and \(Q(s)=s^{2^{*}_{s}}+s^{2^{*}}\), \(t\in (2^{*}_{s},2^{*})\), we know that \(\{u_{n_{k}}\}\) converges strongly to u in \(L^{t}(\mathbb {R}^{N})\). \(\square \)
3 Sobolev Embedding for \(\alpha \in (0,2s)\)
In this section, we present the continuous and compact embedding results for \(\alpha \in (0,2s)\).
Lemma 3.1
\(E\hookrightarrow L^{t}(\mathbb {R}^{N},|x|^{\alpha })\), \(t\in [2^{*}_{s,\alpha },2^{*}_{1,\alpha }]\).
Proof
It follows from Hölder’s inequality that
We recall the following Hardy-Sobolev inequality and fractional Hardy-Sobolev inequality in Lemma 2.2
and
Combining (3.1)-(3.3), we have
The proof is completed. \(\square \)
Lemma 3.2
\(E_{rad}\hookrightarrow \hookrightarrow L^{t}(\mathbb {R}^{N},|x|^{\alpha })\), \(t\in (2_{s,\alpha }^{*},2_{1,\alpha }^{*})\), where \(E_{rad}\) is the set of radial functions of E.
Proof
Let \(u_{n}\) be a bounded sequence in \(E_{rad}\). Up to a sequence, one has
We will show that there exists \(\varpi (\varepsilon )>0\) such that
By using Holder’s and Hardy’s inequalities [20, Theorem 1.1], we have
where
It follows from \(E_{rad}\hookrightarrow \hookrightarrow L^{t}(\mathbb {R}^{N})\) with \(t\in (2_{s}^{*},2^{*})\) and \(\frac{2(N-s\alpha )}{N-2s}<t<\frac{2(N-\alpha )}{N-2}\) that
By using Holder’s and fractional Hardy’s inequalities [20, Theorem 1.1], we obtain
where
It follows from \(E_{rad}\hookrightarrow \hookrightarrow L^{t}(\mathbb {R}^{N})\) with \(t\in (2_{s}^{*},2^{*})\) and \(\frac{2(N-\alpha )}{N-2s}<t<\frac{2(N-\frac{\alpha }{s})}{N-2}\) that
Clearly,
For \(\alpha \geqslant \frac{N}{N-1}\), to check \(\frac{2(N-\frac{\alpha }{s})}{N-2}\leqslant t\leqslant \frac{2(N-s\alpha )}{N-2}\), we set \( \frac{2(N-\alpha )}{N-2s}<t_{1}<\frac{2(N-\frac{\alpha }{s})}{N-2}\) and \( \frac{2(N-s\alpha )}{N-2s}<t_{2}<\frac{2(N-\alpha )}{N-2}\). By using Holder’s inequality, (3.4) and (3.5), one has
The proof is completed. \(\square \)
4 Sobolev Embedding for \(\alpha \in (-\infty ,0)\)
In this section, we present the continuous and compact embedding results for \(\alpha \in (-\infty ,0)\).
Lemma 4.1
[29] Let \(N\geqslant 2\) and \(s\in (\frac{1}{2},1)\). For \(u\in D^{s,2}(\mathbb {R}^{N})\), we have
where \(C>0\) is independent of u.
Lemma 4.2
Let \(\alpha \in (-\infty ,0)\) and \(s\in (\frac{1}{2},1)\). Then \(E_{rad}\hookrightarrow L^{t}(\mathbb {R}^{N},|x|^{\alpha })\), \(t\in [2^{*}_{s,\alpha },2^{*}_{1,\alpha }]\).
Proof
From Lemma 2.4, we have
It follows from Lemma 4.1 that
\(\square \)
Lemma 4.3
[31] Let \(\alpha \in (-\infty ,0)\) and \(N\geqslant 3\). Then for any \(u\in D^{1,2}_{rad}(\mathbb {R}^{N})\), we have
Lemma 4.4
Let \(\alpha \in (-\infty ,0)\) and \(s\in (\frac{1}{2},1)\). Then \(u\in D^{s,2}_{rad}(\mathbb {R}^{N})\), we know
Proof
By using (4.1) and the Sobolev inequality, we have
\(\square \)
Lemma 4.5
Let \(\alpha \in (-\infty ,0)\) and \(s\in (\frac{1}{2},1)\). Then \(E_{rad}\hookrightarrow \hookrightarrow L^{t}(\mathbb {R}^{N},|x|^{\alpha })\), \(t\in (2^{*}_{s,\alpha },2^{*}_{1,\alpha })\).
Proof
Step 1. By using Lemma 2.4, we have
Let \(t\in (2_{s}^{*}-2^{*}+2^{*}_{1,\alpha },2^{*}_{1,\alpha })\). Then we have
By using Lemma 2.6 and (4.2), we know
Step 2. By using Lemma 4.1, we know
Let \(t\in (2^{*}_{s,\alpha },2^{*}-2_{s}^{*}+2^{*}_{s,\alpha })\), we have
By using Lemma 2.6 and (4.4), we know
Step 3. For \(\alpha \in [-N,0)\), we have
Then from (4.3) and (4.5), we get
Step 4. For \(\alpha \in (-\infty ,-N)\), we have
Then from (4.3) and (4.5), we get
For \(t\in [2_{s}^{*}-2^{*}+2^{*}_{1,\alpha },2^{*}-2_{s}^{*}+2^{*}_{s,\alpha }]\), let \(t_{1}\in (2^{*}_{s,\alpha },2^{*}-2_{s}^{*}+2^{*}_{s,\alpha })\) and \(t_{2}\in (2_{s}^{*}-2^{*}+2^{*}_{1,\alpha },2^{*}_{1,\alpha })\), applying Holder’s inequality, one has
Combining (4.6) and (4.7), we have
The proof is completed. \(\square \)
5 The Proof of Theorem 1.1
Lemma 5.1
Let \(u\in E\) be a weak solution of equation (P). Then u satisfies the following Pohožaev identity
Proof
Multiply the equation (P) by \(x\cdot \nabla u\) on both sides and integrate by parts, we get
From [3], we have
From [5, Proposition B.1], we have
From [22, Theorem 2.1], we get
Then we get the Pohožaev identity. \(\square \)
By applying the Pohožaev identity, we can prove Theorem 1.1.
The proof of Theorem 1.1
If \(u\in E\) is a weak solution of equation (P), then u satisfies the following Nehari identity
Combining (5.1) and (5.2), one has
which gives
If \(p=\frac{2(N-\alpha )}{N-2}\), then \(\frac{N-2}{2} -\frac{N-\alpha }{p}=0\) and \(\frac{N-2\,s}{2} -\frac{N-\alpha }{p}>0\), and from (5.3), we have
This shows \(u\equiv 0\), which is a contradiction.
If \(p=\frac{2(N-\alpha )}{N-2s}\), then \(\frac{N-2}{2} -\frac{N-\alpha }{p}<0\) and \(\frac{N-2\,s}{2} -\frac{N-\alpha }{p}=0\), from (5.3) again, we deduce
This implies \(u\equiv 0\), which is a contradiction. \(\square \)
6 Mountain-Pass Geometric Structure and Nehari Manifold
The energy functionals corresponding to the equations (P), (U) and (L) are
and
and
It is worth noting that the mountain-pass geometric structure and Nehari manifold of the three energy functionals mentioned above exhibit remarkable similarities. As a result, we will focus on presenting the case of \(I_{2^{*}_{s,\alpha }}\), which captures the essence of the analysis. In particular, we will consider the Fréchet derivative \(I_{2^{*}_{s,\alpha }}'(u)\) corresponding to \(I_{2^{*}_{s,\alpha }}(u)\), where \(\phi \in E\),
We set
Lemma 6.1
Let \(N\geqslant 3\), \(0<s<1\) and \(0<\alpha <2s\). Then the functional \(I_{2^{*}_{s,\alpha }}\) has mountain pass geometric structure.
Proof
Using Lemma 2.3, one has
We should keep in mind that the exponent p lies within the range \(2^{*}_{s,\alpha }<p<2^{*}_{1,\alpha }\). Under this condition, then there exists a sufficiently small positive number \(\rho \) such that
For \(u\in E\setminus \{0\}\), we have
From \(2^{*}_{s,\alpha }<p<2^{*}_{1,\alpha }\), it follows that \(I_{2^{*}_{s,\alpha }}(tu)<0\) for t large enough.
From above, we can choose \(t_{u}>0\) corresponding to u such that \(I_{2^{*}_{s,\alpha }}(t_{u}u)<0\) for \(t>t_{u}\) and \(\Vert t_{u}u\Vert _{E}>\rho \). \(\square \)
We now set the Nehari manifold as follows
Lemma 6.2
Let \(N\geqslant 3\), \(0<s<1\) and \(0<\alpha <2s\). Then for any \(u\in E\setminus \{0\}\), there exists a unique \(t_{u}>0\) such that \(t_{u}u\in \mathcal {N}\) and \(I_{2^{*}_{s,\alpha }}(t_{u}u)=\max \limits _{t>0}I_{2^{*}_{s,\alpha }}(tu)\).
Proof
For any \(u\in E{\setminus }\{0\}\) and \(t\in (0,\infty )\), we define
Let’s perform the computation
We know that \(f_{1}'(\cdot )=0\) iff
Let
Clearly, \(\lim \limits _{t\rightarrow 0}f_{2}(t)\rightarrow 0\), \(\lim \limits _{t\rightarrow +\infty }f_{2}(t)\rightarrow +\infty \). Therefore, according to the intermediate value theorem, there must exist a value \(0<t_{u}<\infty \) such that
Additionally, we can observe that the function \(f_{2}(\cdot )\) is strictly increasing on the interval \((0,\infty )\). This property leads to the conclusion that the value \(t_{u}\) is unique. And then
which gives
This implies that \(t_{u}u\in \mathcal {N}\). \(\square \)
Lemma 6.3
Let \(N\geqslant 3\), \(0<s<1\) and \(0<\alpha <2s\). Then we have \(\bar{c}=\inf \limits _{u\in \mathcal {N}}I_{2^{*}_{s,\alpha }}(u)>0\).
Proof
By applying \(\langle I_{2^{*}_{s,\alpha }}'(u),u\rangle =0\), we know
which implies
and
Then, for \(u\in \mathcal {N}\), we get
Therefore, we can conclude that the functional \(I_{2^{*}_{s,\alpha }}\) is bounded from below on \(\mathcal {N}\). And then \(\bar{c}>0\). \(\square \)
Set
Lemma 6.4
Let \(N\geqslant 3\), \(0<s<1\) and \(0<\alpha <2s\). Then we have \(c=\bar{c}=\bar{\bar{c}}\).
Proof
By using Lemma 6.2, We can directly obtain the following result:
For any \(u\in E\setminus \{0\}\), there exists some \(\tilde{t}>0\) that is sufficiently large such that \(I_{2^{*}_{s,\alpha }}(\tilde{t}u)<0\). We can construct a path \(\gamma :[0, 1]\rightarrow E\) by setting \(\gamma (t) = t\tilde{t}u\). It is clear that \(\gamma \in \Gamma \) and that
Alternatively, for every path \(\gamma \in \Gamma \), we can define \(g(t) = \langle I_{2^{*}_{s,\alpha }}'(\gamma (t)), \gamma (t) \rangle \). It is evident that \(g(0) = 0\) and \(g(t) > 0\) for small values of t. By performing a direct calculation, we obtain the following expression:
which shows
Thus, there exists \(\tilde{\tilde{t}} \in (0,1)\) such that \(g(\tilde{\tilde{t}}) = 0\), i.e. \(\gamma (\tilde{\tilde{t}})\in \mathcal {N}\) and \(c\geqslant \bar{c}\). This deduces \(c=\bar{c}=\bar{\bar{c}}\).
\(\square \)
Lemma 6.5
Let \(N\geqslant 3\), \(0<s<1\) and \(0<\alpha <2s\). For \(u\in \mathcal {N}\), we have \(\Phi '(u)\not =0\), where
and
Moreover, if \({u}\in \mathcal {N}\) and \(I_{2^{*}_{s,\alpha }}({u})=c\), then u is a ground state solution for equation (L).
Proof
For \(u\in \mathcal {N}\), it follows from (6.1) and (6.2) that
Thus, \(\Phi '(u)\not =0\) for \(u\in \mathcal {N}\).
Suppose \(u\in \mathcal {N}\) and \(I_{2^{*}_{s,\alpha }}(u)=\bar{c}\), where \(\bar{c}\) is the minimum of \(I_{2^{*}_{s,\alpha }}\) on \(\mathcal {N}\). By applying the Lagrange multiplier theorem, we can conclude that there exists a scalar \(\lambda \in \mathbb {R}\) such that \(I_{2^{*}_{s,\alpha }}'(u)=\lambda \Phi '(u)\).So
This shows \(\lambda =0\) and \(I_{2^{*}_{s,\alpha }}'(u)=0\). Thus, u is a ground state solution for equation (L). \(\square \)
7 The Proof of Theorem 1.2
We recall the \((PS)_{c}\) sequence as follows.
Definition 7.1
If sequence \(\{u_{n}\}\subset E\) satisfies the condition
Then \(\{u_{n}\}\) is called the Palais-Smale sequence of \(I_{2^{*}_{s,\alpha }}\) with respect to c, short for \((PS)_{c}\) sequence, where \(E^{-1}\) is the dual space of E.
Lemma 7.1
Let \(N\geqslant 3\), \(0<s<1\) and \(0<\alpha <2s\). Then there exists a bounded \((PS)_{c}\) sequence \(\{u_{n}\}\subset \mathcal {N}\) such that
Proof
Based on Lemmas 6.2 and 6.4, we know that \(\mathcal {N}\not =\emptyset \) and \(\inf \limits _{u\in \mathcal {N}}I_{2^{*}_{s,\alpha }}(u)=\bar{c}=c\). By applying Ekeland’s variational principle, there exist \(\{u_{n}\}\subset \mathcal {N}\) and \(\lambda _{n}\in \mathbb {R}\) such that
So
which implies that \(\{u_{n}\}\) is bounded in E.
Taking \(n\rightarrow \infty \), we have
we have
Note that \(\{u_{n}\}\subset \mathcal {N}\). From Lemma 6.5, we obtain
and
Combining (7.1)–(7.3), we conclude \(\lambda _{n}\rightarrow 0\).
It follows from Hölder’s and Sobolev’s inequalities that
Then we obtain
That is, \(I_{2^{*}_{s,\alpha }}'(u_{n})\rightarrow 0\) in \(E^{-1}\). Hence, \(\{u_{n}\}\) is a \((PS)_{{c}}\) sequence of \(I_{2^{*}_{s,\alpha }}\). \(\square \)
Lemma 7.2
Let \(N\geqslant 3\), \(0<s<1\) and \(0<\alpha <2s\). Then there exists a bounded nonnegative radial sequence \(\{u_{n}\}\subset \mathcal {N}\) such that
Proof
According to Lemma 7.1, we can deduce that there exists a bounded \((PS)_{c}\) sequence \(\{u_{n}\}\subset \mathcal {N}\). It is easy to see that
which implies
Then,
Note that \(\{u_{n}\}\subset \mathcal {N}\). Then \(|u_{n}|\not \equiv 0\). And there exists a sequence \(t_{1,u_{n}}>0\) such that \(t_{1,u_{n}}|u_{n}|\in \mathcal {N}\) and
It follows from \(\{u_{n}\}\subset \mathcal {N}\) that
which gives
Furthermore, we have
Then we know \(I_{2^{*}_{s,\alpha }}(t_{1,u_{n}}|u_{n}|)=\bar{c}=c\).
Let us define \(v_{n}^{*}\) as the symmetric decreasing rearrangement of \(v_{n}{:}{=}t_{1,u_{n}}|u_{n}|\). Then
and
and
and
These deduce
Notice that \(\{v_{n}\}\subset \mathcal {N}\). Then \(v_{n}\not \equiv 0\) and there exists \(t_{1,v_{n}^{*}}>0\) such that \(t_{1,v_{n}^{*}}v_{n}^{*}\in \mathcal {N}\). And
It follows from \(v_{n}{:}{=}t_{1,u_{n}}|u_{n}|\in \mathcal {N}\) that
which gives
and
Then we know \(I_{2^{*}_{s,\alpha }}(t_{1,v_{n}^{*}}|v_{n}^{*}|)=\bar{c}=c\). \(\square \)
Lemma 7.3
Assume that the assumptions of Theorem 1.2 hold. There exist \(\beta _{1}\in (0,+\infty )\) such that for any \(\beta >\beta _{1}\), we have
where
where \(S_{s}\) is the best constant of Sobolev inequality, see Lemma 2.2.
Proof
Let us select \(w\in E\) in the following way:
From the Mountain Pass geometric structure, one can deduce
and \(t_{w,\beta }>0\) such that \(t_{w,\beta } w\in \mathcal {N}\)
Thus, \(t_{w,\beta }\) satisfies
Furthermore,
This gives \(\{t_{w,\beta }\}_{\beta }\) is bounded.
We assert that \(t_{w,\beta }\rightarrow 0\) as \(\beta \rightarrow +\infty \). Let us argue by contradiction and assume that there exist \(t_{0}>0\) and a sequence \(\{\beta _{n}\}\) with \(\beta _{n}\rightarrow \infty \) such that \(t_{w,\beta _{n}}\rightarrow t_{0}\) as \(n\rightarrow +\infty \). Then, we have the following:
Putting this into (7.4), we know
This is a contradiction with \(\Vert w\Vert _{E}=1\).
By applying \(t_{w,\beta }\rightarrow 0\) as \(\beta \rightarrow +\infty \), we obtain
Then there exists \(\beta _{1}\in (0,+\infty )\) such that for any \(\beta >\beta _{1}\) there holds
For any \(\beta >\beta _{1}\), we construct a mountain pass path as: taking \(e=Tw\) and \(\gamma (t)=te\) with T large enough to satisfies \(I_{2^{*}_{s,\alpha }}(e)<0\), then
Hence, \(c\leqslant \sup \limits _{t\geqslant 0} I_{2^{*}_{s,\alpha }}(tw)<c^{*}\). \(\square \)
Lemma 7.4
Let \(N\geqslant 3\), \(0<s<1\) and \(0<\alpha <2s\). Let \(\{u_{n}\}\subset \mathcal {N}\) be a bounded nonnegative radial sequence such that
Then \(u_{n}\) converges strongly to \(u\not \equiv 0\) in E. Moreover, we know that \(I_{2^{*}_{s,\alpha }}(u)=c\).
Proof
From Lemma 7.2, we know that bounded nonnegative radial sequence \(\{u_{n}\}\subset \mathcal {N}\) with \(c\in (0,c^{*})\). If \(\lim \limits _{n\rightarrow \infty }\int _{\mathbb {R}^{N}}\frac{|u_{n}|^{p}}{|x|^{\alpha }}\textrm{d}x=0\), then
and
which gives
which shows
This contradicts \(0<c<c^{*}= \left( \frac{1}{2}-\frac{1}{2^{*}_{s,\alpha }}\right) S_{s}^{\frac{2^{*}_{s,\alpha }}{2^{*}_{s,\alpha }-2}}\) in Lemma 7.3. Then we get \(\lim \limits _{n\rightarrow \infty }\int _{\mathbb {R}^{N}}\frac{|u_{n}|^{p}}{|x|^{\alpha }}\textrm{d}x>0\). By using Lemma 3.2, we know that \(\{u_{n}\}\) converges strongly to \(u\not \equiv 0\) in \(L^{p}(\mathbb {R}^{N},|x|^{\alpha })\).
Now, by virtue of the Brezis-Lieb Lemma [7], one deduces
which gives \(I_{2^{*}_{s,\alpha }}(u)=\bar{c}\). \(\square \)
At this point, we are ready to prove Theorem 1.2.
Proof of Theorem 1.2
According to Lemma 7.4, we can conclude that there exists \(u\not \equiv 0\) such that \(I_{2^{*}_{s,\alpha }}(u)=c\). Utilizing Lemma 6.5, we can further deduce that u serves as a ground state solution for equation (L). \(\square \)
8 Proof of Theorem 1.3
Let
It is worth noting that the mountain-pass geometric structure and Nehari manifold of the three energy functionals mentioned above exhibit remarkable similarities. As a result, we will focus on presenting the case of \(I_{2^{*}_{s,\alpha },rad}\), which captures the essence of the analysis. We set the Nehari manifold as follows
We set
and
and
The proof of Theorem 1.3
We have the similarly results for \(I_{2^{*}_{s,\alpha },rad}\) without the proof of Lemmas 6.1-6.5. Repeatting the proof of Lemma 7.1, we know that there exists a bounded \((PS)_{c_{rad}}\) sequence \(\{u_{n}\}\subset \mathcal {M}\) such that
Arguement as Lemma 7.3, there exists \(\beta _{3} \in (0,+\infty )\) such that for any \(\beta >\beta _{3}\), we have
According to Lemma 7.4, we can conclude that there exists \(u\not \equiv 0\) such that \(I_{2^{*}_{s,\alpha },rad}(u)=c_{rad}\). Then we have \(I_{2^{*}_{s,\alpha },rad}'(u)=0\). From the Palais’ principle of symmetric criticality [32], we know that the critical point of \(I_{2^{*}_{s,\alpha },rad}\) are also the critical point of \(I_{2^{*}_{s,\alpha }}\). \(\square \)
Data Availibility
There is no data in this paper.
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Communicated by Darren C. Ong.
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Bao, Q. Local-Nonlocal Schrödinger Equation with Critical Exponent: The Zero Mass Case. Bull. Malays. Math. Sci. Soc. 47, 163 (2024). https://doi.org/10.1007/s40840-024-01754-9
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DOI: https://doi.org/10.1007/s40840-024-01754-9
Keywords
- Schrödinger equation
- Local and nonlocal operator
- Hardy Sobolev critical exponent
- Henon Sobolev critical exponent
- Existence