Abstract
The mobility, bioavailability, and toxicity of metal(loid)s are influenced by their interactions with phyllosilicates, organic matter, variable charge minerals, and microorganisms. Physicochemical processes influencing the chemistry of metal(loid)s in soil environments include sorption/desorption, solution complexation, oxidation-reduction, and precipitation-dissolution reactions. In particular, the sorption/desorption reactions of metal(loid)s on/from soil sorbents are influenced by pH, nature of soil components, and presence and concentrations of cations and inorganic anions. In recent years, many extraction tests have been used for assessing trace elements mobility and phytoavailability. Chemical speciation of toxic elements may be achieved by spectroscopic analyses (XAS), which provide information about oxidation state, symmetry, and identity of the coordinating ligand environment, and possible solid phases.
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Introduction
Sorption–desorption reactions are the predominant processes that control the bioavailability of metals and metalloids in soils. The soil components responsible for the sorption of cations and anions include phyllosilicates, soil organic matter, variable charge minerals (crystalline and short-range ordered Fe-, Al-, Mn-oxides, phyllosilicates coated by OH–Al and OH–Fe species), carbonates, microorganisms, and organo-mineral complexes. Soil components differ greatly in their sorption capacities, their cation and anion exchange capacities, and the binding energies of their sorption sites [1, 2].
Two surface complexes exist and are described by the configuration geometry of the sorbate at the sorbent surface. These include inner- and outer-sphere surface complexes [1, 3]. Outer-sphere complexes involve electrostatic coulombic interactions and are thus weak compared with inner-sphere and are reversible. An outer-sphere surface complex has at least one interposed water molecule between the surface functional group of a soil component and the ion or molecule it binds, whereas an inner-sphere surface complex has no water molecules interposed, the ion being held through bonds with a covalent character (Fig. 1). Recently, Lee et al. [4], by using in situ resonant anomalous X-ray reflectivity, found three forms of sorbed cations: the classical outer-sphere and inner-sphere complexes and an “extended” outer-sphere complex located above the surface hydration layer or maintaining intact higher-order hydration shell (Fig. 1). Inner- and outer-sphere complexations can occur simultaneously. Specific sorption is characterized by higher selectivity and stronger binding (weaker reversibility), while nonspecific sorption is known for lower selectivity and greater reversibility. The strength of the sorption of cations and anions is an important factor governing their mobility in soils. Sorption of elements onto soil components is influenced by many factors as pH, nature of the sorbents, redox reactions, and the presence of foreign ions [1, 2, 5, 6]. Briefly, cations show typical ion exchange behavior on clay minerals because surface bonding is prevalently electrostatic. Studies using in situ molecular scale technique such as X-ray absorption spectroscopy (XAS), X-ray absorption near edge structure (XANES), extended X-ray absorption fine structure (EXAFS), or Fourier transform infrared (FTIR) spectroscopy suggest that alkaline earth cations form mainly outer-sphere complexes, but polyvalent cations (e.g., Zn, Cu, Ni, Pb, Hg, Cd, Co, Ca) may be strongly adsorbed on the edge sites of phyllosilicates due to the presence of –SiOH or –AlOH groups capable of chemisorbing these ions [7, 8]. Organic matter and variable charge minerals (metal oxides, allophanes, imogolite) are much more effective scavengers of polyvalent cations because complexation processes are the dominant binding mechanisms [5, 6, 9, 10]. Usually, specifically sorbed cations raise the value of the point of zero charge (PZC, i.e., the pH value at which the electrical charge density on a mineral surface is equal to zero) of variable charge minerals. The pH affects the sorption of metal cations on variable charge minerals either by changing the number of sites available for sorption (sorption increases by increasing pH) or by changing the concentration of cation species [Me2+, MeOH+, Me(OH)2]. Evidence on the sorption of heavy metals on microorganisms has been reported. The cell surfaces of all bacteria are largely negatively charged, containing different types of negatively charged functional groups, such as carboxyl, hydroxyl, and phosphoryl that can sorb metal cations. Biosorption comprises a variety of processes including ion exchange, chelation, sorption, and diffusion through cell walls and membranes, all of which are dependent on the species used, the biomass origin, and solution chemistry [11].
Many factors, such as pH, surface coverage, ionic strength (I), nature of the sorbent, and residence time, affect the type of sorption complex. Strawn and Sparks [12] demonstrated that at pH 4.48 and I of 0.06 Pb was sorbed in the interlayers of montmorillonite forming outer-sphere complexes, whereas at pH 6.77 and I of 0.1 the heavy metal was fixed forming mainly inner-sphere complexes on the edge sites of the phyllosilicate.
Toxic elements in anionic form sorb primarily to variable charge minerals (metal oxides and noncrystalline aluminum silicates, allophanes), carbonate, and at the edges of phyllosilicates. Usually, they are not sorbed on soil organic matter, but certain elements (e.g., borate, arsenate, arsenite, selenite) are found to be bound to humic substances [1, 2, 10, 13, 14]. The sorption of As onto organic matter may be facilitated by the presence of amino groups, due to their positive charge, and thiol groups (SH) which have a high affinity for As. Indeed, some anions may bond indirectly to organic groups through a bridging with hydrolytic species of Al and Fe held on humic substances forming ternary As complexes [15]. According to Sharma et al. [16, 17] and Mitsunobu et al. [18], a similar mechanism with much greater affinity to organic matter could be expected with Sb [19].
Sorption of anions onto variable charge minerals and soils varies with pH. With increasing pH values, sorption usually decreases due to a decrease in the positive charge of minerals. Ligands that are specifically sorbed, forming inner-sphere complexes, e.g., arsenate, arsenite (on Fe-oxides), molybdate, and selenite, replace –OH− or –OH2 groups from the surfaces of variable charge minerals. They may form different surface complexes: monodentate, bidentate–binuclear, and bidentate–mononuclear complexes in different proportions depending on the pH and surface coverage [1, 3, 6]. Selenate seems to form mainly outer-sphere complexes [1]. However, there is some spectroscopic evidence that it can be also sorbed as both an outer-sphere and an inner-sphere complex, depending on environmental factors [20]. Inner-sphere complexation of selenate onto the surfaces of variable charge minerals seems to be facilitated at low pH values. Lafferty et al. [21] demonstrated that arsenate sorbed onto a manganese oxide formed bidentate binuclear and monodentate mononuclear complexes after a few hours, but at longer time a bidentate–mononuclear complex also formed.
It is important to consider that if more surface species are formed on a sorbent, spectroscopic techniques usually detect the primary type of surface complex. However, if the identified primary surface complex is inner-sphere, this does not mean that outer-sphere complexation is not occurring. Through the use of X-ray scattering measurements to study metal(loid) binding on single crystal surfaces, indeed, Catalano et al. [22] showed that arsenate surface complexation was bimodal, with sorption occurring simultaneously as inner- and outer-sphere species.
Recently, Ha et al. [23, 24] found that even variations in hematite particle sizes (nanoparticles with average diameter of 10.5 nm and microparticles with average diameter of 550 nm) affect the modes of Zn sorption, leading to the formation of different types of surface complexes and/or precipitates.
Metal(Loid) Surface Precipitation
As the amount of cations or anions sorbed onto the surfaces of a mineral increases (surface coverage), the sorption changes from mononuclear adsorption to surface precipitation (a three-dimensional phase) [3, 8, 25]. In the last decade, many studies have shown that at high metal loadings (also below the theoretical metal-monolayer coverage of sorbent surfaces) sorption of some cations, such as Ni, Co, Cr, and Zn, on the surfaces of Al-oxides and Al-bearing phyllosilicates may promote the formation of precipitates such as double layered hydroxides (LDHs) at pH values below the pH where the formation of metal hydroxide precipitate is expected according to the solubility product [3, 7, 8]. LDHs are a group of minerals whose structural formula is [M2+ 1−xM3+ x (OH)6]x+ [(An−)x/n m H2O]x−, where M2+ could be Mg, Ni, Co, Zn and M3+ could be Al, Fe, Cr. The structure of LDHs can be described as a positively charged brucite-like sheet, where a fraction of the divalent cations coordinated octahedrally by hydroxyl groups have been isomorphously replaced by trivalent cations, giving positively charged sheets. The net positive charge is balanced by anions such as CO3, Cl, NO3, SO4, and ClO4 which are present in the interlayers of the mineral [26, 27]. The formation of metal surface precipitates can sequester heavy metals with a consequent reduction of metal release and bioavailability for plants and microorganisms [8]. As reported by Sparks and coworkers [1, 3, 7, 8, 25], sorption of select heavy metals (Co, Ni, Zn) on soil minerals involves a continuum of processes from adsorption to precipitation to solid phase transformation.
Abiotic Redox Processes
Metal(loid)s may exist in more than one oxidation state. Redox reactions play an important role in controlling their transformation, mobility, and toxicity. Abiotic redox processes occur on the surfaces of humic substances, Fe(III)- and Mn-oxides, sulfides, and ferrous species. Redox reactions also control the transformation and Fe- and Mn-oxides reactivity, which are the major sinks of metal(loid)s in soils. The efficiency of Mn oxides as an “electron pump” for a wide range of redox reactions is unique among common soil minerals [28]. Manganese oxides are able to oxidize some metal cations such as Pb, Co, Cu, and Ni on Mn mineral surface.
Metal(loid)s often have different degrees of toxicity depending on the specific metal oxidation state. For example, arsenic is intimately related to the presence of iron and manganese (hydr)oxides, since both arsenite and arsenate show high affinity for the surfaces of these oxides. Arsenite is more toxic and bioavailable than As(V). Manganese oxides are capable of oxidizing As(III) to As(V) so this oxidation process has important implications for the mobility and toxicity of arsenic. Manganese oxides catalyze the oxidation of other heavy metals such as Co, Pb, Ni, and Cu. Sun and Doner [29] demonstrated that oxidation of sorbed As(III) to As(V) on Fe-oxides may occur to a limited (about 20 %) extent. In contrast, reducing conditions may release As into solution through reduction of Fe and Mn oxides and reduction of As(V) to As(III).
Chromate is toxic to plants, animals, and humans and is a suspected carcinogen whereas Cr(III) is not toxic to plants and is necessary in animal nutrition, so reactions that reduce Cr(VI) to Cr(III) are of great importance. Furthermore, Cr(VI) is mobile in soils and readily available. Organic material, sulfides, and ferrous species appear to be the dominant reductants. Very stable Cr(III)-organic complexes form when Cr(VI) is reduced by soil organic matter [28, 30]. Effective sorption and reduction of Cr(VI) by humic acid coated on magnetite has been recently demonstrated by XANES [31]. This work demonstrated that humic acid (HA) was responsible of Cr(VI) reduction while the valence state of the iron in magnetite remained unchanged.
Selenium can exist in a wide range of oxidation states. It is an essential element in a wide range of organisms from bacteria to humans at low concentration, but it is extremely toxic at high concentrations. Selenite [Se(IV)] is more toxic than selenate [Se(VI)]. Birnessite is able to oxidize Se(IV) to Se(VI), while the oxidation of Fe(II)-bearing minerals may lead to the reductive immobilization of aqueous Se(IV) to Se(0) [32]. The geochemical cycling of Se parallels that of sulfur so Se is predominantly cycled through biological pathways [9, 28].
Effect of Anions and Cations on the Sorption/Desorption of Metal(Loid)s on/from Soil Components
Sorption of Cations
In soils, inorganic and organic ligands (L) can affect the interactions between polyvalent cations and soil components. Many factors such as pH, the surface properties of the sorbents, and the nature and charge of Me-L species in solution influence the sorption of metal cations onto soil components and soils [2, 14]. Metal sorption may be either enhanced or inhibited by the presence of anions through different processes, including site competition, alteration of surface charge of the sorbent, formation of different complexes in solution, and ternary complex formation between the surface of the soil component, the ligand, and the polyvalent cation (Fig. 2). Ternary surface complexes may be classified as type A, in which the metal ion is bonded to both the sorbent and the organic or inorganic ligand, or type B, in which the ligand is bonded to the sorbent between the surface and the metal ion (Fig. 2). The structure of sorbed species determines their stability on the sorbents [23, 24].
As reviewed by Violante [6], inorganic (chloride, sulfate, and phosphate) and organic (e.g., oxalate, malonate, malate, tartrate, citrate, fulvate, phthalate) ligands usually inhibit the sorption of metal cations on negatively charged sorbents (phyllosilicates, organic matter, and surfaces of bacteria), by forming stable soluble negatively charged complexes with the cations [34].
Lee et al. [4, 35] studied the role of fulvic acid (FA) in modifying the sorption mode of divalent cations (Ba, Sr, Pb, Hg, Cu, and Zn) onto the muscovite (001) surface by using in situ resonant anomalous X-ray reflectivity. For less strongly hydrated cations, the presence of FA increased metal sorption in the order Ba ≈ Sr < Pb < Hg, in order of increasing cation affinity for FA. Cations with a smaller affinity for FA tend to bind electrostatically on both the surfaces of muscovite and on the negatively charged functional groups of the organic matter, and in soils, they may be easily replaced by background cations as Ca and Na. Moderately hydrated cations with a greater affinity for organic matter may sorb more strongly on organic matter and are less exchangeable particularly at low pHs, whereas at higher pH values, these metal-organic complexes are released in solution for electrostatic repulsion between the surfaces of muscovite and the sorbed FA. Finally, the binding of strongly hydrated metals, such as Cu and Zn, onto the surfaces of muscovite was not altered by FA.
The influence of anions onto the sorption/desorption processes of metal cations on/from variable charge minerals is more complex because organic and inorganic ligands may interact directly with the surfaces of variable charge minerals or metal ions in solution and may thereby alter the sorption/desorption of metal ions [2, 6]. In particular, several processes may occur simultaneously: (i) increased retention of metal cations because of the decrease of the positive charge of the mineral when a ligand is sorbed, (ii) increased sorption due to the formation of negatively charged complexes between a metal and a ligand which have a higher affinity for the sorbent, (iii) decreased retention due to the blocking of sorption sites by foreign ligands on the minerals, (iv) decreased retention due to the strong complexation of the metal in solution in non-sorbing forms, which can also lower free metal activity leading to desorption of surface-bound metal, and (v) dissolution of the mineral in the presence of relatively high concentration of chelating organic ligands leading to reduced metal retention [6, 14]. In each of these cases, the influence of a ligand on the sorption of metal cations depends not only on the strengths of the interactions between the metal ion, ligand, and sorbent, but also on their concentrations. Certainly, the initial ligand/metal molar ratio, the nature of the ligand and the metal, and the surface properties of the sorbent seem to be critical in determining whether the sorption of a cation is enhanced or inhibited. Further, because anionic ligands are sorbed more strongly at low pH, whereas metal cations are fixed more easily at high pH, the same ligand may enhance the sorption of a given metal under some conditions but may suppress it under others.
The effect of sulfate and phosphate and low molecular mass organic ligands (LMMOLs) on the sorption of heavy metals has been studied by many authors as reviewed recently by Violante [6]. For instance, phosphates released by P-bearing minerals (e.g., apatite) cause an increase of the pH up to 6.5–7.5, which induce the complexation and precipitation of heavy metals such as Cd, Fe, Mn, Ni, Pb, and Zn, as metal phosphates [36, 37]. The enhanced sorption usually observed for some polyvalent cations on metal oxides in the presence of sulfate and phosphate or LMMOLs has been attributed to the increased negative charge brought to the surfaces by these ligands, which promoted electrostatic interactions, or the formation of ternary A- or B-type complexes (Fig. 2), or a mixture of ternary complexes and electrostatics [38, 39]. Zaman et al. [40] confirmed that the sorption of Cd on a manganese dioxide was increased by the presence of phosphate. The formation of type-A-ternary complexes was the main mechanism at lower pH, while the formation of type-B-ternary complexes was the predominant mechanism at higher pH values.
However, a decrease in sorption of some polyvalent cations (Cd, Cu) in the presence of phosphate has been also observed, probably due to the blocking of surface sites. Using hematite as sorbent, Li et al. [41] found that phosphate pretreatment suppressed the maximum sorption of Cd and Cu because phosphate occupied inner-sphere sorption sites on the surfaces of the sorbents, decreasing inner-sphere sorption sites for metals. Of course, the sorption of phosphate and other ligands with a strong affinity for the surfaces of variable charge minerals (e.g., LMMOLs) also increases the surface negative charges and decreases the electrostatic potential near the solid surfaces [42]. However, it is possible that if metal cations are sorbed onto a sorbent mostly forming outer-sphere complexes, their sorption could be increased by the presence of phosphate (and other strongly chelating ligands), whereas, if they form inner-sphere complexes, the presence of anions, which also form strong inner-sphere complexes, suppresses their sorption.
The effect of increasing concentrations of organic ligands on the sorption of metals on soil sorbents has been studied [2, 10, 14, 43, 44]. By increasing the initial organic ligand/metal molar ratio, the sorption of the metal on a variable charge mineral initially increases and then decreases as compared to its sorption when added alone. At low concentrations, a metal is sorbed, but only occupies a fraction of the surface sites available on a sorbent. If a small amount of a ligand, which binds strongly to both metal and sorbent, is added, more metal will be sorbed, held indirectly to the surface by the ligand. On the other hand, when high concentrations of the ligand are added, the surface sites of the sorbent are saturated by the ligand, reducing metal sorption. Furthermore, a large amount of the metal may be held in solution forming soluble complexes, and hence the sorption is lessened [43].
Liang et al. [45, 46] also reported that the presence of arsenate and chromate increased the sorption of Zn, Cd, and Cu onto variable charge minerals and soils due to the increase in negative surface charge for the specific adsorption of these anions. However, the heavy metals sorbed through the electrostatic attraction were replaced by neutral salts (e.g., KNO3).
In soil environments, many cations are present and compete for the surface sites of the sorbents. Competition in sorption between two or more metal cations is of great importance for understanding their relative affinity for a given sorbent. Competition between two or more cations both in the absence or presence of anions received some attention as reviewed by Violante [6].
Covelo et al. [47] studied the simultaneous sorption and desorption of six heavy metals (Cd, Cr, Cu, Ni, Pb, and Zn) by kaolinite, vermiculite, mica, Fe- and Mn-oxides, and organic matter. Kaolinite and mica preferentially sorbed Cr, vermiculite Cu, and Zn, while HA substances and Fe- and Mn-oxides preferentially fixed Pb and Cu. More recently, Zhu et al. [48] studied the competition in sorption among Pb, Cr, and Cu added together on ferrihydrite and an organo-mineral complex. When equimolar amounts of each metal were added, the surfaces of ferrihydrite and the organo-mineral complex were covered >50 % (53–56 %) by Pb, 32–36 % by Cr, and 9–13 % by Cu. However, in the presence of large amounts of Pb and Cr, some sites were still occupied by Cu even though Cu had a much lower affinity than the other two metals for both the sorbents. Evidently, a small proportion of the sites on both sorbents had a high affinity for Cu, particularly on the organo-mineral complex.
Xu [49] demonstrated that the selectivity sequence of selected heavy metals may change with pH. In fact, this author found that the selectivity sequence of Pb, Cu, and Cd sorbed by an Ultisol (as well as by goethite) was Pb > Cu > Cd at pH 4.2 but it changed to be Cu > Pb > Cd at pH 5.3. This author also suggested that at low pH, both Pb and Cu were sorbed mainly through the formation of surface complexes and consequently Pb showed a greater capacity to form surface complexes on variable charge surfaces than Cu. At higher pH, Cu and Pb could be sorbed via a hydrolysis mechanism and because the hydrolysis potential of Cu is greater than that of Pb, more complexes of Cu with OH− were formed than Pb, which facilitated Cu sorption versus Pb.
Competition in sorption between two or more metals in the presence of organic or inorganic ligands has received scant attention. Perelomov et al. [44] studied the effect of increasing concentration of Pb on the sorption of Cu (initial Pb/Cu molar ratio ranging from 0 to 10) at pH 5.0 on goethite, in both the absence and presence of oxalate (OX). The OX was added as a mixture with the heavy metals or 1 h before Cu + Pb addition. Lead strongly prevented Cu sorption, but its inhibition was affected by the initial Pb/Cu molar ratio and presence of OX (OX/Cu + Pb molar ratio of 2). In the absence of OX, the inhibition of Pb in preventing Cu sorption increased from 11 to 55 % by increasing Pb/Cu molar ratio from 1 to 10, but the presence of OX improved Cu sorption more when added together rather than before the metals.
Sorption of Anions
The effect of organic and inorganic ligands on the sorption of toxic elements in anionic form (arsenate, arsenite, selenite, chromate, and so on) has received great attention [2, 6, 50]. Indeed, competition between ions is not only competition for the occupancy of sites available onto the surfaces of the sorbents but it also involves a change in charge and then the electric potential of the surface due to sorption of ions and their subsequent penetration of the surface. Competition for surface sites appears evident when the competing anions have a similar affinity for the surface of the sorbent (e.g., arsenate and phosphate), whereas the influence of electric potential is more important when competition occurs between ligands with a great different affinity for the sorbent (e.g., arsenate and sulfate) [6, 51].
It has been demonstrated that inorganic and organic anions (e.g., root exudates at the soil/root interface) strongly prevent the sorption of toxic anions (selenite, chromate, arsenate, and arsenite) onto different sorbents [6]. Zhu et al. [52, 53] studied the influence of selected ligands on the sorption of arsenite and arsenate on ferrihydrite and noncrystalline Al precipitation product. The efficiency of the anions studied in preventing arsenite and arsenate sorption follows this sequence: selenate ≈ sulfate < oxalate < malate ≈ tartrate < citrate < selenite < <phosphate (Table 1 A–B). The efficiency of most of the competing anions in preventing the sorption of the metalloids decreased by increasing the pH. In acidic environments, all the ligands prevented the sorption of arsenite on ferrihydrite more than that of arsenate, but in alkaline systems, arsenite and arsenate seemed to be retained with the same strength. In contrast, on noncrystalline Al oxides, higher sorption of arsenate versus arsenite was always evidenced in a wide range of pH, both in the absence or presence of organic ligands. Caporale et al. [26, 27] evaluated the arsenite and arsenate sorption capacity of a Al-Mg and a Fe-Mg layered double hydroxide at varying pH values in the presence of many anions. They also observed that Fe-Mg-LDH sorbent was able to hold a much higher amount of arsenate than arsenite and noted that the sorption of the former was much more pH-dependent than the latter. These authors also found that greater percentages of arsenite than arsenate were replaced by selected ligands according to this sequence: nitrate < nitrite ≈ sulfate < tartrate < oxalate < selenite < <phosphate (Table 1 C).
Coprecipitation Versus Sorption
In soil environments (e.g., rhizosphere), metal(loid)s are not only sorbed onto the external surfaces of soil components but may be also coprecipitated with Al and Fe ions. Some studies were carried out by Violante et al. [54–56] on samples formed by coprecipitating arsenate with aluminum and/or iron. These authors demonstrated that less arsenate was replaced by phosphate from arsenate iron and/or aluminum coprecipitates than from previously formed iron and/or aluminum oxides on which arsenate was sorbed [57]. Low amounts of arsenate coprecipitated with aluminum and/or iron oxides at pH 7.0 were removed by phosphate (5–25 %), attributed to the formation of strong inner-sphere complexes, metal–arsenate precipitates, and partial occlusion of arsenate into the coprecipitates. A comparison of the desorption of arsenate by phosphate from aluminum–arsenate, iron–arsenate, and iron–aluminum–arsenate coprecipitates evidenced that phosphate desorbed more arsenate from aluminum–arsenate, iron–aluminum–arsenate than iron–arsenate coprecipitates (in the order listed), because arsenate forms stronger complexes with Fe than with Al.
Recently, Sommella et al. [58] investigated the nature and reactivity of Mg–Al–arsenate coprecipitated LDHs formed in solution affected by pH, As content, aging, and temperature. Arsenic coprecipitation, indeed, is one of the major processes controlling As solubility in soils and waters. These authors demonstrated that (i) As(V) retards or inhibits the formation and transformation of LDHs, and (ii) more As(V) is removed from solution if coprecipitated with Mg and Al than by sorption onto well-crystallized LDHs. A schematic representation of the effect of pH, As content, aging, and temperature on the nature of Mg–Al–arsenate-coprecipitated LDHs was provided by Fig. 3. Therefore, when As is coprecipitated with Al and Mg, the possible formation of LDHs and/or other nanocomposites can stabilize As in their structures, thus making this toxic element less available.
In contrast to sorption studies, relatively scant information is available on the desorption of metal(loid)s from soil components and soils as affected by ligands as reviewed by Violante et al. [2, 6].
Metal(Loid)s Bioavailability, Chemical Fractionation, and Speciation
A metal(loid) is bioavailable if it is present as (or can be transformed readily into) the free-ion species, if it can move to plant roots on a time scale that is relevant to plant growth and development, and if, once absorbed by the root, it affects the life cycle of the plant [59]. The use of a single well-defined extraction procedure is one of the most common approaches to assess the phytoavailable fraction of elements in soil. In recent years, single extraction methods have been widely applied to study particular solid phase associations of metal(loid)s in soils [60]. Several extractants are used and can be classified according to the intrinsic mechanism involved in the release of elements from soil, such as: (i) the CaCl2 method [61], (ii) the NH4NO3 method [62], (iii) the EDTA method [63], (iv) the DTPA method [64], and (v) the Mehlich 3 method [65]. Salt solutions such as NH4NO3 and CaCl2 can only extract elements from the water-soluble and exchangeable phases, while the DTPA extractant is also able to attack organically bound elements [66]. On the other hand, EDTA is known as the best chelator to assess metal mobilization in soils [67]. The data generated by the abovementioned extractions may have some relevance in the understanding of the physicochemical processes that take place in the soil, since they can provide some empirical information on the mechanisms involved in metal(loid)s binding, transformation, and/or release from soil. However, until now, no extraction procedure proved to be suitable to accurately predict the phytoavailability of metal(loid)s [68]. One of the major challenges in field studies has been how to correlate the results from single extraction assays with metal(loid)s uptake and accumulation by plants.
Beside single extraction methodologies, in the last years, many sequential extraction procedures have been developed to identify the main binding sites and phase associations of trace elements in soils [69]. A widely used technique for understanding element distribution in the solid phase (i.e., fractionation) is based on the application of sequential selective chemical extractions [70–72]. These methods are based on the rational use of a series of more or less selective reagents chosen to solubilize successively the different mineralogical fractions which may be responsible for retaining the larger part of the trace elements. They are intended to simulate the various possible natural and anthropogenic modifications of environmental conditions [73].
One of the most widely applied procedures was proposed more than 30 years ago by Tessier et al. [74] (Table 2 A). It partitions elements into five operationally defined geochemical fractions including: (i) exchangeable, (ii) carbonates (acido-soluble), (iii) Fe and Mn oxides (reducible), (iv) organic matter (oxidizable), and (v) residual, to fractionate cadmium, cobalt, copper, iron, lead, manganese, nickel, and zinc in river sediments containing low levels of metal(loid)s. A more sophisticated sequential extraction procedure, which significantly improved the specificity and efficiency of extraction, by a carefully designed combination of various extractants in order to identify the specific species contributing to bioavailability was proposed by Krishnamurti et al. [75] (Table 2 B). Later, Krishnamurti and Naidu [79] modified the sequential extraction scheme developed by Krishnamurti et al. [75], sub-fractionating the trace element bound to metal-organic complexes as extracted by 0.1 M sodium pyrophosphate [2]. This fraction may contain metal associated with both humic and fulvic acid fractions of soil organic matter which is bound in metal-organic complexes.
Owing to the need of establishing common schemes in Europe for extractable trace metals in soils and sediments, the EC Standards, Measurement and Testing Programme (formerly BCR, Bureau Community of Reference) has sponsored from 1987 several projects focused on single extraction for soils and sequential extraction for soils and sediments [80]. These projects aimed to adopt common procedures for single extractions and sequential extractions of trace metals from soils and sediments: the result was a three-step procedure using acetic acid (step 1: acid soluble fraction); hydroxylamine (step 2: reducible fraction); and hydrogen peroxide (step 3: oxidable fraction) (Table 2 C). This scheme was then applied to the certification of a sediment reference material (CRM 601) for validation [76, 77]. Although a large number of different protocols have been reported, the Tessier and BCR schemes remain among the most widely used. A comprehensive review of sequential extraction schemes was provided by Filgueiras et al. [81].
Besides the multi-elements sequential extractions described above, some single-element sequential extractions have been also proposed: for instance, Wenzel et al. [78] developed an innovative and simple five-step protocol for arsenic sequential extraction (Table 2 D), which by using reagents gradually stronger provides the following five As fractions: (i) non-specifically sorbed, (ii) specifically sorbed, (iii) bound to the amorphous and poorly crystalline Al and Fe (hydr)oxides, (iv) bound to the well-crystallized Al and Fe (hydr)oxides, and (v) residual phases.
However, these schemes have been widely criticized and the great variety of protocols that have been developed reflects the complexity of the problem: (i) lack of uniformity in the procedures, (ii) lack of selectivity of the reagents used, (iii) lack of quality control, (iv) results highly dependent on the procedure used, and (v) misuse of the results as a means for metal(loid)s speciation. Two additional criticisms of these methods included no accounting for re-sorption/precipitation of metal(loid)s (carry over in the next extraction steps) as well as possible over interpretation of the extraction results. Despite these criticisms, the sequential extraction schemes remain widely used and are considered an essential tool in establishing elemental fractionation in soils and sediments [80].
On the other hand, many scientific studies demonstrated that the bioavailability of the metal(loid)s is closely interlinked with their chemical speciation [82–85]. The speciation is the distribution of elements among their various chemical and physical forms, and possible oxidation states. These include their free ions, complexes, ion pairs, and chelates in solution, and their amorphous and crystalline solid phases—all of which influence the reactivity, mobility, and bioavailability of elements [86]. A large number of analytical techniques have been used in attempting to meet the challenges of assessing metal(loid) speciation [84, 87, 88]. Most of these approaches are only useful to investigate a restricted combination of metal(loid)s and environmental compartments (e.g., soil, water, organisms) [85]. For instance, the analytical methods recently developed for arsenic speciation include various sample pretreatment techniques (e.g., solid phase extraction, liquid-liquid extraction, hydride generation, liquid chromatography, and capillary electrophoresis), which offer effective preconcentration/separation and contribute to enhance the sensitivity and selectivity in arsenic speciation when coupling with a suitable detection mode. Of course, the choice of the pretreatment/extraction technique is crucial to ensure a precise and effective speciation of the element, and to minimize any possible alteration of the original arsenic phases. High-performance liquid chromatography coupling with inductively coupled plasma mass spectrometry and hydride generation atomic spectrometry are proved to be the most powerful methodologies for arsenic speciation in environmental and biological matrices [84].
The main issues of the metal(loid) analytical methods, such as matrix interference and spatial heterogeneity, can be largely overcome by direct spectroscopic techniques such as those offered by synchrotron X-ray absorption spectroscopy (XAS) and its associated instrumentation (optics, monochromators, detectors, etc.). Direct determination of the chemical forms of trace elements in soil samples, indeed, can be achieved by means of various instrumental techniques [89], notably synchrotron-based X-ray radiation fluorescence (SXRF) [90], particle-induced X-ray emission (PIXE) [91], X-ray absorption near edge structure (XANES) [83, 92], and extended X-ray absorption fine structure (EXAFS) [89] spectroscopy.
The power of synchrotron XAS as a metal(loid) speciation tool arises primarily from its element specificity. X-ray absorption spectroscopy measures quantum (energy) and physical (geometric) states of the element of interest based on the transfer (absorption) of energy from incident X-rays (photons) to core electrons of the element [93]. These measurements provide information about the oxidation state, symmetry, and identity of the coordinating ligand environment, and possibly information about more distant neighboring atoms. In addition, solid phase identification is possible if relevant for the system under study. Limited sample preparation requirements, the concomitant ability to preserve original physical and chemical states, and independence from crystallinity add to the advantages of using XAS in environmental investigations. Interpretations of XAS data are founded on sound physical and statistical models that can be applied to spectra of reference materials and mixed phases, respectively. The application of XANES imaging, a new combinatorial approach of X-ray fluorescence spectrometry and XANES spectroscopy at the micron scale, is one of the latest technological advances allowing for lateral resolution of chemical states over wide areas due to vastly improved data processing and detector technology [85].
X-ray absorption spectroscopy has only a few, albeit non-trivial, disadvantages. For example, although it is rarely noted, a long time is often required to perform synchrotron XAS analyses, since most synchrotron radiation facilities have only two to three calls for proposals each year (in many cases, 6–8 months are necessary to pass between submission of the beamtime proposal and actually conducting the XAS analyses). In addition, a high level of expertise is required to both acquire and analyze XAS data correctly. The greatest challenges in using XAS for the determination of metal(loid) speciation in environmental samples are arguably experimental and include the relatively high detection limits of the technique (even though the detectors are becoming more sensitive and flux at facilities are improving to lower detection limits) [94, 95], the potential complexity of chemical speciation in environmental samples, and less frequently, ensuring that sample integrity is maintained during analyses (i.e., preventing X-ray beam damage) [85].
Conclusions
In soil environments, the mobility and bioavailability of toxic elements are affected by many chemical processes as sorption/desorption on/from soil components (phyllosilicates, organic matter, variable charge minerals, microorganisms), soil complexation, oxidation-reduction, and precipitation-dissolution reactions.
The pH, the surface properties of the sorbents, the presence of cations and anions, and the formation and nature of Me-L species in solution affect the interactions between metal(loid)s and soil components. The presence of anions may either enhance or inhibit metal cation sorption, whereas usually inhibits the sorption of toxic elements in anionic form.
Competition between two or more metal(loid)s in the absence or presence of cations or anions is a very important chemical process for understanding the mobility of toxic elements and has been receiving increasing attention in the last years.
Many extraction methods (single extraction and sequential extraction procedures) have been used for assessing metal(loid) phytoavailability. Direct determination of the chemical forms of toxic elements may be achieved by spectroscopic analyses (XAS, XANES, EXAFS), which provide information about oxidation state, symmetry, and identity of the coordinating ligand environment, and possible solid phases. These methods may be widely used in the near future.
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This work was supported by the Italian Research Program of National Interest (PRIN), year 2010–2011 (Grant number 2010JBNL17_005).
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Caporale, A.G., Violante, A. Chemical Processes Affecting the Mobility of Heavy Metals and Metalloids in Soil Environments. Curr Pollution Rep 2, 15–27 (2016). https://doi.org/10.1007/s40726-015-0024-y
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DOI: https://doi.org/10.1007/s40726-015-0024-y