Abstract
Decision making and cognitive flexibility are two components of cognitive control that play a critical role in the emergence, persistence, and relapse of gambling disorder. Transcranial direct current stimulation (tDCS) over the dorsolateral prefrontal cortex (DLPFC) has been reported to enhance decision making and cognitive flexibility in healthy volunteers and individuals with addictive disorders. In this triple-blind randomized sham-controlled parallel study, we aimed to determine whether tDCS over DLPFC would modulate decision making and cognitive flexibility in individuals with gambling disorder. Twenty participants with gambling disorder were administered Iowa Gambling Task (IGT) and Wisconsin Card Sorting Test (WCST). Subsequently, participants were administered three every other day sessions of active right anodal /left cathodal tDCS (20 min, 2 mA) or sham stimulation over bilateral DLPFC. WCST and IGT were readministered following the last session. Baseline clinical severity, depression, impulsivity levels, and cognitive performance were similar between groups. TDCS over the DLPFC resulted in more advantageous decision making (F1,16 = 8.128, p = 0.01, ɳp2 =0.33) and better cognitive flexibility (F1,16 =8.782, p = 0.009, ɳp2 = 0.35), representing large effect sizes. The results suggest for the first time that tDCS enhanced decision making and cognitive flexibility in gambling disorder. Therefore, tDCS may be a promising neuromodulation-based therapeutic approach in gambling disorder.
Trial registration: Clinicaltrials.gov NCT03477799.
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Introduction
Gambling disorder (GD) is defined as a progressive and chronic maladaptive disorder characterized by the failure to control gambling activities despite various aversive outcomes [1]. Among the different diagnostic criteria to define GD, cognitive control over the urge to be involved in gambling activities is considered to be a core feature [1]. Cognitive control requires a complex integration of higher order processes to generate goal-directed flexible and adaptive behavioral responses. Thus, it has been conceptualized as the sum of four components, namely decision making, cognitive flexibility, response inhibition, and conflict monitoring [2]. Decision making and cognitive flexibility are of particular importance in GD as they have a critical role in the emergence and persistence of the disease and are associated with disease severity, gambling frequency, gambling urge intensity, dropout, and relapse rates [3,4,5,6,7].
Decision making is a component of cognitive control that plays a central role in the evaluation of desires and intentions within the context of past experiences and knowledge to modulate behavioral responses in a goal-directed manner [8]. Despite being involved in the neural basis of neuropsychiatric disorders [9, 10], impairment of decision making has particular importance in addictive disorders, as they are characterized by the persistence of the drug use or the addictive behavior, despite multiple undesired consequences [11]. To support this notion, a wealth of literature illustrates that addictive disorders have been reliably associated with deficits of decision making [12,13,14] and cognitive flexibility [14, 15] resulting in the prevention of treatment seeking, passing of time, and worsening of the illness in the addictive disorders [16, 17]. Considering the clinical and neurophysiological similarity [18], it is not surprising that deficits of decision making [5] and cognitive flexibility have also been found in GD [19,20,21], even at a higher level than substance use disorders in a recent study [22]. Moreover, GD might be a pure illustration of pathological decision making than in the absence of exogenous drug effects [23], thus providing an opportunity to examine decision making clearly. Decision making has been commonly assessed with the Iowa Gambling Task (IGT) in GD and IGT is an ecologically valid measure of decision making [5]. Thus, the increment of IGT net scores have been found to be correlated with better decision making in real-life [5]. Moreover, the IGT performance has been found to be correlated with problem gambling severity [24]. The neural substrates of IGT involve different brain areas including the Ventromedial Prefrontal Cortex (VMPFC) and Dorsolateral Prefrontal Cortex (DLPFC) along with dorsal anterior cingulate cortex, insular cortex, and parietal areas [25]. Among them, right DLPFC has been considered to play the general role in the top-down regulation of decision making [26]. Similarly, subjects with GD were reported to have decreased functional Magnetic Resonance Imaging (fMRI) activity in the right VMPFC and DLPFC during deck selection in IGT, as opposed to baseline [27].
Cognitive flexibility is another component of cognitive control [2], responsible for adapting to changing environments [28]. Cognitive flexibility deficits have been shown in addictive disorders [29] and GD [30, 31] and linked to clinical outcomes [7, 29]. Cognitive flexibility has also been reported to be correlated with decision making in healthy subjects, in individuals with HIV-associated neurocognitive disorders and gambling disorder [5, 32, 33]. Similarly, individuals with high cognitive flexibility have also been reported to have better IGT performance [34]. Cognitive flexibility has been measured with the Wisconsin Card Sorting Task (WCST) in GD [30, 31]. In respect of the neural substrates of the WCST, various brain areas have been implicated, including bilateral lateral PFC, anterior cingulate cortex, and inferior parietal lobule [35, 36] indicating a role for both hemispheres. In subjects with GD, a decreased fMRI activation of the right ventrolateral prefrontal cortex was shown during reversal shifting and after monetary losses or gains [37].
Transcranial direct current stimulation (tDCS) is a safe and well-tolerated noninvasive brain stimulation technique [38] that modulates neuroplasticity by applying weak electrical currents passed between two scalp electrodes placed over target cortical locations. Quite a few studies suggest that tDCS over the DLPFC has been reported to enhance decision making [39,40,41,42,43] while different results were achieved in older adults [44]. In addition, participants who received cathodal stimulation over the left DLPFC have been reported to have better cognitive flexibility [45, 46]. Neurostimulation has also been suggested to potentially be beneficial in GD [37] and nascent literature has begun to provide preliminary evidence of this notion [47,48,49]. However, the primary outcomes from these studies did not include measures of decision making and cognitive flexibility. Regarding tDCS, a study applying tDCS in GD showed relationships between prefrontal metabolite levels and levels of risk-taking, impulsivity, and craving, lending support to the potential beneficial effects of tDCS [50]. Thus far, the effect of tDCS on cognitive functions in GD has not been reported yet.
Following the line of research illustrating the enhancing effect of tDCS on decision making and cognitive flexibility, we hypothesized that anodal tDCS over the right DLPFC (coupled with contralateral cathodal stimulation), in comparison to sham, would enhance both decision making and cognitive flexibility in GD. We also evaluated the relationship between decision making and cognitive flexibility in GD.
Materials and methods
Participants
Sample size was calculated using G*Power 3.1.9.2 (Effect size f: 0.6, ɑ: 0.05, Power 0.8, Number of groups: 2. Number of Measurements: 2) for a two-way repeated-measures ANOVA. The total sample size needed was 20. Thus, 20 male right-handed participants satisfying Diagnostic and Statistical Manual of Mental Disorders-5 (DSM-5) criteria for gambling disorder were recruited from the Addiction Outpatient Clinic of the Department of Psychiatry in Istanbul University. No female participants were included due to non-admission to our clinic. Participants were required to be aged between 18 and 65 and to be drug-free. The exclusion criteria were the following: current DSM-5 diagnosis of major depressive disorder, current or previous DSM-5 diagnosis of alcohol and substance use disorders including tobacco use disorder, schizophrenia, bipolar disorder, or other psychotic disorder, use in the past 4 weeks of any medication with known pro-convulsant action or current regular use of any psychotropic medications, any history of any clinically significant neurological disorder, the presence of mental retardation diagnosis (previously identified), any personal or family history (1st degree relatives) of seizures other than febrile childhood seizures, illiteracy, deficient language or refusal to participate. No significant comorbidity was observed. Only one participant had a past history of a major depressive episode and psychotropic drug use.
Baseline clinical gambling severity, depression, and impulsivity were assessed with South Oaks Gambling Screen [SOGS] [51], Canadian Pathological Gambling Severity Index [PGSI] [52], Beck Depression Inventory [BDI] [53], and Barratt Impulsivity Scale-11 [BIS-11] [54].
All participants attended to the procedures in the study and none were excluded after enrollment. The study protocol was approved by both the Institutional Ethical Committee and Turkish Ministry of Health Ethical Committee. The study protocol strictly complied with the Declaration of Helsinki. Written informed consent was obtained from all participants after the details of the procedures had been fully explained.
Experimental design
We conducted a triple-blind randomized sham-controlled parallel study. Participants, interventionist, and the assessor were blinded to the condition. Upon enrollment into the study, participants were randomly assigned with a ratio of 1 to 1 to one of two conditions to receive three every other day 20-min 2 mA sessions of either (i) active anodal right/cathodal left (n = 10) or (ii) sham anodal right/cathodal left (n = 10) tDCS over the DLPFC. The participants were administered the IGT and the Wisconsin Card Sorting Test (WCST) by a trained neuropsychologist in a quiet laboratory. A computerized version of standard IGT was used. The order of the tasks performed in a single session was randomized.
After the psychiatric and neurocognitive assessment, participants received three every other day sessions of 20-min active tDCS or sham tDCS. Predictions of the participants about the stimulation type (active or sham) were recorded to assess the integrity of the blinding. Safety was assessed through open-ended questions based on the tDCS adverse events questionnaire [55]. WCST and IGT were readministered after the last application.
Intervention
Two 5 × 7 cm electrodes saturated with 0.9% saline solution-soaked sponges were placed using elastic straps [56]. The anode was placed over area F4 and cathode was placed over area F3 using the 10/20 international system. The stimulation was delivered using a battery-driven constant current stimulator (Neuroconn DC-STIMULATOR Plus, neuroConn GmbH, Ilmenau, Germany). Active stimulation involved delivery of 2 mA of direct current for 20 min with a 30-s ramp up and down of current. To deliver sham stimulation, the procedure was identical, except that the current was delivered at 2 mA for 30 s with a 30-s ramp up and ramp down, thus leading to similar initial sensations of tDCS. This method of sham stimulation has been reported to be a reliable application [57]. Predefined codes of the stimulator were used to accomplish the blinding of the investigator and the participant.
Neurocognitive tasks
Iowa gambling task
In the Turkish adaptation of computerized IGT [58], participants are loaned 2000 Turkish Liras of “play money”. They choose cards from four decks of cards, identical in appearance, to maximize the amount of money earned. Participants completed 100 trials during the task. However, participants perform the test without knowing the total number of trials. Decks A and B are considered disadvantageous, whereas the other two decks, decks C and D, are considered advantageous. Each card choice in decks A and B results in a 100 Turkish Liras gain and each card choice in decks C and D result in a 50 Turkish Liras gain. In this respect, it would be advantageous to choose cards from the first two decks. Probabilistic punishments were intermixed amongst rewards in a programmed schedule. Associated with each of block of 10 trials, decks A and B result in a net loss of 250 Turkish Liras, whereas decks C and D result in a net gain of 250 Turkish Liras. Further broken down within each block of 10 trials, decks A and C are associated with more frequent, yet smaller money losses and decks B and D with one large money loss. Participants were expected to learn the contingencies and develop a strategy involving the preference of advantageous decks. Net score was calculated by subtracting the number of disadvantageous choices (decks A’ and B’) from the number of advantageous choices (decks C’ and D’). Net scores were generally associated with overall gain.
Wisconsin card sorting test
WCST [59] is widely used to assess abstraction ability and the ability to shift and maintain cognitive strategies for categorization. Participants were given 128 stimulus cards individually and were required to match each card to one of four key cards that varied on three perceptual dimensions (i.e. color, form, and number). At any given time, the matching rule was to match on one of these dimensions. After each match, the rater informed the participant whether they were correct. After ten consecutive correct sortings, the matching rule changes without warning and the participant must learn the new matching rule for the next set. The test requires strategically planning, conducting organized searches and utilizing environmental feedback to inform decisions, and restriction of impulsive responding. The number of perseverative errors was calculated as a measure of cognitive flexibility.
Data analysis
Data analysis was conducted using SPSS software version 22.0 between two groups: (a) Active group: includes individuals who were delivered 2 mA right anodal/left cathodal stimulation over the DLPFC (b) Sham group: includes individuals who were delivered sham stimulation over the right and left DLPFC. Normality of the data distribution was assessed using the Kolmogorov–Smirnov and the Shapiro–Wilk tests. For the detection of baseline differences between two groups concerning the sociodemographic and clinical characteristics, Chi square or Mann-Whitney-U tests were applied. A repeated measures analysis of variance (RM-ANOVA) was employed with time (pre-tDCS, post-tDCS) as the independent within-subjects variable, tDCS intervention group as the independent between-subjects variable, and the difference in pre-post scores on the neurocognitive tasks as the dependent variable. The outcome measures were pre-tDCS and post-tDCS IGT net scores and the number of perseverative errors in WCST. Effect sizes were calculated as partial eta squared (ηp2). Spearman correlation coefficients, rho, were calculated between the behavioral data and neurocognitive test scores. A Chi square test was used to assess the integrity of blinding.
Results
Baseline characteristics of the sample
Baseline characteristics were summarized in Table 1. The mean age of the sample was 37.2 (± 10.3). Participants had 13.4 (± 3.2) years of education as well as mean scores of BDI, SOGS, PGSI, BIS-11 of 7.6 (± 7.8), 15.8 (± 1.4), 19.4 (± 5.1), 64.1 (± 9.0), respectively. The two groups resembled each other in age, educational level, the age of gambling initiation, engagement frequency in gambling activities, clinical gambling severity, gambling disorder duration, total loss due to gambling, depression level, impulsivity level, and initial neurocognitive test performances (p’s > 0.100), thus indicating that randomization was valid.
Relationship of neurocognitive task scores
Regarding the relationship between neurocognitive test measures, a trend towards negative correlation was found between the Pre-tDCS IGT net score and the number of perseverative errors in the pre-tDCS WCST in the whole sample (r = − 0.430, p = 0.070). Post-tDCS IGT net score correlated negatively with the number of perseverative errors in the post-tDCS WCST in the whole sample (r = − 0.450, p = 0.049) and in the active group (r = − 0.667, p = 0.047, but not in the sham group (p = 0.600).
The effect of tDCS on decision making
RM-ANOVA indicated a main effect of time on IGT net score (F1,16 = 13.571, p = 0.002). A significant tDCS intervention*time interaction was found (F1,16 = 8.128, p = 0.01, ɳp2 =0.330) (Table 2; Fig. 1).
The effect of tDCS on cognitive flexibility
No main effect of time on the number of perseverative errors was found (F1,16 = 1.134, p = 0.300). A significant intervention*time interaction was found (Table 2; Fig. 2) (F1,16 =8.782, p < 0.001, ɳp2= 0.350).
Feasibility and blinding efficacy of the procedure
None of the participants reported significant adverse effects during or after the tDCS sessions. Participants were unable to distinguish between active and sham stimulation, thus confirming the validity of blinding (x2 = 0.222, p = 0.500).
Discussion
This triple-blind randomized placebo-controlled parallel study investigated the effect of applying tDCS over the frontal cortices on decision making and cognitive flexibility. Consistent with our hypotheses, we demonstrated that tDCS delivered over bilateral DLPFC (F3/F4) enhanced both decision making and cognitive flexibility in a GD population. We also demonstrated that tDCS is well-tolerated and feasible in GD. To the best of our knowledge, this is the first study assessing the effect of tDCS on cognitive performance in GD.
We found promising results supporting the enhancing effect of tDCS on decision making in GD. The results are consistent with the majority of the studies conducted in healthy populations [39,40,41], in a clinically impulsive sample of veterans [42] and in individuals with addictive disorders [43]. Fecteau et al. were the first to report the effect of right anodal/left cathodal tDCS over DLPFC on risk-taking in healthy subjects [39]. A recent study also [41] showed a similar effect of the right anodal/left cathodal tDCS over the DLPFC under a context of haste in healthy subjects. In a tDCS study comparing cocaine abusers with non-abusers, stimulation over the right DLPFC led to improvements in both Balloon Analog Risk Task (BART) and Game of Dice Task in abusers while stimulation over the left DLPFC only resulted in improvement of BART [43]. In contrast, tDCS over both right and left DLPFC was reported to increase risk propensity in chronic marijuana users [60], possibly due to baseline differences in age and impulsivity or chronic alterations in brain circuits. A study using High Definition-tDCS over the left DLPFC also reported better IGT scores in healthy subjects [61]. Moreover, a recent study reported better IGT scores after 2 mA cathodal stimulation over the right DLPFC in subjects with Parkinson’s Disease [62]. Enhancement of decision making after anodal stimulation of the left DLPFC and cathodal stimulation of the right DLPFC might be due to the bilateral involvement of the DLPFC in IGT performance [63] or alterations of neural circuits among samples (i.e. healthy subjects, subjects with GD or Parkinson’s Disease). Overall, the right anodal/left cathodal montage over the DLPFC was considered to improve the interhemispheric balance of activity during decision making [39]. Thus, we assessed the effect of this particular montage and found the enhancing effect of tDCS on decision making.
The achieved results also support the notion that prefrontal cortices have a significant role in decision making [14, 25, 26, 64]. Given the complexity of the necessary calculations required, it is not surprising that a distributed neural network including many cortical and subcortical areas play a role during decision making [14]. Among them, the importance of both the VMPFC and the DLPFC seems to have a central role [14, 65]. VMPFC activity from fMRI was considered to be associated with encoding of the value signals to direct decision making and the DLPFC activity was considered to be associated with the self-control that modulates these value signals [66]. The DLPFC activity was also reported to be correlated with the VMPFC activity when individuals exercise self-control [66]. Hence, the DLPFC was reported to be required for suppressing the seductive emotional impulses [14]. To sum, both regions might have critical roles in decision making results from the current study.
In respect of cognitive flexibility, the literature shows no consensus on cognitive flexibility deficits in GD. Despite several negative results [20, 21, 67, 68], cognitive flexibility was found to be impaired in GD in other studies [30, 31]. We observed improvement of cognitive flexibility following right anodal/left cathodal stimulation over the DLPFC. Concerning the effect of neurostimulation on cognitive flexibility, significant improvement has been observed in those who received cathodal stimulation over the left DLPFC [45, 46]. Mansouri et al. reported a decrease in post-error slowing indicating better performance in WCST after cathodal stimulation over the dominant hemisphere with larger positive electrode over the contralateral supraorbital area [45]. Accordingly, Luft et al. reported better problem-solving performance using cathodal stimulation over the left DLPFC and explained the results with a better achievement of constraint relaxation [46]. Consistent with previous reports [45, 46], cathodal stimulation over the left DLPFC in our study might result in better disengagement from current task and engagement in the new task.
We also found a correlation between decision making and cognitive flexibility following the tDCS applications. This result is in confirmation with previous research that suggested a possible relationship between these two components of cognitive control [32, 33]. This relationship was considered to be due to the requirement of cognitive flexibility in the long-term decision making to evaluate the consequences of the past choices for better decisions [69]. Hence, it might be argued that the improvement in cognitive flexibility might have played a facilitating role in the improvement of decision making. However, there are also reports of a negative relationship between decision making and cognitive flexibility in healthy people [70,71,72] and in subjects with GD [67, 68] that claimed decision making is irrelevant of general cognitive flexibility. In conclusion, the literature is inconsistent and further research is needed to elucidate this relationship.
Another point to be emphasized here is that the achieved results might not only be due to the modulation of the DLPFC activity. TDCS delivered to F3 and F4 stimulates a majority of frontal cortices. Thus, tDCS delivered over the DLPFC might directly or indirectly modulate the activity of the VMPFC in healthy people [40, 65, 66] and in individuals with addictive disorders [73]. OFC has also been associated with decision making [14] and tDCS over the right OFC also resulted in better decision making and interference inhibition performances in healthy individuals [74]. Therefore, direct or indirect modulation of the right OFC might have contributed to the enhancing effect of tDCS over the right DLPFC on cognitive functions. While stimulation was delivered over DLPFC (F3/F4), it is important to note that these results should not be interpreted as DLPFC specific due to the broad pattern of stimulation delivered by conventional tDCS.
While GD has been considered to be a public health issue [75], there are still various unmet needs for understanding the neural basis and treatment of GD [76]. Moreover, various challenges occur during the treatment of individuals with GD including high dropout and relapse rates [77, 78]. These outcome parameters along with the disease severity were found to be associated with decision making and cognitive flexibility deficits [3, 4, 6, 7]. Therefore, reinforcing the treatment with interventions enhancing cognitive control may be a novel treatment strategy. To this end, psychotherapeutic [79] and pharmacological [80] interventions, as well as cognitive training and repetitive Transcranial Magnetic Stimulation, were explored in addictive disorders [81, 82]. In addition to the above-mentioned strategies, we demonstrated that tDCS over the DLPFC enhanced decision making and cognitive flexibility in GD. Moreover, tDCS over the DLPFC with decision making training may result in better cognitive outcomes even though it has not been tested in GD previously [42].
The achieved results are best viewed in the context of limitations. First, we enrolled a limited number of the participants due to difficulties in recruiting subjects with GD as a result of low admission rate and the exclusion of individuals with other addictive and neuropsychiatric disorders. The study group was restricted to a treatment-seeking population and it was not possible to generalize the present findings to ecological settings as treatment-seeking individuals with GD might be less impulsive [83]. Furthermore, we did not include women due to the non-admission of female individuals during the period of enrollment for the study. This should be taken into account as any sex-based differences in decision making and executive function processes or neural underpinnings may impact response to tDCS in the context of GD [84, 85]. Further research is needed in sex-matched samples. Besides, we assessed the effect of three sessions of tDCS as we considered that long-term protocols might result in high drop-out rates in individuals with GD. Future studies should assess the effect of more sessions of tDCS in individuals with GD to find the most beneficial dose of tDCS. Moreover, we only assessed the short-term effect of tDCS. Future research should replicate our findings with a follow-up period to determine the stability of the achieved results. Finally, our analyses did not include the differences in gambling severity as we considered that detecting changes in gambling severity might require a long-term period.
Conclusions
This study extends findings concerning the enhancing effect of tDCS on cognitive functions to individuals with GD, suggesting for the first time that three sessions of 20-min tDCS over bilateral DLPFC might be a novel intervention to enhance decision making and cognitive flexibility in individuals with GD. Our results also suggest bilateral prefrontal cortices as a potential target of tDCS in conditions associated with deficits of cognitive control. Future research efforts are needed to carefully examine the precise molecular mechanisms involved in the effect of tDCS, short- and long-term effects of different electrode montages, and dosing of tDCS on the clinical variables and cognitive functions in gambling disorder.
Abbreviations
- BART:
-
Balloon analog risk task
- BDI:
-
Beck depression inventory
- BIS-11:
-
Barratt Impulsivity Scale-11
- DLPFC:
-
Dorsolateral prefrontal cortex
- DSM-5:
-
Diagnostic and statistical manual of mental disorders-5
- fMRI:
-
Functional magnetic resonance imaging
- GD:
-
Gambling disorder
- IGT:
-
Iowa gambling task
- PGSI:
-
Pathological Gambling Severity Index
- SOGS:
-
South oaks gambling screen
- tDCS:
-
Transcranial direct current stimulation
- VMPFC:
-
Ventromedial prefrontal cortex
- WCST:
-
Wisconsin card sorting test
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Acknowledgements
The authors would like to thank all the participants who have kindly taken part in this study. The authors gratefully acknowledge the assistance of Mustafa Çetinkaya for referring participants and Göktuğ Aşçı for the preparation of the equipment.
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The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest. This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors.
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Soyata, A.Z., Aksu, S., Woods, A.J. et al. Effect of transcranial direct current stimulation on decision making and cognitive flexibility in gambling disorder. Eur Arch Psychiatry Clin Neurosci 269, 275–284 (2019). https://doi.org/10.1007/s00406-018-0948-5
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DOI: https://doi.org/10.1007/s00406-018-0948-5