Abstract
We give a new proof of the Ostapenko–Tarasov unicellularity theorem for the classical Volterra integration operator on the space \(C^{(n)}[0,1]\).
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1. Introduction
Let \(X\) be a Banach space, and let \(B(X)\) be the Banach algebra of bounded linear operators \(A\colon X\rightarrow X\). A closed subspace \(E\subset X\) is called an invariant subspace of \(A\) if \(AE\subset E\), i.e., \(Ax\in E\) for all \(x\in E\). An operator \(A\in B(X)\) is said to be unicellular if its lattice \(\operatorname{Lat}(A)\) of invariant subspaces is linearly ordered, i.e., for any two \(A\)-invariant subspaces \(E\) and \(M\) one has either \(E\subset M\) or \(M\subset E\). A subspace \(E\subset X\) is called a hyperinvariant subspace of \(A\) if \(BE\subset E\) for each operator \(B\) such that \(BA=AB\). The lattice of hyperinvariant subspaces of \(A\) is denoted by \(\operatorname{Hyplat}(A)\).
It is well known [1], [2] that the classical indefinite integration operator \(V\) defined on the Lebesgue space \(L^{p}[0,1]\) by
is unicellular for \(p\in[1,\infty)\) and the lattice of invariant subspaces of \(V\) is anti-isomorphic to the interval \([0,1]\). The same is true (see [1], [3]) for the Riemann and Liouville fractional integration operators
which are complex powers of \(J\). Namely,
(see [1], [4]). The results about the unicellularity of the operator \(V\) on \(L^{p}[0,1]\) (see Donoghue [5]) was extended to the Sobolev spaces \(W_{2}^{(k)}[0,1]\) (see Tsekanovskii [6]), \(W_{p}^{(k)}[0,1]\) and \(C^{(n)}[0,1]\) (see Ostapenko–Tarasov [7] and also [3], [8]). For the results on some double integration operators
we refer the reader to [9]. The Volterra integral operator
is well defined for functions \(f\) in the space \(C^{(n)}[0,1]\) of \(n\) times continuously differentiable functions on the unit interval \([0,1]\) of the real axis \(\mathbb{R}=(-\infty,\infty)\). A closed subspace \(E\subset C^{(n)}[0,1]\) is said to be \(V\)-invariant if \(VE\subset E\), i.e., \(Vf\in E\) for every \(f\in E\). The present paper is motivated by the papers of Ostapenko–Tarasov [7] and Tapdigoglu [8], where the unicellularity of the integration operator \(V\) on the space \(C^{(n)}[0,1]\) is proved. Here we propose a new proof of the Ostapenko–Tarasov theorem by using some of the ideas in the papers [8], [10], and [11]. Namely, we prove that
where
and
Clearly,
and hence \(V\) is a unicellular operator on \(C^{( n)}[0,1]\).
2. Lattice of \(V\)-Invariant Subspaces
In this section, we describe the lattice of invariant subspaces of the operator \(V\) on the space \(C^{(n)}[0,1]\) and prove its unicellularity. Our discussion is based on the Duhamel product of functions defined by
(see Wigley [12]).
Recall that the norm on \(C^{(n)}[ 0,1]\) is defined by
where
Theorem 1.
Let \(V\) be the Volterra integration operator defined by (1.1) on the space \(C^{(n)}[0,1]\). Then
where \(E_{\lambda}\) and \(E^{(k)}\) are the nontrivial \(V\)-invariant subspaces defined by formulas (1.2) and (1.3), and \(V\) is unicellular in \(C^{(n)}[0,1]\).
Proof.
The proof is based on some of the arguments in the papers [3], [10], and [11]. Using (2.1), one can readily see that
for all \(f,g\in C^{(n)}[0,1]\) and \(1\leq k\leq n\). Thus, it is an easy consequence of (2.3) that \(f\circledast g\) belongs to \(C^{(n)}[0,1]\) as well, and \((C^{(n)}[0,1],\circledast)\) becomes an algebra. One can use the results of operational calculus to show that \((C^{n}[0,1],\circledast)\) is a commutative and associative algebra with unit element \(f(z)=\mathbf{1}\). Moreover, one can readily prove that \((C^{( n)}[0,1],\circledast)\) is a Banach algebra. Indeed, for all \(f,g\in C^{(n)}[0,1]\), from (2.1)–(2.3) we have
and
for each \(k\in\{1,2,\dots,n\}\). Thus,
and by setting \(M=n+2\) in (2.4), we obtain
By passing to an equivalent norm on \(C^{(n)}[0,1]\), from (2.5) we obtain the desired multiplicative inequality
which shows that \((C^{(n)}[ 0,1],\circledast)\) is a Banach algebra.
The set of \(V\)-cyclic vectors is denoted by \(\operatorname{Cyc}(V)\); in other words,
Lemma 1.
One has \(f\in\operatorname{Cyc}(V)\) if and only if \(f(0) \neq0\).
Proof.
Indeed, it follows from (2.1) that \(x\circledast f(x) =Vf(x)\) for all \(f\in C^{(n)}[0,1]\). More generally,
Then we have
where \(D_{f}\) and \(\oplus\) stand for the Duhamel operator and the direct sum of subspaces, respectively. Thus,
which implies that \(f\in\operatorname{Cyc}(V)\) if and only if the range of the Duhamel operator \(D_{f}\) is dense, i.e.,
Now if \(f\in\operatorname{Cyc}(V)\), then it follows from (2.8) that there exists a sequence
such that
Therefore, \((f\circledast g_{m}) (0) \rightarrow1\) as \(m\rightarrow\infty\), or, equivalently, \(f(0) g_{m}(0) \rightarrow1\) as \(m\rightarrow\infty\), which shows that \(f(0) \neq0\). Now it remains to prove that if \(f\in C^{(n)}[0,1]\) and \(f(0)\neq0\), then \(f\in\operatorname{Cyc}(V)\). To this end, in view of (2.8), we must show that the range of the operator \(D_{f}\) is dense under the condition \(f(0)\neq0\). However, in the following Statement we prove even more than we actually need.
Statement.
If \(f(0)\neq0\), then \(D_{f}\) is invertible on \(C^{(n)}[0,1]\).
Indeed, for \(F=f-f(0)\) we have \(D_{f}=f(0) I_{n}+D_{F}\), where \(I_{n}\) is the identity operator on \(C^{(n)}[ 0,1]\). To prove that \(D_{f}\) is invertible, it suffices to show that \(D_{F}\) is a quasinilpotent operator on \(C^{(n)}[0,1]\), i.e., \(\sigma(D_{F}) =\{0\}\), or, equivalently, the spectral radius \(r(D_{F})\) of the operator \(D_{F}\) is zero. In fact, by the well-known Gelfand formula (e.g., see Dunford–Schwartz [13]),
and so we will estimate \(\Vert D^{m}_{F}\Vert\). For every \(g\in C^{(n)}[0,1]\), we have
Hence we obtain
Thus, by induction,
for each integer \(m\geq0\). Further, we can prove that
for all \(x\in[0,1]\) and \(m\geq0\). The proof is similar to that in the paper [11] and hence is omitted. In a similar way, one can also prove by induction (we omit the proof) that
It follows from (2.9) that
and hence
Consequently, \(r(K_{\alpha,F'})=0\), i.e., \(K_{\alpha,F'}\) is quasinilpotent, and hence \(D_{\alpha,f}\) is an invertible operator on \(C^{(n)}[ 0,1]\), which proves the Statement. The proof of the lemma is complete.
Lemma 2.
Let \(f\in C^{(n)}[ 0,1]\).
-
(i)
If \(f\in E^{(k)}\), \(1\leq k\leq n\), then \(f\in\operatorname{Cyc}(V\mid E^{(k)})\) if and only if \(f\in E^{k}\backslash E^{k+1}\), i.e., if
$$f(0)=f' (0)=\dotsm=f^{k-1}(0)=0, \qquad f^{(k)}(0) \neq0.$$ -
(ii)
If \(f\in E^{(n+1)}\), then \(f\in\operatorname{Cyc}(V\mid E^{(n+1)})\) if only if \(f\in E^{(n+1)}\backslash E_{\lambda}\) for every \(\lambda \in(0,1)\).
-
(iii)
If \(f\in E_{\lambda}\), then \(f\in\operatorname{Cyc}(V\mid E_{\lambda})\) if and only if \(f\in X_{\lambda}\backslash X_{\mu}\) for all \(\mu>\lambda\).
Proof.
Let us define the following convolution products on the subspaces \(E^{(k)}\), \(1\leq k\leq n+1\):
(i) Let \(f\in E^{(k)}\) and \(f\notin E^{(k+1)}\), where \(1\leq k\leq n\). It is easily seen from (2.10) that
for all \(m\geq0\). The Maclaurin series expansion of \(f\) gives
whence it follows that
where \(f^{(k)}(0) \neq0\) and
We define the \(k\)-Duhamel operator \(D_{k,f}\) on the subspace \(E^{(k)}\) by the formula
It is obvious from (2.11) and (2.12) that
Since \(f^{(k)}(0) \neq0\), it can be proved by the same argument as in the papers [3, Lemma 2] and [10, Lemma 1] that \(D_{k,f}\) is invertible on \(E^{(k)}\) (we omit the proof). On the other hand,
In view of the representation (2.11), we have
i.e., if \(f\in E^{(k)}\backslash E^{(k+1)}\), then \(f\in\operatorname{Cyc}(V\mid E^{(k)})\).
Conversely, the equality \(E_{f}(V)=E^{(k)}\) readily implies that \(f^{(k)}(0)\neq0\), whence \(f\notin E^{(k+1)}\). Thus, if \(f\in E^{(k)}\) and \(f\in\operatorname{Cyc}(V\mid E^{(k)})\), then \(f^{(k)}(0)\neq0\), which proves (i).
The proof of (ii) is very similar to that of (i).
Indeed, the Maclaurin formula for the function \(f\in E^{(n+1)}\) has the integral representation
Clearly, \(q_{1}\in E^{(n)}\) and \(f\overset{n}{\circledast}g\in E^{(n+1)}\) for every \(g\in E^{(n)}\). Since \(f\notin E_{\lambda}\) for all \(0<\lambda<1\), we have \(\ker(D_{n,f})=\{0\}\) by the Titchmarsh convolution theorem. Further, the condition \(q_{1}\in E^{(n)}\) implies that \(D_{n,q_{1}}\) is a compact operator on the space \(E^{(n+1)} \) (see [3, Lemma 2]). Since
and \(D_{n,f}\) is invertible on \(E^{(n+1)}\), we have
Now
Hence \(E_{f}(V\mid E^{(n)}) \supset E^{(n+1)}\). On the other hand, \(VE^{(n+1)}\subset E^{(n+1)}\), and so \(E_{f}(V\mid E^{(n)}) \subset E^{(n+1)}\). Thus, \(E_{f}(V\mid E^{(n)})=E^{(n+1)}\), whence \(f\in\operatorname{Cyc}(V\mid E^{(n+1)})\). Conversely, if \(f\in\operatorname{Cyc}(V\mid E^{( n+1)})\), then \(f\in E^{(n+1)}\backslash E_{\lambda}\) for all \(\lambda\in(0,1)\), which proves (ii).
The proof of (iii) can be obtained from Lemma 1 by a standard argument based on a simple change of variables (e.g., see Ostapenko–Tarasov [7], Kalisch [14], and Gohberg–Krein [1]) and hence it is omitted. The proof of Lemma 2 is complete.
Now let us return to the proof of Theorem 1. We will show that there exist no \(V\)-invariant subspaces other than those in the chain (1.4) and hence
Indeed, assume the contrary: there exists a nontrivial \(V\)-invariant subspace \(E\subset C^{(n)}[0,1]\) different from the invariant subspaces in (1.4). It is clear that
where, as before,
Then it is clear by Lemma 1 that there exists a function \(f\in E\) such that \(f(0)\neq0\). Consequently, by Lemma 1, we conclude that \(E=C^{(n)}[0,1]\), which contradicts our assumption that \(E\) is a nontrivial subspace. Since the set of subspaces in (1.4) is linearly ordered, it follows that the operator \(V\) is unicellular. The proof of the theorem is complete.
Recall that the commutant of an operator \(A\) on a Banach space \(X\) is the set
where \(B(X)\) is the Banach algebra of all bounded linear operators on \(X\). Set
Corollary 1.
\(\operatorname{Hyplat}(V)=\{E_{\lambda},E^{(k)}\colon 0<\lambda<1;\quad k=1,\dots,n+1\}.\)
The proof is immediate by the well-known general theorem stating that the lattice of hyperinvariant subspaces of any unicellular operator \(A\) coincides with the lattice of nontrivial \(A\)-invariant subspaces (e.g., see Radjavi–Rosenthal [2]).
The following corollary describes the commutant of the operator \(V\).
Corollary 2.
\(\{V\}'=\{D_{f}\colon f\in C^{(n)}[0,1]\}\).
Proof.
Indeed, it is clear from the formula
that \(D_{f}V=VD_{f}\) for all \(f\in C^{(n)}[0,1]\) and hence
Let \(T\in\{V\}'\). Then \(TV=VT\), and hence \(TV^{m} =V^{m}T\) for all \(m\geq0\). Applying formula (2.6) to the identity function \(f=\mathbf{1}\), we obtain
i.e.,
Since
we have
or, equivalently,
Since
it follows from the last equalities that \(Tf( x)=D_{T\mathbf{1}}f(x)\) for all \(f\in C^{(n)}[0,1]\) and hence \(T=D_{T\mathbf{1}}\). Thus, \(\{V\}' \subset\{D_{f}\colon f\in C^{(n)}[ 0,1]\}\), which, together with (2.13), proves the corollary.
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Funding
The work of the first author was supported by ongoing institutional funding. The work of second author was supported by the Research Support Project no. RSPD2024R1056, King Saud University, Riyadh, Saudi Arabia.
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Tapdigoglu, R., Garayev, M. New Proof of the Ostapenko–Tarasov Theorem. Math Notes 115, 998–1005 (2024). https://doi.org/10.1134/S0001434624050341
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DOI: https://doi.org/10.1134/S0001434624050341