Abstract
The main objective of this article is to consider a biharmonic problem with Navier boundary conditions. Among others, some criteria for the existence, multiplicity and nonexistence of positive solutions are established by employed fixed point theorems in a cone. In addition, we not only consider the sublinear case, but also we will study the case of appropriate combinations of superlinearity and sublinearity.
Similar content being viewed by others
Avoid common mistakes on your manuscript.
1 Introduction and main results
Biharmonic elliptic equations with various boundary conditions come from the study of traveling waves in suspension bridges [5] and static deflection of a bending beam [16], and have attracted the interest of many researchers. Some classical methods have been widely used to study biharmonic elliptic equations: the Pohozaev identities and decay estimates, see Guo-Liu [12] and Guo-Wei [13]; comparison principles, see Cosner-Schaefer [6] and Mareno [22]; degree argument, see Tarantello [28]; perturbation theory, see Wang-Shen [29]; bifurcation theory, see Lazer-McKenna [19]; the method of upper and lower solutions, see Ferrero-Warnault [10] and Pao [25]; computational methods for numerical solutions, see Pao [26] and Pao-Lu [27]; phase space analysis, see Chang-Chen [4], Díaz-Lazzo-Schmidt [9]; fixed point theorems, see Kusano-Naito-Swanso [18]; variational method, see Micheletti-Pistoia [23, 24], Xu-Zhang [31], Zhang [33], Zhou-Wu [36] and Ye-Tang [32]; Morse index, see Li-Zhang [35], Davila-Dupaigne-Wang-Wei [7], Khenissy [17] and Wei-Ye [30], and the moving-plane method, see Lin [20] and Guo-Huang-Zhou [14].
We recall some recent results of Abid-Baraket [1], Guo-Wei-Zhou [15], Arioli-Gazzola-Grunau-Mitidieri [3] and Liu-Wang [21]. In [1], Abid-Baraket applied the maximum principle to analyze the existence of singular solution to the following biharmonic elliptic problem
Recently, Guo-Wei-Zhou [15] employed the entire radial solutions of a equation with supercritical exponent and the Kelvin’s transformation to obtain positive singular radial entire solutions of the biharmonic equation with subcritical exponent. Then, they constructed solutions with a prescribed singular set for problem (1.1) by using the expansions of such singular radial solutions at the singular point 0.
In [3], Arioli-Gazzola-Grunau-Mitidieri studied the boundary value problem
where \(\lambda \ge 0\) is a parameter, \(\Omega \) is the unit ball in \({\mathbb {R}}^n\ (n\ge 5)\) and \(\frac{\partial u}{\partial \textbf{n} }\) denotes the differentiation with respect to the exterior unit normal. They proved the existence of singular solutions for problem (1.2) by means of computer assistance when \(5\le n\le 16\).
In [21], Liu-Wang employed a variant version of Mountain Pass Theorem to study the existence and nonexistence of positive solution to the biharmonic problem
where \(\Omega \) is a smooth bounded domain in \({\mathbb {R}}^n\ (n> 4)\), and f satisfies
\((C_1)\) \(f(x,t)\in C({{\bar{\Omega }}}\times {\mathbb {R}});\ f(x,0)=0,\ \forall x\in {{\bar{\Omega }}};\ f(x,t)\ge 0,\ \forall t\ge 0,\ x\in {{\bar{\Omega }}}\ \text {and}\ f(x,t)\equiv 0,\ \forall t\le 0,\ x\in {{\bar{\Omega }}};\)
\((C_2)\) \(\lim \limits _{t\rightarrow 0}\frac{f(x,t)}{t}=p(x),\ \lim \limits _{t\rightarrow +\infty }\frac{f(x,t)}{t}=l\ (0<l\le +\infty )\) uniformly in a.e. \(x\in \Omega \) where \(|p(x)|_\infty <\Lambda _1\), \(\Lambda _1\) is the first eigenvalue of \((\Delta ^2,H^2(\Omega )\cap H_0^1(\Omega ))\);
\((C_3)\) for a.e. \(x\in \Omega , \ \lim \limits _{t\rightarrow 0}\frac{f(x,t)}{t}\) is nondecreasing with respect to \(t>0\).
However, to our best knowledge, in the literature, there are almost no papers using the fixed point theory in cons for completely continuous operators to study the existence, nonexistence and multiplicity of positive solutions for analogous biharmonic elliptic problems. More precisely, the study is still open for the Navier boundary value problem
where \(\lambda \ne 0\) is a parameter, \(\Omega \) is a smooth bounded domain in \({\mathbb {R}}^n\ (n\ge 2)\), and the nonlinearity f satisfies:
\(\mathbf (f_{1})\) \(f\in C({{\bar{\Omega }}}\times [0,+\infty ),[0,+\infty ))\).
If \(\lambda =1\) and \(f(x,u)=u^p\), then problem (1.3) reduces to the problem studied by Abid-Baraket [1] and Guo-Wei-Zhou [15].
Let
The main results of this paper are the following theorems.
Theorem 1.1
Under condition \(\mathbf (f_{1})\), if \(f^{0}=0,\ f^{\infty }=0\) and \(f_\infty \in (0,+\infty ]\), then, for any given \(\tau >0\), there exists \(\xi >0\) so that, for \(\lambda >\xi \), problem (1.3) admits at least two positive solutions \(u_{\lambda }^{(1)}(x),\ \ u_{\lambda }^{(2)}(x)\) and \(\max \limits _{x\in {{\bar{\Omega }}}}u_{\lambda }^{(1)}(x)>\tau \).
Remark 1.2
One of the contributions of Theorem 1.1 is to use a simpler method, i.e. index theory of fixed points on cones to prove the multiplicity of positive solutions for biharmonic problems.
Remark 1.3
The approach used in Theorem 1.1 is completely different from those used in Abid-Baraket [1], Guo-Wei-Zhou [15], Arioli-Gazzola-Grunau-Mitidieri [3], Liu-Wang [21] and other related papers. In particular, comparing with Liu-Wang [21], the main difficulties of Theorem 1.1 lie in three main directions:
-
(1)
\(\lambda >0\) is considered;
-
(2)
multiple positive solutions are obtained;
-
(3)
in the proof process, we do not need the monotonicity condition \((C_3)\).
Theorem 1.4
Under condition \(\mathbf (f_{1})\), (i) if \(0<f^{0}<+\infty \), then there are \(l_{0}>0\) and \(\lambda _0>0\) such that, for every \(0<r<l_{0}\), problem (1.3) admits a positive solution \(u_{r}\) satisfying \(\Vert u_{r}\Vert _C=r\) associated with
(ii) if \(f^{0}=+\infty \), then there are \(l^*>0\) and \(\lambda ^*>0\) such that, for any \(0<r^{*}<l^*\), problem (1.3) admits a positive solution \(u_{ r^{*}}\) satisfying \(\Vert u_{ r^{*}}\Vert _C=r^{*}\) for any
(iii) if \(f^{0}<+\infty \) and \(f^{\infty }<+\infty \), then there exists \({\underline{\lambda }}>0\) such that problem (1.3) admits no positive solutions for \(\lambda \in ({\underline{\lambda }},\infty )\).
Corollary 1.5
Under condition \(\mathbf (f_{1})\), if \(f^{0}=0\) and \(f^{\infty }=0\), then problem (1.3) admits no positive solution for sufficiently large \(\lambda \).
Next, in Theorems 1.6–1.9 and Theorem 1.11, we will employ some techniques different from that used in Theorem 1.1 to prove some existence and multiplicity results. Conclusions to be demonstrated in Theorems 1.6–1.9 and Theorem 1.11 are true for any positive parameter \(\lambda \). We hence may suppose that \(\lambda =1\) in problem (1.3) for simplicity.
We introduce the following notations.
where \(\gamma \) denotes \(0^+\) or \(+\infty \), \(\alpha , \beta \in (0,+\infty )\).
We consider the following three cases for \(\alpha , \beta \in (0,+\infty ):\)
Case \(\alpha =1\) is treated in Theorems 1.6–1.7.
Theorem 1.6
Under condition \(\mathbf (f_{1})\), if \(f^0=0\ \text {or}\ f^\infty =0,\) and there exist \(\eta >0\) and \(l>0\) so that \( u\ge \eta \) and \(x\in {{\bar{\Omega }}}\) implies
then problem (1.3) possesses at least one positive solution.
Theorem 1.7
Under condition \(\mathbf (f_{1})\), if \(f^0=0\ \text {and}\ f^\infty =0,\) and there exist \(\eta >0\) and \(l>0\) such that \( u\ge \eta \) and \(x\in {{\bar{\Omega }}}\) implies (1.5) holds, then problem (1.3) possesses at least two positive solutions \(u^*\) and \(u^{**}\) with
where \(\Vert \cdot \Vert _C\) denotes the norm of real Banach space \(C({{\bar{\Omega }}})\).
Theorems 1.8–1.9 deal with the case \(0<\alpha <1\) and \(0<\beta <1\).
Theorem 1.8
Under condition \(\mathbf (f_{1})\), if
then problem (1.3) possesses at least one positive solution.
Theorem 1.9
Under condition \(\mathbf (f_{1})\), if \(f^\infty =0\) and there exist \(\eta >0\) and \(l>0\) such that \( u\ge \eta \) and \(x\in {{\bar{\Omega }}}\) implies (1.5) holds, then problem (1.3) possesses at least one positive solution.
Remark 1.10
The method applied in the proof of Theorems 1.6–1.7 is invalid when we employ it to demonstrate Theorems 1.8–1.9 for the case \(0<\alpha <1\) and \(0<\beta <1\). Therefore we need to introduce a different technique to verify Theorems 1.8–1.9.
Next we study the case \(\alpha >1\) in Theorem 1.11.
Theorem 1.11
Under condition \(\mathbf (f_{1})\), if \(f^0=0\) and there exist \(\eta >0\) and \(l>0\) such that \( u\ge \eta \) and \(x\in {{\bar{\Omega }}}\) implies (1.5) holds, then problem (1.3) possesses at least one positive solution.
Remark 1.12
The fixed point index theorem on cones is valid in the proof of Theorem 1.11, but the approach used in the proof of Theorems 1.6–1.9 is invalid.
The rest of the paper is organized as follows. In Sect. 2, we first apply an idea from Guo-Huang-Zhou [14] to transfer problem (1.3) into a second-order elliptic system. Then, we obtain the Green’s function of problem (1.3) by means of the Green’s function of the corresponding second-order elliptic boundary value problem. Consequently we get the expression of the solution for problem (1.3). In Sect. 3, we apply index theory of fixed points for completely continuous operators to study the existence, nonexistence and multiplicity of positive solutions to problem (1.3). Sections 4–6 are, respectively, devoted to the study of existence and multiplicity of positive solutions to problem (1.3) under the case \(\lambda =1\).
2 Second-order elliptic system
In this section, we first apply an idea from Guo-Huang-Zhou [14] to transfer problem (1.3) into a second order elliptic system. Then, we obtain the Green’s function of problem (1.3) by means of the Green’s function of the corresponding second order elliptic boundary value problem. Consequently, we get the expression of the solution for problem (1.3).
Let \(-\Delta u=\omega \). Then, we can transfer the biharmonic problem (1.3) into the following second order elliptic system
It follows from (2.1) that
where \(G^*(x,y)\) is the Green’s function of \(-\Delta \) on \(\Omega \), which verifies
where \(n\ge 3\), the constant C depends only on \(\Omega \).
Moreover, for \(x,y\in \Omega , x\ne y\), one finds that
where d denotes the diameter of \(\Omega \).
Since, for \(x,y\in {{\bar{\Omega }}}\subset {\mathbb {R}}^n\ (n\ge 2)\), \(G^*(x,y)\) is nonnegative, continuous (when \(x\ne y\)) and symmetric, there must be two points \(x_0\) and \(y_0\) with \(x_0\ne y_0\), which are interior points of \(\Omega \), such that
Thus, there are \(\tau _1, \tau _2, \tau _3>0\) and two disjoint small closed balls \(B_1, B_2, B_3\in \Omega \) such that
where
It is easy to see that
On the other hand, from (2.2) and (2.3), we have
where
Thus, we give the expression of Green’s function for problem (1.3). Obviously, \(G(x,z)=G(z,x)\) and \(G(x,z)\ge 0\) for \(x,z\in {{\bar{\Omega }}}\).
3 Proof of Theorems 1.1 and 1.4
In this section, we first consider the multiplicity of positive solutions for problem (1.3) by using the fixed point index in a cone, which is used in Zhang [34].
Lemma 3.1
([8]) Let E be a real Banach space and K be a cone in E. For \(r>0\), define \(K_{r}=\{x\in K: \Vert x\Vert <r \}\). Assume that \(T: {{\bar{K}}}_{r}\rightarrow K\) is completely continuous such that \(Tx\ne x\) for \(x\in \partial K_{r}=\{x\in K:\Vert x\Vert =r\}\).
(i) If \(\Vert Tx\Vert \ge \Vert x\Vert \) for \(x\in \partial K_{r}\), then \(i(T, K_{r}, K)=0\).
(ii) If \(\Vert Tx\Vert \le \Vert x\Vert \) for \(x\in \partial K_{r}\), then \(i(T, K_{r}, K)=1\).
Let \(E=C({{\bar{\Omega }}})\) be the real Banach space with supremum norm \(\Vert \cdot \Vert _C\), and define a cone K in E as
For \(\varrho >0\), we also define
and
For \(u\in K\), we define \(T_\lambda : K\rightarrow E\) to be
where G(x, y) is defined in (2.6).
When \(\mathbf (f_1)\) hold, it is well known that \(T_\lambda : K\rightarrow E\) is completely continuous.
Proof of Theorem 1.1
For any given \(\tau >0\), it follows from \(f_\infty \in (0,+\infty ]\) that there exist \(\eta >0\) and \(l>\tau \) such that
Letting \(\xi =(\tau _1\tau _2\eta (\text {mes}B_2)(\text {mes}B_3))^{-1}l\), then for \(0<\lambda <\xi \), one can prove that \({{\hat{T}}}_{\lambda }: K\rightarrow K\) is completely continuous.
Considering \(f^0=0\), there exists \(0<r<l\) such that
where \(\varepsilon _{1}>0\) satisfies
and for \(i\in \{1,2\}\), \(\phi _i\in C^2({{\bar{\Omega }}})\) gratify
So, for \(u\in K\cap \partial D_r\), we have from (2.5), (2.6), (3.2), (3.4) and (3.5) that
It hence follows from (ii) of Lemma 3.1 that
Now turning to \(f^\infty =0\), there exists \(\sigma >0\) so that
where \(\varepsilon _{2}>0\) satisfies
We hence have
where
Let
Thus, for \(u\in K\cap \partial D_{R}\), we derive from (2.5), (2.6), (3.2), (3.8), (3.9) and (3.10) that
It hence follows from (ii) of Lemma 3.1 that
On the other hand, for \(u \in {{\bar{K}}}_{l}^{R}=\{u\in K: \Vert u\Vert _C\le R, \min \limits _{x\in B_3}u(x)\ge l\}\), (2.5), (2.6), (3.2), (3.8), (3.9) and (3.10) yield that
Furthermore, for \(u \in {{\bar{K}}}_{l}^{R}\), from (2.4) (2.5), (2.6), (3.2), and (3.3), we obtain that
Letting \(u_{0}\equiv \frac{l+R}{2}\) and \(H(t,u)=(1-t)T_{\lambda }u+tu_{0}\), then \(H:[0,1]\times {{\bar{K}}}_{l}^{R}\rightarrow K\) is completely continuous, and from the analysis above, we obtain for \((t,u)\in [0,1]\times {{\bar{K}}}_{l}^{R}\)
Therefore, for \(t\in [0,1], u\in \partial K_{l}^{R}\), we have \(H(t,u)\ne u.\) Hence, by the normality property and the homotopy invariance property of the fixed point index, we obtain
Consequently, by the solution property of the fixed point index, \(T_{\lambda }\) admits a fixed point \(u_{\lambda }^{(1)}\) with \(u_{\lambda }^{(1)} \in K_{l}^{R}\), and
On the other hand, it follows from (3.7), (3.11) and (3.13) together with the additivity of the fixed point index that
According to the solution property of the fixed point index, \(T_{\lambda }\) so possesses a fixed point \(u_{\lambda }^{(2)}\) with \(u_{\lambda }^{(2)} \in K_{R}\backslash ({{\bar{K}}}_{r}\cup \bar{K}_{l}^{R})\). It is easy to see that \(u_{\lambda }^{(1)}\ne u_{\lambda }^{(2)}\). This finishes the proof of Theorem 1.1. \(\square \)
Next, we will prove the existence and nonexistence of positive solution to problem (1.3). To this goal, we need to state one well-known result of the fixed point index on cones for completely continuous operators, which is the base of our approaches.
Lemma 3.2
(Corollary 2.3.1, Guo and Lakshmikantham [11]) Let K be a cone in a real Banach space E and let \(\Omega \) be a bounded open set of E. Assume that the operator \(A:K\cap {{\bar{\Omega }}} \rightarrow K\) is completely continuous. If there exists a \(u_{0}>0\) such that
then
Proof of Theorem 1.4
It is well known that problem (1.3) is equivalent to the following nonlinear integral equation
where G(x, y) is defined in (2.6).
Consider the operator
Since G(x, y) and f(x, u) are nonnegative, it is easy to see that \({{\hat{T}}}: K\rightarrow K\) is completely continuous.
Part (i). It follows from \(0<f^{0}<+\infty \) that there exist \(0<l_{1}<l_{2}\) and \(\mu >0\) such that
Let \(\lambda _{0}=(l_{1}\tau _1\tau _2\text {mes} B_2\text {mes} B_3)^{-1}\) and \(l_{0}=\mu \). We now demonstrate that \(\lambda _0\) and \(l_0\) are the numbers to be required.
On one hand, for \(u\in K\cap \partial D_{r}\), we have
On the other hand, we may suppose that
If not, then there is \(u_{r}\in K\cap \partial D_{r}\) such that \(\lambda _0 {{\hat{T}}} u_{r}=u_{r}\) and so (1.4) already holds for \(\lambda _{r}=\lambda _{0}\).
Define \(\psi (x)\equiv 1\) for \(x\in {{\bar{\Omega }}}\). Then, \(\psi \in K\) gratifying \(\Vert \psi \Vert _C\equiv 1\). We now demonstrate that
Assume that there are \(u_{1}\in K\cap \partial D_{r}\) and \(\zeta _{1}\ge 0\) such that \(u_{1}-\lambda _0 \hat{T}u_{1}=\zeta _{1}\psi \), then (3.18) indicates that \(\zeta _{1}>0\), and \(u_{1}=\zeta _{1}\psi +\lambda _0 {{\hat{T}}}u_{1}\ge \zeta _{1}\psi \). Let \(\zeta ^{*}=\sup \{\zeta |u_{1}\ge \zeta \psi \}\). Then \(\zeta _{1}\le \zeta ^{*}<+\infty \) and \(u_{1}\ge \zeta ^{*}\psi \). Therefore,
Consequently, for any \(x\in B_{1}\), we derive from (2.4), (2.5), (2.6), (3.16), and (3.17), that
which indicates that \(u_{1}(x)\ge (\zeta ^{*}+ \zeta _{1}) \psi (x)\) for \(x\in B_1\). This contradicts the definition of \(\zeta ^{*}\). Thus, (3.19) holds and hence it yields from Lemma 3.2 that
It is widely known that
where \(\theta \) denotes the zero operator.
Therefore, it derives from (3.21) and (3.22) and the homotopy invariance that there are \(u_{r}\in K\cap \partial D_{r}\) and \(0<\nu _{r}<1\) so that \(\nu _{r} \lambda _0{{\hat{T}}}u_{r}=u_{r}\), which indicates that
This gives the proof of (1.4).
Part (ii). If \(f^{0}=+\infty \), then there are \(l_3>0\) and \(\mu ^{*}>0\) so that
Next, we verify that \(l^*=\mu ^{*}\) and \(\lambda _{*}=(l_{3}\tau _1\tau _2\text {mes} B_2\text {mes} B_3)^{-1}\) are required. Thus, for \(u\in K\cap \partial D_{r^*}\), we derive that
Similar to the proof of (i), replacing (3.18), one can suppose that
and replacing (3.19) we can demonstrate that
It follows from Lemma 3.2 that \(i(\lambda _*{{\hat{T}}},K\cap D_{r^*},K)=0.\) Seeing that \(i(\theta ,K\cap D_{r},K)=1\), one can easily demonstrate that there are \(u_{r^*}\in K\cap \partial D_{r^*}\) and \(0<\nu _{r^*}<1\) so that \(\nu _{r^*} \lambda _*{{\hat{T}}}u_{r^*}=u_{r^*}\). So, Theorem 1.4 (ii) holds for \(\lambda _{r^*}= \lambda _{*}\nu _{r^*}<\lambda _{*}\).
Part (iii). If \( f^{0}<\infty \) and \(f^{\infty }<\infty \), then there are positive numbers \(\eta _{1}>0,\ \ \eta _{2}>0,\ \ h_{1}>0\) and \(h_{2}>0\) so that \(h_{1}<h_{2}\) and for \(x \in {{\bar{\Omega }}},\ \ 0<u\le h_{1}\), we derive that
and for \(x \in {{\bar{\Omega }}},\ \ u\ge h_{2}\), we derive that
Set
Then, we derive that
Assume that \(v\in K\) is a positive solution to problem (1.3). We will demonstrate that this leads to a contradiction for \(\lambda < {\underline{\lambda }}=(\eta ^{*}\Vert \phi _1\Vert _C\Vert \phi _2\Vert _C)^{-1}\).
In fact, for \(\lambda <{\underline{\lambda }}\), we derive from (2.5), (2.6), (3.2), and (3.25) that
which indicates that
This is a contradiction. \(\square \)
Proof of Corollary 1.5
The proof of Corollary 1.1 is a direct consequence of the proof for Theorem 1.4 (iii). Under the conditions of Corollary 1.5, we can obtain the intervals of \(\lambda \) so that problem (1.3) admits no positive solutions. \(\square \)
Remark 3.3
If we consider the following Navier boundary value problem
where \(\lambda \ne 0\) is a parameter, \(\Omega \) is a bounded domain in \({\mathbb {R}}^n\ (n\ge 2)\), and the nonlinearity f satisfies \(\mathbf (f_{1})\), then we have the following conclusions.
Theorem 3.4
Under condition \(\mathbf (f_{1})\) holds, if \(0<f^{0}<+\infty \), then there exists \(l_{0}>0\) such that, for every \(0<r<l_{0}\), problem (3.26) admits a positive solution \(u_{r}\) satisfying \(\Vert u_{r}\Vert _C=r\) associated with
where \(\lambda _{0}\) and \({{\bar{\lambda }}}_{0}\) are two positive finite numbers.
Proof
The proof is similar to that of Theorem 1.4 (i). We hence omit it here. \(\square \)
4 Proof of Theorem 1.6 and Theorem 1.7
In this section, we will prove Theorem 1.6 and Theorem 1.7. To achieve this goal, we first state a well-known result of the fixed point, which is the base of our approaches.
Lemma 4.1
(Theorem 2.3.3, Guo and Lakshmikantham [11]) Let \(\Omega _{1}\) and \(\Omega _{2}\) be two bounded open sets in a real Banach space E such that \(\theta \in \Omega _{1}\) and \({{\bar{\Omega }}}_{1}\subset \Omega _{2}\). Let P be a cone in E and let operator \(A:P\cap ({{\bar{\Omega }}}_{2}\backslash \Omega _{1})\rightarrow P\) be completely continuous. Suppose that one of the following two conditions
(a) \(Ax \not \ge x,\forall \ \ x\in P\cap \partial \Omega _{1}\) and \(Ax \not \le x,\forall \ x\in P\cap \partial \Omega _{2}\)
and
(b) \(Ax \not \le x,\forall \ x\in P\cap \partial \Omega _{1}\) and \(Ax \not \ge x,\forall \ \ x\in P\cap \partial \Omega _{2}\)
is satisfied. Then, A has at least one fixed point in \(P\cap (\Omega _{2}\backslash {{\bar{\Omega }}}_{1})\).
Remark 4.2
It is clear to see that the fixed point of A in Lemmas 4.1 can not reach the boundary of \(\Omega _1\) and \(\Omega _2\).
Proof of Theorem 1.6
It is well known that problem (1.3) is equivalent to the following nonlinear integral equation
when \(\lambda =1\), where G(x, y) is defined in (2.6).
Consider the operator
It is generally known that \(T_1\) maps K into K is a completely continuous operator.
Case (1), \(f^0=0\).
Considering \(f^0=0\), there exists \(r>0\) such that
where \(\varepsilon >0\) satisfy \(\varepsilon \Vert \phi _1\Vert _C\Vert \phi _2\Vert _C<1\), and \(\phi _i\) are defined in (3.6) for \(i\in \{1,2\}\).
We can prove that
In fact, if there exists \(u_{1}\in K\cap \partial D_{r}\) such that \(T_1u_{1}\ge u_{1}\), then from (2.5), (2.6), (3.6), (4.2) and (4.3) we have
This leads to \(\Vert u_{1}\Vert _{C}<\Vert u_{1}\Vert _{C}\), which is a contraction. It so follows that (4.4) holds.
Case (2), \(f^\infty =0\).
Considering \(f^{\infty }=0\), there exists \({{\bar{R}}}>r>0\) such that
where \({{\bar{\varepsilon }}}>0\) satisfies \(\frac{1}{2}{{\bar{\varepsilon }}}\Vert \phi _1\Vert _C\Vert \phi _2\Vert _C<1 \).
We hence have
where
Let
Then, one can prove that
In fact, if there exists \(u_{2}\in K\) with \(\Vert u_{2}\Vert _{C}=R\) so that \(T_1u_{2}\ge u_{2}\), then it follows from (2.5), (2.6), (3.6), (4.5) and (4.6) that
which leads to \(\Vert u_{2}\Vert _{C}<\Vert u_{2}\Vert _{C}\). This is a contraction. It so follows that (4.7) holds.
Next, we demonstrate that
where \({{\bar{R}}}<\eta <R\).
In reality, if there is \(u_{0}\in K\) with \(\Vert u_{0}\Vert _{C}=\eta \) so that \(T_1u_{0}\le u_{0}\).
It so follows from (1.5), when a \(\eta \) is fixed, there is a \(l> 0\) so that
We notice that \(u\ge \eta \) implies that \(\Vert u\Vert _C\ge \eta \). Therefore, for \(u\in \partial K_\eta \), we derive from (2.4), (2.5), (2.6), (3.2) and (4.9) that
This is a contraction. It so follows that (4.8) holds.
Applying Lemma 4.1 to (4.4) and (4.8) or (4.7) and (4.8) yields that operator \(T_1\) possesses one fixed point u with \(u\in K_{r,\eta }\) or \(u\in K_{\eta ,R}\). It hence follows that problem (1.3) admits at least one positive solutions u with \(r<\Vert u\Vert _{C}<\eta \) or \(\eta<\Vert u\Vert _{C}<R\). This gives the proof of Theorem 1.6. \(\square \)
Proof of Theorem 1.7
Take \(0<\eta _1<\eta <\eta _2\). When \(f^0=0\), similar to the proof of (4.4), one can demonstrate that
When \(f^\infty =0\), similar to the proof of (4.7), we derive that
Under condition (1.5), similar to the proof of (4.8), one can prove that
Therefore, from (4.10), (4.11) and (4.12), Lemma 4.1 yields that \(T_1\) possesses two fixed point \(u^{*}, u^{**}\) gratifying that \(u^{*}\in K_{\eta _1,\eta }, u^{**}\in K_{\eta ,\eta _2}\). It so follows that problem (1.3) possesses at least two positive solutions \(u^{*}, u^{**}\) gratifying that
This completes the proof of Theorem 1.7. \(\square \)
5 Proof of Theorems 1.8 and 1.9
In this section, we will employ the following fixed point theorems on cones to prove Theorem 1.8 and Theorem 1.9 for the case \(0<\alpha <1\) and \(0<\beta <1\).
Lemma 5.1
(See [2], Theorem 12.3) Let P be a cone in a real Banach space E. Assume \(\Omega _{1}, \Omega _{2}\) are bounded open sets in E with \(\theta \in \Omega _{1},\ \ {{\bar{\Omega }}}_{1}\subset \Omega _{2}\). If
is completely continuous such that either
-
(a)
there exists a \(u_{0}>0\) such that \(u-Au\ne tu_{0}, \forall u\in P\cap \partial \Omega _2, t\ge 0\); \(Au\ne \mu u, \forall u\in P\cap \partial \Omega _1, \mu \ge 1\), or
-
(b)
there exists a \(u_{0}>0\) such that \(u-Au\ne tu_{0}, \forall u\in P\cap \partial \Omega _1, t\ge 0\); \(Au\ne \mu u, \forall u\in P\cap \partial \Omega _2, \mu \ge 1\). Then A has at least one fixed point in \(P\cap (\Omega _{2}\backslash {{\bar{\Omega }}}_{1})\).
Remark 5.2
Obviously, the fixed point of A in Lemmas 5.1 can not reach the boundary of \(\Omega _1\) and \(\Omega _2\).
Proof of Theorem 1.8
We assume that there is \(r_1>0\) so that
If not, then there is \(u_{r_1}\in K\cap \partial D_{r_1}\) so that
Considering \(f_0=\infty \), there is \(\sigma >0\) and \(r_2>0\) so that
Let \(\psi (x)\equiv 1\) for \(x\in {{\bar{\Omega }}}\). Then \(\psi \in K\) with \(\Vert \psi \Vert _C\equiv 1\). Next, we demonstrate that
where
In reality, if there are \(u_{1}\in K\cap \partial D_{r}\) and \(\zeta _{1}\ge 0\) such that \(u_{1}-T_1u_{1}=\zeta _{1}\psi \), then (5.1) indicates that \(\zeta _{1}>0\). But, \(u_{1}=\zeta _{1}\psi +T_1u_{1}\ge \zeta _{1}\psi \). Set
Thus, we have \(\zeta _{1}< \zeta ^{*}<+\infty \) and \(u_{1}\ge \zeta ^{*}\psi \). So,
Therefore, for any \(x\in B_{1}\), we follow from (2.4), (2.5), (2.6), (3.2), (5.2) and (5.4) that
This contradicts the definition of \(\zeta ^{*}\). So (5.3) holds.
Next, turning to \(f^\infty =0\), then there are \(l>0\) and \(r_2>0\) so that
Let
Then we derive that
Take R be large enough (\(R>r\)) such that
Now, we are going to prove that
In fact, if there are \(u_{2}\in K\cap \partial D_{R}\) and \(\mu _0\ge 1\) such that \(T_1u_{2}=\mu _0 u_2\), then it follows from (2.5), (2.6), (3.2), (3.6) and (5.5) that
Thus it follows from (5.8) that
It hence derives from (5.6) that
This contradicts \(\mu _0\ge 1\), which indicates that (5.7) holds.
Therefore, according to (b) of Lemma 5.1, it yields from (5.3) and (5.7) that operator \(T_1\) possesses a fixed point u in \(K\cap (D_{R}\backslash {{\bar{D}}}_{r})\) with \(r< \Vert u\Vert _C< R\). This follows that problem (1.3) has at least one positive solution u with \(r<\Vert u\Vert _C< R\), and so the proof of Theorem 1.8 is completed. \(\square \)
Proof of Theorem 1.9
Take \(0<\eta <\eta _1\). When \(f^\infty =0\), similar to the proof of (5.7), we can prove that
Let \(\psi (x)\equiv 1\) for \(x\in {{\bar{\Omega }}}\). Then, \(\psi \in K\) with \(\Vert \psi \Vert _C\equiv 1\). Next, we can prove that
In reality, if there are \(u_{2}\in K\cap \partial D_{\eta }\) and \(\zeta _{2}\ge 0\) such that \(u_{2}-T_1u_{2}=\zeta _{2}\psi \), then (5.10) indicates that \(\zeta _{2}>0\). But, \(u_{2}=\zeta _{2}\psi +T_1u_{2}\ge \zeta _{2}\psi \). Set
Then we derive \(\zeta _{2}< \zeta ^{**}<+\infty \) and \(u_{2}\ge \zeta ^{**}\psi \). We so have
On the other hand, it follows from (1.5), when a \(\eta \) is fixed, there exists a \(l> 0\) such that
Thus, for any \(x\in B_{1}\) and \(u\in \partial K_\eta \), we follow from (2.4), (2.5), (2.6), (3.2), (5.11) and (5.12) that
This contradicts the definition of \(\zeta ^{**}\). Therefore (5.10) holds. This completes the proof of Theorem 1.9. \(\square \)
6 Proof of Theorem 1.11
In this section, we intend to apply the following fixed point theorem on cones to demonstrate Theorem 1.11 for the case \(\alpha >1\).
Lemma 6.1
(Theorem 2.3.4, Guo-Lakshmikantham [11]) Let P be a cone in a real Banach space E. Assume \(\Omega _{1},\ \ \Omega _{2}\) are bounded open sets in E with \(\theta \in \Omega _{1},\ \ {{\bar{\Omega }}}_{1}\subset \Omega _{2}\). If
is completely continuous such that either
-
(a)
\(\Vert Ax\Vert \le \Vert x\Vert ,\ \ \forall x\in P\cap \partial \Omega _{1}\) and \(\Vert Ax\Vert \ge \Vert x\Vert ,\ \forall x\in P\cap \partial \Omega _{2},\) or
-
(b)
\(\Vert Ax\Vert \ge \Vert x\Vert ,\ \ \forall x\in P\cap \partial \Omega _{1}\) and \(\Vert Ax\Vert \le \Vert x\Vert ,\ \forall x\in P\cap \partial \Omega _{2},\) then A has at least one fixed point in \(P\cap ({{\bar{\Omega }}}_{2}\backslash \Omega _{1})\).
Remark 6.2
Comparing with Lemma 4.1 and Lemma 5.1, the fixed point of A in Lemmas 6.1 can reach the boundary of \(\Omega _1\) and \(\Omega _2\).
Proof of Theorem 1.11
Since \(f^{0}=0\), then there is \(0<r<1\) such that
where \(\varepsilon _{1}>0\) gratifies
and \(\phi _i\) are defined in (3.6) for \(i\in \{1,2\}\).
Thus, for \(x\in {{\bar{\Omega }}},\ u\in K\cap \partial D_{r_{1}},\) it hence follows from (3.2), (3.6), (6.1), \(\alpha >1\) and \(0<r=\Vert u\Vert _C<1\) that
This indicates that
Take \(\eta >1\). Next, we demonstrate that
If (1.5) holds, when a \(\eta \) is fixed, then there is a \(l> 0\) so that
Therefore, for \(u\in K\cap \partial D_{\eta }\), we get from (2.4), (2.5), (2.6), (3.2) and (6.4) that
which indicates that
This indicates that (6.3) is true.
Therefore, according to (a) of Lemma 6.1, (6.2) and (6.3) yields that operator \(T_1\) possesses a fixed point u in \(K\cap ({{\bar{D}}}_{\eta }\backslash D_{r})\) with \(r\le \Vert u\Vert _C\le \eta \). This derives that problem (1.3) admits at least one positive solution u with \(r\le \Vert x\Vert _C\le \eta \). \(\square \)
References
Abid, I., Baraket, S.: Construction of singular solutions for elliptic problem of fourth order derivative with a subcritical nonlinearity. Differ. Integral Equ. 21, 653–664 (2008)
Amann, H.: Fixed point equations and nonlinear eigenvalue problems in ordered Banach spaces. SIAM Rev. 18, 620–709 (1976)
Arioli, G., Gazzola, F., Grunau, H.-C., Mitidieri, E.: A semilinear fourth order elliptic problem with exponential nonlinearity. SIAM J. Math. Anal. 36, 1226–1258 (2005)
Chang, S.Y.A., Chen, W.X.: A note on a class of higher order conformally covariant equations. Discrete Contin. Dyn. Syst. 7, 275–281 (2001)
Chen, Y., McKenna, P.J.: Traveling waves in a nonlinear suspension beam: theoretical results and numerical observations. J. Differ. Equ. 135, 325–355 (1997)
Cosner, C., Schaefer, P.W.: A comparison principle for a class of fourth-order elliptic operators. J. Math. Anal. Appl. 128, 488–494 (1987)
Davila, J., Dupaigne, L., Wang, K., Wei, J.: A monotonicity formula and a Liouville-type theorem for a fourth order supercritical problem. Adv. Math. 258, 240–285 (2014)
Deimling, K.: Nonlinear Functional Analysis. Springer, New York (1985)
Díaz, J.I., Lazzo, M., Schmidt, P.G.: Asymptotic behavior of large radial solutions of a polyharmonic equation with superlinear growth. J. Differ. Equ. 257, 4249–4276 (2014)
Ferrero, A., Warnault, G.: On solutions of second and fourth order elliptic equations with power-type nonlinearities. Nonlinear Anal. 70, 2889–2902 (2009)
Guo, D., Lakshmikantham, V.: Nonlinear Problems in Abstract Cones. Academic Press, New York (1988)
Guo, Z., Liu, Z.: Liouville type results for semilinear biharmonic problems in exterior domains. Calc. Var. Partial. Differ. Equ. 59, 1–26 (2020)
Guo, Y., Wei, J.: Supercritical biharmonic elliptic problems in domains with small holes. Math. Nachr. 282, 1724–1739 (2009)
Guo, Z., Huang, X., Zhou, F.: Radial symmetry of entire solutions of a bi-harmonic equation with exponential nonlinearity. J. Funct. Anal. 268, 1972–2004 (2015)
Guo, Z., Wei, J., Zhou, F.: Singular radial entire solutions and weak solutions with prescribed singular set for a biharmonic equation. J. Differ. Equ. 263, 1188–1224 (2017)
Gupta, C.P.: Existence and uniqueness theorem for the bending of an elastic beam equation. Appl. Anal. 26, 289–304 (1988)
Khenissy, S.: Nonexistence and uniqueness for biharmonic problems with supercritical growth and domain geometry. Differ. Integr. Equ. 24, 1093–1106 (2011)
Kusano, T., Naito, M., Swanson, C.A.: Radial entire solutions of even order semilinear elliptic equations. Can. J. Math. XL, 1281–1300 (1988)
Lazer, A.C., McKenna, P.J.: Global bifurcation and a theorem of Tarantello. J. Math. Anal. Appl. 181, 648–655 (1994)
Lin, C.: A classification of solutions of a conformally invariant fourth order equation in \({\mathbb{R} }^n\). Comment. Math. Helv. 73, 206–231 (1998)
Liu, Y., Wang, Z.: Biharmonic equation with asymptotically linear nonlinearities. Acta Math. Sci. 27B, 549–560 (2007)
Mareno, A.: Maximum principles and bounds for a class of fourth order nonlinear elliptic equations. J. Math. Anal. Appl. 377, 495–500 (2011)
Micheletti, A.M., Pistoia, A.: Multiplicity results for a fourth-order semilinear elliptic problem. Nonlinear Anal. 31, 895–908 (1998)
Micheletti, A.M., Pistoia, A.: Nontrivial solutions for some fourth order semilinear elliptic problems. Nonlinear Anal. 34, 509–523 (1998)
Pao, C.V.: On fourth-order elliptic boundary value problems. Proc. Am. Math. Soc. 128, 1023–1030 (1999)
Pao, C.V.: Numerical methods for fourth-order nonlinear elliptic boundary value problems. Numer. Methods Part. Differ. Equ. 17, 347–368 (2001)
Pao, C.V., Lu, X.: Block monotone iterations for numerical solutions of fourth-order nonlinear elliptic boundary value problems. SIAM J. Sci. Comput. 25, 164–185 (2003)
Tarantello, G.: A note on a semilinear elliptic problem. Differ. Integral Equ. 5, 561–565 (1992)
Wang, Y., Shen, Y.: Infinitely many sign-changing solutions for a class of biharmonic equation without symmetry. Nonlinear Anal. 71, 967–977 (2009)
Wei, J., Ye, D.: Liouville theorems for stable solutions of biharmonic problem. Math. Ann. 356, 1599–1612 (2013)
Xu, G., Zhang, J.: Existence results for some fourth-order nonlinear elliptic problems of local superlinearity and sublinearity. J. Math. Anal. Appl. 281, 633–640 (2003)
Ye, Y., Tang, C.: Existence and multiplicity of solutions for fourth-order elliptic equations in \({\mathbb{R} }^n\). J. Math. Anal. Appl. 406, 335–351 (2013)
Zhang, J.: Existence results for some fourth-order nonlinear elliptic problems. Nonlinear Anal. 45, 29–36 (2001)
Zhang, X.: Existence and uniqueness of nontrivial radial solutions for \(k\)-Hessian equations. J. Math. Anal. Appl. 492, 124439 (2020)
Zhang, J., Li, S.: Multiple nontrivial solutions for some fourth-order semilinear elliptic problems. Nonlinear Anal. 60, 221–230 (2005)
Zhou, J., Wu, X.: Sign-changing solutions for some fourth-order nonlinear elliptic problems. J. Math. Anal. Appl. 342, 542–558 (2008)
Acknowledgements
This work is sponsored by the Beijing Natural Science Foundation (1212003). The author is grateful to anonymous referees for their constructive comments and suggestions, which has greatly improved this paper.
Author information
Authors and Affiliations
Corresponding author
Additional information
Communicated by Klaus Guerlebeck.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Feng, M. Positive solutions for a class of biharmonic problems: existence, nonexistence and multiplicity. Ann. Funct. Anal. 14, 30 (2023). https://doi.org/10.1007/s43034-023-00254-4
Received:
Accepted:
Published:
DOI: https://doi.org/10.1007/s43034-023-00254-4
Keywords
- Biharmonic equation
- Navier boundary conditions
- Positive solution
- Fixed point theorem
- Existence
- Nonexistence and multiplicity