Abstract
In this paper, we are interested in the following Kirchhoff type equation
where \(a,\lambda >0,\alpha \in (0,2)\) and \(p\in (2\alpha +2,6).\) The potential V(|x|) is radial and bounded below by a positive number. By introducing the Gersgorin Disc’s theorem, we prove that for each positive integer k, Eq. (0.1) has a radial nodal solution \(U_k^{\lambda }\) with exactly k nodes. Moreover, the energy of \(U_k^{\lambda }\) is strictly increasing in k and for any sequence \(\{\lambda _n\}\) with \(\lambda _n\rightarrow 0^+,\) up to a subsequence, \(U_k^{\lambda _n}\) converges to \(U_k^0\) in \(H^{1}({\mathbb {R}}^3)\), which is also a radial nodal solution with exactly k nodes to the classical Schrödinger equation
Our results can be viewed as an extension of Kirchhoff equation concerning the existence of nodal solutions with any prescribed numbers of nodes.
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1 Introduction
In this paper, we consider the following Kirchhoff type problem
where \(a,\lambda >0,\alpha \in (0,2),p\in (2\alpha +2,6) \) and the potential function \(V\in C([0,\infty ),{\mathbb {R}})\) is radial and bounded below by a positive number. When \(\alpha =1\) and \(V(x)\equiv b>0\), (1.1) is reduced to the following Kirchhoff problem
which has been studied by Li et al. [17] on the existence of positive solutions, see also [3, 6] for more details about the problem (1.2).
In the last two decades, the existence of positive solutions, multiple solutions and sign-changing solutions to the following Kirchhoff type problem on an open bounded domain \(\Omega \subset {\mathbb {R}}^N\) with boundary \(\partial \Omega \)
has been extensively investigated by making use of the variational method. One can refer to [4, 5, 12,13,14,15, 20,21,22, 25,26,27, 33, 34] and references therein. For the Kirchhoff type problem in the whole space \({\mathbb {R}}^N\), Li and Ye [19] considered
where \(f(x,u)=u^{p-2}u\) with \(p\in (3,6).\) Under certain assumptions on the potential V(x), they proved that (1.4) has a positive ground state solution by using a monotonicity trick and a new version of global compactness lemma. For related problems like (1.4), we refer to [1, 7, 9, 16, 27, 29, 32] and references cited therein.
Recently, the existence of sign-changing solutions to the Kirchhoff type problem in \({\mathbb {R}}^N\) has attracted much attention. Deng et al. [8] and Guo et al. [10] obtained the existence and asymptotic behaviors of nodal solutions with a prescribed number of nodes for problem (1.4) under some suitable assumptions on the nonlinearity f(x, u). Corresponding to the classical pure power nonlinearity model \(f(x,u)=|u|^{p-2}u\), their main results in [8, 10] solve the following equation
for the case \(p\in (4,6)\), see [18, 24, 30, 31] for more related results. However, the presence of nonlocal term \(\lambda \bigg (\int _{{\mathbb {R}}^3}(|\nabla u|^2+V(|x|)u^2)dx\bigg )^{\alpha }\) in (1.1) with \(\alpha \in (0,2)\) makes this problem more complicated. Then a natural question arises: can one find nodal solutions with any prescribed number of nodes for problem (1.1)? In this paper, we shall answer this question. To the best of our knowledge, this problem still remains unsolved.
In order to illustrate our results clearly, we need the following notations. Throughout this paper, we set the radial Sobolev space \(H_r^1({\mathbb {R}}^3)=\{u\in H^1({\mathbb {R}}^3):u(x)=u(|x|)\}\) and let the action space
be endowed with norm \(\Vert u\Vert =\left( \int _{{\mathbb {R}}^3}(|\nabla u|^{2}+V(|x|)u^{2})dx\right) ^{1/2}.\) As usual, the energy functional \(I_{\lambda }:H_V\rightarrow {\mathbb {R}}\) associated with (1.1) is defined by
Obviously, \(I_{\lambda }\in C^2(H_V,{\mathbb {R}})\) and
Then we define the usual Nehari manifold
and the ground state energy
By [6, Theorem 1.1], there exists a ground state solution \(U_0\in {\mathcal {N}}\) of (1.1) such that
For \(k\in {\mathbb {N}}^*\) and \(0=:r_0<r_1<\cdots<r_{k}<r_{k+1}:=+\infty \), we denote by \({{\textbf {r}}}_{k}=(r_1,\ldots ,r_k)\) and
Obviously, \(B_{1}^{{{\textbf {r}}}_k}\) is a ball, \(B_{2}^{{{\textbf {r}}}_k},\ldots ,B_{k}^{{{\textbf {r}}}_k}\) are annulus and \(B_{k+1}^{{{\textbf {r}}}_k}\) is the complement of a ball. Then we define the Nehari type set
and the infimum level
where \(u_i=u\) in \(B_i^{{{\textbf {r}}}_k}\) and \(u_i=0\) on \(\partial B_i^{{{\textbf {r}}}_k}.\)
Our existence result is as follows.
Theorem 1.1
For each \(k\in {\mathbb {N}}^*\), problem (1.1) admits a radial nodal solution \(U_k\in {\mathcal {N}}_k\) which changes sign exactly k-times and \(I_{\lambda }(U_k)=c_k\).
The next result shows that the energy of \(U_k\) obtained in Theorem 1.1 increases with the number of nodes.
Theorem 1.2
Under the hypotheses of Theorem 1.1, the energy of \(U_k\) is strictly increasing in k. Namely,
Moreover, \(I_{\lambda }(U_{k+1})>(k+1)I_{\lambda }(U_{0}).\)
Since \(U_k\) obtained in Theorem 1.1 depends on \(\lambda \), we denote \(U_k\) by \(U_k^{\lambda }\) to emphasize this dependence. The last result shows the asymptotic behavior of \(U_k^{\lambda }\) as \(\lambda \rightarrow 0^+\).
Theorem 1.3
Under the assumptions of Theorem 1.1, for any sequence \(\{\lambda _n\}\) with \(\lambda _n\rightarrow 0^+\) as \(n\rightarrow \infty \), up to a subsequence, \(U_k^{\lambda _n}\) converges to \(U_k^0\) strongly in \(H_V\) as \(n\rightarrow \infty \), where \(U_k^0\) is a least energy radial nodal solution among all the nodal solutions having exactly k nodes to the following equation
This paper is organized as follows. In Sect. 2, we give the variational framework of problem (1.1) and some preliminary lemmas. Section 3 is devoted to the proof of the existence of nodal solutions with a prescribed number of nodes. In Sect. 4, we study the energy comparison and asymptotic behaviors of those nodal solutions of (1.1).
2 Preliminaries
In this section, we give some notations and recall some useful lemmas. For each \(k\in {\mathbb {N}}^*,\) we define
For a fixed \({{\textbf {r}}}_k\in \Gamma _k\) and thereby a family of annulus \(\{{B}_i^{{{\textbf {r}}}_k}\}_{i=1}^{k+1}\), we define a Hilbert space
endowed with the norm \(\Vert u\Vert _{i}=\left( \int _{B_{i}^{{{\textbf {r}}}_k}}(|\nabla u|^{2}+V(|x|)u^{2})dx\right) ^{1/2}.\) Now, let the product space be
and we introduce an energy functional \(E_{\lambda }:{\mathcal {H}}_k^{{{\textbf {r}}}_k}\rightarrow {\mathbb {R}}\) defined by
It is obvious that
If \((u_1,\ldots ,u_{k+1})\) is a critical point \(E_{\lambda }\), then each component \(u_{i}\) satisfies
Note that
For each \({{\textbf {r}}}_k\in \Gamma _k,\) we define another Nehari type set
In the following, we shall prove the non-empty of \({\mathcal {M}}_k^{{{\textbf {r}}}_k}\) by introducing two important lemmas. The first lemma is a corollary of the Gersgorin Disc’s Theorem [28].
Lemma 2.1
[11, Lemma 2.3] For any \(a_{ij}=a_{ji}>0\) with \(i\ne j\) and \(s_i>0\) with \(i=1,\ldots ,m\), if the matrix \(B:=(b_{ij})_{m\times m}\) is defined by
then \((b_{ij})_{m\times m}\) is a negative semi-definite symmetric matrix.
Lemma 2.2
[30, Lemma 2.3] If \(f\in C^2({\mathbb {R}}^m,{\mathbb {R}})\) is a strictly concave function and has a critical point \(\bar{{{\textbf {s}}}}:=({\bar{s}}_1,\ldots ,{\bar{s}}_{m})\) in \({\mathbb {R}}^{m}\), then \(\bar{{{\textbf {s}}}}\) is the unique critical point of f in \({\mathbb {R}}^{m}.\)
Now we are ready to prove the non-empty of the set \({\mathcal {M}}_k^{{{\textbf {r}}}_k}\).
Lemma 2.3
For each \((u_1,\ldots ,u_{k+1})\in {\mathcal {H}}_k^{{{\textbf {r}}}_k}\) with \(u_i\ne 0\) for \(i=1,\ldots ,k+1\), there exists a unique \((k+1)\) tuple \((t_1,\ldots ,t_{k+1})\) of positive numbers such that \((t_1u_1,\ldots ,t_{k+1}u_{k+1})\in {\mathcal {M}}_k^{{{\textbf {r}}}_k}\).
Proof
For fixed \((u_1,\ldots ,u_{k+1})\in {\mathcal {H}}_k^{{{\textbf {r}}}_k}\) with \(u_i\ne 0\), \((t_1u_1,\ldots ,t_{k+1}u_{k+1})\) belongs to \({\mathcal {M}}_k^{{{\textbf {r}}}_k}\) if and only if
for each \(i={1,\ldots , k+1}.\) Hence, it suffices to verify that there is a unique \((k+1)\) tuple \((t_1,\ldots ,t_{k+1})\in ({\mathbb {R}}_{>0})^{k+1}\) satisfying (2.5).
Define a new function \(g:({\mathbb {R}}_{>0})^{k+1}\rightarrow {\mathbb {R}}\) by
According to (2.6), we see that \(g(s_{1},\ldots ,s_{k+1})\rightarrow -\infty \) uniformly as \(|(s_{1},\ldots ,s_{k+1})|\rightarrow \infty \), and \(g(s_{1},\ldots ,s_{k+1})\rightarrow 0 \) uniformly as \(|(s_{1},\ldots ,s_{k+1})|\rightarrow 0.\)
Some direct computations show that the partial derivatives of g satisfy
Let
Then the matrix
Moreover, it follows from Lemma 2.1 that the matrix \((g''_{s_is_j}(s_1,\ldots , s_{k+1}))_{(k+1)\times (k+1)}\) is negative definite at each point \((s_1,\ldots ,s_{k+1})\in ({\mathbb {R}}_{>0})^{k+1}\). So g is a strictly concave function in \( ({\mathbb {R}}_{>0})^{k+1}.\) By Lemma 2.2, we deduce that g has a unique critical point \(({\bar{s}}_1,\ldots ,{\bar{s}}_{k+1})\in ({\mathbb {R}}_{>0})^{k+1}\). Letting \({\bar{s}}_i=t_i^p\), we conclude from (2.5) and (2.7) that
The proof is finished. \(\square \)
We define \(\phi :({\mathbb {R}}_{\ge 0})^{k+1}\rightarrow {\mathbb {R}}\) by \(\phi (c_1,\ldots ,c_{k+1})=E_{\lambda }(c_1u_1,\ldots ,c_{k+1}u_{k+1}),\) where \((u_1,\ldots ,u_{k+1})\in {\mathcal {H}}_k^{{{\textbf {r}}}_k}.\) Then we get the following corollary.
Corollary 2.4
For fixed \((u_1,\ldots ,u_{k+1})\in {\mathcal {H}}_k^{{{\textbf {r}}}_k}\) with \(u_i\ne 0\) for \(i=1,\ldots ,k+1\), \(\phi \) has a unique maximum point \((t_1,\ldots ,t_{k+1})\in ({\mathbb {R}}_{>0})^{k+1}\). Moreover, \(\frac{\partial \phi }{\partial c_i}(t_1,\ldots ,t_{i-1}, c_i,t_{i+1},t_{k+1})>0\) if \(c_i<t_i\) and \(\frac{\partial \phi }{\partial c_i}(t_1,\ldots ,t_{i-1},c_i,t_{i+1},\ldots , t_{k+1})<0\) if \(c_i>t_i\).
Proof
We see that
Obviously, \(\phi \) is continuous. From the proof of Lemma 2.3, \((t_1,\ldots ,t_{k+1})\) is the unique critical point of \(\phi \) in \(({\mathbb {R}}_{>0})^{k+1}\). Due to the fact that \(p\in (2+2\alpha ,6)\), we have \(\phi (c_{1},\ldots ,c_{k+1})\rightarrow -\infty \) as \(|(c_{1},\ldots ,c_{k+1})|\rightarrow \infty \) and \(\phi (c_{1},\ldots ,c_{k+1})\rightarrow 0\) as \(|(c_{1},\ldots ,c_{k+1})|\rightarrow 0.\) This implies that \(\phi \) admits a unique maximum point \((t_1,\ldots ,t_{k+1})\in ({\mathbb {R}}_{>0})^{k+1}.\) Then we obtain that for each i,
which implies that \(\frac{\partial \phi }{\partial c_i}(t_1,\ldots ,c_i,\ldots ,t_{k+1})>0\) if \(c_i<t_i\) and \(\frac{\partial \phi }{\partial c_i}(t_1,\ldots ,c_i,\ldots ,t_{k+1})<0\) if \(c_i>t_i\). \(\square \)
We define \({{\textbf {F}}}=(F_1,\ldots ,F_{k+1}):{\mathcal {H}}_k^{{{\textbf {r}}}_k}\rightarrow {\mathbb {R}}^{k+1}\) by
for \(i=1,\ldots ,k+1\). Then we have the following lemma.
Lemma 2.5
For any \((u_1,\ldots ,u_{k+1})\in {\mathcal {H}}_k^{{{\textbf {r}}}_k}\) with nonzero components such that \(F_i(u_1,\ldots ,u_{k+1})<0\) for each \(i=1,\ldots ,k+1\), the \((k+1)\) tuple \((t_1,\ldots ,t_{k+1})\) of positive numbers obtained in Lemma 2.3 satisfies \(t_i\le 1\) for each i.
Proof
By Lemma 2.3, \((t_1u_1,\ldots ,t_{k+1}u_{k+1})\in {\mathcal {M}}_k^{{{\textbf {r}}}_k},\) then for each \(i=1,\ldots ,k+1\),
Without loss of generality, we assume that \(t_{i_0}=\max \{t_1,\ldots ,t_{k+1}\}\). Then
Since \(F_i(u_1,\ldots ,u_{k+1})<0\), we have
By combining (2.11) and (2.12), we obtain
If \(t_{i_0}>1\), the left side of this inequality is negative, but the right side is positive, which leads to a contradiction. Hence, we have \(t_{i}\le 1\) for each i. The proof is completed. \(\square \)
Notice that
where \({{\textbf {F}}}(u_1,\ldots ,u_{k+1})\) is defined in (2.9). Hereafter, we say that \({\mathcal {M}}_k^{{{\textbf {r}}}_k}\) is a differentiable manifold in \({\mathcal {H}}_k^{{{\textbf {r}}}_k}\), means that the matrix
is nonsingular at each point \((u_1,\ldots ,u_{k+1})\in {\mathcal {M}}_k^{{{\textbf {r}}}_k}.\)
Lemma 2.6
\({\mathcal {M}}_k^{{{\textbf {r}}}_k}\) is a differentiable manifold in \({\mathcal {H}}_k^{{{\textbf {r}}}_k}.\) Moreover, a minimizer \((u_1,\ldots ,u_{k+1})\) of \(E_{\lambda }\) on \({{\mathcal {M}}_k^{{{\textbf {r}}}_k}}\) is a critical point of \(E_{\lambda }\) in \({\mathcal {H}}_k^{{{\textbf {r}}}_k}\) with nonzero components.
Proof
By some calculations, we have
Due to the fact that \(p\in (2+2\alpha ,6)\), we obtain
So
Then the matrix \({N}=({N}_{ij})\) is diagonally dominant, and thereby it is nonsingular and \(\det N\ne 0.\)
If \((u_1,\ldots ,u_{k+1})\) is a minimizer of \(E_{\lambda }|_{{\mathcal {M}}_k^{{{\textbf {r}}}_k}},\) then there is a Lagrangian multiplier \((\lambda _1,\ldots ,\lambda _{k+1})\in {\mathbb {R}}^{k+1}\) such that
Applying \((u_1,0,\ldots ,0),(0,u_2,\ldots ,0),\ldots ,(0,\ldots ,0,u_{k+1})\) to the identity (2.13), we get
Therefore, \(\lambda _1,\ldots ,\lambda _{k+1}\) are all zeros and \((u_1,\ldots ,u_{k+1})\) is a critical point of \(E_{\lambda }\) in \({\mathcal {H}}_k^{{{\textbf {r}}}_k}.\)
Finally, for any \((u_1,\ldots ,u_{k+1})\in {\mathcal {M}}_k^{{{\textbf {r}}}_k}\), we have
Then each \(u_i\) is bounded away from zero. Thus minimizers of \(E_{\lambda }\) in \({\mathcal {M}}_k^{{{\textbf {r}}}_k}\) cannot have any zero components. The proof is completed. \(\square \)
Lemma 2.7
For fixed \({{\textbf {r}}}_k=(r_1,\ldots ,r_{k+1})\in \Gamma _k\), there exists a minimizer \((w_1,\ldots ,w_{k+1})\) of \(E_{\lambda }|_{{\mathcal {M}}_k^{{{\textbf {r}}}_k}}\) such that each \((-1)^{i+1}w_i\) is positive on \(B_i^{{{\textbf {r}}}_k}\) for \(i=1,\ldots ,k+1\). Moreover, \((w_1,\ldots ,w_{k+1})\) satisfies (2.3).
Proof
For \((u_1,\ldots ,u_{k+1})\in {\mathcal {M}}_k^{{{\textbf {r}}}_k},\) it holds that
where \(\delta \) is defined in (2.14). Then there exists a minimizing sequence \(\{(u_1^n,\ldots ,u_{k+1}^n)\}_{n=1}^{\infty }\subset {\mathcal {M}}_k^{{{\textbf {r}}}_k}\) such that \(E_\lambda (u_1^n,\ldots ,u_{k+1}^n)\rightarrow \min \limits _{{\mathcal {M}}_k^{{{\textbf {r}}}_k}}E_{\lambda }\) as \(n\rightarrow \infty .\) By combining with (1.9), we know that
Hence, \(\{u_i^n\}_{n\ge 1}\) is bounded in \(H_i^{{{\textbf {r}}}_k}\) for each \(i=1,\ldots ,k+1.\) Up to a subsequence, there exists \((u_1^0,\ldots ,u_{k+1}^0)\in {\mathcal {H}}_k^{{{\textbf {r}}}_k}\) such that \(u_i^n\rightharpoonup u_i^0\) in \(H_i^{{{\textbf {r}}}_k}\) and \(u_i^n\rightarrow u_i^0\) in \(L^p(B_i^{{{\textbf {r}}}_k})\) with \(p\in (2,6).\) Since \((u_1^n,\ldots ,u_{k+1}^n)\subset {\mathcal {M}}_k^{{{\textbf {r}}}_k},\) we have
This implies that \(u_i^0\ne 0\) for each \(i=1,\ldots ,k+1.\)
Now we claim that up to a subsequence, \(u_i^n\) converges to \(u_i^0\) strongly in \(H_i^{{{\textbf {r}}}_k}.\) Notice that \(u_i^n \rightharpoonup u_i^0\) weakly in \(H_i^{{{\textbf {r}}}_k}.\) We may suppose on the contrary that \(\Vert u_i^0\Vert _i<\liminf \limits _{n\rightarrow \infty }\Vert u_i^n\Vert _i\) for at least one \(i\in \{1,\ldots ,k+1\}.\) Since each component of \((u_1^0,\ldots ,u_{k+1}^0)\) is nonzero, by Lemma 2.3, one can find \((t_1^0,\ldots ,t_{k+1}^0)\in ({\mathbb {R}}_{>0})^{k+1}\) such that \((t_1^0u_1^0,\ldots ,t_{k+1}^0u_{k+1}^0)\in {\mathcal {M}}_k^{{{\textbf {r}}}_k}.\) However, in this situation, Corollary 2.4 implies that
This is a contradiction. Thus the claim holds, and going if necessary to a subsequence, \((u_1^n,\ldots ,u_{k+1}^n)\rightarrow (u_1^0,\ldots ,u_{k+1}^0)\) in \({\mathcal {H}}_k^{{{\textbf {r}}}_k}.\)
Therefore, \((u_1^0,\ldots ,u_{k+1}^0)\) is contained in \({\mathcal {M}}_k^{{{\textbf {r}}}_k}\) and is a minimizer of \(E_{\lambda }|_{{\mathcal {M}}_k^{{{\textbf {r}}}_k}}.\) Obviously,
is also a minimizer of \(E_{\lambda }|_{{\mathcal {M}}_k^{{{\textbf {r}}}_k}}\). Hence it is a critical point of \(E_{\lambda }\) by Lemma 2.6 and satisfies (2.3). Then by the standard elliptic regularity theory, all \(w_i\in C^2(B_i^{{{\textbf {r}}}_k})\). Furthermore, since \((-1)^{i+1}w_i\ge 0\), by applying the strong maximum principle to (2.3), it follows immediately \((-1)^{i+1}w_i>0.\) The proof is completed. \(\square \)
3 Existence of Nodal Solutions
In this section, we are devoted to the proof of Theorem 1.1. In view of Lemma 2.7, we can define a function \(\Psi :\Gamma _k\rightarrow {\mathbb {R}}\) by
Then we shall give the following lemma which shows some properties of \(\Psi ({{\textbf {r}}}_k).\)
Lemma 3.1
For any positive integer k, let \({{\textbf {r}}}_k=(r_1,\ldots ,r_k)\in \Gamma _k.\) Then the following statements are true.
-
(i)
If \(r_i-r_{i-1}\rightarrow 0\) for some \(i\in \{1,\ldots ,k\},\) then \(\Psi ({{\textbf {r}}}_k)\rightarrow +\infty \).
-
(ii)
If \(r_k\rightarrow \infty ,\) then \(\Psi ({{\textbf {r}}}_k)\rightarrow +\infty \).
-
(iii)
\(\Psi \) is continuous in \(\Gamma _k.\) Moreover, there exists a minimum point \(\tilde{{{\textbf {r}}}}_k\in \Gamma _k\) such that \(\Psi (\tilde{{{\textbf {r}}}}_k)=\min \limits _{{{\textbf {r}}}_k\in \Gamma _k}\Psi ({{\textbf {r}}}_k).\)
Proof
(i) Assume that \(r_{i_0}-r_{i_0-1}\rightarrow 0\) for some \(i_0\in \{1,\ldots ,k+1\}.\) Since \((w_1^{{{{\textbf {r}}}}_k},\ldots ,w_{k+1}^{{{{\textbf {r}}}}_k})\in M_k^{{{{\textbf {r}}}}_k}\), by using the Hölder inequality and Sobolev inequality, we obtain that
where \(C>0\) is a positive constant. Note that \(2\alpha +2<p<6\). Then \(\Vert w_{i_0}^{{{{\textbf {r}}}}_k}\Vert _{i_0}\rightarrow \infty .\) We see that
This combined with (3.2), implies that
Thus (i) follows.
(ii) Recall the Strauss inequality [23], for any \(u\in H_r^1({\mathbb {R}}^3)\), there exists a constant \(C>0\) such that \(|u(x)|\le C\frac{\Vert u\Vert }{|x|}, \text{ a.e } \text{ in } {\mathbb {R}}^3.\) Then we obtain
This yields that \({r}_k^{p-2}\le C\Vert w_{k+1}^{{{{\textbf {r}}}}_k}\Vert _{k+1}^{p-2}.\) Therefore, the conclusion follows from (3.3).
(iii) Take a sequence \(\{{{\textbf {r}}}_k^n\}^\infty _{n=1}=\{(r_1^n,\ldots ,r_k^n)\}^\infty _{n=1}\subset \Gamma _k\) converging to \(\bar{{{\textbf {r}}}}_k=({\bar{r}}_1,\ldots ,{\bar{r}}_k)\in \Gamma _k.\) It suffices to prove that \(\Psi ({{\textbf {r}}}_k^n)\rightarrow \Psi (\bar{{{\textbf {r}}}}_k)\). By Lemma 2.7, we assume that \((w_1^{{{\textbf {r}}}^n_k},\ldots ,w_{k+1}^{{{\textbf {r}}}^n_k})\) and \((w_1^{\bar{{{\textbf {r}}}}_k},\ldots ,w_{k+1}^{\bar{{{\textbf {r}}}}_k})\) are minimizers of \(E_{\lambda }|_{{\mathcal {M}}_k^{{{\textbf {r}}}^n_k}}\) and \(E_{\lambda }|_{{\mathcal {M}}_k^{\bar{{{\textbf {r}}}}_k}}\), respectively. In the sequel, we shall prove that
First, we prove that \(\Psi (\bar{{{\textbf {r}}}}_k)\ge \limsup _{n\rightarrow \infty }\Psi ({{\textbf {r}}}_k^n)\). Define \(v_{i}^{{{\textbf {r}}}_k^n}:[r^n_{i-1},r^n_i]\rightarrow {\mathbb {R}} \) such that
where \(r_0^n=0,r_{k+1}^n=\infty \) and each \((\alpha _1^n,\ldots ,\alpha _{k+1}^n)\) is a unique (k+1)-tuple of positive real number such that \((v_{1}^{{{\textbf {r}}}_k^n},\ldots ,v_{k+1}^{{{\textbf {r}}}_k^n})\in M_k^{{{\textbf {r}}}_k^n}.\) Then by the definition of \((w_1^{{{\textbf {r}}}^n_k},\ldots ,w_{k+1}^{{{\textbf {r}}}^n_k})\), we have
If n is large enough, we can calculate that for each \(i,j=1,\ldots ,k+1,\)
where \(\beta (N)\) indicates the surface area of the unit sphere in \({\mathbb {R}}^N.\) Similarly,
and
This combined with the fact that \((v_{1}^{{{\textbf {r}}}_k^n},\ldots ,v_{k+1}^{{{\textbf {r}}}_k^n})\in M_k^{{{\textbf {r}}}_k^n}\), yields
for each \(i=1,\ldots ,k+1.\) In addition,
for each i, and this gives that \(\lim \limits _{n\rightarrow \infty }\alpha ^n_i=1\) for all i. Therefore, we get
On the other hand, we prove \(\Psi (\bar{{{\textbf {r}}}}_k)\le \liminf \limits _{n\rightarrow \infty }\Psi ({{\textbf {r}}}_k^n).\) Similarly as the former case, define \(u_{i}^{{{\textbf {r}}}^n_k}:[{\bar{r}}_{i-1},{\bar{r}}_i]\rightarrow {\mathbb {R}}\) such that
where \(r_0^n=0,r_{k+1}^n=\infty \) and each \((t_1^n,\ldots ,t_{k+1}^n)\) is a unique (k+1)-tuple of positive real number such that \((u_{1}^{{{\textbf {r}}}^n_k},\ldots ,u_{k+1}^{{{\textbf {r}}}^n_k})\in M_k^{\bar{{{\textbf {r}}}}_k}.\) Then it also follows that
and
for each i. Since \(\liminf \limits _{n\rightarrow \infty }\Vert w_i^{{{\textbf {r}}}_k^n}\Vert _{B_i^{{{\textbf {r}}}_k^n}}^2\) is strictly positive, we conclude that \(t_i^n\rightarrow 1\) as \(n\rightarrow \infty \) for all i. Thus
This completes the proof of (iii). Finally, by (i)–(iii), we can conclude that there exists a minimum point \(\tilde{{{\textbf {r}}}}_k=({\tilde{r}}_1,\ldots ,{\tilde{r}}_k)\in \Gamma _k\) of \(\Psi .\) \(\square \)
According to Lemmas 2.7 and 3.1, there exists \((w_1^{\tilde{{{\textbf {r}}}}_k},\ldots ,w_{k+1}^{\tilde{{{\textbf {r}}}}_{k}})\) satisfying (2.3) and
Now we are in position to show that \(\sum _{i=1}^{k+1}w_i^{\tilde{{{\textbf {r}}}}_k}\) is a desired nodal solution of (1.1) which changes sign exactly k times.
Proof of Theorem 1.1
We shall argue it by contradiction. Suppose on the contrary that \(\sum _{i=1}^{k+1}w_i^{\tilde{{{\textbf {r}}}}_k}\) is not the solution of (1.1). In other words, suppose that there is \(l\in \{1,\ldots ,k\}\) such that
We define a \((k+1)\)-tuple of function \(({\tilde{z}}_1,\ldots ,{\tilde{z}}_{k+1})\) as follows. Given a small positive number \(\delta \), set
Then \({\tilde{y}}\) has a unique zero point \({\tilde{s}}_l\) in \(({\tilde{r}}_{l-1},{\tilde{r}}_{l+1})\). Let
By Lemma 2.3, there exists \((a_1,\ldots ,a_{k+1})\in ({\mathbb {R}}_{>0})^{k+1}\) such that \((z_1,\ldots ,z_{k+1})\) \(:=(a_1{\tilde{z}}_1,\ldots ,a_{k+1}{\tilde{z}}_{k+1})\in M_k^{\bar{{{\textbf {r}}}}_k}\) with \({{\bar{r}}}_k=({\tilde{r}}_1,\ldots ,{\tilde{r}}_{l-1},{\tilde{s}}_l,{\tilde{r}}_{l+1},\ldots ,{\tilde{r}}_{k+1}).\) In addition, we have
and
where \(W(t)=\sum _{i=1}^{k+1}w^{\tilde{{{\textbf {r}}}}_k}_i(t)\) and \(Z(t)=\sum _{i=1}^{k+1}z^{\tilde{{{\textbf {r}}}}_k}_i(t).\)
On the other hand, since \(Z,W>0\), we can check that
Then there holds that
Furthermore, by the definition of W, we have
Set \(A:=\bigg (\int _0^{\infty }(W'^2+V(t)W^2)t^2dt\bigg )^{\alpha }.\) Then we conclude from (3.9)–(3.10) that
We consider the first part (A). Notice that W satisfies
Since \(W({\tilde{r}}_l)=0\), by Taylor formula, we have \(W({\tilde{r}}_l)=W({\tilde{r}}_l-\delta )+W'({\tilde{r}}_l-\delta )\delta +o(\delta )\) and \( W({\tilde{r}}_l-\delta )=-\delta \cdot w_-+o(\delta ).\) Moreover, by (3.12) and Taylor formula again, we have \((t^2W')'({\tilde{r}}_l)=0 \) and
So
By multiplying both sides of (3.12) by W, we obtain
Thus,
This combined with (3.13), implies that
By the same method, we obtain
Next, we consider the second part (B). Indeed,
and
Finally, we consider the third part (C). Notice that
Consequently, we conclude from (3.16)–(3.20) that
By taking \(\delta >0\) small enough, we have \(I_\lambda (Z)-I_\lambda (W)<0\), which is a contradiction with (3.8). This completes the proof. \(\square \)
4 Energy Comparison and Asymptotic Behaviors
In this section, we are going to prove Theorems 1.2 and 1.3 by establishing subtle energy estimates.
Proof of Theorem 1.2
By applying Theorem 1.1, we can assume that for any fixed positive integer k, equation (1.1) has a radial nodal solution \(U_{k+1}\) with exactly \(k+1\) nodes \(0<{\bar{r}}_1<\cdots<{\bar{r}}_{k+1}<+\infty \), and \(I_\lambda (U_{k+1})= E_\lambda (w_1^{\tilde{{{\textbf {r}}}}_{k+1}},\ldots ,w_{k+2}^{\tilde{{{\textbf {r}}}}_{k+1}})=\inf \limits _{{{\textbf {r}}}_{k+1}\in \Gamma _{k+1}}\Psi ({{\textbf {r}}}_{k+1})\). Set
and
where \(\chi _{B_i^{\tilde{{{\textbf {r}}}}_{k+1}}}\) is the characteristic function on \(B_i^{\tilde{{{\textbf {r}}}}_{k+1}}\). Obviously, \((w_1^{\tilde{{{\textbf {r}}}}_{k+1}},\ldots ,w_{k+2}^{\tilde{{{\textbf {r}}}}_{k+1}})\) satisfies
Next, let \(\hat{{{\textbf {r}}}}_k:=({\bar{r}}_2,\ldots ,{\bar{r}}_{k+1}).\) Clearly, \(\hat{{{\textbf {r}}}}_k\in \Gamma _k\). By using Lemma 2.7, there is a minimizer \((w_1^{\hat{{{\textbf {r}}}}_k},\ldots ,w_{k+1}^{\hat{{{\textbf {r}}}}_k})\) of its corresponding energy \(E_{\lambda }|_{{\mathcal {M}}_k^{\hat{{{\textbf {r}}}}_k}}\), i.e.
Then, by Lemma 2.3, there exists a unique \((k+1)-\)tuple \((t_1,t_3,\ldots ,t_{k+2})\) of positive numbers such that
This combined with (4.2), implies that
By letting \(s>0\) be small enough, we obtain
On the other hand, Corollary 2.4 gives that
Since \(E_\lambda (w_1^{\tilde{{{\textbf {r}}}}_{k}},\ldots ,w_{k+1}^{\tilde{{{\textbf {r}}}}_{k}})=\inf \limits _{{{\textbf {r}}}_{k}\in \Gamma _{k}}\Psi ({{\textbf {r}}}_{k})\), we deduce from Lemma 3.1 that
Then, it follows from (4.3)–(4.5) that
Thus \(I_{\lambda }(U_k)\) is strictly increasing with respect to k.
Finally, we claim that \(I_{\lambda }(U_k)>(k+1)I_{\lambda }(U_{0}).\) In fact, since \(\langle I_{\lambda }'(U_k),w_i^{\tilde{{{\textbf {r}}}}_k}\rangle =0\), we have
By Lemma 2.3, there is a unique \({\bar{\delta }}_i\in (0,1)\) such that \({\bar{\delta }}_iw_i^{\tilde{{{\textbf {r}}}}_k}\in {\mathcal {N}},\) where \({\mathcal {N}}\) is defined in (1.7). Hence, \(I_{\lambda }({\bar{\delta }}_iw_i^{\tilde{{{\textbf {r}}}}_k})\ge I_{\lambda }(U_{0})\) and
The claim hods and we complete the proof. \(\square \)
Hereafter, we denote \(U_k\) by \(U_k^{\lambda }\) in order to emphasize the dependence on \(\lambda .\) Analogically, set \({{\textbf {r}}}_{k,\lambda }=({\bar{r}}_{1,\lambda },\ldots ,{\bar{r}}_{k,\lambda })\) and \(U_k^{\lambda }=\sum _{i=1}^{k+1}w_i^{{{\textbf {r}}}_{k,\lambda }}\in H_V\) obtained in Theorem 1.1. In the following, we shall show the asymptotic behaviors of \(U_k^{\lambda }\) as \(\lambda \rightarrow 0^+\).
Proof of Theorem 1.3
We divide the whole proof into three steps.
Step 1. We claim that for any sequence \(\{\lambda _n\}\) with \({\lambda _n}\rightarrow 0^+\) as \(n\rightarrow \infty ,\) \(\{U_k^{\lambda _n}\}_n\) is bounded in \(H_V.\) In fact, for fixed \({{\textbf {r}}}_k\in \Gamma _k\), we take nonzero radial functions \(\varphi _i\in C_c^{\infty }(B_i^{{{\textbf {r}}}_k}),\) \(i=1,\ldots ,k+1\). Then for any \(\lambda \in [0,1],\) there exists a \(k+1\) tuple \((b_1,\ldots , b_{k+1})\) of positive numbers such that
By Lemmas 2.3 and 2.5, there is a \(k+1\) tuple \((a_1(\lambda ),\ldots ,a_{k+1}(\lambda ))\in (0,1]^{k+1}\) depending on \(\lambda \) such that
Then there is \(C_0>0\) such that for n large enough,
This implies that \(\{U_k^{\lambda _n}\}_n\) is bounded in \(H_V\). So the claim follows.
Step 2. According to Step 1, there exists a subsequence \(\{\lambda _{n_j}\}\) of \(\{\lambda _n\}\) and \(U_k^0\in H_V\) such that \(U_k^{\lambda _{n_j}}\rightharpoonup U_k^0\) and \((U_k^{\lambda _{n_j}})_i\rightharpoonup (U_k^0)_i\) weakly in \(H_V\) as \(n_j\rightarrow +\infty \). Then \(U_k^0\) is a weak solution of (1.12). It suffices prove that \(U_k^0\) is a radial nodal solution of (1.12) with exactly \(k+1\) nodal domains.
In fact, by the compact embedding \(H_V\hookrightarrow L^s({\mathbb {R}}^3)\) with \(2<s<6\), it follows that
Then \(U_k^{\lambda _{n_j}}\rightarrow U_k^0\) strongly in \(H_V\).
Next, we prove \( (U_k^0)_i\ne 0\). Since \(\langle I_{\lambda _{n_j}}'(U_k^{\lambda _{n_j}}),(U_k^{\lambda _{n_j}})_i\rangle =0\), there is a number \(\delta >0\) such that
This together with the compact embedding \(H_V\hookrightarrow L^s({\mathbb {R}}^3)\), gives that
which shows that \( (U_k^0)_i\ne 0\). Thus, \(U_k^0\) is a radial nodal solution of (1.12) with exactly \(k+1\) nodal domains.
Step 3. We prove that \(U_{k}^0\) is a least energy radial solution of (1.12) among all the radial solutions changing sign exactly k times.
In fact, according to [2, Theorem 2.1], we assume that there is \(\bar{{{\textbf {r}}}}_{k}\in \Gamma _k\) and \(V_k:=\sum _{i=1}^{k+1}v_{i}\) is a least energy radial solution of (1.12) among all the nodal solutions changing sign exactly k times, where \(v_i\) is supported on annuli \(B_i^{\bar{{{\textbf {r}}}}_{k}}\). We assume that \(U_k^{\lambda _n}:=w_1^{\lambda _n}+\cdots +w_{k+1}^{\lambda _n}.\)
By Lemma 2.3, for each \(\lambda _n>0\), there is a unique \((k+1)-\)tuple \((t_1(\lambda _n),\ldots ,t_{k+1}(\lambda _n))\) of positive numbers such that
Then, for \(i=1,\ldots ,k+1\), we have
Recall that \(v_{i}\) satisfies \( a\Vert v_{i}\Vert _i^2=\int _{B_i^{{{\textbf {r}}}_k}}|v_{i}|_i^p. \) One can easily check that
Therefore, \(U_k^0\) is a least energy radial solution of (1.12) which changes sign exactly k times. \(\square \)
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Tao Wang: Supported by National Natural Science Foundation of China (Grant No. 12001188), the Natural Science Foundation of Hunan Province (Grant No. 2022JJ30235) and Research on Teaching Reform in Ordinary Undergraduate Universities of Hunan Province (Grant Nos. 202401000915, 202401001472). Hui Guo: Supported by Scientific Research Fund of Hunan Provincial Education Department (Grant Nos. 22B0484, 22C0601) and Natural Science Foundation of Hunan Province (Grant No. 2024JJ5214).
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Wang, T., Lai, J. & Guo, H. Existence of Nodal Solutions with Arbitrary Number of Nodes for Kirchhoff Type Equations. Bull. Malays. Math. Sci. Soc. 47, 166 (2024). https://doi.org/10.1007/s40840-024-01762-9
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DOI: https://doi.org/10.1007/s40840-024-01762-9