Abstract
A family \(\Delta \) of subsets of \(\{1,2,\ldots ,n\}\) is a simplicial complex if all subsets of F are in \(\Delta \) for any \(F\in \Delta ,\) and the element of \(\Delta \) is called the face of \(\Delta .\) Let \(V(\Delta )=\bigcup _{F\in \Delta } F.\) A simplicial complex \(\Delta \) is a near-cone with respect to an apex vertex \(v\in V(\Delta )\) if for every face \(F\in \Delta ,\) the set \((F\backslash \{w\})\cup \{v\}\) is also a face of \(\Delta \) for every \(w\in F.\) Denote by \(f_{i}(\Delta )=|\{A\in \Delta :|A|=i+1\}|\) and \(h_{i}(\Delta )=|\{A\in \Delta :|A|=i+1,n\not \in A\}|\) for every i, and let \(\text {link}_{\Delta }(v)=\{E:E\cup \{v\}\in \Delta , v\not \in E\}\) for every \(v\in V(\Delta ).\) Assume that p is a prime and \(k\geqslant 2\) is an integer. In this paper, some extremal problems on k-wise L-intersecting families for simplicial complexes are considered. (i) Let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of s nonnegative integers. If \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of faces of the simplicial complex \(\Delta \) such that \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\in L\) for any collection of k distinct sets from \(\mathscr {F},\) then \(m\leqslant (k-1)\sum _{i=-1}^{s-1}f_i(\Delta ).\) In addition, if the size of every member of \(\mathscr {F}\) belongs to the set \(K:=\{k_1,k_2,\ldots ,k_r\}\) with \(\min K>s-r,\) then \(m\leqslant (k-1)\sum _{i=s-r}^{s-1}f_i(\Delta ).\) (ii) Let \(L=\{l_1,l_2,\ldots ,l_s\}\) and \(K=\{k_1,k_2,\ldots ,k_r\}\) be two disjoint subsets of \(\{0,1,\ldots ,p-1\}\) such that \(\min K>s-2r+1.\) Assume that \(\Delta \) is a simplicial complex with \(n\in V(\Delta )\) and \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of faces of \(\Delta \) such that \(|F_j|\pmod {p}\in K\) for every j and \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\pmod {p}\in L\) for any collection of k distinct sets from \(\mathscr {F}.\) Then \(m\leqslant (k-1)\sum _{i=s-2r}^{s-1}h_i(\Delta ).\) (iii) Let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of \(\{0,1,\ldots ,p-1\}.\) Assume that \(\Delta \) is a near-cone with apex vertex v and \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of faces of \(\Delta \) such that \(|F_j|\pmod {p}\not \in L\) for every j and \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\pmod {p}\in L\) for any collection of k distinct sets from \(\mathscr {F}.\) Then \( m\leqslant (k-1)\sum _{i=-1}^{s-1}f_i(\text {link}_\Delta (v)).\)
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1 Introduction
We begin with introducing some background information that will lead to our main results.
1.1 Background
Throughout our paper, let \([n]=\{1,2,\ldots , n\}\) and let \(2^{[n]}\) be the family of all subsets of [n]. A family \(\mathscr {F}\) of subsets of [n] is called intersecting if every pair of distinct subsets \(E,F\in \mathscr {F}\) have a nonempty intersection. Let \(L=\{l_1, l_2,\ldots , l_s\}\) be a set of s nonnegative integers. A family \(\mathscr {F}\) of subsets of [n] is called k-wise L-intersecting if \(|F_1 \cap F_2 \cap \cdots \cap F_k| \in L\) for any collection of \(k\ (\geqslant 2)\) distinct subsets from \(\mathscr {F}\). When \(k=2,\) such a family \(\mathscr {F}\) is called L-intersecting. A family \(\mathscr {F}\) is k-uniform if it is a collection of k-element subsets of [n]. Thus, a k-uniform intersecting family is L-intersecting for \(L=\{1, 2,\ldots , k-1\}.\) Two families \(\mathscr {A}\) and \(\mathscr {B}\) of [n] are called cross L-intersecting if \(|A\cap B|\in L\) for each member A from \(\mathscr {A}\) and B from \(\mathscr {B}\).
A family \(\Delta \) of subsets of [n] is said to be a simplicial complex (a hereditary family, a downset or an ideal) if all subsets of any set in \(\Delta \) are in \(\Delta .\) Let \(V(\Delta )=\bigcup _{F\in \Delta } F.\) Then \(V(\Delta ) \subseteq [n].\) The elements of \(\Delta \) are called the faces of \(\Delta .\) For \(S\in \Delta ,\) the dimension of S is \(|S|-1.\) The dimension of \(\Delta \) is defined as \(\text {dim}(\Delta )=\max \{|A|-1:A\in \Delta \}.\) For a simplicial complex \(\Delta \) with dimension \(d-1,\) let \(f_{i-1}(\Delta )=|\{A\in \Delta :|A|=i\}|\) for \(i=0,1,\ldots ,d.\) Clearly, \(f_{-1}=1.\) The 0-dimensional faces are called the vertices of \(\Delta ,\) and \(F\in \Delta \) is called a facet of \(\Delta \) if there does not exist \(F^{\prime }\in \Delta \) such that \(F\subset F^{\prime }.\) For a vertex v of \(\Delta ,\) denote the link of v in \(\Delta \) to be
i.e., it is the star at v, with v itself removed from each set thereof. Obviously, \(\text {link}_{\Delta }(v)\) is also a simplicial complex. A simplicial complex \(\Delta \) is called a near-cone with respect to an apex vertex v if for every face \(F\in \Delta ,\) the set \((F\backslash \{w\})\cup \{v\}\) is also a face of \(\Delta \) for each vertex \(w\in F.\)
Problems and results concerning the maximum cardinality of set systems with certain restrictions on the intersections of its members are at the heart of extremal set theory. In 1961, Erdős et al. [11] obtained a classical result, which is one of the most celebrated theorems in extremal set theory.
Theorem 1.1
(Erdős–Ko–Rado theorem, [11]) Let \(n\geqslant 2k\) and let \(\mathscr {F}\) be a k-uniform intersecting family of subsets of [n]. Then
with equality if and only if \(\mathscr {F}\) consists of all the k-subsets containing a common element provided \(n>2k.\)
Since then, a vast amount of beautiful results concerning intersecting families have appeared; see [1, 6, 10, 13, 15, 18, 28, 33, 39]. In particular, notice that a k-uniform intersecting family is also L-intersecting for \(L=\{1, 2,\ldots , k-1\}.\) In 1975, Ray-Chaudhuri and Wilson [32] derived an upper bound for k-uniform L-intersecting family, where L is an arbitrary set of s nonnegative integers. This is the well-known Ray-Chaudhuri–Wilson theorem. In 1981, Frankl and Wilson [14] used a method of higher incidence matrices to obtain a remarkable theorem, which extends the Ray-Chaudhuri–Wilson theorem by allowing different subset sizes.
Theorem 1.2
([14]) Let L be a set of s nonnegative integers. If \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is an L-intersecting family of subsets of [n], then
In terms of the parameters n and s, this inequality is best possible, as shown by the set of all subsets of size at most s of [n] with \(L=\{0,1,\ldots , s-1\}.\) In 1991, Alon et al. [2] used a very elegant algebraic method to derive the following result which is a common generalization to the Ray-Chaudhuri–Wilson theorem and Theorem 1.2.
Theorem 1.3
([2]) Let L be a set of s nonnegative integers and let K be a set of r positive integers satisfying \(\min K> s-r.\) If \(\mathscr {F}=\{F_1, F_2, \ldots , F_m \}\) is an L-intersecting family of subsets of [n] such that \(|F_i|\in K\) for every \(1\leqslant i\leqslant m,\) then
This upper bound is best possible as shown by the set of all subsets of [n] of sizes at least \(s-r+1\) and at most s. In 2002, Grolmusz and Sudakov [17] obtained the following result which extends Theorems 1.2 and 1.3 to the k-wise L-intersecting families for \(k\geqslant 2.\)
Theorem 1.4
([17]) Let \(k\geqslant 2\) and let L be a set of s nonnegative integers. If \(\mathscr {F}\) is a k-wise L-intersecting family of subsets of [n], then
If in addition the size of every member of \(\mathscr {F}\) belongs to the set \(\{k_1,k_2,\ldots ,k_r\}\) and \(k_i>s-r\) for every i, then
In the same paper [17], Grolmusz and Sudakov also showed that the same bounds in (1.1) and (1.2) remain true if L is a set of residues modulo a prime p, and the cardinality of k-wise intersections of members of \(\mathscr {F}\) modulo p is in L, but the size of every member of \(\mathscr {F}\) modulo p is not in L.
Note that the set L in the above theorems may contain 0. When L does not contain 0, Snevily [36] proved the next result, which implies Theorem 1.2.
Theorem 1.5
([36]) Let L be a set of s positive integers. If \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is an L-intersecting family of subsets of [n], then
The upper bound in Theorem 1.5 is also best possible as shown by the set of all subsets of [n] which contain a common element and have at most \(s+1\) elements. Snevily [35] also proved that the above bound remains true if L is a set of residues modulo a prime p, and the cardinality of pairwise intersections of members of \(\mathscr {F}\) modulo p is in L, but the size of every member of \(\mathscr {F}\) modulo p is not in L. For more advances on L-interesting family, please refer to [16, 20, 24, 25, 31] and the references therein. In studying k-wise L-intersecting families, it often involves cross L-intersecting families, see for example [17]. For more advances on cross L-intersecting families, one may be referred to [21,22,23, 26, 37].
Note that the family of all independent sets of a graph forms a simplicial complex. As another generalization of Erdős–Ko–Rado theorem, Holroyd and Talbot [19] first defined the Erdős–Ko–Rado property of graphs in terms of the independent sets of graphs. Fakhari [12] studied the Erdős–Ko–Rado type theorems for simplicial complexes associated to the independent sets of graphs. Borg [3] proved a conjecture of Holroyd and Talbot by giving multi-level solution of simplicial complexes. Olarte et al. [30] showed that the family of facets of a pure simplicial complex of dimension up to three satisfies the Erdős–Ko–Rado property whenever it is flag and has no boundary ridges. Woodroofe [40] generalized Erdős–Ko–Rado property to near-cone by using algebraic shift method. Recently, Wang [38] extended Theorems 1.2 and 1.3 to simplicial complex and also extended Theorem 1.5 to near-cone by using linear algebra method.
Bear in mind that one of the outstanding open problems in extremal set theory is the following Chvátal’s conjecture. It concerns the largest intersecting family of simplicial complex.
Conjecture 1.6
([7]) Let \(\mathscr {F}\) be any family of subsets of [n] such that \(S\in \mathscr {F}, T\subset S\) implies \(T\in \mathscr {F},\) then some largest intersecting subfamily of \(\mathscr {F}\) has the form \(\{A\in \mathscr {F}:x\in A\}\) for some \(x\in [n].\)
This conjecture can also be described in the following form.
Conjecture 1.7
Let \(\Delta \) be a simplicial complex and let \(\mathscr {F}\) be an interesting family of faces of \(\Delta .\) Then
Recall that \(2^{[n]}\) is a simplicial complex, so Conjecture 1.7 follows directly from Theorem 1.1 when \(\Delta =2^{[n]}\). Chvátal [8, 9] verified this conjecture for the case when \(\Delta \) is compressed (that is, if \(j\in F\in \Delta ,\) then for any \(i\in V(\Delta )\backslash F\) with \(i<j,\) we have \((F\backslash \{j\})\cup \{i\}\in \Delta \)). Snevily [34] confirmed this conjecture when \(\Delta \) is a near-cone with respect to an apex vertex, which is the best result so far on this conjecture. Many other results have been inspired by this conjecture, we refer the readers to [4, 27, 29] for more details.
Motivated by Theorem 1.4, Conjecture 1.7 and the main results in [38, 40], it is natural and interesting for us to consider the maximum cardinality of k-wise L-intersecting families on simplicial complex in the current paper.
1.2 Main Results
Our first result determines the maximum cardinality of k-wise L-intersecting families on simplicial complex. On the one hand our result extends [17, Theorem 1] to simplicial complex, on the other hand it also extends [38, Theorems 2.1 and 2.2] to the k-wise L-intersecting families for \(k\geqslant 2\).
Theorem 1.8
Let \(k\geqslant 2\) and let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of s nonnegative integers. If \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of faces of simplicial complex \(\Delta \) such that \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\in L\) for any collection of k distinct sets from \(\mathscr {F},\) then
In addition, if the size of every member of \(\mathscr {F}\) belongs to the set \(K=\{k_1,k_2,\ldots ,k_r\}\) with \(\min K>s-r,\) then
Our next result is a modular version of Theorem 1.8, which strengthens the Grolmusz–Sudakov theorem, i.e., [17, Theorem 2].
Theorem 1.9
Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of \(\{0,1,\ldots ,p-1\}\) of size s. Assume that \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of faces of simplicial complex \(\Delta \) such that \(|F_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m\) and \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\pmod {p}\in L\) for any collection of \(k\geqslant 2\) distinct sets from \(\mathscr {F}.\) Then
In addition, let \(K=\{k_1,k_2,\ldots ,k_r\}\) be a subset of \(\{0,1,\ldots ,p-1\}\) with \(\min K>s-r.\) If \(|F_i|\pmod {p}\in K\) for every \(1\leqslant i\leqslant m,\) then
The following result improves Theorem 1.8 when p is larger than n.
Theorem 1.10
Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\},\, K=\{k_1,k_2,\ldots ,k_r\}\) be two disjoint subsets of \(\{0,1,\ldots ,p-1\}\) satisfying \(\min K>s-2r+1.\) Assume that \(\Delta \) is a simplicial complex with \(n\in V(\Delta )\) and \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of faces of \(\Delta \) such that \(|F_i|\pmod {p}\in K\) for every \(1\leqslant i\leqslant m\) and \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\pmod {p}\in L\) for any collection of \(k\geqslant 2\) distinct sets from \(\mathscr {F}.\) Then
where \(h_i(\Delta )\) is the number of the i-dimensional faces which don’t contain n in \(\Delta .\)
If \(\Delta =2^{[n]},\) then \(h_i(\Delta )={{n-1}\atopwithdelims (){i+1}}\) for \(s-2r\leqslant i\leqslant s-1.\) By Theorem 1.10, the next result holds directly.
Corollary 1.11
Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\},\, K=\{k_1,k_2,\ldots ,k_r\}\) be two disjoint subsets of \(\{0,1,\ldots ,p-1\}\) satisfying \(\min K>s-2r+1.\) Assume that \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of subsets of [n] with \(|F_i|\pmod {p}\in K\) for any \(1\leqslant i\leqslant m\) and \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\pmod {p}\in L\) for any collection of \(k\geqslant 2\) distinct sets from \(\mathscr {F}.\) Then
Note that from the condition \(\min K>\max L\) or \(\min K>s-r,\) one has \(\min K>s-2r+1.\) Thus, Corollary 1.11 implies the following two results, which were obtained by Chen and Liu [5] and by Liu and Yang [23], respectively.
Corollary 1.12
([5]) Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\},\,K=\{k_1,k_2,\ldots ,k_r\}\) be two disjoint subsets of \(\{0,1,\ldots ,p-1\}\) satisfying \(\min K>\max L.\) Assume that \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of subsets of [n] satisfying \(|F_i|\pmod {p}\in K\) for every \(1\leqslant i\leqslant m\) and \(|F_i\cap F_j|\pmod {p}\in L\) for every pair \(i\ne j.\) Then
Corollary 1.13
([23]) Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\},\, K=\{k_1,k_2,\ldots ,k_r\}\) be two disjoint subsets of \(\{0,1,\ldots ,p-1\}\) such that \(\min K>s-r.\) Assume that \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of subsets of [n] such that \(|F_i|\pmod {p}\in K\) for every \(1\leqslant i\leqslant m\) and \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\pmod {p}\in L\) for any collection of \(k\geqslant 2\) distinct sets from \(\mathscr {F}.\) Then
Our last main result improves Theorems 1.8 and 1.9.
Theorem 1.14
Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of \(\{0,1,\ldots ,p-1\}\) of size s. Assume that \(\Delta \) is a near-cone with apex vertex v and \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of faces of \(\Delta \) satisfying \(|F_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m\), and \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\pmod {p}\in L\) for any collection of \(k\geqslant 2\) distinct sets from \(\mathscr {F}.\) Then
Note that the family \(2^{[n]}\) is a near-cone and any vertex in [n] is an apex vertex of \(2^{[n]}.\) By setting \(k=2\) and \(\Delta =2^{[n]}\) and choosing any vertex \(v\in [n]\) in Theorem 1.14, the next result, which was obtained by Snevily in 1994 [35], follows immediately.
Corollary 1.15
([35]) Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of \(\{0,1,\ldots ,p-1\}\) of size s. Suppose that \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of subsets of [n] such that \(|F_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m\) and \(|F_i\cap F_j|\pmod {p}\in L\) for every pair \(i\ne j.\) Then
Our paper is organized as follows. In the remainder of this section, we introduce some notations which will be used in the subsequent sections. In Sect. 2, we give the proofs of Theorems 1.8 and 1.9. In Sect. 3, we give the proof of Theorem 1.10. In Sect. 4, we give the proof of Theorem 1.14. In the last section, we conclude our paper with further research problems.
Let p be a prime and let \(\textbf{x}=(x_1, x_2, \ldots , x_n)\) be a vector with n variables. Let \(\mathbb {F}[x_1, x_2, \ldots , x_n]\) denote the polynomial ring, where \(\mathbb {F}\) is either \(\mathbb {R}\) or \(\mathbb {F}_p.\) A polynomial \(f(\textbf{x})\) in variables \(x_i,\, i=1,2,\ldots ,n,\) is called multilinear if the power of each variable \(x_i\) in each term is at most one. Obviously, if each variable \(x_i\) takes only the value 0 or 1, then any polynomial in variables \(x_i, i=1,2,\ldots ,n,\) is multilinear since any positive power of a variable \(x_i\) may be replaced by one. In this paper, all multilinear polynomials considered are from \(\mathbb {F}[x_1, x_2, \ldots , x_n].\)
For any subset \(A\subseteq [n]\), we define the characteristic vector of A as the vector \(\textbf{v}_A=(v_1, v_2, \ldots , v_n)\in \mathbb {R}^n\) with \(v_i=1\) if \(i\in A\) and \(v_i=0\) otherwise. For two vectors \(\textbf{v}=(v_1, v_2, \ldots , v_n), \textbf{w}=(w_1, w_2, \ldots , w_n)\in \mathbb {R}^n\), let \(\textbf{v}\cdot \textbf{w}=\sum _{i=1}^nv_iw_i\) denote their standard inner product. Moreover, we index the monic multilinear monomials by the set of their variables:
In particular, if \(A=\emptyset ,\) define \(\textbf{x}_\emptyset :=1.\)
In the following sections, we use \(\textbf{x}=(x_1, x_2, \ldots , x_n)\) to denote a vector of n variables with each variable \(x_j\) taking values 0 or 1.
2 Proofs of Theorems 1.8 and 1.9
In this section, we give the proofs of Theorems 1.8 and 1.9. In order to complete our proof, we need some preliminaries.
Lemma 2.1
Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of \(\{0,1,\ldots ,p-1\}\) of size s. Choose \(\mathscr {A}=\{A_1, A_2,\ldots , A_m\}\) and \(\mathscr {B}=\{B_1, B_2,\ldots , B_m\}\) to be two families of faces of simplicial complex \(\Delta \) such that (1) \(|A_i\cap B_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m;\) (2) \(|A_j\cap B_i|\pmod {p}\in L\) for every pair \(j>i\). Then
Proof
For \(1\leqslant i \leqslant m,\) define
Then each \(\phi _i(\textbf{x})\) is a polynomial of degree at most s. By condition (1), for every \(1\leqslant i\leqslant m.\) By condition (2), \(\phi _i(\textbf{v}_{A_j})=\prod _{t=1}^s(|A_j \cap B_i|-l_t)=0\pmod {p}\) for every pair \(i<j.\)
Now we show that the polynomials \(\phi _1(\textbf{x}), \phi _2(\textbf{x}), \ldots , \phi _m(\textbf{x})\) are linearly independent over the finite field \({{\mathbb {F}}}_p.\) Suppose that we have a linear combination of these polynomials that equals zero, i.e.,
with all coefficients \(\alpha _i\) being in \({{\mathbb {F}}}_p.\) We show that all coefficients must be zero modulo p as follows.
Claim 1
\(\alpha _i=0\pmod {p}\) for each \(1\leqslant i\leqslant m.\)
Proof of Claim 1
Suppose, to the contrary, that \(i_0\) is the largest subscript such that As pointed out above, \(\phi _i(\textbf{v}_{A_{i_0}})= 0\pmod {p}\) for \(i<i_0.\) By evaluating \(\textbf{x}=\textbf{v}_{A_{i_0}}\) in Eq. (2.2), we have \(\alpha _{i_0} \phi _{i_0}(\textbf{v}_{A_{i_0}})=0\pmod {p}.\) Combined with \(\phi _{i_0}(\textbf{v}_{A_{i_0}})\ne 0\pmod {p},\) it follows that \(\alpha _{i_0}=0\pmod {p},\) a contradiction. So Claim 1 holds. \(\square \)
By Claim 1, the polynomials \(\phi _1(\textbf{x}), \phi _2(\textbf{x}),\ldots , \phi _m(\textbf{x})\) are linearly independent over the field \({{\mathbb {F}}}_p.\) On the other hand, by the definitions of simplicial complex \(\Delta \) and \(\phi _i(\textbf{x}),\) we see that the monomial \(x_{j_1} x_{j_2} \ldots x_{j_t}\) appears in \(\phi _i(\textbf{x})\) only if \(\{j_1,j_2,\ldots ,j_t\}\) is a face of \(\Delta .\) This means that
This completes the proof. \(\square \)
Lemma 2.2
Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\}\) and \(K=\{k_1,k_2,\ldots ,k_r\}\) be two subsets of \(\{0,1,\ldots ,p-1\}\) with \(\min K> s-r.\) Choose \(\mathscr {A}=\{A_1, A_2,\ldots , A_m\}\) and \(\mathscr {B}=\{B_1, B_2,\ldots , B_m\}\) to be two families of faces of simplicial complex \(\Delta \) such that (1) \(|A_i\cap B_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m;\) (2) \(|A_j\cap B_i|\pmod {p}\in L\) for every pair \(j>i;\) (3) \(|A_i|\pmod {p}\in K\) for every \(1\leqslant i\leqslant m.\) Then
Proof
Let \(\mathscr {W}\) be the family of the faces of \(\Delta \) with dimensions at most \(s-r-1\). Then \(|\mathscr {W}|=\sum _{i=-1}^{s-r-1}f_i(\Delta ).\) For each \(I\in \mathscr {W},\) define
where \(P(\textbf{x})=\prod _{k_j\in K}(\sum _{i=1}^n x_i-k_j).\) Obviously, \(h_I(\textbf{x})\) is a polynomial of degree at most s.
Let \(A_I(\textbf{x})\) be the sum of all the monomials \(x_{j_1}x_{j_2}\ldots x_{j_t}\) in the expansion of \(h_I(\textbf{x})\) such that \(\{j_1,j_2,\ldots ,j_t\}\) are the faces of \(\Delta .\) Then each \(A_I(\textbf{x})\) is a polynomial of degree at most s. For any given \(A_i\in \mathscr {A}\subseteq \Delta \) and \(I\in \mathscr {W},\) if \(I\not \subseteq A_i,\) then \(A_I(\textbf{v}_{A_i})=0 \pmod {p}.\) While if \(I\subseteq A_i,\) then \(h_I(\textbf{v}_{A_i})=P(\textbf{v}_{A_i}).\) Note that \(A_i\in \Delta \) and \(\Delta \) is a simplicial complex, we obtain that \(A_I(\textbf{v}_{A_i})=P(\textbf{v}_{A_i}).\) Together with the fact that \(|A_i|\pmod {p}\in K,\) it follows that \(A_I(\textbf{v}_{A_i})=0\pmod {p}.\)
Recall that the polynomials \(\phi _i(\textbf{x}), i=1,2,\ldots ,m,\) are defined in (2.1). Now, we prove that the polynomials in
are linearly independent over the field \({{\mathbb {F}}}_p.\) Suppose that we have a linear combination of these polynomials that equals zero, i.e.,
with all coefficients \(\alpha _i\) and \(\mu _I\) being in \({{\mathbb {F}}}_p.\) In order to complete our proof, we show the following two claims.
Claim 2
\(\alpha _i=0\pmod {p}\) for each \(1\leqslant i\leqslant m.\)
Proof of Claim 2
Suppose, to the contrary, that \(i_0\) is the largest subscript such that Substituting \(\textbf{x}=\textbf{v}_{A_{i_0}}\) in (2.5), we have \(A_I(\textbf{v}_{A_{i_0}})=0 \pmod {p}\) for each \(I\in \mathscr {W}.\) Hence, all terms in the second sum of (2.5) vanish. In this case, by the same discussion as in the proof of Claim 1, we deduce that all \(\alpha _i=0\pmod {p}.\) So Claim 2 holds. \(\square \)
Claim 3
\(\mu _I=0\pmod {p}\) for each \(I\in \mathscr {W}.\)
Proof of Claim 3
Suppose, to the contrary, that \(I^{\prime }\) is a subset of the smallest size in \(\mathscr {W}\) such that \(\mu _{I^{\prime }}\ne 0\pmod {p}.\) It is routine to check that \(A_I(\textbf{v}_{I^{\prime }})\equiv 0\pmod {p}\) for each \(|I|\geqslant |I^{\prime }|\) and \(I\ne I^{\prime }.\) Evaluating \(\textbf{x}=\textbf{v}_{I^{\prime }}\) in Eq. (2.5) gives us \(\mu _{I^{\prime }} A_{I^{\prime }}(\textbf{v}_{I^{\prime }})=0\pmod {p}.\) By a direct calculation, we have \(h_{I^{\prime }}(\textbf{v}_{I^{\prime }})=P(\textbf{v}_{I^{\prime }})=\prod _{k_j\in K}(\sum _{i=1}^n x_i-k_j).\) Combined with the condition \(\min K> s-r\) and \(I^{\prime }\in \Delta ,\) we have \(A_{I^{\prime }}(\textbf{v}_{I^{\prime }})=P(\textbf{v}_{I^{\prime }})\ne 0\pmod {p}.\) Thus, \(\mu _{I^{\prime }}=0\pmod {p},\) a contradiction. So Claim 3 holds. \(\square \)
By Claims 2 and 3, we obtain that the polynomials in (2.4) are linearly independent over the field \({{\mathbb {F}}}_p.\) Notice that \(\phi _i(\textbf{x}),i=1,2,\ldots ,m\) and \(A_I(\textbf{x}),I\in \mathscr {W}\) are the polynomials of degree at most s, and the monomial \(x_{j_1} x_{j_2} \ldots x_{j_t}\) appears in these polynomials only if \(\{j_1,j_2,\ldots ,j_t\}\) is a face of \(\Delta .\) Thus,
which is equivalent to \(m\leqslant \sum \nolimits _{i=s-r}^{s-1}f_i(\Delta ).\)
This completes the proof. \(\square \)
Lemma 2.3
Let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of s nonnegative integers. Assume that \(\mathscr {A}=\{A_1, A_2,\ldots , A_m\}\) and \(\mathscr {B}=\{B_1, B_2,\ldots , B_m\}\) are two families of faces of simplicial complex \(\Delta \) such that (1) \(|A_i\cap B_i|=|B_i|\) for each \(1\leqslant i\leqslant m;\) (2) \(|A_j\cap B_i|\in L\) and \(|A_j\cap B_i|<|B_i|\) for every pair \(j>i.\) Then
Proof
For \(1\leqslant i \leqslant m,\) define
Then each \(\phi _i(\textbf{x})\) is a polynomial of degree at most s. By condition (1), for every \(1\leqslant i\leqslant m.\) By condition (2), \(\phi _i(\textbf{v}_{A_j})=\prod _{l_t<|B_i|}(|A_j \cap B_i|-l_t)=0\) for every pair \(i<j.\)
By a similar discussion as in the proof of Lemma 2.1, we can also get that the polynomials \(\phi _1(\textbf{x}), \phi _2(\textbf{x}), \ldots , \phi _m(\textbf{x})\) are linearly independent, whose procedure is omitted here. On the other hand, by the definitions of simplicial complex \(\Delta \) and \(\phi _i(\textbf{x}),\) we see that the monomial \(x_{j_1} x_{j_2} \ldots x_{j_t}\) appears in \(\phi _i(\textbf{x})\) only if \(\{j_1,j_2,\ldots ,j_t\}\) is a face of \(\Delta .\) Thus,
This completes the proof. \(\square \)
Lemma 2.4
Let \(L=\{l_1,l_2,\ldots ,l_s\}\) and \(K=\{k_1,k_2,\ldots ,k_r\}\) be two subsets of nonnegative integers such that \(\min K> s-r.\) Assume that \(\mathscr {A}=\{A_1, A_2,\ldots , A_m\}\) and \(\mathscr {B}=\{B_1, B_2,\ldots , B_m\}\) are two families of faces of simplicial complex \(\Delta \) such that (1) \(|A_i\cap B_i|=|B_i|\) for every \(1\leqslant i\leqslant m;\) (2) \(|A_j\cap B_i|\in L\) and \(|A_j\cap B_i|<|B_i|\) for every pair \(j>i;\) (3) \(|A_i|\in K\) for every \(1\leqslant i\leqslant m.\) Then
Proof
Let the polynomial \(A_I(\textbf{x})\) be defined the same as that in the proof of Lemma 2.2 and let the polynomial \(\phi _i(\textbf{x})\) be defined as that in (2.6). By a similar discussion as in the proof of Lemma 2.2, we can deduce that the polynomials in \(\{\phi _i(\textbf{x}): 1\leqslant i\leqslant m\}\cup \{A_I(\textbf{x}):I\in \mathscr {W}\}\) are linearly independent, whose procedure is omitted here. Notice that \(\phi _i(\textbf{x}),i=1,2,\ldots ,m\) and \(A_I(\textbf{x}),I\in \mathscr {W}\) are the polynomials of degree at most s, and the monomial \(x_{j_1} x_{j_2} \ldots x_{j_t}\) appears in these polynomials only if \(\{j_1,j_2,\ldots ,j_t\}\) is a face of \(\Delta .\) Thus,
which is equivalent to
This completes the proof. \(\square \)
Now we are ready to give the proof of Theorem 1.9, and then we modify it to show Theorem 1.8.
Proof of Theorem 1.9
Let \(\mathscr {F}\) be a family satisfying assertion of Theorem 1.9. We repeat the following procedure until \(\mathscr {F}\) is empty. At round i if \(\mathscr {F}\ne \emptyset ,\) we choose a maximal collection \(F_1,F_2,\ldots , F_d\) from \(\mathscr {F}\) such that \(|\cap _{i=1}^{d'} F_i|\pmod {p}\not \in L\) for all \(1\leqslant d^{\prime }\leqslant d,\) but for any additional set \(F^{\prime }\in \mathscr {F}\) we obtain that \(|(\cap _{i=1}^{d} F_i)\cap F^{\prime }|\pmod {p}\in L.\) Clearly, by definition such family always exists and \(1\leqslant d\leqslant k-1.\) Denote \(A_i=F_1\) and \(B_i=\cap _{j=1}^d F_j\) and remove all sets \(F_1,F_2,\ldots ,F_d\) from \(\mathscr {F}.\) As the result of this process, we obtain at least \(m^{\prime }\geqslant |\mathscr {F}|/(k-1)\) pairs of sets \(A_i,B_i.\) By definition, we get that \(|A_i\cap B_i|=|B_i|\pmod {p}\not \in L\) and \(|A_j\cap B_i|\pmod {p}\in L\) for any \(j>i.\)
In addition, note that \(F_i\) is a face of \(\Delta ,\) and so \(A_i\) is a face of \(\Delta .\) Note that the intersection of \(F_i\) and \(F_j\) is still a face of \(\Delta ,\) we obtain that \(B_i\) is also a face of \(\Delta .\) Thus, we derive that \(\mathscr {A}=\{A_1,A_2,\ldots ,A_{m^{\prime }}\}\) and \(\mathscr {B}=\{B_1,B_2,\ldots ,B_{m^{\prime }}\}\) are two families of faces of \(\Delta \). So, by Lemma 2.1, we have
We now extend the idea above to prove the second part of the theorem. Let \(K=\{k_1,k_2,\ldots ,k_r\}\) be a subset of \(\{0,1,\ldots ,p-1\}\) with \(\min K>s-r.\) Since \(|F_i|\pmod {p}\in K,\) we get that \(|A_i|\pmod {p}\in K\) for each i. According to the above construction process, we see that these two families \(\mathscr {A}\) and \(\mathscr {B}\) satisfy the conditions of Lemma 2.2. Thus, by Lemma 2.2, we have
This completes the proof. \(\square \)
Theorem 1.8 can be proved by a simple modification of the above proof.
Proof of Theorem 1.8
Let \(\mathscr {F}\) be a family satisfying assertion of Theorem 1.8. We repeat the following procedure. At step i, if \(|F|\in L\) for all \(F\in \mathscr {F},\) then let \(F_1\) be the largest set remaining in \(\mathscr {F}.\) Denote \(A_i=B_i=F_1\) and remove \(F_1\) from \(\mathscr {F}.\) Otherwise, there exists at least \(F\in \mathscr {F}\) such that \(|F|\not \in L.\) We choose a maximal collection \(F_1,F_2,\ldots , F_d\) from \(\mathscr {F}\) such that \(|\cap _{i=1}^{d^{\prime }} F_i|\not \in L\) for all \(1\leqslant d^{\prime }\leqslant d,\) but for any additional set \(F^{\prime }\in \mathscr {F}\) we obtain that \(|(\cap _{i=1}^{d} F_i)\cap F^{\prime }|\in L.\) Denote \(A_i=F_1\) and \(B_i=\cap _{j=1}^d F_j\) and remove all sets \(F_1,F_2,\ldots ,F_d\) from \(\mathscr {F}.\) As the result of this process, we obtain at least \(m^{\prime }\geqslant |\mathscr {F}|/(k-1)\) pairs of sets \(A_i,B_i.\) By definition, we get that \(|A_i\cap B_i|=|B_i|\), \(|A_j\cap B_i|\in L\) and \(|A_j\cap B_i|<|B_i|\) for any \(j>i.\)
Since \(F_i\) is a face of \(\Delta ,\) we get that \(A_i\) is also a face of \(\Delta .\) Clearly, the intersection of \(F_i\) and \(F_j\) is still a face of \(\Delta ,\) we obtain that \(B_i\) is also a face of \(\Delta .\) Thus, we derive that \(\mathscr {A}=\{A_1,A_2,\ldots ,A_{m^{\prime }}\}\) and \(\mathscr {B}=\{B_1,B_2,\ldots ,B_{m^{\prime }}\}\) are two families of faces of \(\Delta .\) So, by Lemma 2.3, we have
The proof of the second part of this theorem is identical with that of Theorem 1.9 (based on Lemma 2.4) and we omit it here.
This completes the proof. \(\square \)
3 Proof of Theorem 1.10
In this section, we give the proof of Theorem 1.10. In order to do so, we need the following lemma.
Lemma 3.1
Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\}, K=\{k_1,k_2,\ldots ,k_r\}\) be two disjoint subsets of \(\{0,1,\ldots ,p-1\}\) satisfying \(\min K>s-2r+1.\) Assume that \(\Delta \) is a simplicial complex with \(n\in V(\Delta )\) and choose \(\mathscr {A}=\{A_1, A_2,\ldots , A_m\}\) and \(\mathscr {B}=\{B_1, B_2,\ldots , B_m\}\) to be two families of faces of \(\Delta \) such that (1) \(|A_i\cap B_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m;\) (2) \(|A_j\cap B_i|\pmod {p}\in L\) for every pair \(j>i;\) (3) there exists an integer t satisfying \(n\in A_i \) for \(i>t\) and \(n\not \in A_i\cup B_i\) for \(i\leqslant t;\) (4) \(|A_i|\pmod {p}\in K\) for every \(1\leqslant i\leqslant m.\) Then
where \(h_i(\Delta )\) is the number of the i-dimensional faces which don’t contain n in \(\Delta .\)
Proof
For \(1\leqslant i \leqslant m,\) define
Then each \(\phi _i(\textbf{x})\) is a polynomial of degree at most s. By condition (1), for every \(1\leqslant i\leqslant m.\) By condition (2), \(\phi _i(\textbf{v}_{A_j})=\prod _{q=1}^s(|A_j \cap B_i|-l_q)=0\pmod {p}\) for every pair \(i<j.\)
Let \(\mathscr {Q}\) be the family of the faces of \(\Delta \) with dimensions at most \(s-1\) which contain the vertex n. For each \(L\in \mathscr {Q},\) define
Let \(\mathscr {W}\) be the family of the faces of \(\Delta \) with dimensions at most \(s-2r-1\) which don’t contain the vertex n. Let \(H=\{(k_i-1)\pmod {p}:k_i\in K\}\cup K.\) Then \(|H|\leqslant 2r.\) For each \(I\in \mathscr {W},\) define
where \(P(\textbf{x})=\prod _{h\in H}(\sum _{i=1}^{n-1} x_i-h).\) Let \(A_I(\textbf{x})\) be the sum of all the monomials \(x_{j_1}x_{j_2}\ldots x_{j_q}\) in the expansion of \(T_I(\textbf{x})\) such that \(\{j_1,j_2,\ldots ,j_q\}\) are the faces of \(\Delta .\) Then each \(A_I(\textbf{x})\) is a polynomial of degree at most s. For any given \(A_i\in \mathscr {A}\subseteq \Delta \) and \(I\in \mathscr {W},\) if \(I\not \subseteq A_i,\) then \(A_I(\textbf{v}_{A_i})=0 \pmod {p},\) whereas if \(I\subseteq A_i,\) then \(T_I(\textbf{v}_{A_i})=P(\textbf{v}_{A_i}).\) Note that \(A_i\in \Delta ,\) we obtain that \(A_I(\textbf{v}_{A_i})=P(\textbf{v}_{A_i}).\) Together with the fact that \(|A_i|\pmod {p}\in K,\) it follows that \(A_I(\textbf{v}_{A_i})=0\pmod {p}.\)
Now, we prove that the polynomials in
are linearly independent over the field \({{\mathbb {F}}}_p.\) Suppose that we have a linear combination of these polynomials that equals zero, i.e.,
with all coefficients \(\alpha _i,\beta _L\) and \(\gamma _I\) being in \({{\mathbb {F}}}_p.\) In what follows we show that all coefficients must be zero modulo p.
Claim 4
\(\alpha _i=0\pmod {p}\) for each \(i>t.\)
Proof of Claim 4
Suppose, to the contrary, that \(i_0\) is the largest subscript such that \(\alpha _{i_0}\ne 0\pmod {p}\) and \(i_0>t.\) By condition (3), we have \(n\in A_{i_0}.\) Then \(q_L(\textbf{v}_{A_{i_0}})=0\) for each \(L\in \mathscr {Q}.\) Note that \(A_I(\textbf{v}_{A_{i_0}})=0\) for each \(I\in \mathscr {W}\) and \(\phi _i(\textbf{v}_{A_{i_0}})=0\pmod {p}\) for \(i<i_0.\) By evaluating Eq. (3.2) with \(\textbf{x}=\textbf{v}_{A_{i_0}},\) we have \(\alpha _{i_0}\phi _{i_0}(\textbf{v}_{A_{i_0}})=0\pmod {p}.\) Combined with \(\phi _{i_0}(\textbf{v}_{A_{i_0}})\ne 0\pmod {p},\) it follows that \(\alpha _{i_0}=0\pmod {p},\) a contradiction. So Claim 4 holds. \(\square \)
Claim 5
\(\alpha _i=0\pmod {p}\) for each \(i\leqslant t.\)
Proof of Claim 5
Suppose, to the contrary, that \(i_0\) is the largest subscript such that \(\alpha _{i_0}\ne 0\pmod {p}\) and \(i_0\leqslant t.\) Then \(n\not \in A_{i_0}.\) Let \(A_{i_0}^{\prime }=A_{i_0}\cup \{n\}.\) Then \(x_n=1\) in \(\textbf{v}_{A_{i_0}^{\prime }}\). This means that \(q_L(\textbf{v}_{A_{i_0}^{\prime }})=0\) for each \(L\in \mathscr {Q}.\)
From the condition \(|A_{i_0}|\pmod {p}\in K,\) we have \(P(\textbf{v}_{A_{i_0}^{\prime }})=P(\textbf{v}_{A_{i_0}})=0\pmod {p}.\) Then for any \(I\in \mathscr {W},\) if \(I\not \subseteq A_{i_0}^{\prime },\) then \(A_I(\textbf{v}_{A_{i_0}^{\prime }})=0\pmod {p}.\) While if \(I\subseteq A_{i_0}^{\prime },\) then \(T_I(\textbf{v}_{A_{i_0}^{\prime }})=P(\textbf{v}_{A_{i_0}^{\prime }}),\) i.e., \(T_I(\textbf{v}_{A_{i_0}^{\prime }})=0\pmod {p}.\) Since \(A_{i_0}\in \Delta ,\) we have \(A_I(\textbf{v}_{A_{i_0}^{\prime }})=T_I(\textbf{v}_{A_{i_0}^{\prime }})=0\pmod {p}.\)
Note that \(n\not \in B_i\) for each \(i\leqslant t,\) we have \(\phi _i(\textbf{v}_{A_{i_0}^{\prime }})=\phi _i(\textbf{v}_{A_{i_0}})=0\) for \(i<i_0.\) Then by evaluating Eq. (3.2) with \(\textbf{x}=\textbf{v}_{A_{i_0}^{\prime }},\) we have \(\alpha _{i_0}\phi _{i_0}(\textbf{v}_{A_{i_0}^{\prime }})=0\pmod {p}.\) Combined with \(\phi _{i_0}(\textbf{v}_{A_{i_0}^{\prime }})\ne 0\pmod {p},\) it follows that \(\alpha _{i_0}=0\pmod {p},\) a contradiction. So Claim 5 holds. \(\square \)
Combining Claims 4 and 5 reduces (3.2) to
Rewrite (3.3) as
where \(q_L^{\prime }(\textbf{x})=\prod _{j\in L\backslash \{n\}} x_j.\) Notice that \(x_n\) doesn’t appear in the first parentheses of (3.4). Setting \(x_n=0\) in (3.4) gives us
and
By setting \(x_n=1,\) we have
As the set of all multilinear monomials in variables \(x_i,\) \(1\leqslant i\leqslant n\), of degree at most \(s-1\) are linearly independent over the field \({{\mathbb {F}}}_p.\) Thus, by (3.5), we obtain the following claim directly.
Claim 6
\(\beta _L=0\pmod {p}\) for each \(L\in \mathscr {Q}.\)
In order to complete the proof, in view of Claims 4–6, we just need to show that \(A_I(\textbf{x}),I\in \mathscr {W},\) are linearly independent over the field \({{\mathbb {F}}}_p.\)
Claim 7
\(\gamma _I=0\pmod {p}\) for each \(I\in \mathscr {W}.\)
Proof of Claim 7
Suppose, to the contrary, that \(I_0\) is a subset of the smallest size in \(\mathscr {W}\) such that \(\gamma _{I_0}\ne 0\pmod {p}.\) From the condition \(\min K>s-2r+1,\) we have \(P(\textbf{v}_{I})\ne 0\pmod {p}\) for each \(I\in \mathscr {W}.\) For each \(I\in \mathscr {W}\backslash \{I_0\}\) with \(|I|\geqslant |I_0|,\) it is routine to check that \(A_I(\textbf{v}_{I_0})=0\pmod {p}.\) By evaluating Eq. (3.2) with \(\textbf{x}=\textbf{v}_{I_0},\) we have \(\gamma _{I_0}A_{I_0}(\textbf{v}_{I_0})=0\pmod {p}.\) Combined with \(I_0\in \Delta ,\) we obtain that \(A_{I_0}(\textbf{v}_{I_0})=P(\textbf{v}_{I_0})\ne 0\pmod {p}.\) Then \(\gamma _{I_0}=0\pmod {p},\) a contradiction. So Claim 7 holds. \(\square \)
By Claims 4–7, we see that the polynomials in (3.1) are linearly independent over the field \({{\mathbb {F}}}_p.\) By the definition of simplicial complex and the definitions of the polynomials \(\phi _i(\textbf{x}), q_L(\textbf{x})\) and \(A_I(\textbf{x}),\) we get that each monomial \(x_{j_1}x_{j_2}\ldots x_{j_k}\) appearing in \(\phi _i(\textbf{x})\) [resp. \(q_L(\textbf{x})\) and \(A_I(\textbf{x})\)] satisfies that \(\{j_1,j_2,\ldots ,j_k\}\) is a face of \(\Delta .\) Thus,
By the definitions of \(\mathscr {Q}\) and \(\mathscr {W},\) we have \(|\mathscr {Q}|=\sum _{i=-1}^{s-1}f_i^{\prime }(\Delta )\) and \(|\mathscr {W}|=\sum _{i=-1}^{s-1}h_i(\Delta ),\) where \(f_i^{\prime }(\Delta )\) and \(h_i(\Delta )\) denote the number of the i-dimensional faces which contain n and the number of the i-dimensional faces which do not contain n in \(\Delta \), respectively. Hence,
This completes the proof. \(\square \)
Now we are ready to show Theorem 1.10.
Proof of Theorem 1.10
Let \(\mathscr {F}\) be a family satisfying assertion of Theorem 1.10. We repeat the following procedure until \(\mathscr {F}\) is empty. At round i if \(\mathscr {F}\ne \emptyset ,\) we choose a maximal collection \(F_1,F_2,\ldots , F_d\) from \(\mathscr {F}\) such that \(n\not \in F_1\) whenever there exists \(F\in \mathscr {F}\) with \(n\not \in F,\) and \(|\cap _{i=1}^{d^{\prime }} F_i|\pmod {p}\not \in L\) for all \(1\leqslant d^{\prime }\leqslant d,\) but for any additional set \(F^{\prime }\in \mathscr {F}\) we obtain that \(|(\cap _{i=1}^{d} F_i)\cap F^{\prime }|\pmod {p}\in L.\) Clearly, by definition such family always exists and \(1\leqslant d\leqslant k-1.\) Denote \(A_i=F_1\) and \(B_i=\cap _{j=1}^d F_j\) and remove all sets \(F_1,F_2,\ldots ,F_d\) from \(\mathscr {F}.\) As the result of this process, we obtain at least \(m'\geqslant |\mathscr {F}|/(k-1)\) pairs of sets \(A_i,B_i.\) By definition, we get that \(|A_i|\pmod {p}\in K\) and \(|A_i\cap B_i|=|B_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m,\) and \(|A_j\cap B_i|\pmod {p}\in L\) for any \(j>i.\) Moreover, we also obtain that there must exist an integer t such that \(n\in A_i \) for \(i>t\) and \(n\not \in A_i\cup B_i\) for \(i\leqslant t.\)
In addition, since \(F_i\) is a face of \(\Delta ,\) we get that \(A_i\) is a face of \(\Delta .\) Note that the intersection of \(F_i\) and \(F_j\) is still a face of \(\Delta ,\) we obtain that \(B_i\) is also a face of \(\Delta .\) Thus, we derive that \(\mathscr {A}=\{A_1,A_2,\ldots ,A_{m^{\prime }}\}\) and \(\mathscr {B}=\{B_1,B_2,\ldots ,B_{m^{\prime }}\}\) are two families of faces of \(\Delta \). So, by Lemma 3.1, we have
This completes the proof. \(\square \)
4 Proof of Theorem 1.14
In this section, we give the proof of Theorem 1.14. In order to do so, we need the following lemma.
Lemma 4.1
Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of \(\{0,1,\ldots ,p-1\}\) of size s. Assume that \(\Delta \) is a near-cone with apex vertex v and \(\mathscr {A}=\{A_1, A_2,\ldots , A_m\}\) and \(\mathscr {B}=\{B_1, B_2,\ldots , B_m\}\) are two families of faces of \(\Delta \) such that (1) \(v\not \in B_i\) and \(B_i\cup \{v\}\in \Delta \) for every \(1\leqslant i\leqslant t;\) (2) \(v\not \in B_i\) and \(B_i\cup \{v\}\not \in \Delta \) for every \(t+1\leqslant i\leqslant r;\) (3) \(v\in B_i\) for every \(r+1\leqslant i\leqslant m;\) (4) \(B_i\subseteq A_i\) and \(|B_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m;\) (5) \(|A_j\cap B_i|\pmod {p}\in L\) for every pair \(j>i.\) Then
Proof
According to the conditions (1)–(3), we denote \(\mathscr {B}_1=\{B_1,B_2,\ldots ,B_t\},\mathscr {B}_2=\{B_{t+1},B_{t+2},\ldots ,B_r\}\) and \(\mathscr {B}_3=\{B_{r+1},B_{l+2},\ldots ,B_m\}\) for short. For \(B_i\in \mathscr {B}_1,\) define
For \(B_i\in \mathscr {B}_2\) or \(B_i\in \mathscr {B}_3,\) define
Then each \(\phi _i(\textbf{x})\) is a polynomial of degree at most s. By the definition of \(\phi _i(\textbf{x}),\) we first claim that for every \(1\leqslant i\leqslant m\) and \(\phi _i(\textbf{v}_{A_j})=0\pmod {p}\) for every pair \(i<j.\) On the one hand, by condition (4), we obtain that \(|A_i\cap B_i|=|B_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m.\) This means that for every \(1\leqslant i\leqslant m.\) On the other hand, for any given pair \(i<j,\) by condition (5), we obtain that \(\phi _i(\textbf{v}_{A_j})=\prod _{q=1}^s (|A_j\cap B_i|-l_q)=0\pmod {p}\) for \(i\leqslant t.\) Furthermore, combining conditions (4) and (5), we derive that \(|A_j\cap B_i|<|B_i|\) for \(i<j.\) Then \(\phi _i(\textbf{v}_{A_j})=\prod _{l_q<|B_i|} (|A_j\cap B_i|-l_q)=0\pmod {p}\) for \(i\geqslant t+1.\) Thus, we get that \(\phi _i(\textbf{v}_{A_j})=0\pmod {p}\) for every pair \(i<j.\)
Let \(\mathscr {Q}\) be the family of the faces of \(\Delta \) with dimensions at most \(s-1\) which contain the apex vertex v. For each \(L\in \mathscr {Q},\) define
Let \(\mathscr {H}\) be the family of the faces of \(\Delta \) with dimensions at most \(s-1\) satisfying that for each \(R\in \mathscr {H},\) we obtain that \(v\not \in R\) and \(R\cup \{v\}\not \in \Delta .\) For each \(R\in \mathscr {H},\) define
Now, we prove that the polynomials in
are linearly independent over the field \({{\mathbb {F}}}_p.\) Suppose that we have a linear combination of these polynomials that equals zero, i.e.,
with all coefficients \(\alpha _i,\beta _L\) and \(\gamma _R\) being in \({{\mathbb {F}}}_p.\) We show that all coefficients must be zero modulo p in what follows.
Claim 8
\(\gamma _R=0\pmod {p}\) for each \(R\in \mathscr {H}.\)
Proof of Claim 8
Suppose, to the contrary, that \(R_0\) is a face in \(\mathscr {H}\) such that \(\gamma _{R_0}\ne 0\pmod {p}.\) We consider the coefficient of the monomial \(\prod _{j\in R_0} x_j\) in (4.2). Since \(\Delta \) is a near-cone with apex vertex v and \(R_0\cup \{v\}\) is not a face of \(\Delta ,\) we claim that \(R_0\) is a facet of \(\Delta .\) Otherwise, there exists \(F\in \Delta \) such that \(R_0\subset F.\) If \(v\in F,\) then we find that \(R_0\cup \{v\}\in \Delta ,\) a contradiction. If \(v\not \in F,\) since \(\Delta \) is a near-cone with apex vertex v, we obtain that for any subset S of F, \(S\cup \{v\}\) is a face of \(\Delta .\) Thus, \(R_0\cup \{v\}\in \Delta ,\) a contradiction. So, \(R_0\) is a facet of \(\Delta .\) By the definitions of \(\phi _i(\textbf{x})\) and \(q_L(\textbf{x}),\) it is straightforward to check that \(\prod _{j\in R_0} x_j\) doesn’t appear in \(\phi _i(\textbf{x})\) and \(q_L(\textbf{x}).\) It follows that the monomial \(\prod _{j\in R_0} x_j\) only appears in \(h_{R_0}(\textbf{x}).\) Thus, the coefficient of \(\prod _{j\in R_0} x_j\) in (4.2) is \(\gamma _{R_0}.\) As the set of all multilinear monomials in variables \(x_i,\) \(1\leqslant i\leqslant n\), of degree at most s are linearly independent over the field \({{\mathbb {F}}}_p.\) Thus, \(\gamma _{R_0}=0\pmod {p},\) a contradiction. So Claim 8 holds. \(\square \)
Claim 9
\(\alpha _i=0\pmod {p}\) for each \(r+1\leqslant i\leqslant m.\)
Proof of Claim 9
Suppose, to the contrary, that \(i_0\) is the largest subscript such that and \(r+1\leqslant i_0\leqslant m.\) Then \(v\in B_{i_0}.\) In view of condition (4), we have \(B_i\subseteq A_i\) for every \(1\leqslant i\leqslant m.\) This means that \(v\in A_{i_0}.\) Then \(x_v=1\) in \(\textbf{v}_{A_{i_0}}.\) Thus, \(q_L(\textbf{v}_{A_{i_0}})=0\) for each \(L\in \mathscr {Q}.\) Note that \(\phi _i(\textbf{v}_{A_{i_0}})=0\pmod {p}\) for any \(i<i_0.\) By evaluating Eq. (4.2) with \(\textbf{x}=\textbf{v}_{A_{i_0}},\) we have \(\alpha _{i_0}\phi _{i_0}(\textbf{v}_{A_{i_0}})=0\pmod {p}.\) Together with the fact that \(\phi _{i_0}(\textbf{v}_{A_{i_0}})\ne 0\pmod {p},\) it follows that \(\alpha _{i_0}=0\pmod {p},\) a contradiction. So Claim 9 holds. \(\square \)
Combining Claims 8 and 9 reduces (4.2) to
which is equivalent to
where \(q_L^{\prime }(\textbf{x})=\prod _{j\in L\backslash \{v\}} x_j.\) Notice that \(x_v\) doesn’t appear in the first parentheses of Eq. (4.4). Setting \(x_v=0\) in Eq. (4.4) gives us
and
By setting \(x_v=1,\) we have
As the set of all multilinear monomials in variables \(x_i,\) \(1\leqslant i\leqslant n\), of degree at most \(s-1\) are linearly independent over the field \({{\mathbb {F}}}_p.\) By (4.5), we obtain the following claim directly.
Claim 10
\(\beta _L=0\pmod {p}\) for each \(L\in \mathscr {Q}.\)
In order to complete the proof, we need to show the following claim. That is, we need only to show that \(\phi _i(\textbf{x}),\) \(1\leqslant i\leqslant r,\) are linearly independent over the field \({{\mathbb {F}}}_p.\)
Claim 11
\(\alpha _i=0\pmod {p}\) for each \(i=1,\ldots ,r\).
Proof of Claim 11
Suppose, to the contrary, that \(i_0\) is the largest subscript such that and \(1\leqslant i_0\leqslant r.\) Note that \(\phi _i(\textbf{v}_{A_{i_0}})=0\pmod {p}\) for any \(i<i_0.\) By evaluating Eq. (4.3) with \(\textbf{x}=\textbf{v}_{A_{i_0}},\) we have \(\alpha _{i_0}\phi _{i_0}(\textbf{v}_{A_{i_0}})=0\pmod {p}.\) Combined with \(\phi _{i_0}(\textbf{v}_{A_{i_0}})\ne 0\pmod {p},\) it follows that \(\alpha _{i_0}=0\pmod {p},\) a contradiction. So Claim 11 holds. \(\square \)
By Claims 8–11, we obtain that the polynomials in (4.1) are linearly independent over the field \({{\mathbb {F}}}_p.\) By the definition of simplicial complex \(\Delta \) and the definitions of the polynomials \(\phi _i(\textbf{x}), q_L(\textbf{x})\) and \(h_R(\textbf{x}),\) we obtain that each monomial \(x_{j_1}x_{j_2} \ldots x_{j_k}\) appearing in \(\phi _i(\textbf{x})\) (resp. \(q_L(\textbf{x})\) and \(h_R(\textbf{x})\)) satisfies that \(\{j_1,j_2,\ldots ,j_k\}\) is a face of \(\Delta .\) Thus we have
By the definitions of \(\mathscr {Q}\) and \(\mathscr {H},\) we have \(|\mathscr {Q}|=\sum _{i=-1}^{s-1}f_i^{\prime }\) and \(|\mathscr {H}|=\sum _{i=-1}^{s-1}f_i^{\prime \prime },\) where \(f_i^{\prime }\) and \(f_i^{\prime \prime }\) denote the number of the i-dimensional faces which contain v and the number of the i-dimensional faces which do not contain v and unite v is not a face, respectively. Hence, we get
This completes the proof. \(\square \)
Now we give the proof of Theorem 1.14.
Proof of Theorem 1.14
Let \(\mathscr {F}\) be a family satisfying assertion of Theorem 1.14. Based on \(\mathscr {F},\) we define three families as follows:
Clearly, \(\mathscr {F}_1\cup \mathscr {F}_2\cup \mathscr {F}_3\) is a partition of \(\mathscr {F}.\) We repeat the following procedure until \(\mathscr {F}\) is empty. At round i if \(\mathscr {F}\ne \emptyset ,\) we choose a maximal collection \(F_1,F_2,\ldots , F_d\) from \(\mathscr {F}\) such that \(|\cap _{i=1}^{d^{\prime }} F_i|\pmod {p}\not \in L\) for all \(1\leqslant d^{\prime }\leqslant d,\) but for any additional set \(F^{\prime }\in \mathscr {F}\) we obtain that \(|(\cap _{i=1}^{d} F_i)\cap F^{\prime }|\pmod {p}\in L.\) In addition, the following conditions should be satisfied when selecting \(F_i\) from \(\mathscr {F}\): we select the set \(F_i\) from \(\mathscr {F}_1\) if \(\mathscr {F}_1 \ne \emptyset ,\) and select the set \(F_i\) from \(\mathscr {F}_2\) if \(\mathscr {F}_1 =\emptyset \) and \(\mathscr {F}_2\ne \emptyset ,\) and select the set \(F_i\) from \(\mathscr {F}_3\) if \(\mathscr {F}_1= \mathscr {F}_2=\emptyset \) and \(\mathscr {F}_3\ne \emptyset .\)
Since \(\mathscr {F}\) is a k-wise L-intersecting family and \(|F_i|\pmod {p}\not \in L\) for each i, we obtain that such family always exists and \(1\leqslant d\leqslant k-1.\) Denote \(A_i=F_1\) and \(B_i=\cap _{j=1}^d F_j\) and remove all sets \(F_1,F_2,\ldots ,F_d\) from \(\mathscr {F}.\) As the result of this process, we obtain at least \(m^{\prime }\geqslant |\mathscr {F}|/(k-1)\) pairs of sets \(A_i,B_i.\) By definition, we get that \(B_i\subseteq A_i\) and \(|B_i|=|\cap _{j=1}^d F_j|\pmod {p}\not \in L\) and \(|A_j\cap B_i|\pmod {p}\in L\) for any \(j>i.\) Furthermore, we obtain that there must exist two integers t, r satisfying (1) \(v\not \in B_i\) and \(B_i\cup \{v\}\in \Delta \) for every \(i\leqslant t;\) (2) \(v\not \in B_i\) and \(B_i\cup \{v\}\not \in \Delta \) for every \(t+1\leqslant i\leqslant r;\) (3) \(v\in B_i\) for every \(r+1\leqslant i\leqslant m.\) Since \(F_1\in \mathscr {F}\) is a face of \(\Delta ,\) we obtain that \(A_i\) is a face of \(\Delta .\) Since the intersection of \(F_i\) and \(F_j\) is still a face of \(\Delta ,\) we obtain that \(B_i\) is also a face of \(\Delta .\) Therefore, we derive that these two families \(\mathscr {A}=\{A_1,A_2,\ldots ,A_{m^{\prime }}\}\) and \(\mathscr {B}=\{B_1,B_2,\ldots ,B_{m^{\prime }}\}\) satisfy the conditions of Lemma 4.1. So, by Lemma 4.1, we have
This completes the proof. \(\square \)
5 Concluding Remarks
In this paper, we present some upper bounds for the k-wise L-intersecting families of faces of simplicial complex \(\Delta \). In particular, in Theorem 1.14, we derive that if \(\Delta \) is a near-cone with apex vertex v, and \(\mathscr {F}=\{F_1,F_2,\ldots ,F_m\}\) is a family of faces of \(\Delta \) satisfying \(|F_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m\), and \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\pmod {p}\in L\) for any collection of \(k\geqslant 2\) distinct sets from \(\mathscr {F},\) then
Thus, it is, of course, interesting to consider the following problem.
Problem 5.1
Let p be a prime and let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of \(\{0,1,\ldots ,p-1\}\) of size s. Assume that \(\Delta \) is a near-cone with apex vertex v and \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a family of faces of \(\Delta \) satisfying \(|F_{i_1}\cap F_{i_2}\cap \cdots \cap F_{i_k}|\pmod {p}\in L\) for any collection of \(k\geqslant 2\) distinct sets from \(\mathscr {F}.\) Then
Notice that Problem 5.1 follows directly from Theorem 1.14 under the restriction \(|F_i|\pmod {p}\not \in L\) for every \(1\leqslant i\leqslant m.\) Hence, the rest case is \(|F_i|\pmod {p}\in L\) for some \(1\leqslant i\leqslant m.\)
In addition, motivated by Chvátal’s conjecture (i.e., Conjecture 1.7) and Theorem 1.14, we conclude this paper by proposing the following problem.
Problem 5.2
Let \(k\geqslant 2\) and let \(L=\{l_1,l_2,\ldots ,l_s\}\) be a subset of s nonnegative integers. If \(\mathscr {F}=\{F_1, F_2,\ldots , F_m\}\) is a k-wise L-interesting family of faces of simplicial complex \(\Delta ,\) then
It is routine to check that Problem 5.2 implies Chvátal’s conjecture when \(k=2\) and \(L=\{1,2,\ldots ,\text {dim}(\Delta )\},\) where \(\text {dim}(\Delta )\) stands for the dimension of \(\Delta .\)
We intend to do exactly the above challenging problems in the near future.
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Acknowledgements
We would like to thank Professor Shuchao Li for his extensive and valuable suggestions, which leads to significant improvements of the paper. We also take this opportunity to thank the editor Rosihan M. Ali and the anonymous reviewer for their critical reading of the manuscript and suggestions, which have immensely helped us in getting the article to its present form.
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H. Z. is financially supported by the National Natural Science Foundation of China (Grant No. 11801253), the Basic Research Foundation of Henan Educational Committee (Grant No. 22ZX009) and the Heluo Young Talent Lifting Project (Grant No. 2022HLTJ14).
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Zhang, H., Li, H. On k-Wise L-Intersecting Families for Simplicial Complexes. Bull. Malays. Math. Sci. Soc. 47, 128 (2024). https://doi.org/10.1007/s40840-024-01725-0
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DOI: https://doi.org/10.1007/s40840-024-01725-0