Abstract
We study the optimal fractional Trudinger–Moser inequalities on \( \mathbb {R} \) when the integrands have the form \(\left( e^{\pi u^{2}}-1\right) \left| u\right| ^{2a}\) for some \(a\ge 0\). The equivalence of the subcritical and critical fractional Trudinger–Moser inequalities is set up in the spirit of Lam, Lu and Zhang. The existence of optimizers for the sharp subcritical fractional Trudinger–Moser inequalities is also investigated.
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1 Introduction
The Trudinger–Moser inequalities are considered as the border line cases of the well-known Sobolev embeddings. They have been studied widely in the last 40 years, and there is a vast literature. Basically, the Trudinger–Moser inequalities provide that in the limiting case \(p=N\ge 2\), the Sobolev space \(W_{0}^{1,N}\left( \Omega \right) \), \(\Omega \subset \mathbb {R}^{N}\) is a smooth bounded domain, can be embedded continuously into the Orlicz space \(L_{\varphi _{N}}\left( \Omega \right) \) where \(\varphi _{N}(t)=\exp \left( \alpha \left| t\right| ^{N/(N-1)}\right) -1\) for some \(\alpha >0\). This was first studied independently by Pohozaev [18], Trudinger [20] and Yudovich [21] without the optimal constant. This answers the question what the optimal target for the Sobolev embedding is when \(p=N\). Indeed, it is clear that in this case, \(W_{0}^{1,N}\left( \Omega \right) \hookrightarrow L^{q}\left( \Omega \right) \) continuously for all \(q\ge 1\). However, we could construct counterexamples to show that \(W_{0}^{1,N}\left( \Omega \right) \nsubseteqq L^{\infty }\left( \Omega \right) \).
Motivated by the applications to the prescribed Gauss curvature problem, J. Moser optimized in [17] the above embedding. More precisely, using symmetrization arguments, he proved that
Theorem A
Let \(\Omega \) be a domain with finite measure in Euclidean N-space \(\mathbb {R} ^{N},~N\ge 2\). Then, there exists a constant \(\alpha _{N}=N\omega _{N-1}^{\frac{1}{N-1}}>0\), where \(\omega _{N-1}\) is the area of the surface of the unit N-ball, such that
Moreover, the constant \(\alpha _{N}\) is optimal in the sense that if we replace \(\alpha _{N}\) by any number \(\alpha >\alpha _{N} \), then
The fact that \(\alpha _{N}\) is optimal was checked by Moser using the so-called Moser sequence:
Moreover, from the Moser sequence, we can actually show that for any \(a>0:\)
Hence, the inequality (1.1) is indeed sharp in this sense.
When \(\left| \Omega \right| =\infty \), (1.1) is meaningless. Thus, it becomes interesting and nontrivial to extend such inequalities to domains of infinite volume. In this direction, we state the following three such results in the Euclidean spaces that could be found in [1, 3, 6, 13, 15, 16, 19]:
Theorem B
Let \(0\le \alpha <\alpha _{N}\). There hold
Here,
Moreover, the constant \(\alpha _{N}\) is sharp.
Another interesting question is that whether we can prove the Trudinger–Moser inequalities in the one-dimensional case, namely, the fractional Trudinger–Moser inequality on \( \mathbb {R} \). In [7], the authors established the following results:
Theorem C
Let \(p>1\) and
Then, for any interval \(I\Subset \mathbb {R} :\)
and
The constants \(\alpha _{p}\) and \(\pi \) are sharp.
Motivated by results in [7], the main purpose of this article is to study the Trudinger–Moser inequalities in the spirit of (1.6). Namely, we will investigate the problem where the integrand has the form \(\left( e^{\pi u^{2}}-1\right) \left| u\right| ^{2a}\) for some \(a\ge 0\). Of course in this situation, some extra terms must be added in order to get the finiteness of the supremum. To find out the terms that we should use, we will first study the asymptotic behaviors of the sharp subcritical fractional Trudinger–Moser inequalities in the sense of [5, 8, 13]. More precisely, define
then we will prove that
Theorem 1.1
For any \(a\ge 0:\)
As a consequence of Theorem 1.1, we obtain the following weighted Trudinger–Moser inequality that is somewhat related to versions of the Trudinger–Moser inequalities in [4, 12]:
Theorem 1.2
Let \(t\ge 0\) and \(0\le \alpha <\pi \). Then, there exists \(C\left( t,a\right) >0\) such that for all \(u: {\displaystyle \int \nolimits _{\mathbb {R}}} \left| u\right| ^{2}\left| x\right| ^{t}\mathrm{d}x<\infty \) and \(\left\| \left( -\Delta \right) ^{\frac{1}{4}}u\right\| _{2}\le 1:\)
Motivated by the results in [9,10,11, 14], our next aim is to study the attainability of the above Trudinger–Moser inequalities. Indeed, we will prove that
Theorem 1.3
Let \(a\ge 0\). Then, \(\mathrm{FSTM}_{a}\left( \alpha \right) \) is attained for all \(0<\alpha <\pi .\) Also, the mapping \(\mathrm{FSTM}_{a}\left( \cdot \right) :\left[ 0,\pi \right) \rightarrow \mathbb {R} ^{+}\) is continuous.
2 Preliminary
Let \(s\in \left( 0,1\right) \). We consider \(L_{s}\left( \mathbb {R} \right) \) the spaces of functions \(u\in L_{loc}^{1}\left( \mathbb {R} \right) \) such that\( {\displaystyle \int \nolimits _{\mathbb {R}}} \frac{\left| u\left( x\right) \right| }{1+\left| x\right| ^{1+2s}}\mathrm{d}x<\infty \). Then for a function \(u\in L_{s}\left( \mathbb {R} \right) \), we define \(\left( -\Delta \right) ^{s}u\) as a tempered distribution as follows:
For \(s\in \left( 0,1\right) \) and \(p\in \left[ 1,\infty \right] \), we define the Bessel-potential space
and with \(I\Subset \mathbb {R} \) is a bounded interval:
We also equip these spaces with the norm
We note that this norm is equivalent to the smaller norm \(\left\| u\right\| _{\widetilde{H}^{s,p}}=\left\| \left( -\Delta \right) ^{\frac{s}{2}}u\right\| _{p}\) on \(\widetilde{H}^{s,p}\left( I\right) .\)
We also recall the following lemmata that can be found in [2]:
Lemma 2.1
For \(s\in \left( 0,1\right) \), there exists \(C_{s}>0\) such that
Now, for a measurable function \(u: \mathbb {R} \rightarrow \mathbb {R} \), we set \(\left| u\right| ^{*}: \mathbb {R} \rightarrow \mathbb {R} ^{+}\) to be its non-increasing symmetric rearrangement. Then, we have the following properties:
Lemma 2.2
Given a measurable function \(F: \mathbb {R} \rightarrow \mathbb {R} \) and a measurable function \(u: \mathbb {R} \rightarrow \mathbb {R} \), there holds
If \(u\in H^{s,2}\left( \mathbb {R} \right) \) for \(0<s<1:\)
3 Proof of Theorem 1.1 and Theorem 1.2
Theorem 1.1 will be proved via the following lemmata:
Lemma 3.1
\(\mathrm{FSTM}_{a}\left( \alpha \right) \le \frac{C_{1}\left( a\right) }{\left( \pi -\alpha \right) ^{1+a}}\) for all \(0\le \alpha <\pi \) for some \(C_{1}\left( a\right) >0\) depending only on a.
Proof
We just need to consider the case \(\frac{\pi }{2}\le \alpha \lessapprox \pi \). We first recall that by Lemma 2.1, there is a universal constant \(C_{\frac{1}{2}}>0\) such that
Now, for \(u\in H^{\frac{1}{2},2}\left( \mathbb {R} \right) :\left\| \left( -\Delta \right) ^{\frac{1}{4}}u\right\| _{2}^{2}\le 1\), we set \(v\left( x\right) =u\left( \lambda x\right) \) where \(\lambda =\left\| u\right\| _{2}^{2}\). Then,
Hence,
Moreover, by rearrangement arguments (Lemma 2.2), we can assume that \(u\in H^{\frac{1}{2},2}\left( \mathbb {R} \right) :\left\| \left( -\Delta \right) ^{\frac{1}{4}}u\right\| _{2}^{2}\le 1;~\left\| u\right\| _{2}^{2}=1\) and u is even, non-increasing on \(\left[ 0,\infty \right) \). Note that in this case
Now, we write for \(R=\frac{\pi +\alpha }{\pi -\alpha }\frac{1}{2}\ge \frac{1}{2}:\)
Then on \(\mathbb {R{\setminus }}\left( -R,R\right) ,\) \(\left| u\left( x\right) \right| \le 1\) and
On \(I=\left( -R,R\right) \), we define a new function
Remind that u is non-increasing, we have for a.e. \(x\in I:\)
and for a.e. \(x\in \mathbb {R} {\setminus } I:\)
Hence,
Actually, \(v\in \widetilde{H}^{\frac{1}{2},2}\left( I\right) .\) Also, on I with \(\varepsilon =\frac{1}{2}\left( \frac{\pi }{\alpha }-1\right) \)
Hence,
Noting that with
we have
Also, we note that since \(v\in \widetilde{H}^{\frac{1}{2},2}\left( I\right) \), by the fractional Trudinger–Moser inequality on \( \mathbb {R} \) (Theorem C), there exists an absolute constant \(C>0\) such that \( {\displaystyle \int \limits _{-R}^{R}} e^{\pi v^{2}\left( x\right) }\le CR\) and \( {\displaystyle \int \nolimits _{-R}^{R}} e^{\frac{\pi +\alpha }{2}v^{2}\left( x\right) }\le CR\). Therefore,
for some \(C_{1}\left( a\right) >0\). \(\square \)
Lemma 3.2
\(\mathrm{FTM}_{a}<\infty \). Moreover,
Proof
Recall
Let \(u\in H^{\frac{1}{2},2}\left( \mathbb {R} \right) :\left\| u\right\| _{2}^{2}+\left\| \left( -\Delta \right) ^{\frac{1}{4}}u\right\| _{2}^{2}\le 1.\) Set \(\theta =\left\| \left( -\Delta \right) ^{\frac{1}{4}}u\right\| _{2}\). Hence, \(\left\| u\right\| _{2}^{2}\le 1-\theta ^{2}.\)
If \(\frac{1}{2}<\theta <1\), then we set
We get
Also, as above
Hence,
It is also clear to see that when \(0<\theta \le \frac{1}{2}\)
Also, we can deduce that
Hence,
Also, for any \(u\in H^{\frac{1}{2},2}\left( \mathbb {R} \right) :\left\| \left( -\Delta \right) ^{\frac{1}{4}}u\right\| _{2}^{2}\le 1;~\left\| u\right\| _{2}^{2}=1.\) We define
Then,
Thus,
So
In conclusion:
\(\square \)
Proof of Theorem 1.2
Set
Then,
and
Also,
We note here that for all z, t :
Indeed, set \(z=kw\), then (3.1) is equivalent to
Hence,
\(\square \)
Thus, by Theorem 1.1:
4 Proof of Theorem 1.3
We first recall that
Let fix \(\alpha \in \left( 0,\pi \right) \). We then can choose a sequence \(\left( u_{n}\right) \in H^{\frac{1}{2},2}\left( \mathbb {R} \right) :\left\| \left( -\Delta \right) ^{\frac{1}{4}}u_{n}\right\| _{2}^{2}\le 1\) such that
Moreover, by rearrangement arguments, we can also assume that \(u_{n}\) is even, non-increasing on \(\left[ 0,\infty \right) \). Also, as in Lemma 3.1, we will assume \(\left\| u_{n}\right\| _{2}^{2}=1\). Hence, we can assume that
As a consequence,
Noting that
we have that for any \(\varepsilon >0:\)
Now, we distinguish two cases:
Case \(a>0:\) Then, we write
First,
On the interval \(\left( -\frac{1}{2\varepsilon },\frac{1}{2\varepsilon }\right) \), we have that
and for some \(q > rapprox 1:\)
Hence,
Letting \(n\rightarrow \infty \) and then \(\varepsilon \downarrow 0\), we get
In other words, \(u\ne 0\) and
Hence, \(\left\| u\right\| _{2}^{2}=1\) and u is a maximizer for \(\mathrm{FSTM}_{a}\left( \alpha \right) .\)
Case \(a=0\). Then, we write
In this case,
With the same arguments as in the first case, we get
In conclusion, we have after letting \(n\rightarrow \infty \) and then \(\varepsilon \downarrow 0:\)
Again, it means that \(u\ne 0\). Hence,
Equivalently, \(\left\| u\right\| _{2}^{2}=1\) and u is an optimizer for \(\mathrm{FSTM}_{0}\left( \alpha \right) \).
Now, let \(\varepsilon _{n}\downarrow 0\) be an arbitrary sequence. We will now show that
and
as \(n\rightarrow \infty \). Then, we can conclude that \(\mathrm{FSTM}_{a}\left( \cdot \right) \) is continuous. Indeed, using the fact the \(\mathrm{FSTM}_{a}\left( x\right) \) is attained for all \(x\in \left( 0,\pi \right) \), we can find a sequence \(\left( u_{n}\right) \in H^{\frac{1}{2},2}\left( \mathbb {R} \right) :\left\| \left( -\Delta \right) ^{\frac{1}{4}}u_{n}\right\| _{2}^{2}\le 1\) and \(\left\| u_{n}\right\| _{2}^{2}=1\) (and so we will assume \(u_{n}\rightharpoonup u\) weakly in \(H^{\frac{1}{2},2}\left( \mathbb {R} \right) \)) such that
Moreover, again we will assume that \(u_{n}\) is even, non-increasing on \(\left[ 0,\infty \right) \). Then, it is clear that
We will again consider two cases:
Case \(a>0.\) We will use the same method as above and write the above integral as
Then, we have
and it is easy to see that there is some \(q > rapprox 1\) such that
So
Also, by the Radial Lemma, we have for large n :
Hence, in this case
Case \(a=0\). Then, we will write
Then, by the same arguments as above, we can also deduce that
The fact that
can be proved similarly.
Hence, we now can conclude that the mapping \(\mathrm{FSTM}_{a}\left( \cdot \right) \) is continuous.
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Communicated by Syakila Ahmad.
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Nguyen, D.T., Nguyen, T.A. Fractional Trudinger–Moser Type Inequalities in One Dimension. Bull. Malays. Math. Sci. Soc. 44, 1483–1500 (2021). https://doi.org/10.1007/s40840-020-01023-5
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DOI: https://doi.org/10.1007/s40840-020-01023-5
Keywords
- Trudinger–Moser inequality
- Unbounded domains
- Critical growth
- Extremal function
- Sharp constants
- Fractional Laplacian