Abstract
An operator P is said to be reflective if \(P^*=P\) and \(P^2 = I\). In this paper, we study the spectral properties of reflection operators and obtain a matrix representation of the reflection operator pair (P, Q). Some related properties of reflection operator pair (P, Q) are given.
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1 Introduction and Preliminaries
Let \({\mathcal {H}}\) and \({\mathcal {K}}\) be separable, infinite dimensional, complex Hilbert spaces. We denote the set of all bounded linear operators from \({\mathcal {H}}\) into \({\mathcal {K}}\) by \({\mathcal {B(H, K)}}\) and by \({\mathcal {B(H)}}\) when \({\mathcal {H}}={\mathcal {K}}\). The set of all the unitary operators on \({\mathcal {H}}\) is denoted by \({\mathcal {U}}({\mathcal {H}}).\) For \(A\in {\mathcal {B(H, K)}}\), let \(A^*\), \(\sigma _P(A)\), \(\sigma (A)\), \({{\mathcal {R}}}(A)\) and \({{\mathcal {N}}}(A)\) be the adjoint, the point spectrum, the spectrum, the range and the null space of A, respectively. An operator \(A\in {\mathcal {B(H, K)}}\) is densely defined if the domain of A is a dense subset of \({\mathcal {H}}\) and the range of A is contained within \({\mathcal {K}}\). A is said to be positive if \((Ax,x) \ge 0\) for all \(x\in {\mathcal {H}}.\)\(I_{{\mathcal {M}}}\) denotes the identity onto \({\mathcal {M}}\) or I if there is no confusion. An operator \(P\in \mathcal {B(H)}\) is said to be a reflection operator if \(P^*=P\) and \(P^2 = I\). Let P and Q be two reflection operators. Throughout this paper, we assume that neither of P, Q is I or \(-I\). The term “subspace” always means a closed linear manifold.
We say \(P\in {\mathcal {B}}({\mathcal {H}})\) is an orthogonal projection if \(P^2=P=P^*\) and there are a plenty of researches about two orthogonal projections [1,2,3,4,5, 12]. The most primitive representation of two orthogonal projections is usually referred to as Halmos’ two projections theorem and sometimes also as the CS decomposition [9, 10].
The reflection operators have much similarities with the orthogonal projections [6]. Furthermore, the reflection operators have some special properties different from the orthogonal projections, which attracts our attention. In [13], the authors establish an explicit characterization of the spectrum and spectral radius estimates for the reflection operator acting on \(L_p\) spaces on an infinite angle in two dimensions. The aim of this paper is to study the spectral properties and the matrix representations of the reflection operators on Hilbert spaces. Some related properties of reflection operator pair (P, Q) are also given.
As we know, if there exists a \(U\in {\mathcal {U}}({\mathcal {H}})\) such that \(PU=UQ\)\((UP=QU),\) we say U is an inner (outer) intertwining operator of P respect to Q and all the inner (outer) intertwining operators of P respect to Q are denoted by \(inn_{Q}(P)\)\((out_{Q}(P)),\) respectively. If there exists a \(U\in {\mathcal {U}}({\mathcal {H}})\) such that \(PU=UQ\) and \(UP=QU\), we say U is an intertwining operator of P respect to Q and P, Q are unitary equivalence. The set of all the intertwining operators of P respect to Q is denoted by \(int_{Q}(P)\) [4, 8]. The related researches on unitary equivalence of two orthogonal projections can also be found in [3, 5, 11,12,13,14,15,16,17]. Based on the matrix representation of reflection operators, we study the unitary equivalence of two reflection operators. The general explicit descriptions for intertwining operators of two reflection operators are established. The paper mainly contains two parts. In Sect. 2, we investigate some spectral properties of reflection operators. In Sect. 3, we present the block operator matrix representations of the reflective operators and obtain some properties of the combinations of reflection operators by using their matrix representations.
2 The Spectral Properties of Reflection Operators
First, we characterize the spectrum of reflection operators. If \(P^{2}=I\), \(\sigma (P)\subseteq \{e^{\frac{2k\pi }{2}i}: k=0, 1\}=\{1, -1\}\) by the spectral mapping theorem [7]. Observing that if \(\lambda \in \sigma (P)\), then \(\lambda ^{2}=1\). This shows that each \(\lambda \in \sigma (P)\) is a simple root of the equation \(\lambda ^{2}=1\).
Theorem 2.1
Let \(P\in \mathcal {B(H)}\). Then P is a reflection operator (\(P^*=P\) and \(P^2=I\)) if and only if \(P=I_{\mathcal {M}}\oplus -I_{{\mathcal {M}}^\perp }\), where \({\mathcal {M}}={\mathcal {R}}(I+P).\)
Theorem 2.2
Let P and Q be the reflection operators.
- (i)
If \(\lambda \in {\mathbb {C}}\backslash \{0, 2, -2\}\), then \(\lambda \in \sigma (P-Q)\Longleftrightarrow 3-\lambda ^2 \in \sigma (P+Q+PQ).\)
- (ii)
\(\sigma [2(P-Q)^2]\cup \{0\}=\sigma [(I-P)(I+Q)(I-P)]\cup \sigma [(I+P)(I-Q)(I+P)]\cup \{0\}.\)
Proof
(i) If \(\lambda \in {\mathbb {C}}\backslash \{0, 2, -2\}\), then \(\lambda \pm 1\ne 1\) or \(-1\). By Theorem 2.1, \((\lambda -1)I+P\) and \((\lambda +1)I-Q\) are invertible. Note that
We get that \(\lambda I-(P-Q)\) is invertible if and only if \((\lambda ^2-3)I+P+Q+PQ\) is invertible. Hence, the result holds.
(ii) Since \(2(P-Q)^2=(I-P)(I+Q)(I-P)+(I+P)(I-Q)(I+P)\), we get that
Hence, the result holds. \(\square \)
The following results are concerned with the commutator of two reflection operators.
Theorem 2.3
Let P and Q be the reflection operators.
- (i)
There exists \(\lambda \in {\mathbb {C}}\) such that \(\lambda \in \sigma (PQ+QP)\) if and only if there exists \(\mu \in \sigma (P-Q)\) such that \(\lambda =2-\mu ^2.\)
- (ii)
There exists \(\lambda \in {\mathbb {C}}\) such that \(\lambda \in \sigma (PQ-QP)\) if and only if there exists \(\mu \in \sigma (P-Q)\) such that \(\lambda ^2 =\mu ^4-4\mu ^2.\)
Proof
Note that
Then there exists \(\lambda \in {\mathbb {C}}\) such that \(\lambda \in \sigma (PQ+QP)\) if and only if \(\lambda \in \sigma [2I-(P-Q)^2]\) if and only if there exists \(\mu \in \sigma (P-Q)\) such that \(\lambda =2-\mu ^2.\)
There exists \(\lambda \in {\mathbb {C}}\) such that \(\lambda \in \sigma (PQ-QP)\) if and only if \(\lambda ^2\in \sigma [(P-Q)^4-4(P-Q)^2]\) if and only if there exists \(\mu \in \sigma (P-Q)\) such that \(\lambda ^2 =\mu ^4-4\mu ^2.\)\(\square \)
Theorem 2.4
Let P and Q be the reflection operators and \(c_1\), \(c_2\in {\mathbb {C}}\backslash \{0\}.\) Then \(\lambda \in \sigma [(P-Q)^2]\) if and only if there exists \(\mu \in {\mathbb {C}}\) such that \(\mu \in \sigma (c_1P+c_2Q)\) and \(\mu ^2=(c_1+c_2)^2-c_1c_2\lambda \). If there exist \(\alpha \), \(\beta \in {\mathbb {R}}\) such that \(\sigma [(P-Q)^2]\subseteq [\alpha , \beta ]\), then
for all \(\mu \in \sigma (c_1P+c_2Q).\)
Proof
Note that
Hence, \(\lambda \in \sigma [(P-Q)^2]\) if and only if there exists \(\mu \in {\mathbb {C}}\) such that \(\mu \in \sigma (c_1P+c_2Q)\) and \(\mu ^2=(c_1+c_2)^2-c_1c_2\lambda \).
If \(\mu \in \sigma (c_1P+c_2Q)\) and \(\lambda \in \sigma [(P-Q)^2]\subseteq [\alpha , \beta ]\), then \(\mu ^2=(c_1+c_2)^2-c_1c_2\lambda \). We get \(\lambda =\frac{(c_1+c_2)^2-\mu ^2}{c_1c_2}\in [\alpha , \beta ].\) Note that \(f(x)=z_1x+z_2\), \(\forall x\in {\mathbb {R}}\) is a line in complex plane for complex numbers \(z_1\), \(z_2\). We have \(\mu ^2\) is a segment in \({\mathbb {C}}\) with boundary points \((c_1+c_2)^2-c_1c_2\alpha \) and \((c_1+c_2)^2-c_1c_2\beta \) if \(\lambda \in [\alpha , \beta ]\). Hence, for all \(\mu \in \sigma (c_1P+c_2Q),\)
\(\square \)
Observing that \(\sigma [(P-Q)^{2}]\subseteq [0,\Vert P-Q\Vert ^{2}]\subseteq [0,4]\) for reflection operators P and Q, we derive the following results.
Corollary 2.1
Let P and Q be the reflection operators and \(c_1\), \(c_2\in {\mathbb {C}}\backslash \{0\}\). Then
for every \(\mu \in \sigma (c_{1}P+c_{2}Q).\)
Corollary 2.2
Let P and Q be the reflection operators and \(c_1\), \(c_2\in {\mathbb {C}}\backslash \{0\}\). Then
for every \(\mu \in \sigma (c_{1}P+c_{2}Q).\)
For convenience, we define a subset \(\Lambda \) of \({\mathbb {C}}^2\) by
Theorem 2.5
Let P and Q be the reflection operators and let \((c_1, c_2)\in \Lambda \). Then
Proof
If \(x\in {\mathcal {N}}[(c_1+c_2)I+c_1P+c_2Q]\), then
Since \((I-P)x\in {\mathcal {N}}(I+P)\), we conclude that
If \(x\in {\mathcal {N}}[(c_1+c_2)I+c_1P+c_2Q]\) and \((I-P)x=0\), then \(x=Px\) and
So \((I+Q)x=0\). It follows that \([(c_1+c_2)I+c_1P+c_2Q]x=c_1(I+P)x=0\). Hence, \(x=0\) since \(x=-Px=Px\). We get that \(I-P\) embeds \({\mathcal {N}}[(c_1+c_2)I+c_1P+c_2Q]\) injectively into \({\mathcal {N}}[(I-P)(I+Q)]\cap {\mathcal {N}}(I+P).\) Thus,
On the other hand, if \(x\in {\mathcal {N}}[(I-P)(I+Q)]\cap {\mathcal {N}}(I+P)\), then \(x+Px=0\) and \(x+Qx=Px+PQx.\) Note that
We get
If \(x\in {\mathcal {N}}[(I-P)(I+Q)]\cap {\mathcal {N}}(I+P)\) and \((2c_1c^{-1}_2I+I-Q)x=0\), then \((I+P)x=0\), \((I-P)(I+Q)x=0\) and \((I+Q)x=2(c_1c^{-1}_2I+I)x\). From \((I-P)(I+Q)x=0\), we get \((I+P)(I+Q)x=2(I+Q)x\). Hence,
We get \(x=0\) and thus \(2c_1c^{-1}_2I+I-Q\) embeds \({\mathcal {N}}[(I-P)(I+Q)]\cap {\mathcal {N}}(I+P)\) injectively into \({\mathcal {N}}[(c_1+c_2)I+c_1P+c_2Q]\). Hence,
\(\square \)
3 Representations of reflection operators
As we know, if \(A\in {{\mathcal {B}}({\mathcal {H}}\oplus {\mathcal {K}})}\) has the operator matrix form \( A=\left( \begin{array}{cc} A_{11}&{}A_{12}\\ A_{21}&{}A_{22}\end{array}\right) , \) then \(A\ge 0\) if and only if \(A_{ii}\ge 0\), \(i=1,2,\)\(A_{21}=A_{12}^*\) and there exists a contraction operator D from \({{\mathcal {K}}}\) into \({{\mathcal {H}}}\) such that \(A_{12}=A_{11}^{1/2}DA_{22}^{1/2},\) where \(A_{ii}^{1/2}\) is the positive square root of \(A_{ii}\), \(i=1,2\) [9]. Recently, Moslehian, Kian and Xu used the Douglas theorem on equivalence of factorization, range inclusion and majorization of operators to characterize the positivity of \(2\times 2\) block operator matrices [14]. In this section, we will give detailed block operator matrices representations of reflection operators.
Let P and Q be two reflection operators. Since we assume that neither of P, Q is I or \(-I\), by Theorem 2.1, \({\mathcal {M}}={{\mathcal {R}}}(I+P)\), \({\mathcal {M}}^\perp ={{\mathcal {R}}}(I-P)\), \({\mathcal {N}}={{\mathcal {R}}}(I+Q)\) and \({\mathcal {N}}^\perp ={{\mathcal {R}}}(I-Q)\) are non-degenerate subspaces. Therefore, the reflection operator P as an operator on \({\mathcal {M}}\oplus {\mathcal {M}}^\perp \), and the reflection operator Q as an operator on \({\mathcal {N}}\oplus {\mathcal {N}}^\perp \), have the diagonal matrix forms
respectively. Denote
It is clear that \({{\mathcal {H}}}_i\perp { {\mathcal {H}}}_j\), \(j\ne i\) and \(1\le i,j\le 6.\) The pair \(({\mathcal {M}}, {\mathcal {N}})\) of subspaces \({\mathcal {M}}\) and \({\mathcal {N}}\) is said to be regular if \({\mathcal {H}}_i=\{0\}\), \(i=1, 2, 3, 4\). Clearly, \(({\mathcal {M}}, {\mathcal {N}})\) is regular if and only if \(({\mathcal {M}}^\perp , {\mathcal {N}}^\perp )\) is. We say (P, Q) is a reflective regular pair whenever \(({\mathcal {M}}, {\mathcal {N}})\) is a non-trivial regular pair. First, we study the matrix structures of a reflective regular pair (P, Q).
Theorem 3.1
Let (P, Q) be a reflective regular pair with \({\mathcal {M}}={{\mathcal {R}}}(I+P)\) and \({\mathcal {N}}={{\mathcal {R}}}(I+Q)\). Then there exist a selfadjoint contraction \(A\in \mathcal {B(M)}\) with \(1, -1\notin \sigma _P(A)\) and a unitary operator \(D\in {\mathcal {B}}({\mathcal {M}}^\perp , {\mathcal {M}})\) such that P and Q have the operator matrix forms
with respect to the space decomposition \({\mathcal {H}}={\mathcal {M}} \oplus {\mathcal {M}}^\perp ,\) respectively.
Proof
By Theorem 2.1, the reflection operator P, as an operator on \({\mathcal {H}}={\mathcal {M}} \oplus {\mathcal {M}}^\perp \), has the operator matrix form \(P=I\oplus -I\). Let Q have the corresponding matrix form
with respect to the same space decomposition, where A and C are selfadjoint contractions on \({\mathcal {M}}\) and \({\mathcal {M}}^\perp \), respectively. Denote \({\widetilde{P}}=\frac{1}{2}(I+P)\) and \({\widetilde{Q}}=\frac{1}{2}(I+Q)\). It is easy to see that \({\mathcal {R}}({\widetilde{P}})={\mathcal {M}}\), \({\mathcal {N}}({\widetilde{P}})=\mathcal {M^\perp }\), \({\mathcal {R}}({\widetilde{Q}})={\mathcal {N}}\) and \({\mathcal {N}}({\widetilde{Q}})=\mathcal {N^\perp }\) by (3). From \({\widetilde{Q}}^2=\frac{1}{2}(I+Q)={\widetilde{Q}}\), one gets that
Comparing the two sides of the above equation, we have
The regularity of \(({\mathcal {M}}, {\mathcal {N}})\) implies that \(I\pm A\) and \(I\pm C\) are injective. \({\widetilde{Q}}\ge 0\) implies that there exists a contraction D from \({\mathcal {M}}^\perp \) into \({\mathcal {M}}\) such that \(B=(I+A)^{1/2}D(I+C)^{1/2}\). From the system of equations (6), we get
It follows that
where \(I\pm A\) are injective, i.e., 1 and \(-1\notin \sigma _P(A)\). \(\square \)
Remark 3.1
If (P, Q) is a reflective regular pair, then
since the operator D in Theorem 3.1 is a unitary operator from \({\mathcal {M}}^\perp \) onto \({\mathcal {M}}\).
It is well known that if \( T=\left( \begin{array}{cc}A \quad &{}B\\ C \quad &{}D\end{array}\right) \) and A is invertible, then the inverse of T is
whenever the Schur complement \(S=D-CA^{-1}B\) of A in T is invertible. The expression (7) is called the Banachiewicz–Schur form of operator T and can be found in standard textbooks on linear algebra.
Corollary 3.1
If (P, Q) is a reflective regular pair having the matrix representations (5), then the following statements hold:
- (i)
\({\mathcal {R}}(P+Q)\) is dense in \({\mathcal {H}};\)
- (ii)
\(\Vert P+Q\Vert =\sqrt{2}\Vert I+A\Vert ^{1/2}\);
- (iii)
\({\mathcal {R}}(P+Q)\) is closed if and only if \(P+Q\) is invertible if and only if \(-1\notin \sigma (A)\). In this case,
$$\begin{aligned} (P+Q)^{-1}=\frac{1}{2}\left( \begin{array}{cc} I&{}\quad (I+A)^{-1/2}(I-A)^{1/2}D\\ D^*(I+A)^{-1/2}(I-A)^{1/2}&{}\quad I\end{array}\right) . \end{aligned}$$
Proof
(i) \({{\mathcal {R}}}(P+Q)\) is not dense if and only if \(0\in \sigma _P(P+Q)\) since \(P+Q\) is selfadjoint. Suppose that there exists a unit vector \(x=(x_1, x_2)\in {\mathcal {H}}\) such that \((P+Q)x=0.\) By (5), one has
Then,
Observing that \(I\pm A\) are injective and D is unitary, we get
Solving the above equations, we obtain that \(x_1=0\) and \(x_2=0.\) Hence, \(0\notin \sigma _P(P+Q)\) and thus \({\mathcal {R}}(P+Q)\) is dense.
(ii) By (5), \((P+Q)^2=2(I+A)\oplus 2D^*(I+A)D\). So, \(\Vert P+Q\Vert =\Vert (P+Q)^2\Vert ^{1/2}=\sqrt{2}\Vert I+A\Vert ^{1/2}\).
(iii) By items (i) and (ii), we know that \(P+Q\) is invertible if and only if \({\mathcal {R}}(P+Q)\) is closed if and only if \(-1\notin \sigma (A)\). The inverse \((P+Q)^{-1}\) can be obtained by applying the representation (7). \(\square \)
If P and Q are two general reflection operators, by Theorem 3.1, we obtain the following useful representations.
Corollary 3.2
Let P and Q be two reflection operators and \({\mathcal {H}}_i\), \(i=1,\ldots ,6\) be defined by (4). Then P and Q have the following operator matrix forms
with respect to the space decomposition \({ {\mathcal {H}}}=\oplus _{i=1}^6{ {\mathcal {H}}}_i\), respectively, where A is a selfadjoint contraction on \({\mathcal {H}}_5\) with that \(1,-1\notin \sigma _{P}(A)\), D is a unitary operator from \({\mathcal {H}}_6\) onto \({\mathcal {H}}_5\), and \(I_i\) is the identity onto \({\mathcal {H}}_i, i=1,\ldots ,6.\)
Note that \(\dim {\mathcal {H}}_{5}=\dim {\mathcal {H}}_{6}\) since D is a unitary operator from \({\mathcal {H}}_{6}\) onto \({\mathcal {H}}_{5}.\)
Corollary 3.3
Let P and Q be two reflection operators and \({\mathcal {H}}_i\), \(i=1,\ldots ,6\) be defined by (4). Then \(PQ=QP\) if and only if \(\dim {\mathcal {H}}_{5}=\dim {\mathcal {H}}_{6}=0\).
Proof
By Corollary 3.2,
Since \(I_5\pm A\) are injective and D is a unitary operator, \(PQ=QP\) if and only if \(\dim {\mathcal {H}}_{5}=\dim {\mathcal {H}}_{6}=0\). \(\square \)
Also by Corollary 3.2, we have \(PQ+QP=2I_1\oplus -2I_2\oplus -2I_3\oplus 2I_4\oplus 2A\oplus 2D^*AD.\)
Theorem 3.2
Let P and Q be two reflection operators on \({\mathcal {H}}\) having the matrix representations (8) and \({\mathcal {H}}_i\), \(i=1,\ldots ,6\) be defined by (4). Then the following statements hold.
- (i)
\(\Gamma =c_1P+c_2Q\), where \(c_1, c_2\in {\mathbb {C}}{\setminus }\{0\}\), is invertible if and only if \(c_1+c_2\ne 0\) whenever \({\mathcal {H}}_1\) or \({\mathcal {H}}_4\ne \{0\}\), \(c_1-c_2\ne 0\) whenever \({\mathcal {H}}_2\) or \({\mathcal {H}}_3\ne \{0\}\) and \(-\frac{c^2_1+c^2_2}{2c_1c_2}\notin \sigma (A);\)
- (ii)
If \(|c_1|\ne |c_2|\), then \(\Gamma =c_1P+c_2Q\) is invertible for every \(c_1, c_2\in {\mathbb {C}}.\)
Proof
(i) By Corollary 3.2, one has
\(\Gamma \) is invertible if and only if \(\Gamma ^2\) is invertible if and only if \(c_1+c_2\ne 0\) whenever \({\mathcal {H}}_1\) or \({\mathcal {H}}_4\ne \{0\}\), \(c_1-c_2\ne 0\) whenever \({\mathcal {H}}_2\) or \({\mathcal {H}}_3\ne \{0\}\) and \(-\frac{c^2_1+c^2_2}{2c_1c_2}\notin \sigma (A)\subseteq [-1,1].\)
(ii) If \(|c_1|\ne |c_2|\) and \(c_1c_2=0\), then \(\Gamma =c_1P+c_2Q\) is obviously invertible by (10).
If \(c_1c_2\ne 0\), let \(c_1=r_1e^{i\theta _1}\ne 0\) and \(c_2=r_2e^{i\theta _2}\ne 0,\) where \(r_i\) and \(\theta _i\) denote the module and argument of complex numbers \(c_i,\)\(i=1,2,\) respectively. By direct computation,
Since \(|c_1|\ne |c_2|\), then \(c_1\pm c_2\ne 0\) and \(r_1\ne r_2\), obviously.
- (a)
If \(r_1\ne r_2\), \(\theta _1=\theta _2+k\pi , k\in {\mathbb {Z}},\) then \(1<|\frac{c^2_1+c^2_2}{2c_1c_2}|\notin \sigma (A)\subseteq [-1,1].\)
- (b)
If \(r_1\ne r_2\), \(\theta _1\ne \theta _2+k\pi , k\in {\mathbb {Z}},\) then \(-\frac{c^2_1+c^2_2}{2c_1c_2}\notin {\mathbb {R}}.\)
As a result, we get \(c_1\pm c_2\ne 0\) and \(-\frac{c^2_1+c^2_2}{2c_1c_2}\notin \sigma (A).\) By (10), we obtain that \(\Gamma =c_1P+c_2Q\) is invertible for every \(c_1, c_2\in {\mathbb {C}}{\setminus }\{0\}\) with \(|c_1|\ne |c_2|\). \(\square \)
We have discussed the invertibility of operator \(P+Q\) if (P, Q) is a reflective regular pair having matrix representations (5) in Corollary 3.1. In the following, we will talk about the invertibility of \(P-Q\) and \(P+Q-I\) for the general reflection operators P and Q.
Theorem 3.3
Let P and Q be two reflection operators and \({\mathcal {H}}_i\), \(i=1,\ldots ,6\) be defined by (4).
- (i)
\(P-Q\) is invertible if and only if \(\dim {\mathcal {H}}_{1}=\dim {\mathcal {H}}_{4}=0\) and \(1\notin \sigma (A)\).
- (ii)
\(P+Q-I\) is invertible if and only if \(3I-(P-Q)^2\) is invertible if and only if \(-\frac{1}{2}\notin \sigma (A)\). In this case,
$$\begin{aligned}&(P+Q-I)^{-1}\\&\quad =\left[ 3I-(P-Q)^2\right] ^{-1}(I+P+Q)\\&\quad =(I+P+Q)\left[ 3I-(P-Q)^2\right] ^{-1}\\&\quad =I_1\oplus -I_2\oplus -I_3\oplus -\frac{1}{3}I_4\oplus \left( {\begin{matrix} (2I_5+A)(I_5+2A)^{-1}&{}\quad (I_5+2A)^{-1}(I_5-A^{2})^{{1/2}}D \\ D^{*}(I_5+2A)^{-1}(I_5-A^{2})^{{1/2}} &{} \quad -D^*A(I_5+2A)^{-1}D \\ \end{matrix}}\right) . \end{aligned}$$
Proof
(i) By Corollary 3.2,
We get that \(P-Q\) is invertible if and only if \(\dim {\mathcal {H}}_{1}=\dim {\mathcal {H}}_{4}=0\) and \(1\notin \sigma (A)\).
(ii) By Corollary 3.2,
By Theorem 3.1, \(2I_5+A\) is invertible since A is a contraction operator. By (7), \(P+Q-I\) is invertible if and only if the Schur complement \(S=A+(I_5-A^{2})^{{1/2}}DD^*(2I_5+A)^{-1}DD^{*}(I_5-A^{2})^{{1/2}}=(2I_5+A)^{-1}(I_5+2A)\) is invertible if and only if \(I_5+2A\) is invertible if and only if \(-\frac{1}{2}\notin \sigma (A)\). Applying the formula in (7), we get that
Note that \((P-Q)^2=0\oplus 4I_2\oplus 4I_3\oplus 0\oplus 2(I_5-A)\oplus 2D^*(I_5-A)D,\)
and
We also get \(3I-(P-Q)^2\) is invertible if and only if \(-\frac{1}{2}\notin \sigma (A)\) if and only if \(P+Q-I\) is invertible. In this case,
\(\square \)
Let P and Q be the reflection operators on \({\mathcal {H}}\). According to (9), we observe that \({\mathcal {N}}(PQ-QP)\) and \({\mathcal {N}}(PQ-QP)^\perp \) are invariant subspaces of P and Q. Therefore, P and Q as operators on \({\mathcal {H}}={\mathcal {N}}(PQ-QP)\oplus {\mathcal {N}}(PQ-QP)^\perp \) have the operator matrix representations
respectively, where the restrictions \(P_i\) and \(Q_i\), \(i=1, 2\) have the following properties:
Besides, \({\mathcal {N}}(PQ-QP)\) admits the orthogonal decomposition \({\mathcal {N}}(PQ-QP)=\bigoplus _{i=1}^4{\mathcal {H}}_i.\) Therefore, (P, Q) is a regular pair if and only if \({\mathcal {N}}(PQ-QP)=\{0\}\). For orthogonal projections cases, Halmos presented a nice and tractable characterization of the regular pair in [10, Theorem 2].
Theorem 3.4
Let \(\Gamma =c_1P+c_2Q\), where \(c_1, c_2\in {\mathbb {R}}{\setminus }\{0\}\) and P, Q are two reflection operators on \({\mathcal {H}}\) with \(P\ne \pm Q\). Then \(\Gamma \) is a reflection operator if and only if the following conditions hold:
- (i)
(P, Q) is the reflective regular pair;
- (ii)
\(|\frac{1-c_1^2-c_2^{2}}{2c_{1}c_2}|<1\);
- (iii)
P and Q, as operators onto \({\mathcal {H}}={\mathcal {R}}(I+P)\oplus {\mathcal {R}}(I-P)\), have the operator matrix forms
$$\begin{aligned} P=\left( \begin{array}{cc} I&{}0\\ 0&{}-I\end{array}\right) \ \hbox {and}\ Q=\left( \begin{array}{cc} A&{}\quad (I-A^2)^{1/2}D\\ D^*(I-A^2)^{1/2}&{}\quad -D^*AD\end{array}\right) , \end{aligned}$$where \(A=\frac{1-c_1^2-c_2^2}{2c_1c_2}I\) and D is a unitary operator from \({\mathcal {R}}(I-P)\) onto \({\mathcal {R}}(I+P)\).
Proof
The sufficiency is clear, so it is enough to prove the necessity. Let P and Q have the matrix representations in (8). Consequently, \(PQ+QP=2I_1\oplus -2I_2\oplus -2I_3\oplus 2I_4\oplus 2A\oplus 2D^*AD\). If \(\Gamma \) is a reflection operator, then
Hence,
Now, in view of the equations above, we consider the cases as follows:
If \(\frac{1-c_1^2-c_2^2}{c_1c_2}=2,\) then \(\dim {\mathcal {H}}_i =0,i=2,3,5,6\) since A is a contraction with \(1, -1\notin \sigma _P(A)\). In this case,
which contradicts to \(P\ne Q.\) Similarly, if \(\frac{1-c_1^2-c_2^2}{c_1c_2}=-2,\) then \(\dim {\mathcal {H}}_i=0, i=1,4,5,6\). In this case,
which is a contradiction to \(P\ne -Q.\) Also, if \(\frac{1-c_1^2-c_2^2}{c_1c_2}\ne \pm 2,\) then \(\dim {\mathcal {H}}_i =0, i=1,2,3,4\). In this case,
where \(A=\frac{1-c_1^2-c_2^2}{2c_1c_2}I_5\) and D is a unitary operator from \({\mathcal {R}}(I-P)\) onto \({\mathcal {R}}(I+P)\). Hence, (P, Q) is the reflective regular pair and \(|\frac{1-c_1^2-c_2^2}{2c_1c_2}|<1\). \(\square \)
In the following, we will investigate the unitary equivalence of the reflection operators P and Q, which is similar to that of two orthogonal projections (see [4, Theorem 3.1]).
Let the reflective regular pair (P, Q) have the matrix representations (5). It is easy to check that the unitary operator
satisfies \(W_{0}P=QW_{0}\) and \(PW_{0}=W_{0}Q.\) Moreover, we observe that the unitary \(U\in inn_{Q}(P)\) if and only if \(U^*\in out_{Q}(P).\) In the following, we obtain the general expressions for all the intertwining operators of P respect to Q when (P, Q) is a reflective regular pair.
Theorem 3.5
Let (P, Q) be a reflective regular pair and \(W_0\) be defined by (11). Then
Moreover, if \(U\in {\mathcal {U}}({\mathcal {H}})\) such that \(UP=PU\), then \(W_0U=UW_0\) if and only if \(QU=UQ\).
Proof
Clearly, \(\{W_{0}U: UP=PU,U\in {\mathcal {U}}({\mathcal {H}})\}\subseteq out_{Q}(P)\). On the other hand, if there exists a unitary operator W such that \(WP=QW\), then \(U=W_{0}^{*}W\) is a unitary operator and \(UP=W_{0}^{*}WP=W_{0}^{*}QW=PW_{0}^{*}W=PU.\) Thus, \(W=W_{0}U\), where \(U\in {\mathcal {U}}({\mathcal {H}})\) satisfies \(UP=PU\), i.e., \(out_{Q}(P)\subseteq \{W_{0}U: UP=PU, U\in {\mathcal {U}}({\mathcal {H}})\}.\) Therefore, we obtain that
Clearly, \(int_{Q}(P)\supseteq \{W_{0}U: UP=PU, UQ=QU, U\in {\mathcal {U}}({\mathcal {H}})\}.\) On the other hand, if \(T\in int_{Q}(P)=out_{Q}(P)\cap inn_{Q}(P)\), then \(T\in out_{Q}(P)\). Hence, there exists a \(U\in {\mathcal {U}}({\mathcal {H}})\) such that \(UP=PU\) and \(T=W_{0}U\). Since \(T=W_{0}U\in inn_{Q}(P)\), we have \(PW_{0}U=W_{0}UQ\). Since \(PW_{0}=W_{0}Q\) and \(W_{0}\) is invertible, we get \(UQ=QU\) and
Therefore, we obtain that
By (5), \(P=I\oplus -I\). The relation \(UP=PU\) implies that \(U=U_{11}\oplus U_{22}\), where \(U_{11}\) and \(U_{22}\) are unitary operators. If \(W_0U=UW_0\), then
It follows that
Similarly, if \(QU=UQ\), we can derive that \(W_0U=UW_0\). \(\square \)
Remark 3.2
Let the reflective regular pair (P, Q) have the matrix representations (5) and \(W_0\) be defined by (11). Let \(B_0=P-Q\) and \(M_0=I+PQ+QP\).
- (i)
Theorem 3.5 shows that if there exists a unitary operator \(W\in {\mathcal {U}}({\mathcal {H}})\) such that \(PW=WQ\) and \(WP=QW\), then
$$\begin{aligned} {}W=W_0U=\frac{\sqrt{2}}{2}\left( \begin{array}{cc} (I+A)^{{1/2}} &{} \quad (I-A)^{{1/2}}D \\ D^{*}(I-A)^{{1/2}} &{}\quad -D^{*}(I+A)^{{1/2}}D \\ \end{array} \right) \left( \begin{array}{cc}U_{11} &{}\quad 0 \\ 0 &{}\quad D^{*}U_{11}D\\ \end{array} \right) ,\nonumber \\ \end{aligned}$$(12)where \(U_{11}\in {\mathcal {U}}({\mathcal {M}})\) satisfies \(U_{11}A=AU_{11}\).
- (ii)
Note that A is a contraction on \({\mathcal {M}}\) with that neither 1 nor \(-1\) belongs to the point spectrum of A and D is a unitary operator from \({\mathcal {M}}^\perp \) onto \({\mathcal {M}}\). It is easy to get that
$$\begin{aligned} B_0= & {} \left( \begin{array}{cc}I-A&{}\quad -(I-A^2)^{1/2}D\\ -D^*(I-A^2)^{1/2}&{}\quad -D^*(I- A)D\end{array}\right) ,\\ 2I-B_0= & {} \left( \begin{array}{cc}I+A&{}\quad (I-A^2)^{1/2}D\\ D^*(I-A^2)^{1/2}&{}\quad D^*(3I- A)D\end{array}\right) \end{aligned}$$and
$$\begin{aligned} 2I+B_0=\left( \begin{array}{cc}3I-A&{}\quad -(I-A^2)^{1/2}D\\ -D^*(I-A^2)^{1/2}&{}\quad D^*(I+A)D\end{array}\right) \end{aligned}$$are three injective selfadjoint operators.
- (iii)
If \(-\frac{1}{2}, \frac{1}{2}\notin \sigma _{P}(A),\) then \(M_0=(I+2 A)\oplus D^*(I+2A)D\),
$$\begin{aligned} M_{0}B_0= & {} \left( \begin{array}{cc}(I-A)(I+2A)&{}\quad -(I-A^2)^{1/2}(I+2A)D\\ -D^*(I-A^2)^{1/2}(I+2A)&{}\quad -D^*(I- A)(I+2A)D\end{array}\right) , \\ 2I-M_{0}B_0= & {} \left( \begin{array}{cc}I-A+2A^{2}&{}\quad (I+2A)(I-A^2)^{1/2}D\\ D^*(I+2A)(I-A^2)^{1/2}&{}\quad D^*(3I+A-2A^{2})D\end{array}\right) \end{aligned}$$and
$$\begin{aligned} 2I+M_{0}B_0=\left( \begin{array}{cc}3I+A-2A^{2}&{}\quad -(I-A^2)^{1/2}(I+2A)D\\ -D^*(I-A^2)^{1/2}(I+2A)&{}\quad D^*(I-A+2A^{2})D\end{array}\right) \end{aligned}$$are injective selfadjoint operators.
- (iv)
As one example, we only prove that \(M_{0}B_0\) is injective if \(-\frac{1}{2}\notin \sigma _{P}(A)\). In fact, if there exists \((x,y)\in {\mathcal {H}}\) such that \(M_{0}B_0\left( \begin{array}{c} x \\ y \\ \end{array} \right) =0,\) then
$$\begin{aligned} \left( \begin{array}{cc}(I-A)(I+2A)&{}\quad -(I-A^2)^{1/2}(I+2A)D\\ -D^*(I-A^2)^{1/2}(I+2A)&{}\quad -D^*(I- A)(I+2A)D\end{array}\right) \left( \begin{array}{c} x \\ y \\ \end{array} \right) =0. \end{aligned}$$That is,
$$\begin{aligned} \left\{ \begin{array}{ll} (I-A)(I+2A)x-(I-A^{2})^{{1/2}}(I+2A)Dy=0,\\ D^{*}(I-A^{2})^{{1/2}}(I+2A)x+D^{*}(I-A)(I+2A)Dy=0. \end{array} \right. \end{aligned}$$Then,
$$\begin{aligned} \left\{ \begin{array}{ll} (I-A)(I+2A)x-(I-A^{2})^{{1/2}}(I+2A)Dy=0,\\ (I+A)(I+2A)x+(I-A^{2})^{{1/2}}(I+2A)Dy=0. \end{array} \right. \end{aligned}$$Adding the two equations, we can get \(2(I+2A)x=0.\) Then \(x=0\) since \(-\frac{1}{2}\notin \sigma _P(A)\) and \(y=0\) since D is a unitary operator. Hence, \(M_0B_0\) is injective.
Similarly, we can obtain that \(B_0\), \(2I-B_0\) and \(2I+B_0\) are injective. Moreover, \(2I-M_0B_0\) and \(2I+M_0B_0\) are injective if \(-\frac{1}{2}, \frac{1}{2}\notin \sigma _{P}(A)\).
Let (P, Q) be a pair of reflection operators and \({\mathcal {H}}_i\), \(i=1,\ldots , 6\) be defined by (4). If there exists a \(U\in {\mathcal {U}}({\mathcal {H}})\) such that \(PU=UQ\) and \(UP=QU,\) then
Denote \(B:=P-Q=0\oplus 2I_2\oplus -2I_3\oplus 0\oplus B_0.\) Clearly, \({\mathcal {N}}(B)={\mathcal {H}}_1\oplus {\mathcal {H}}_4\), \({\mathcal {N}}(B-2I)={\mathcal {H}}_2\) and \({\mathcal {N}}(B+2I)={\mathcal {H}}_3\) are reduced subspaces of B. Let \({\mathcal {H}}_{0}={\mathcal {H}}_5\oplus {\mathcal {H}}_6,\) then B, as an operator on \({\mathcal {H}}=({\mathcal {H}}_1\oplus {\mathcal {H}}_4)\oplus {\mathcal {H}}_2\oplus {\mathcal {H}}_3\oplus {\mathcal {H}}_{0}\), has the operator matrix form \(B=0\oplus 2I_2\oplus -2I_3\oplus B_{0}\). Let \(U=(U^0_{ij})_{1\le i,j\le 4}.\) By \(UB=-BU,\) we have
where \(E=(U^0_{12}\), \(U^0_{13}\), \(U^0_{14})\), \(F=(U^0_{21}, U^0_{31}, U^0_{41})^\top \), \(B^0=2I_2\oplus -2I_3\oplus B_0\) is injective and \(U_{2}=(U^0_{ij})_{2\le i,j \le 4}.\) The equations in (13) imply that \(E=0\), \(F=0\) and \(U_{2}B^0=-B^0U_{2}.\) Thus, \(U^0_{12},\)\(U^0_{13},\)\(U^0_{14},\)\(U^0_{21},\)\(U^0_{31}\) and \(U^0_{41}\) are zero operators. By \(U_{2}B^0=-B^0U_{2},\) we have
Since \(2I-B_{0}\) and \(2I+B_{0}\) are injective and dense, then \(U^0_{22}\), \(U^0_{24}\), \(U^0_{33}\), \(U^0_{34}\), \(U^0_{42}\) and \(U^0_{43}\) are zero operators. Hence,
Since \(P|_{{\mathcal {N}}(B)}=Q|_{{\mathcal {N}}(B)}=I_1\oplus -I_4\), the multi-commutativity of \(P|_{{\mathcal {N}}(B)}\), \(Q|_{{\mathcal {N}}(B)}\) and \(U^0_{11}\) implies that \(U^0_{11}=U_{11}\oplus U_{44}\in {\mathcal {B}}({\mathcal {H}}_{1}\oplus {\mathcal {H}}_{4}).\) Moreover, \(\left( \begin{array}{cc} 0&{}\quad U^0_{23} \\ U^0_{32} &{}\quad 0 \\ \end{array} \right) \) is a unitary operator if and only if \(U^0_{23}\) and \(U^0_{32}\) are unitaries if and only if \(\dim {\mathcal {H}}_{2}=\dim {\mathcal {H}}_{3}.\) By Remark 3.2 (i), we get that \(U^0_{44}\) has the representation (12). As a consequence, we present the following corollary.
Corollary 3.4
Let (P, Q) be a pair of reflection operators and \({\mathcal {H}}_i\), \(i=1,\ldots ,6\) be defined by (4). Then P and Q are unitary equivalence if and only if \(\dim {\mathcal {H}}_{2}=\dim {\mathcal {H}}_{3}.\) In addition, if P and Q are denoted by (8) and \(W_0\) is denoted by (11), then \(U\in \mathcal {U(H)}\) with \(UP=QU\) and \(PU=UQ\) has the representation
where \(U_{ij}\) are unitary operators from \({\mathcal {H}}_j\) onto \({\mathcal {H}}_i\), \(U_{55}A=AU_{55}.\)
At last, we talk about the unitary equivalence of products PQP and QPQ.
Theorem 3.6
Let (P, Q) be a pair of reflection operators and \({\mathcal {H}}_i\), \(i=1,\ldots ,6\) be defined by (4). If \(\pm \frac{1}{2}\notin \sigma _{P}(A),\) then PQP and QPQ are unitary equivalence if and only if \(\dim {\mathcal {H}}_{2}=\dim {\mathcal {H}}_{3}.\)
Proof
Sufficiency. If \(\dim {\mathcal {H}}_{2}=\dim {\mathcal {H}}_{3}\), then there is a \(U\in \mathcal {U(H)}\) such that \(PU=UQ\) and \(UP=QU\) by Corollary 3.4. It follows that \(PQPU=UQPQ\) and \(UPQP=QPQU\).
Necessity. If there is a \(U\in {\mathcal {U}}({\mathcal {H}})\) such that \(UPQP=QPQU\) and \(PQPU=UQPQ\), then we have
Let \({\widetilde{B}}:=PQP-QPQ,B:=P-Q\ \hbox {and}\ M:=I+PQ+QP.\) Clearly, \({\widetilde{B}}=MB.\) Let \({\mathcal {H}}_{0}={\mathcal {H}}_5\oplus {\mathcal {H}}_6.\) Moreover, B and M as operators on \({\mathcal {H}}={\mathcal {H}}_1\oplus {\mathcal {H}}_2\oplus {\mathcal {H}}_3\oplus {\mathcal {H}}_4\oplus {\mathcal {H}}_{0}\) have the matrix forms
respectively, where \(B_0=B|_{{\mathcal {H}}_0}\) and \(M_0=M|_{{\mathcal {H}}_0}\). Clearly, \({\mathcal {N}}(B)={\mathcal {H}}_1\oplus {\mathcal {H}}_4\). Furthermore, B and M as operators on \({\mathcal {H}}=({\mathcal {H}}_1\oplus {\mathcal {H}}_4)\oplus {\mathcal {H}}_2\oplus {\mathcal {H}}_3\oplus {\mathcal {H}}_{0}\) have matrix forms
Thus,
By Remark 3.2 (iii) and (iv), \(M_{0}B_{0}\) and \(2I\pm M_{0}B_{0}\) are injective. Let \(U=(U_{ij})_{1\le i,j\le 4}.\) From \(U{\widetilde{B}}=-{\widetilde{B}}U,\) one has
It is easy to see that \(U_{12}\), \(U_{13}\), \(U_{21}\), \(U_{31}\), \(U_{22}\) and \(U_{33}\) are zero operators. Besides, \(U_{14}\) and \(U_{41}\) are zero operators since \(M_{0}B_{0}\) is injective and dense. \(U_{24}\) and \(U_{42}\) are zero operators since \(2I-M_{0}B_{0}\) is injective and dense. \(U_{34}\) and \(U_{43}\) are zero operators since \(2I+M_{0}B_{0}\) is injective and dense. Hence, \(U=U_{11}\oplus \left( \begin{array}{cc} 0 &{}\quad U_{23} \\ U_{32} &{} \quad 0 \\ \end{array} \right) \oplus U_{44}, \) where \(U_{11}\in {\mathcal {B}}({\mathcal {N}}(B))\), \(U_{44}\in {\mathcal {B}}({\mathcal {H}}_{0})\), \(U_{23}\in {\mathcal {B}}({\mathcal {H}}_{3},{\mathcal {H}}_{2})\) and \(U_{32}\in {\mathcal {B}}({\mathcal {H}}_{2},{\mathcal {H}}_{3})\) are unitary operators. Therefore, \(\dim {\mathcal {H}}_{2}=\dim {\mathcal {H}}_{3}.\)\(\square \)
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Liang, W., Deng, C. Characterizations of the Reflection Operators. Bull. Malays. Math. Sci. Soc. 43, 2799–2816 (2020). https://doi.org/10.1007/s40840-019-00838-1
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DOI: https://doi.org/10.1007/s40840-019-00838-1