Abstract
For a positive integer m, a bounded linear operator T on a Hilbert space \(\mathbb {H}\) is called an (A, m)-isometry, if \(\Theta ^{(m)}_{A}(T) =\sum _{k=0}^{m}(-1)^{m-k}{m\atopwithdelims ()k}T^{*k}AT^{k}=0\), where A is a positive (semi-definite) operator. In this paper we give a characterization of (A, m)-isometric and strict (A, m)-isometric unilateral weighted shifts in terms of their weight sequences, respectively. Moreover, we characterize (A, 2)-expansive unilateral weighted shifts (i.e. operators satisfying \(\Theta ^{(2)}_{A}(T)\le 0\)).
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1 Introduction and Preliminaries
Throughout the paper, \(\mathbb {H}\) denotes a separable infinite dimensional complex Hilbert space with inner product \(\langle \cdot \;|\;\cdot \rangle \) and \(\{e_n\}_{n\ge 0}\) is an orthonormal basis of \(\mathbb {H}\). A represents a nonzero (\(A\ne 0\)) positive operator and denote I the identity operator on \(\mathbb {H}\). By \(\mathcal {L}(\mathbb {H})\) we denote the Banach algebra of all linear operators on \(\mathbb {H}\). For every \(T \in \mathcal {L}(\mathbb {H})\) its range is denoted by R(T), its null space by N(T) and its adjoint by \(T^{*}\). The cone of positive (semi-definite) operators and the set of all \(T\in \mathcal {L}(\mathbb {H})\) which admit an A-adjoint are given, respectively, by
Any \(A\in \mathcal {L}(\mathbb {H})^{+}\) defines a positive semi-definite sesquilinear form:
By \(\Vert \cdot \Vert _{A}\) we denote the semi-norm induced by \(\langle \cdot \;|\;\cdot \rangle _{A}\), i.e. \(\Vert u\Vert _{A}=\langle u\;|\;u\rangle ^{\frac{1}{2}}_{A}.\) Observe that \(\Vert u\Vert _{A}=0\) if and only if \(u\in N(A).\) Then \(\Vert \cdot \Vert _{A}\) is a norm if and only if A is an injective operator.
Definition 1.1
For a positive operator A, we say that \(u,\,v\in \mathbb {H}\) are A-orthogonal if
More general, a family of vectors \((u_i )_i\) is A-orthogonal if \(\langle u_i\;|\;u_j\rangle _{A}=0\), for all \(i\ne j\).
For any \(T \in \mathcal {L}(\mathbb {H})\) and \(A\in \mathcal {L}(\mathbb {H})^+\), define
We say that T is (A, m)-expansive if \(\Theta ^{(m)}_{A}(T)\le 0\) for some positive integer m. For more details on such a family, we refer the readers to [11].
A detailed study of m-isometries was developed by Agler and Stankus [1–3]. Recently, Sid Ahmed et al. [8] generalized the concept of those operators on a Hilbert space when an additional semi-inner product is considered. They introduced the (A, m)-isometries as a special case of (A, m)-expansive operators. In [9], we gave a detailed study concerning the behavior of the orbits of such a family. In fact, for \(m\in \mathbb {N}\), an operator \(T\in \mathcal {L}(\mathbb {H})\) is called an (A, m)-isometry if \(\Theta ^{(m)}_{A}(T)=0\), or equivalently,
Remark 1.1
-
1.
An (A, 1)-isometry will be called an A-isometry.
-
2.
T will be said a strict (A, m)-isometry if it is an (A, m)-isometry but not an \((A,m-1)\)-isometry.
For \(T\in \mathcal {L}(\mathbb {H})\) and \(k=0,1,2,\ldots \), we consider the operator
For \(n\ge k,\) we denote
Observe that \(\beta _{0}(T)=A\) and if T is an (A, m)-isometry, then \(\beta _{k}(T)=0\) for every \(k\ge m.\) Hence, according to [9] we have
The A-covariance operator \(\Delta _{A,T}\) is defined by
Theorem 2.1 [4] gives a useful characterization of m-isometries on a Hilbert space. The same proof works for (A, m)-isometries. In fact, we show that if T is an (A, m)-isometry then it is possible to explain the semi-norm \(\Vert T^n u\Vert _A\) of \(T^n u\) in terms of the semi-norms of the vectors \(u,Tu,\ldots , T^{m-1}u\).
Theorem 1.1
An operator \(T\in \mathcal {L}(\mathbb {H})\) is an (A, m)-isometry if and only if
for all \(n \ge 0\) and all \(u\in \mathbb {H},\) where \(\overbrace{n-k}\) denotes that the factor \((n-k)\) is omitted.
Remark 1.2
For \(k=0,\;1,\;2,\ldots ,(m-1)\), the coefficient of \(\Vert T^{k}u\Vert ^{2}_{A}\) is a polynomial in n of degree \((m-1)\).
The paper is organized as follows. In Sect. 2 we focus on unilateral weighted shifts which are (A, m)-isometries. A characterization in terms of the weight sequence is given for the forward shifts. Then, we describe the behavior of the weights for such a family. Finally, in order that the paper will be self-contained, we give a characterization for backward shifts.
Generally, an (A, m)-isometry is not an \((A,m-1)\)-isometry (see [8]). Inspired from that, the aim of Sect. 3 is the study of strict (A, m)-isometric unilateral weighted forward shifts. A characterization for a particular operator A is also given. In Sect. 4 we focus on (A, 2)-expansive (or A-concave) operators. Some properties related to unilateral weighted shifts are given.
2 (A, m)-Isometric Unilateral Weighted Shifts
The aim of this section is to give a characterization of unilateral weighted shift operators which are (A, m)-isometries in terms of their weight sequences. Before starting the study, first we recall that a unilateral weighted shift T is unitarily equivalent to a weighted shift operator with a non-negative weight sequence. So we can assume that \(w_n \ge 0\). Furthermore, if T is injective, it can be assumed that \(w_n > 0\) (see [6, 10]).
2.1 Unilateral Weighted Forward Shifts
An operator \(T\in \mathcal {L}(\mathbb {H})\) is said to be a unilateral weighted forward shift, if there exists an orthonormal basis \(\{e_n\}_{n\ge 0}\) and a sequence \(\{w_n\}_{n\ge 0}\) of complex numbers such that \(Te_n = w_n e_{n+1}\). It is well known and it is not difficult to see that T is a bounded operator if and only if the weight sequence \(\{w_n\}_{n\ge 0}\) is bounded. The iterates of T are given by \(T^0 = I\), and for \(k \ge 1\),
It was shown ([4], Proposition 3.1) that if T is an m-isometric unilateral weighted forward shift operator with weight sequence \(\{w_n\}_{n\ge 1}\), then \(w_n\ne 0\) for all \(n\ge 1.\) The characterization related to (A, m)-isometric unilateral weighted shifts is given in the following proposition.
Proposition 2.1
Let T be a unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\). If T is an (A, m)-isometry and if there exists a nonnegative integer \(n_{0}\) such that \(e_{n_0} \not \in N(A)\), then \(w_{n_0} \ne 0\).
Proof
Assume that there exists a nonnegative integer \(n_0\) such that \(\Vert e_{n_0}\Vert _A \ne 0\). Equation (6) implies that
Since \(T^0 e_{n_0}=e_{n_0}\), we obtain
which gives
Thus, the proof is achieved.\(\square \)
Corollary 2.1
Let T be a unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\). The following assertions hold true.
-
1.
If T is an A-isometry and if \(e_0 \not \in N(A)\), then \(w_n \ne 0\) for all \(n\ge 0.\)
-
2.
If T is an (A, 2)-isometry and \(e_{2p} \not \in N(A)\) for all \(p\ge 0\), then \(w_n \ne 0\) for all \(n\ge 0\).
Proof
-
1.
If T is an A-isometry then \(\Vert Tu\Vert _A =\Vert u\Vert _A\) for all \(u\in \mathbb {H}\). For \(u=e_n\), we obtain
$$\begin{aligned} |w_n|\Vert e_{n+1}\Vert _A =\Vert e_n\Vert _A \end{aligned}$$which implies that if \(e_0 \not \in N(A)\), then \(w_n \ne 0\) for all \(n\ge 0.\)
-
2.
To obtain the desired claim we restrict ourselves to prove that, for each n, if \(e_{n} \not \in N(A)\) then \(w_n \ne 0\) and \(w_{n+1} \ne 0.\) Since T is an (A, 2)-isometry, \(\Vert T^2 u\Vert ^{2}_{A}-2\Vert T u\Vert ^{2}_{A}+\Vert u\Vert ^{2}_A=0\) for all \(u\in \mathbb {H}\). For \(u=e_n\), we obtain
$$\begin{aligned} |w_n|^2 \Big \{|w_{n+1}|^2\Vert e_{n+2}\Vert ^{2}_{A}-2\Vert e_{n+1}\Vert ^{2}_{A}\Big \}=-\Vert e_{n}\Vert ^{2}_{A}. \end{aligned}$$(7)If \(e_n \not \in N(A)\), then (7) implies that \(w_n \ne 0\) and
$$\begin{aligned} |w_{n+1}|\Vert e_{n+2}\Vert _{A}\pm \sqrt{2}\Vert e_{n+1}\Vert _{A} \ne 0. \end{aligned}$$(8)Moreover, if we assume that \(w_{n+1}=0\), then the identity (8) gives \(e_{n+1}\not \in N(A)\), and hence \(w_{n+1}\ne 0\) which is a contradiction.\(\square \)
In the following proposition we establish that if a unilateral weighted forward shift T with weight sequence \(\{w_n\}_{n\ge 0}\) is A-bounded then the sequence \(\Big \{ \frac{\Vert e_{n+1}\Vert _{A}}{\Vert e_{n}\Vert _{A}}\;w_n ,\;n\ge 0\Big \}\) is bounded.
Proposition 2.2
Let \(T\in \mathcal {L}_{A}(\mathbb {H})\) be a unilateral weighted forward shift with weight sequence \(\{w_k\}_{k\ge 0}\). Assume that \(e_k \not \in N(A)\) for all \(k\in \mathbb {N}\). Then, for all \(n\ge 1\)
Proof
Note first that if \(T\in \mathcal {L}_{A}(\mathbb {H})\), then \(T^n \in \mathcal {L}_{A}(\mathbb {H})\) for all \(n\ge 0\) and, moreover, we have
Let \(n\ge 1\). Since (6) holds true, we have
Thus taking supremum over all \(k \in \mathbb {N}\), we obtain
Remark 2.1
Equality between the two parts of (9) does not holds true for every unilateral weighted forward shift T and any positive operator A. For example, assume that \(n = 1\) and \(w_k = 1\) for all \(k \ge 0\). Let A be the operator given in the orthonormal basis \(\{e_k\}_{k\ge 0}\) by the matrix \(\{a_{jk}\}_{j,k\ge 0}\) such that \(a_{jj} = 1\) for all \(j \ge 0\), \(a_{01} = a_{10} = \frac{1}{2}\), and all other elements are equal to 0. It is easily seen that A is an invertible positive operator. Moreover, \(T\in \mathcal {L}_{A}(\mathbb {H})\). Remark that the right part of (9) is equal to 1. Indeed,
On the other hand, we have
Consequently, \(\Vert T\Vert _A \ge \sqrt{2}.\)
Every \(u\in \mathbb {H}\) can be written as \(u=\displaystyle \sum \nolimits _{n\ge 0}\;\alpha _n e_{n}\); \(\{\alpha _n\}_{n\ge 0}\subset \mathbb {C}\). Hence, we have
where
Remark 2.2
If T is a unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\), then we have
Let us begin with the following theorem.
Theorem 2.2
Let T be a unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\). Then T is an (A, m)-isometry if and only if \(S^{(m)}_{i,j,A}=0\) for all \(i,j\ge 0.\)
Proof
Assume that T is an (A, m)-isometry. For \(u=e_n\), (2) implies that
Hence, for all \(n\in \mathbb {N}\) we have \(S_{n,A}^{(m)}=0\). As a consequence, for all sequence \(\{\alpha _n\}_n \subset \mathbb {C}\), it yields that \(\sum _{i\ne j}\alpha _i \overline{\alpha }_j\;S^{(m)}_{i,j,A}=0\). Indeed, to prove such a claim we argue by contradiction. If there exists \(\{\alpha _n\}_n\) such that \(\displaystyle \sum \nolimits _{i\ne j}\alpha _i \overline{\alpha }_j\;S^{(m)}_{i,j,A}\ne 0,\) then if we take a nonzero \(v=\sum _{i}\;\alpha _i e_{i}\) we obtain
which contradicts the fact that T is an (A, m)-isometry. Moreover, assume that there exists \(i_0 \ne j_0\) such that \(S^{(m)}_{i_0 ,j_0 ,A}\ne 0\). If we consider the sequence \(\{\beta _n\}_n\) defined by \(\beta _{i_0}\ne 0\), \(\beta _{j_0}\ne 0\) and \(\beta _{i}=0\) otherwise, then for \(s=\beta _{i_0}e_{i_0}+\beta _{j_0}e_{j_0},\) we obtain
which contradicts the hypothesis. Hence, \(S^{(m)}_{i,j,A}=0\) for all \(i\ne j.\)
For the converse, suppose that \(S^{(m)}_{i,j,A}=0\) for all \(i,j\ge 0\). Since every vector \(u\in \mathbb {H}\) can be written as \(u=\sum _{i}\;\alpha _i e_{i}\), it follows that
\(\square \)
In the following proposition we give some properties related to the coefficients \(S^{(m)}_{i,j,A}\) defined in Remark 2.2.
Proposition 2.3
Let T be an (A, m)-isometric unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\). The following claims hold true.
-
1.
If \(S_{0,A}^{(m-1)}=0\), then \(S_{n,A}^{(m-1)}=0\) for all \(-1\le n-1< \inf \{n \ge 0/w_n =0\}\), where \(\inf \{n \ge 0/w_n =0\}=+\infty \) if \(\{n \ge 0/w_n =0\}=\Phi \).
-
2.
If \(e_{n}\not \in N(A)\) for all \(n\in \mathbb {N}\) and \( S_{0,A}^{(m-1)}=0\), then \(S_{n,A}^{(m-1)}=0\) for all \(n\in \mathbb {N}\).
Proof
-
1.
First of all, let us remark that
$$\begin{aligned} S_{n,A}^{(m-1)}=(m-1)!\;\langle \Delta _{A,T} e_n \;|\;e_n\rangle \quad \mathrm{{for\;all}}\;n\ge 0. \end{aligned}$$Since T is an (A, m)-isometry, then a simple computation shows that
$$\begin{aligned} \triangle _{A,T}=T^* \triangle _{A,T} T . \end{aligned}$$Moreover,
$$\begin{aligned} \langle \Delta _{A,T} e_n \;|\;e_n\rangle= & {} \langle T^* \triangle _{A,T} T e_n \;|\;e_n\rangle \\= & {} \langle \Delta _{A,T} Te_n \;|\;Te_n\rangle \\= & {} |w_n|^2 \;\langle \Delta _{A,T} e_{n+1} \;|\;e_{n+1}\rangle . \end{aligned}$$This implies that
$$\begin{aligned} S_{n,A}^{(m-1)}=|w_n|^2\;S_{n+1,A}^{(m-1)}. \end{aligned}$$(10)As a consequence of (10), we have
$$\begin{aligned} S_{0,A}^{(m-1)}=\prod _{i=0}^{n}|w_i|^2\;S_{n+1,A}^{(m-1)}\quad \mathrm{{for\;all}}\;n\ge 0. \end{aligned}$$Hence, we obtain the result.
-
2.
The claim is a direct consequence of (10) and Proposition 2.1.\(\square \)
Corollary 2.3
Let T be a unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\). Let \(H^{(m)}_{i,j,A}\) be as
Then, we have
-
1.
If T is an (A, m)-isometry, then
-
(a)
\(H^{(m)}_{i,A} :=H^{(m)}_{i,i,A} =0\) for all \(i\ge 0\).
-
(b)
\(\sum _{i, j}H^{(m)}_{i,j,A}=0\) for all \(i,j \ge 0\).
-
(a)
-
2.
If, for all \(i,j\ge 0\) \(H^{(m)}_{i,j,A} =0\), then either T is an (A, m)-isometry or there exists \(k\ge 0\) such that \(w_k =0\).
Proof
-
1.
Assuming that T is an (A, m)-isometry, (a) and (b) follow immediately from 1. and 2. of Proposition 2.3.
-
2.
Suppose that for all \(i,j\ge 0\) \(H^{(m)}_{i,j,A} =0\), i.e
$$\begin{aligned} \left( \displaystyle \prod _{p=0}^{i}w_{p}\right) \left( \displaystyle \prod _{q=0}^{j}\overline{w}_{q}\right) S^{(m)}_{i,j,A}=0 \end{aligned}$$which implies that either there exists \(0\le k\le \max (i,j)\) such that \(w_k=0\) or \(S^{(m)}_{i,j,A}=0\) for all \(i,j\ge 0\) and, hence, we can conclude.\(\square \)
Remark 2.3
Let \(\{f_n\}_{n\ge 1}\) be an orthonormal basis (i.e \(\Vert f_n\Vert =1\ne 0,\) \(n\ge 1)\) and \(Tf_n = w_n f_{n+1}\) for all \(n\ge 1\). Assume that \(A=I\). Then Proposition 2.1 holds, that is \(w_n\ne 0\) for all \(n\ge 1.\) Moreover, we consider
where \(w_0 :=1.\) If \(\widetilde{H}^{(m)}_{n,A} =0\) for all \(n\ge 1\), then assertion 2. of Proposition 2.3 implies that T is an m-isometry. Hence, in that case we recover Proposition 3.2 ([4]), that is T is an m-isometry if and only if
For a fixed sequence \(\{w_k\}_{k\ge 0}\), \(n\ge 0\) and \(m\ge 1\), let us denote
where \(\overbrace{n-k}\) denotes that the factor \((n-k)\) is omitted. Remark that \(R^{(m)}_{0,A}=\Vert e_{0}\Vert _{A}^{2}\) and for \(j =1,2,\ldots ,m - 1,\)
As it was shown in [4] for m-isometric weighted shifts, in the following result we describe the behavior of a given unilateral weighted forward shift which is (A, m)-isometric by means of his weight sequence sequence.
Theorem 2.4
Let T be a unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\). The following claims hold true.
-
1.
Assume that there exists \(0\le n_0\le m-2\) such that \(e_{j}\not \in N(A),\;0\le j\le n_0 +1\). If T is an (A, m)-isometry then
$$\begin{aligned} |w_{i}|^{2}=\frac{R^{(m)}_{i+1,A}}{R^{(m)}_{i,A}}\frac{\Vert e_{i}\Vert _{A}^{2}}{\Vert e_{i+1}\Vert _{A}^{2}}\;(>0)\qquad \hbox {for}\;\;0\le i\le n_0. \end{aligned}$$(14) -
2.
Assume that there exists \(n_0\ge 0\) such that \(e_{i}\not \in N(A)\), \(\;0\le i\le n_0 +m\) and
$$\begin{aligned} |w_{p}|^{2}=\frac{R^{(m)}_{p+1,A}}{R^{(m)}_{p,A}}\frac{\Vert e_{p}\Vert _{A}^{2}}{\Vert e_{p+1}\Vert _{A}^{2}}\;(>0)\qquad \hbox {for}\;\;0\le p\le n_0 +m-1. \end{aligned}$$(15)Then \(H^{(m)}_{j,A} =0\) for all \(1\le j\le n_0\).
Proof
-
1.
Assume that T is an (A, m)-isometry. From Proposition 2.1 we obtain \(w_i \ne 0\) for any \(0\le i\le n_0 +1\). By Theorem 1.1 we have that, for every \(u\in \mathbb {H}\) and for all \(n \ge 0\),
$$\begin{aligned} \Vert T^{n}u\Vert ^{2}_{A}=\sum _{k=0}^{m-1}(-1)^{m-k-1}\frac{n(n-1)\ldots \overbrace{(n-k)}\ldots (n-m+1)}{k!(m-k-1)!} \Vert T^{k}u\Vert ^{2}_{A}. \end{aligned}$$For \(u=e_0\) and for all \(n\ge 1\), we obtain
$$\begin{aligned} \Big (\displaystyle \prod _{i=0}^{n-1}|w_{i}|^{2}\Big )\Vert e_{n}\Vert _{A}^{2}= & {} (-1)^{m-1}\frac{(n-1)(n-2)\ldots (n-m+1)}{(m-1)!}\;\Vert e_{0}\Vert _{A}^{2}\\&+\sum _{k=1}^{m-1}(-1)^{m-k-1}\frac{n(n-1)\ldots \overbrace{(n-k)}\ldots (n-m+1)}{k!(m-k-1)!}\\&\times \left( \displaystyle \prod _{i=0}^{k-1}|w_{i}|^{2}\right) \Vert e_{k}\Vert _{A}^{2}. \end{aligned}$$The equalities (12)–(13) give \(R^{(m)}_{k,A}\ne 0\) for all \(0\le k\le m-1\). Moreover, we have
$$\begin{aligned} R^{(m)}_{j,A}\Vert e_{j+1}\Vert _{A}^{2}|w_{j}|^{2}=R^{(m)}_{j+1,A}\Vert e_{j}\Vert _{A}^{2}\quad \hbox {for all }\;0\le j\le n_0. \end{aligned}$$Consequently,
$$\begin{aligned} |w_{j}|^{2}=\frac{R^{(m)}_{j+1,A}}{R^{(m)}_{j,A}}\frac{\Vert e_{j}\Vert _{A}^{2}}{\Vert e_{j+1}\Vert _{A}^{2}}\;(>0)\qquad (0\le j\le n_0). \end{aligned}$$ -
2.
Assume that (15) is verified. First note that
$$\begin{aligned} R^{(m)}_{j+k,A}=\left( \displaystyle \prod _{i=0}^{j+k-1}|w_{i}|^{2}\right) \Vert e_{j+k}\Vert _{A}^{2}\ne 0\quad (j\ge 1,\,k\ge 0). \end{aligned}$$For \(0\le j\le n_0\), we have
$$\begin{aligned} H^{(m)}_{j,A}= & {} \left( \displaystyle \prod _{i=0}^{j}|w_{i}|^{2}\right) S^{(m)}_{j,A}\\= & {} \left( \displaystyle \prod _{i=0}^{j}|w_{i}|^{2}\right) \left[ (-1)^{m} \Vert e_j\Vert ^{2}_{A}+\displaystyle \sum _{k=1}^{m}(-1)^{m-k} \;{m\atopwithdelims ()k}\;\left( \displaystyle \prod _{i=0}^{k-1}|w_{i+j}|^{2}\right) \Vert e_{j+k}\Vert ^{2}_{A}\right] \\= & {} (-1)^{m}\left( \displaystyle \prod _{i=0}^{j}|w_{i}|^{2}\right) \Vert e_j\Vert ^{2}_{A}+|w_{j}|^{2}\displaystyle \sum _{k=1}^{m}(-1)^{m-k}\;{m\atopwithdelims ()k}\left( \displaystyle \prod _{i=0}^{j+k-1}|w_{i}|^{2}\right) \\&\times \Vert e_{j+k}\Vert ^{2}_{A}. \end{aligned}$$Taking into account (13) and for \(1\le j\le n_0\), we obtain
$$\begin{aligned} H^{(m)}_{j,A}= & {} |w_{j}|^{2}\Big [\displaystyle \sum _{k=0}^{m}(-1)^{m-k}\;{m\atopwithdelims ()k}R^{(m)}_{j+k,A}\Big ]\\= & {} |w_{j}|^{2}\Big \{\displaystyle \sum _{k=0}^{m}(-1)^{m-k}\;{m\atopwithdelims ()k}(-1)^{m-1}\\&\times \frac{(j+k-1)(j+k-2)\ldots (j+k-m+1)}{(m-1)!}\Vert e_{0}\Vert ^{2}_{A}\\&+\displaystyle \sum _{k=0}^{m}(-1)^{m-k}\;{m\atopwithdelims ()k}\\&\times \Big [\sum _{h=1}^{m-1}(-1)^{m-h-1}\frac{(j+k)\ldots \overbrace{(j+k-h)}\ldots (j+k-m+1)}{h!(m-h-1)!}\\&\times \displaystyle \prod _{i=0}^{h-1}|w_{i}|^{2}\Vert e_{h}\Vert _{A}^{2}\Big ]\Big \}\\= & {} |w_{j}|^{2}(A+B), \end{aligned}$$where,
$$\begin{aligned} A= & {} \displaystyle \sum _{k=0}^{m}(-1)^{m-k}\;{m\atopwithdelims ()k}(-1)^{m-1}\\&\times \frac{(j+k-1)(j+k-2)\ldots (j+k-m+1)}{(m-1)!}\Vert e_{0}\Vert ^{2}_{A}\\= & {} (-1)^{m-1}m\Vert e_{0}\Vert ^{2}_{A}\\&\times \sum _{k=0}^{m}(-1)^{m-k}\frac{(j+k-1)(j+k-2)\ldots (j+k-m+1)\overbrace{(j+k-m)}}{k!(m-k)!},\\ B= & {} \displaystyle \sum _{k=0}^{m}(-1)^{m-k}\;{m\atopwithdelims ()k}\\&\times \Big [\sum _{h=1}^{m-1}(-1)^{m-h-1}\frac{(j+k)\ldots \overbrace{(j+k-h)}\ldots (j+k-m+1)}{h!(m-h-1)!}\\&\times \displaystyle \prod _{i=0}^{h-1}|w_{i}|^{2}\Vert e_{h}\Vert _{A}^{2}\Big ]\\= & {} \displaystyle \sum _{h=1}^{m-1}(-1)^{m-h-1}\frac{m!}{h!(m-h-1)!}\;\displaystyle \prod _{i=0}^{h-1}|w_{i}|^{2}\Vert e_{h}\Vert _{A}^{2}\\&\times \Big [\sum _{k=0}^{m}(-1)^{m-k}\frac{(j+k)\ldots \overbrace{(j+k-h)}\ldots (j+k-m+1)}{k!(m-k)!}\Big ].\\ \end{aligned}$$Taking into account equality (3.2) [4], Lemma 3.3 we obtain \(A=0\) and \(B=0\). Hence, \(H^{(m)}_{j,A}=0\) for \(1\le j\le n_0\).\(\square \)
Remark 2.4
Let T be the unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\). From Theorem 2.4 we obtain the following characterizations:
-
1.
Assume that \((e_{n})_{n\ge 0}\) is A-orthogonal, \(e_{n}\not \in N(A)\) for all \(n\ge 0\) and \(S^{(m)}_{0,A}=0\). Then, T is an (A, m)-isometry if and only if
$$\begin{aligned} R^{(m)}_{n,A}=\left( \displaystyle \prod _{i=0}^{n-1}|w_{i}|^{2}\right) \Vert e_{n}\Vert _{A}^{2}>0\quad \hbox {for every}\;n\ge 1. \end{aligned}$$If \(A=I\), then we obtain a conclusion similar to that of Remark 3.5 ([4]).
-
2.
Assume that there exists \(0\le n_0\le m-2\) such that \(e_{j}\not \in N(A),\;0\le j\le n_0 +1\). We have:
-
(a)
If T is an A-isometry, then
$$\begin{aligned} \Vert e_{i}\Vert _{A}=|w_{i}|\,\Vert e_{i+1}\Vert _{A}\quad \hbox {for every}\; i\ge 0 . \end{aligned}$$ -
(b)
If T is an (A, 2)-isometry, then
$$\begin{aligned} |w_{i}|^2= & {} \frac{(i+1)|w_{0}|^2 -i\frac{\Vert e_{0}\Vert _{A}^{2}}{\Vert e_{1}\Vert _{A}^{2}}}{i|w_{0}|^2 -(i-1)\frac{\Vert e_{0}\Vert _{A}^{2}}{\Vert e_{1}\Vert _{A}^{2}}} \;\;\frac{\Vert e_{i}\Vert _{A}^{2}}{\Vert e_{i+1}\Vert _{A}^{2}}\quad (0\le i\le n_0)\\= & {} \frac{i\Big (|w_{0}|^2 -\frac{\Vert e_{0}\Vert _{A}^{2}}{\Vert e_{1}\Vert _{A}^{2}}\Big )+|w_{0}|^2}{(i-1)\Big (|w_{0}|^2 -\frac{\Vert e_{0}\Vert _{A}^{2}}{\Vert e_{1}\Vert _{A}^{2}}\Big )+|w_{0}|^2 }\;\;\frac{\Vert e_{i}\Vert _{A}^{2}}{\Vert e_{i+1}\Vert _{A}^{2}}. \end{aligned}$$Moreover, observe that
$$\begin{aligned} |w_{0}|\;\ge \; \frac{\Vert e_{0}\Vert _{A}}{\Vert e_{1}\Vert _{A}}\Longleftrightarrow |w_{i}|>0 \quad (0\le i\le n_0). \end{aligned}$$In particular, if \(|w_{0}|>\frac{\Vert e_{0}\Vert _{A}}{\Vert e_{1}\Vert _{A}}\), then T is a strict (A, 2)-isometry.
-
(a)
2.2 Unilateral Weighted Backward Shifts
A unilateral weighted backward shift \(B_w\) with weight sequence \(\{w_n\}_{n\ge 1}\) is defined by \(B_w e_n = w_n e_{n-1}\) if \(n \ge 1\) and by \(B_w e_o= 0\). The iterates of \(B_w\) are given by
Let \(u=\displaystyle \sum _{n=0}^{\infty }\alpha _n e_n \in \mathbb {H}\). We have
where
Unilateral weighted backward shifts cannot be m-isometric for any positive integer number m, since \(B_w\) does not satisfies Eq. (2) for the vector \(e_0\). We prove in the following result that they cannot also be (A, m)-isomeric.
Theorem 2.5
A unilateral weighted backward shift can not be an (A, m)-isometry for any positive integer m.
Proof
Let \(B_w\) be a unilateral weighted backward shift with weight sequence \(\{w_n\}_{n\ge 1}\). Assume that \(B_w\) is an (A, m)-isometry. Then \(e_n\in N(A)\) for all \(n\ge 0.\) Indeed, we use an induction argument to prove such a claim. Since \(B_w\) is an (A, m)-isometry, Eq. (2) gives
Since \(B^{k}_{w} e_0 =0\) for all \(k\ge 1\), we obtain
which implies that \(e_0 \in N(A)\) and, hence, the property is satisfied for \(n=0.\) Assume that for \(p=0,\) 1, 2, \(\ldots ,\) \(n-1\) (\(n\ge 1\)), \(e_p \in N(A)\) and let us show the property for the step n. Taking (17) and (18) into account, we deduce
and the claim follows from that. On the other hand, every \(u\in \mathbb {H}\) can be written as \(u=\displaystyle \sum \nolimits _{i=0}^{\infty }\alpha _i e_{i}\). Hence,
According to Proposition 2.15, [5], we obtain \(A=0\) which is impossible.\(\square \)
3 Strict (A, m)-Isometric Unilateral Weighted Forward Shifts
Generally, an (A, m)-isometry is not an \((A,m-1)\)-isometry. Sid Ahmed et al. (Theorem 2.1 [8]) proved that if T is an (A, m)-isometry satisfying \(N(\triangle _{A,T})\) is invariant for A, then \(T|_{N(\triangle _{A,T})}\) is an \((A|_{N(\triangle _{A,T})},m-1)\)-isometry. Moreover we can see that if T is an invertible (A, m)-isometry and m is even, then it is an \((A,m-1)\)-isometry. In the following we describe when a unilateral weighted shift operator is a strict (A, m)-isometry in terms of the weights sequence. To be precise we define
Theorem 3.1
Let T be an (A, m)-isometric unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\). If there exists \(n_0 \in \mathbb {N}\) such that \(Z_{n_0} \ne 0\) then \(w_{n_{0}}\ne 0\) and T is a strict (A, m)-isometry.
Proof
Two proofs for this theorem will be given.
First proof Since there exists \(n_0 \in \mathbb {N}\) such that \(Z_{n_0} \ne 0\), we have \(w_{n_{0}}\ne 0\) and \(S_{n_0 +1,A}^{(m-1)}\ne 0\). Hence, Theorem 2.2 allows to conclude.
Second proof Let us prove the converse. Assume that T is an (A, m)-isometry and an \((A,m-1)\)-isometry. Then, for \(u=e_n\), the identity (2) gives
Remarking that \({m\atopwithdelims ()k}-{m-1\atopwithdelims ()k}={m-1\atopwithdelims ()k-1}\), the identities (20) and (21) give \(Z_n =0\) for all \(n\ge 0.\) As a consequence, if there exists \(n_0 \in \mathbb {N}\) such that \(Z_{n_0} \ne 0\) then either T is an (A, m)-isometry and not an \((A,m-1)\)-isometry or T is not an (A, m)-isometry and it is an \((A,m-1)\)-isometry. The second conclusion is impossible since it is well known that every \((A,m-1)\)-isometry is an (A, m)-isometry. Hence T is a strict (A, m)-isometry.\(\square \)
We have the following result.
Theorem 3.2
Let T be a unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\) \((w_n \ne 0\) for all \(n\in \mathbb {N})\). Assume that \((e_n )_{n\ge 0}\) is A-orthogonal. If T is a strict (A, m)-isometry then for every nonnegative integer n, \(S_{n,A}^{(m)}=0\) and \(S_{n,A}^{(m-1)}\ne 0\).
Proof
Note that if \((e_n )_{n\ge 0}\) is A-orthogonal, then \(S_{i,j,A}^{(m-1)}=0\) for all \(i\ne j\ge 0\). Suppose that T is a strict (A, m)-isometry. Then, Eq. (2) gives
Let us prove now that \(S_{n,A}^{(m-1)}\ne 0\) for all \(n\ge 0\). Assume the contrary, that \(n_0\) is the smallest non-negative integer such that \(S_{n_{0},A}^{(m-1)}=0\). Our aim is to prove that \(n_0 =0\). If \(n_0 \ge 1\) we obtain \(S_{n_{0}-1,A}^{(m-1)}\ne 0,\) which is impossible from (10). Furthermore, Proposition 2.3 yields T is an \((A,m-1)\)-isometry. Hence we obtain the desired result.\(\square \)
As an immediate corollary to Theorem 3.2, we characterize unilateral weighted forward shifts that are strictly (A, m)-isometric.
Corollary 3.3
Let T be a unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\). Assume that \((e_n )_{n\ge 0}\) is A-orthogonal. Then, the following assertions are equivalent:
-
1.
T is a strict (A, m)-isometry.
-
2.
For every \(n\in \mathbb {N}\), we have
-
(a)
\(S_{n,A}^{(m)}=0\).
-
(b)
\(S_{n,A}^{(m-1)}\ne 0\).
-
(a)
Proof
Suppose that T is a strict (A, m)-isometry. Then Theorem 3.2 shows that 2. holds. Suppose, now, that (a) and (b) hold true. Since \((e_n )_{n \ge 0}\) is an orthonormal basis, then every \(u\in \mathbb {H}\) can be written as \(u=\displaystyle \sum \nolimits _{i=0}^{\infty }\alpha _i e_{i}\). According to (a), we have
This implies that (2) holds for every \(u\in \mathbb {H}\) and hence T is an (A, m)-isometry. On the other hand, for all \(n\ge 0\),
Thus, T is not an \((A,m-1)\)-isometry.\(\square \)
We now apply Corollary 3.3 to investigate the following example.
Example 3.1
Let \(\mathbb {H}\) be a separable Hilbert space with an orthonormal basis \(\{e_n\}_{n\ge 0}\). Let T, \(A \in \mathcal {L}(\mathbb {H})\) where T is the unilateral weighted shift defined by
and A is the positive operator given by \(Ae_n=\frac{n+1 }{n+2}\;e_n\), \(n \ge 0\). It is not difficult to verify that
and hence T is an (A, 3)-isometry which is not an (A, 2)-isometry.
In general, (A, m)-isometries are not A-isometries. Theorem 2.3 [9] gives a first characterization of (A, m)-isometric operators which are A-isometries. In the same way, we will describe in the following result the related characterization for a family of unilateral weighted shifts.
Proposition 3.1
Let T be a unilateral weighted forward shift with weight sequence \(\{w_n\}_{n\ge 0}\) \((w_n\ne 0\) for all \(n\in \mathbb {N})\). Assume that \((e_n )_{n\ge 0}\) is A-orthogonal. If T is an (A, m)-isometry and if, for some nonzero \(u\in \mathbb {H}\), we have
then T is an A-isometry.
Proof
Suppose that \(\{e_n\}_{n\ge 0}\) is an orthonormal basis for \(\mathbb {H}\) and \(Te_n = w_n e_{n+1}\) for all \(n \ge 0\). Put \(u=\displaystyle \sum \nolimits _{n=0}^{\infty }\alpha _n e_{n}\). Then, (22) gives
Moreover, since \((e_n )_{n\ge 0}\) is A-orthogonal, (4) implies that
According to Theorem 2.1 [8], \(\Delta _{A,T}\) is a positive operator (i.e \(\langle \Delta _{A,T} e_n\,|\,e_n\rangle \ge 0,\) for all \(n\ge 0\)). Since u is non-zero, \(\alpha _{n_0}\ne 0\) for some \(n_0\), then
Thus, condition (b) in Corollary 3.3 does not occur and so T must be an \((A,m-1)\)- isometry. Now, applying an argument similar to the above and using Corollary 3.3, \((m-1)\) times, we conclude that T must be an A-isometry. \(\square \)
Remark 3.1
The conclusion of Proposition 3.1 is not valid, in general, for any operator T and any operator A. Indeed, let \(\mathbb {K}=\mathbb {C}^{2}\) be equipped with the norm \(\Vert (x,y)\Vert ^2=|x|^2+|y|^2\) and consider the operators
Note that \(A\in \mathcal {L}(\mathbb {H})^{+}\) and \(T\in \mathcal {L}(\mathbb {H}).\) Moreover, by direct computation, we see that
Consequently,
Thus, T is an (A, 3)-isometry but is nor an (A, 2)-isometry neither an A-isometry. Furthermore, if \(u=(1,0)\) then \(\Vert u\Vert _{A}=\Vert Tu\Vert _{A}=\Vert T^2 u\Vert _{A}=1\).
4 (A, 2)-Expansive Weighted Shift Operators
An operator \(T \in \mathcal {L}(\mathbb {H})\) is said to be (A, 2)-expansive (also A-concave), if it satisfies the inequality
or, equivalently,
As a matter of fact, (A, 2)-isometries and A-isometries are (A, 2)-expansive operators. In addition, it was shown in [11], Proposition 3.9 that all powers of an (A, 2)-expansive operator is also (A, 2)-expansive.
In this section we give some properties of (A, 2)-expansive operators that generalizes those described in [7].
The A-covariance operator for an (A, 2)-expansive operator is given by \(\Delta _{A,T} = T^* AT - A\). We begin with the following preliminary result.
Lemma 4.1
Let \(T \in \mathcal {L}(\mathbb {H})\). Then,
T is (A, 2)-expansive if and only if \(T^* \Delta _{A,T} T\le \Delta _{A,T}.\)
Proof
Let \(u\in \mathbb {H}.\) We have
thus the claim follows from that.\(\square \)
Jung et al. proved in [11], Theorem 3.10 that the A-covariance operator for an (A, 2)-expansive operator is positive. In the following theorem we show the same claim using different approach.
Theorem 4.1
Let \(T \in \mathcal {L}(\mathbb {H})\). If T is (A, 2)-expansive, then:
-
1.
\(\Delta _{A,T} \) is a positive operator.
-
2.
If A is injective then T is also injective.
-
3.
If T is invertible, then \(T^{-1}\) is (A, 2)-expansive.
Proof
-
1.
Let \(u\in \mathbb {H}\). We have
$$\begin{aligned} \langle \Delta _{A,T} u,u\rangle =\langle (T^* AT - A)u,u\rangle =\Vert Tu\Vert ^{2}_{A}-\Vert u\Vert ^{2}_{A}. \end{aligned}$$To obtain the claim let us suppose on the contrary that \(\Vert Tu_0\Vert _{A}<\Vert u_0\Vert _{A}\) for some \(u_0\in \mathbb {H}\). By using on induction argument we obtain
$$\begin{aligned} \Vert T^n u_0\Vert ^{2}_{A}<\Vert T^{n-1} u_0\Vert ^{2}_{A}<\cdots <\Vert u_0\Vert ^{2}_{A} \end{aligned}$$for each positive integer number n. We deduce that the sequence \(\{\Vert T^n u_0\Vert ^{2}_{A}\}_{n\ge 0}\) is strictly decreasing, bounded and hence it is convergent. Moreover we have
$$\begin{aligned} 0=\displaystyle \lim _{n\longrightarrow +\infty }(\Vert T^{n+1} u_0\Vert ^{2}_{A}-\Vert T^n u_0\Vert ^{2}_{A})<0 \end{aligned}$$which is a contradiction. Thus \(\langle \Delta _{A,T} u,u\rangle \ge 0\) for all \(u\in \mathbb {H}\).
-
2.
If \(T \in \mathcal {L}(\mathbb {H})\) is (A, 2) -expansive and \(u \in N(T)\) thus \(Tu = 0\). Moreover, \(\Vert Tu\Vert ^{2}_{A}=\Vert T^2 u\Vert ^{2}_{A}=0.\) Since T is A-concave, \(\Vert u\Vert _{A}=0\) which is equivalent to the fact that \(u\in N(A)\).
-
3.
By hypothesis, T is (A, 2)-expansive. Then, we have
$$\begin{aligned} \sum _{k=0}^{2}(-1)^{k} \;{2\atopwithdelims ()k}\; \Vert T^{2-k}u\Vert ^{2}_{A}\le 0\quad \mathrm{{for\;all}}\;u\in \mathbb {H}. \end{aligned}$$(24)Replacing u by \((T^{-1})^{2}u\) in (24), we deduce that
$$\begin{aligned} \sum _{k=0}^{2}(-1)^{k} \;{2\atopwithdelims ()k}\; \Vert T^{2-k}((T^{-1})^{2}u)\Vert ^{2}_{A}= & {} \sum _{k=0}^{2}(-1)^{k} \;{2\atopwithdelims ()2-k}\; \Vert T^{-k}u\Vert ^{2}_{A}\\= & {} \sum _{k=0}^{2}(-1)^{2-k} \;{2\atopwithdelims ()k}\; \Vert (T^{-1})^{2-k}u\Vert ^{2}_{A}\\= & {} \sum _{k=0}^{2}(-1)^{k} \;{2\atopwithdelims ()k}\; \Vert (T^{-1})^{2-k}u\Vert ^{2}_{A}. \end{aligned}$$\(\square \)
Proposition 4.1
Let \(T \in \mathcal {L}(\mathbb {H})\) be an A-isometry and \(S\in \mathcal {L}(\mathbb {H})\) with \(ST = TS\), then ST is (A, 2)-expansive if and only if S is (A, 2)-expansive.
Proof
Since T is an A-isometry, we have
On the other hand, we have
which allows us to conclude.\(\square \)
Corollary 4.2
Let \(T \in \mathcal {L}(\mathbb {H})\) be an inversible (A, 2)-expansive operator and \(S\in \mathcal {L}(\mathbb {H})\) with \(ST = TS\), then ST is (A, 2)-expansive if and only if S is (A, 2)-expansive.
Proof
It suffises to prove that T is an A-isometry. If T is an invertible (A, 2)-expansive operator, then \(T^{-1}\) is also (A, 2)-expansive. Hence, by (1.)-Theorem 4.1 \(\Delta _{A,T}\ge 0\) and
On the other hand,
which implies that T is an A-isometry. Thus we complete the proof by involving Proposition 4.1.\(\square \)
Now, we specify the study to unilateral weighted shifts. We give results generalizing those described in [7].
Theorem 4.3
Let T be a unilateral weighted forward shift with weights \(\{w_n \}_{n\ge 0}\). Assume that for all \(n\in \mathbb {N}\), \(e_n \not \in N(A)\). If T is (A, 2)-expansive, then the following assertions holds.
-
1.
\(S^{(2)}_{n,A}=|w_{n}|^{2}|w_{n+1}|^{2}\Vert e_{n+2}\Vert ^{2}_{A}-2|w_{n}|^{2}\Vert e_{n+1}\Vert ^{2}_{A}+\Vert e_{n}\Vert ^{2}_{A}\le 0\) for each n;
-
2.
\(\{V_n\}_n =\Big \{|w_n|\frac{\Vert e_{n+1}\Vert _{A}}{\Vert e_{n}\Vert _{A}}\Big \}_n\) is a decreasing sequence of real numbers converging to 1;
-
3.
\(\frac{\Vert e_{n}\Vert _{A}}{\Vert e_{n+1}\Vert _{A}}\le |w_n|<\sqrt{2}\frac{\Vert e_{n}\Vert _{A}}{\Vert e_{n+1}\Vert _{A}},\) for all \(n\ge 0.\)
Proof
-
1.
Applying (23) for \(u=e_n\) we obtain the claim.
-
2.
Let \(V_n =|w_n|\frac{\Vert e_{n+1}\Vert _{A}}{\Vert e_{n}\Vert _{A}}\). To prove the assertion let us assume the contrary that \(V_n<V_{n+1}\) for some non-negative integer n. Therefore,
$$\begin{aligned} 0\le \Big (|w_n|^2\frac{\Vert e_{n+1}\Vert ^{2}_{A}}{\Vert e_{n}\Vert _{A}}-\Vert e_{n}\Vert _{A}\Big )^2<S^{(2)}_{n,A}\le 0, \end{aligned}$$which is a contradiction. Hence \(\{V_n\}_n\) is a decreasing sequence of non-negative numbers. On the other hand, by Theorem 4.1 the operator \(\Delta _{A,T}\) is positive, that is
$$\begin{aligned} \langle \Delta _{A,T} u,u\rangle =\Vert Tu\Vert ^{2}_{A}-\Vert u\Vert ^{2}_{A}\ge 0\quad \mathrm{{for\;all}}\;u\in \mathbb {H}. \end{aligned}$$(25)Thus for \(u=e_n\) the identity (25) gives
$$\begin{aligned} \Vert Te_n\Vert _{A}=|w_n|\Vert e_{n+1}\Vert _{A}\ge \Vert e_{n}\Vert _{A}, \end{aligned}$$which implies that \(V_n \ge 1\) for all \(n \ge 0.\) Since the sequence \(\{V_n\}_n\) is decreasing, it must be convergent. Let \(\textit{l}=\displaystyle \lim \nolimits _{n\longrightarrow +\infty }V_n\). Our aim now is to prove that \(l=1\). Taking into account that \(S^{(2)}_{n,A}\le 0\), it is easily seen that \(V_n\) satisfies
$$\begin{aligned} V^{2}_{n} V^{2}_{n+1}-2V^{2}_{n}+1\le 0\quad \mathrm{{for \;all}}\;n\ge 0. \end{aligned}$$(26)It holds that
$$\begin{aligned} \displaystyle \lim _{n\longrightarrow +\infty }(V^{2}_{n} V^{2}_{n+1}-2V^{2}_{n}+1)=(l^2 -1)^2\le 0 \end{aligned}$$and hence \(l=1\).
-
3.
The identity (26) implies
$$\begin{aligned} V^{2}_{n+1}-2=(V_{n+1}-\sqrt{2})(V_{n+1}+\sqrt{2})\le -\frac{1}{V^{2}_{n}}<0, \end{aligned}$$so \(1 \le V_n <\sqrt{2}\), for each \(n\ge 0\), which allows us to conclude.\(\square \)
Theorem 4.4
A unilateral weighted backward shift cannot be (A, 2)-expansive.
Proof
We argue by contradiction. Assume that \(B_w\) is (A, 2)-expansive. Since \(B_w\) is a unilateral weighted backward shift, \(B_w e_n =w_n e_{n-1}\) for all \(n\ge 1\) and \(B_w e_0=0\). On the other hand, (23) gives
It is easily seen that for \(i=0,1, e_i\in N(A)\). Using (27) we prove by an induction argument that \(e_n\in N(A)\) for all \(n\ge 2\). Hence \(A=0\) which is impossible.\(\square \)
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We would like to thank the referee for his/her useful comments in order to ameliorate the contents of the paper.
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Communicated by Rosihan M. Ali.
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Rabaoui, R., Saddi, A. (A, m)-Isometric Unilateral Weighted Shifts in Semi-Hilbertian Spaces. Bull. Malays. Math. Sci. Soc. 41, 371–392 (2018). https://doi.org/10.1007/s40840-016-0307-5
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DOI: https://doi.org/10.1007/s40840-016-0307-5