1 Introduction

The devastating 2009 L’Aquila earthquake in the mountainous region of central Italy has renewed our appreciation of earthquake engineering in light of rock mechanics and dynamics (see e.g., INGV QUEST 2009; Uenishi 2009). Conventional analyses in engineering seismology, however, usually handle the mechanical behaviour of each structure independently, and the interaction between structural vibrations and the waves in the ground (rock mass, soil) is most often neglected—although structures, either on the surface or in the ground, do exist next to each other in a more developed environment, namely, in a town or a city like L’Aquila. Instead, the structure itself is assumed to consist of more complex and realistic components, and the vibration characteristics are analysed in great detail, but at present it is not so certain that these conventional methods are valid for analysing the seismic performance of a group of structures densely built in an urban area. It may be difficult to conclude that the dynamic interaction between multiple structures and the waves propagating in the ground (structure–wave–structure interaction) is insignificant.

Indeed, one of the historically largest earthquakes in Italy, the 1976 quake in the Friuli region, may have possibly posed a question regarding the (non)existence of such dynamic coupling structure–wave–structure interaction: a photograph taken in the epicentral region in 1976 (Fig. 1) shows a surprisingly “regular” (periodic) damage distribution where each adjacent building has experienced completely different mechanical behaviour—one building totally collapsed while the next one was almost undamaged, and this alternate “collapsed-undamaged” pattern is repeated further. It might be easier to explain that the “dissimilar but regular” damage distribution is attributed to, say, the strength or construction year of each building. However, if the buildings with short separation distances are subjected to almost the same (frequency components of) seismic waves under very similar geological situations, the structural damage may be, to some extent, also comparable. Figure 1 suggests, even when we accept the importance of the causes like the fragility of each individual structural component, it is not simple to explain, systematically and comprehensively from these “plausible” causes, the generation of the clearly alternate damage levels in such a short distance. At least, it is worthwhile to try to mechanically describe the phenomenon observed in Fig. 1 in a more straightforward way, with possible dynamic structure–wave–structure interaction taken into consideration.

Fig. 1
figure 1

Structural damage caused by the 1976 Friuli, Italy, earthquake. Astonishingly, each adjacent building has shown fully alternate mechanical behaviour: totally collapsed, almost undamaged, totally collapsed, almost undamaged, so forth. This structural damage pattern might not be systematically explained by conventional seismic analyses that usually treat each building separately (Photograph courtesy of Prof. H. P. Rossmanith in Vienna)

Although certain research was conducted at an earlier stage, for example, on anti-plane vibration of several shear walls on an elastic half-space (Wong and Trifunac 1975), more interest in the interaction between multiple structures and the ground appeared after the 1985 Michoacan earthquake that had generated severe damage to Mexico City—9 years after the Friuli earthquake. The difficulties of classical computational methods in matching the seismic records have given the idea that part of the seismic energy transmitted to the buildings may be re-transferred back into their neighbourhood through multiple interactions between vibrating structures and the waves in ground. Recent simulations based on different models representing a city (or town) and various numerical techniques (e.g., Green functions and finite elements) seem to support this idea (Ghergu and Ionescu 2009): the studies regarding the effect of building vibration on ground motion have shown that the vibrations of multiple structures may radiate waves into the ground through their foundations (Wirgin and Bard 1996; Clouteau and Aubry 2001; Guéguen et al. 2002; Tsogka and Wirgin 2003; Boutin and Roussillon 2004; Kham et al. 2006). It has been reported, for example, that during the Michoacan earthquake, some anomalously long and strong ground motions, due to the interaction between urban structures, caused considerable damage to the developed area. In Mexico City, the mechanical characteristics of the alluvial layers and the buildings seem favourable for structure–ground coupling, and together with the urban (built) environment of the city, they might have resulted in that significant city-scale vibration effect (Kham et al. 2006). The investigations performed after that earthquake using several different models of a city and numerical techniques include: a two-dimensional anti-plane study to describe the diffraction pattern of waves in the surface layer due to the influence of a periodic assembly of blocks (buildings) (Wirgin and Bard 1996); analysis of an idealised two-dimensional city that consists of ten non-equally spaced, non-equally sized, homogenised blocks anchored in a soft soil layer overlying a hard rock (half-space) and displays strong seismic response inside the blocks (Tsogka and Wirgin 2003); and three-dimensional computations utilising boundary element method (Clouteau and Aubry 2001). Other research addresses the structure–ground interaction theoretically (Kham et al. 2006): the large-scale effect of a city is estimated by summing up the contribution from each building represented by a single oscillator (Guéguen et al. 2002), and the multiple interactions between periodically located simple oscillators are discussed from a “macroscopic” city-scale point of view (Boutin and Roussillon 2004). However, precise, more “microscopic” vibration behaviour of each building in a city has not been thoroughly identified yet.

In the following, first, by utilising a simplified model of a town and the mathematical technique originally developed in Ghergu and Ionescu (2009), a fully coupled elastodynamic analysis will be performed to clarify the mechanical effect of multiple interactions between waves and surface buildings in a town. It will be shown that, due to the dynamic interaction through (the waves in) the ground, the eigenfrequencies of the collective multiple-building system become lower than the resonant frequency of a single building. This shift of eigenfrequencies may be called the “town effect” (or “city effect”). Then the generation mechanism of the alternate structural damage levels caused by the 1976 Friuli earthquake (Fig. 1) will be investigated, and it will be shown that the damage pattern may have been actually induced by the “town effect.”

2 Analytical Basis

Consider a two-dimensional, anti-plane problem of a homogeneous, isotropic linear elastic half-space, representing rock mass or soil near the free surface (ground). It is supposed, for simplicity, that N buildings are uniformly distributed in a town (total length 2l t) located on the surface (y = 0) along the x-axis at −l t < x < l t, with 2l b being the width of the rigid foundation of each building located at a j  < x < b j (= a j  + 2l b) and d being equal separation distance (1 ≤ j ≤ N; Fig. 2a). The foundation itself has no height. The anti-plane horizontal displacement in the z-direction, w(x, y, t), satisfies the equation of motion in the half-space

$$ \rho {\frac{{\partial^{2} w}}{{\partial t^{2} }}} = \mu \left( {{\frac{{\partial^{2} w}}{{\partial x^{2} }}} + {\frac{{\partial^{2} w}}{{\partial y^{2} }}}} \right), $$
(1)

where ρ and μ are the mass density and shear modulus of the ground, respectively. The rigid and stress-free boundary conditions along the x-axis on y = 0 are given by

$$ \begin{aligned} w(x,\,0,\,t) &= w_{j}^{m0} \left( t \right),\quad {\text{for}}\;{\text{rigid}}\;{\text{foundations:}}\;a_{j} < x < b_{j} ,\;1 \le j \le N,\\ \mu {\frac{\partial w}{\partial y}}(x,0,t) &= 0,\quad {\text{elsewhere,}} \end{aligned}$$
(2)

respectively, with w m0 j (t) being the anti-plane horizontal displacement of the foundation of the jth building in the town. Further, assume that each building has the same mechanical characteristics and consists of a foundation (mass per unit length m 0), a mass m 1 (again, per unit length) at the top and the elastic spring connecting the foundation m 0 and mass m 1. The elastic spring produces resistant force that is proportional to the elastic modulus k and the relative anti-plane horizontal displacement of the mass m 1 with respect to the foundation m 0, i.e.,

$$ \begin{aligned} m_{1} {\frac{{{\text{d}}^{2} w_{j}^{m1} (t)}}{{{\text{d}}t^{2} }}} &= - k\left[ {w_{j}^{m1} (t) - w_{j}^{m0} (t)} \right], \\ m_{0} {\frac{{{\text{d}}^{2} w_{j}^{m0} (t)}}{{{\text{d}}t^{2} }}} &= \int\limits_{{a_{j} }}^{{b_{j} }} {\mu {\frac{\partial w(s,0,t)}{\partial y}}{\text{d}}s} + k\left[ {w_{j}^{m1} (t) - w_{j}^{m0} (t)} \right],\quad 1 \le j \le N. \end{aligned}$$
(3)

Here, w m1 j (t) is the anti-plane horizontal displacement of the mass at the top of the jth building, and the relations k = 2μb l b/h and m 1 = 2ρb l b h hold, with ρb, μb and h being the mass density, shear modulus and height of the building, respectively. Due to the dynamic interaction mathematically expressed by Eqs. 13, the displacement amplitude of every foundation (or mass at the top) may become different from each other even for a single vibration frequency of the town (Fig. 2b).

Fig. 2
figure 2

The “town model” employed in the analysis [modified after Ghergu and Ionescu (2009)]: a N buildings are uniformly distributed on the flat surface of a linear elastic half-space (rock or soil), with separation distance d. The total length of the town is 2l t, and each building j (1 ≤ j ≤ N) is represented by a rigid foundation (having width 2l b but no height), a mass at the top and a linear elastic spring that connects the mass and foundation; b Due to dynamic interaction between the buildings and the anti-plane elastic waves in the ground, each foundation (and mass at the top) may behave mechanically differently even for a single vibration frequency of the town

In fact, a rigorous eigenvalue analysis briefly summarised in “Appendix” indicates such behaviour of buildings in the town. The eigenfrequencies of the vibrations of the town consisting of N identical buildings may be obtained by analysing the eigenvalues and eigenvectors of the N × N matrix T shown in Eq. 7 in “Appendix” (and then solving Eq. 6). At this point, it may be convenient to introduce the normalised frequency ξ for the following discussion

$$ \xi = \omega l_{\text{b}} /c_{\text{S}} , $$
(4)

where ω is the angular frequency of vibration and equal to 2πf (f: frequency), and \( c_{\text{S}} \left( { = \sqrt {\mu /\rho } } \right) \) is the shear wave speed of the linear elastic ground.

In Fig. 3, the normalised eigenfrequencies of all vibration modes are shown for a town of seven buildings having the identical mechanical characteristics (N = 7). In generating this figure (and also Fig. 4), it is assumed that d/l b = 0.4, h/l b = 2, m 1/m 0 = 1.5, ρb/ρ = 0.1 and (c S)b/c S = 1.5, as suggested by (Ghergu and Ionescu 2009) for European towns, with \( \left( {c_{\text{S}} } \right)_{\text{b}} \left( { = \sqrt {\mu_{\text{b}} /\rho_{\text{b}} } } \right) \) being the shear wave speed in the buildings. With these geometrical and mechanical properties, the normalised eigenfrequencies for the first (k = 1), fourth (k = 4) and seventh (k = 7) vibration modes of the collective behaviour of the buildings (town) are found to be ξ k  ≡ 2πf k l b/c S = 1.071, 0.839 and 0.780, respectively. As seen in Fig. 3, the eigenfrequency ξ k of each vibration mode [1 ≤ k ≤ N (= 7)] is smaller than that of a single building with the same foundation ξ0 (= 1.186), which shows the theoretical existence of the “town effect.” Note also in Fig. 3 that the normalised eigenfrequency ξ k lies in the range between the two eigenfrequencies ξ0 [for a single m 1km 0 (mass–spring–foundation) system] and ξ [= 0.75; a single (or an N–) m 1k (mass–spring) system on a rigid half-space], as expressed by Eq. 9 in “Appendix”.

Fig. 3
figure 3

Normalised eigenfrequency ξ k (≡ 2πf k l b/c S) related to the vibration mode k [1 ≤ k ≤ N (= 7)] of a town that consists of seven identical buildings on a linear elastic half-space [d/l b = 0.4, h/l b = 2, m 1/m 0 = 1.5, ρb/ρ = 0.1 and (c S)b/c S = 1.5]

Fig. 4
figure 4

For the same town with seven buildings, this figure shows the normalised displacement amplitude of the jth foundation for the vibration mode k [eigenvectors α k j (black rectangles) and |α k j | (white rectangles where |α k j | = −α k j ), with 1 ≤ j ≤ N and 1 ≤ k ≤ N (= 7)]: a first, b second, c third, d fourth, e fifth, f sixth, and g seventh mode

Figure 4 illustrates the associated eigenvector or distribution of the normalised displacement amplitudes of the foundations for the kth vibration mode: α k j (indicated by black rectangles) and |α k j | (shown by white rectangles where α k j is negative) for the identical town (N = 7, with j being the building number, 1 ≤ j ≤ N and 1 ≤ k ≤ N, see “Appendix”). Note that, if normalised, the distribution of the displacement amplitudes of the masses m 1 at the top for the kth mode is exactly the same as that for the foundations m 0 [refer to the expressions for w m0 j (t) and w m1 j (t) in “Appendix”]. Moreover, in this harmonic analysis, the normalised distributions of displacements are equivalent to those of velocities and accelerations. Therefore, if each building can be assumed to have (more or less) the same mechanical properties and the induced structural damage level is proportional to the (maximum of the absolute value of) displacement, velocity or acceleration experienced (at the foundation or the mass at the top), these diagrams can be compared to the ones showing the damage levels of buildings or photographs like Fig. 1. Figure 4a pertains to the first vibration mode (k = 1) where all displacements are in phase, and the building in the middle of the town, number 4, may be subjected to the severest vibration, and therefore, more damage is expected to this building than to the others. This distribution is very similar to that for the seventh mode (k = 7; Fig. 4g), but only every second building moves in phase, and the vibration is more “out-of-phase” in Fig. 4g. In the second mode (k = 2; Fig. 4b), the same building 4 in the middle experiences no dynamic impact, and like in the sixth mode (k = 6; Fig. 4f), specific buildings (2 and 6) are subjected to stronger vibrations. The third mode (k = 3; Fig. 4c) shows again that the displacement of the building 4 is the largest one, and in the similar fifth mode (k = 5), every third building may have a larger displacement. Figure 4d indicates that every second building (j = 1, 3, 5 and 7) is under much stronger vibration in the fourth mode (k = 4). Thus, Fig. 4, together with Fig. 3, clearly demonstrates that slight change in vibration frequencies can induce totally different dynamic behaviour of the town, which may not be systematically, or in a unified way, explained through conventional analyses handling each individual building separately.

Figures 3 and 4 show a “peculiar” feature in the sense that a smaller eigenfrequency seems to correspond to a “higher” (more “out-of-phase”) mode of vibration, but as stated in detail in Sect. 3.2, this “reverse” order of eigenvectors may become also “normal” (i.e., a higher eigenfrequency corresponds to a “higher” vibration mode of the town), depending on the combination of geometrical and mechanical properties actually employed in the analysis.

3 Possible Example of the Seismic “Town Effect”

3.1 The 1976 Friuli, Italy, Earthquake

Here, based on the analytical results summarised above, the generation mechanism of seismic damage pattern observed in the Friuli region in 1976 (Fig. 1) will be studied.

The main shock (Richter magnitude M L  = 6.5) occurred on 6 May 1976, with the epicentre located about 25 km north of the city of Udine, and the focal depth being some 10 km. The region of Friuli is located in the eastern sector of the Southern Alps where the orogenesis is related to the convergence of European and Adriatic plates. The main shock was preceded by an M L  = 4.5 foreshock, and followed by a large number of aftershocks, with the largest ones on 15 September 1976 (M L  = 6.1 and 5.8) (Cipar 1980; Zollo et al. 1997). The spectral response estimated from the main shock and aftershocks of this Friuli 1976–1977 earthquake sequence for the TLM1 (Tolmezzo-Ambiesta dam) accelerograph site at the top of a calcareous hill shows the dominant (peak) frequencies f d of observed seismic waves near the epicentre to be about 2, 3.8 and 6–8 Hz. The estimation is based on four different methods: spectral ratio to reference site; generalised inversion; median response spectra predicted for a rock soil by European attenuation relations; and receiver-function technique (see Barnaba et al. 2007).

Figure 1 suggests, if we can assume the number of buildings in the affected “town” was seven and, again, if all buildings there had (approximately) the same mechanical properties and the damage level is proportional to the maximum acceleration (velocity or displacement) of each building, the town might have been collectively under the fourth vibration mode during the earthquake (compare Fig. 1 with 4d: every second building may totally collapse under much stronger vibrations). If the observed values, the shear wave speed of the ground c S = 225 m/s (Based on the c S vertical profile defined by a shallow seismic refraction survey at TLM1 in 1977; Barnaba et al. 2007) and the length of each building 2l b = 16 m (height h = 8 m), as well as the same geometrical and mechanical properties as in the last chapter, are employed, then, based on the analytical results, the original eigenfrequency of a single building with a rigid foundation may be evaluated approximately as f 0 = ξ0 c S/(2πl b) = 5.3 Hz. This resonant frequency, in the typical natural frequency range of short reinforced concrete buildings, may be too high compared with the seismologically estimated dominant frequencies f d = 2 and 3.8 Hz (and lower than the other f d = 6–8 Hz), and it does not seem straightforward to explain the generation of damage pattern in Fig. 1 using this “conventional” resonant frequency for a single building. However, if the buildings in the town are treated collectively and the normalised eigenfrequencies ξ k associated with the “town effect” are used, the dimensional eigenfrequencies f k  = ξ k c S/(2πl b) become approximately 4.8 Hz (first mode, k = 1), 3.8 Hz (fourth mode, k = 4), or 3.5 Hz (seventh mode, k = 7), respectively. These resonant frequencies, possibly causing serious damage only to certain buildings in the town, are lower than the original eigenfrequency of a single building f 0. One of the dominant frequencies f d evaluated from the observations (3.8 Hz) lies in this range of “collective” eigenfrequencies f k , and it is well comparable to that of the fourth vibration mode f 4, as expected from Figs. 1 and 4d. The other dominant frequencies (2 and 6–8 Hz) are either too low or too high for the resonance of the town or a single building. As stated earlier, slight difference in dominant wave frequency component gives totally dissimilar damage patterns, especially in the middle section of the town, and there are still many unknown or unconsidered factors in the model, but the present study may have shown one possible real example of the “town effect”, and it also suggests that the physical characteristics of incident seismic (or blast) waves may be “inversely” evaluated from the structural damage patterns induced by the waves.

3.2 Discussion

The dynamic structure–wave–structure interaction has been studied, and its crucial effect on the collective mechanical behaviour of a group of surface buildings (town) has been addressed, but as stated above in Figs. 3 and 4, a smaller eigenfrequency is corresponding to a “higher” mode of vibration. Preliminary study on the effect of building height (h/l b) and separation distance between each foundation (d/l b) shows, besides clearly demonstrating the existence of the “town effect” again (e.g., for larger h/l b), that the order of eigenvectors may become also “normal”: for example, if the same geometrical and mechanical properties except for longer separation distance d/l b = 2 (i.e., the separation distance d and the building width 2l b are the same) are used, a higher eigenfrequency is associated with a “higher” vibration mode of the town. This “reverse” or “normal” order of vibration modes (eigenvectors) is dependent on the combination of geometrical/mechanical properties used in the computations, and it may possibly be attributed to the “fluctuating” nature of the Hankel and Bessel functions of the first kind of order zero, i.e., (real and imaginary parts of) H (1)0 (x) and J 0(x), which appear in the analysis and take both positive and negative values depending on x: similar “fluctuating” behaviour due to the introduction of Hankel and Bessel functions may be observed in the wave interaction problems in general, e.g., in the classical analysis of dynamic stress concentrations around a circular cavity in an infinitely extended, thin elastic plate during passage of plane longitudinal waves (Pao 1962) and also in the study of the seismic performance of dual tunnels, typically two tunnels running in parallel, at various depths (Uenishi and Sakurai 2008). The important and consistent points here are that, regardless of the order of eigenvectors, the distributions of the (absolute values of) displacement amplitudes, such as shown by the black and white rectangles for |α k j | in Fig. 4, are rather “symmetric,” i.e., those of the kth and (N + 1 − k)th vibration modes are very similar (1 ≤ k ≤ N), and the order of eigenvectors have actually no effect in the interpretation of the results, and that the “town effect” may induce stronger vibrations only to specific buildings in the town at lower frequencies than expected from conventional analyses.

This study clearly shows that, in analysing dynamic interaction between structures and the deformable ground, not only structural vibrations but also wave propagation in the ground should be taken into account. As seen in “Appendix”, the complexity of fully coupled dynamic analyses requires cumbersome calculations that tend to be avoided in many theoretical and numerical studies. However, it should be noted, for instance, that even when we perform some fancy laboratory or numerical experiments using real- or small-scale structures built directly on a shaking table that is subjected to “realistic” and “observed” seismic vibrations, it might be hard to correctly interpret the data obtained by such experiments as long as the shaking table is rigid, and the dynamic structure–wave–structure interaction is most likely excluded. In these experiments, we might be able to only obtain some results equivalent to ξ0 (higher frequencies for a single building) in our present model.

The purpose of the present contribution, however, is not to negate the important results obtained by conventional analyses of engineering seismology. There are certain limitations in the present model: the effect of the amplitude and duration content of the dynamic motion at a site, as well as that of rotation and vertical movement of the foundation of the building, is neglected. Furthermore, the foundation itself is assumed to be rigid without any torsion, and no damper (or similar mechanical models) is incorporated. In the further analysis, not only the exact information about each building (e.g., type, fragility, construction year and code, etc.) but also more precise geological and topographical features should be taken into consideration. For example, the damage pattern in the Friuli region may be generated also by a standing wave with a nodal or reflection point at the base of the mountain (H. P. Rossmanith, personal communication): all the buildings located at the vibration maxima were destroyed while those located at the nodal points remained more or less intact, or there might have been some wave focusing phenomena induced by the local geological conditions. Stratified layers may induce Love waves instead of anti-plane shear waves, and Rayleigh waves with dispersion may become influential near the free surface (Uenishi 2010). However, a simple mass-elastic column system may well explain the collapse of an underground station in Kobe caused by the 1995 Hyogo-ken Nanbu earthquake (Uenishi and Sakurai 2000), and at least the damage distribution in Fig. 1 may be explained in a constructive way with the current simplified model. Hence, it may be concluded that the analysis does indicate the importance of analysing collective behaviour of a town or a structural complex.

4 Conclusion

It has been shown that the collective mechanical behaviour of a group of structures subjected to anti-plane horizontal displacements may be different from the ones expected through conventional seismic analyses. As an example, the generation mechanism of the unique structural damage distribution in the Friuli region observed in 1976 has been studied, and it has been suggested that the structures actually may have shown the dynamic collective behaviour called the “town effect” or “city effect.” The model in this study is indeed quite simplified, but nonetheless, it may still hold the fundamental characteristics that will play a crucial role in understanding the seismic performance of a group of structures in urbanised areas. In such areas around the world, the number of skyscrapers, often standing close to each other with comparable heights and mechanical properties, is increasing. The results of the present study may be of use in analysing the dynamic collective performance of such tall buildings on the surface. Furthermore, in the ground, complex structures like dual tunnels are continuously being constructed, and therefore, the “town effect” in rock mass or soil should be investigated.