Abstract
Lissencephaly with agenesis of the corpus callosum and rudimentary dysplastic cerebellum may represent a subset of lissencephaly with cerebellar hypoplasia (LCH) of unknown etiology, one that is distinct from other types of LCH. We present a detailed neuropathological description of an autopsy brain from a 7-day-old neonate born at 38-gestational weeks, presenting with this malformation. The brain was severely hydrocephalic and totally agyric. The corpus callosum was absent and deep gray matter structures indistinct. A rudimentary dysplastic cerebellum, dysplastic olivary nuclei and nearly complete absence of corticospinal tracts were also noted. Microscopic examination revealed various types of dysplastic and malformative features throughout the brain in addition to the classic four-layered neocortical structure characteristic of type I lissencephaly. Unique features in the present case were (1) bilateral periventricular undulating cortical ribbon-like structures mimicking fused gyri and sulci, associated with aberrant reelin expression, (2) large dysplastic neocortical neurons positive for phosphorylated neurofilament, calbindin-D28K, tuberin, hamartin, doublecortin, LIS1, reelin and Dab1, (3) derangement of radial glial fibers, and (4) disorganized cerebellar cortex and heterotopic gray matter composed exclusively of granule cells in the cerebellar deep white matter. The clinicopathological features in the present case are suggestive of a distinct category of lissencephaly with cerebellar involvement. We suggest a possible classification of this unique case among the LCH syndromes.
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Introduction
Lissencephaly is a severe developmental brain malformation characterized by loss of the normal gyral pattern (agyria and/or pachygyria) in the cerebrum, marked disorganization of the cerebral cortical cytoarchitecture, and a strong association with profound neurological deficits and epilepsy. This type of malformation comprises a heterogeneous group of disorders sharing similar pathological features that are caused by alterations in distinct genes. Over the past decade, several genetic mutations responsible for lissencephalic phenotypes have been identified (for review see [7]): these include: (1) LIS1 on chromosome 17p13 for Miller-Dieker type lissencephaly [41], (2) doublecortin (DCX) on chromosome Xq22 for X-linked lissencephaly [9, 15, 16], (3) FCMD on chromosome 9q31 for Fukuyama congenital muscular dystrophy [26], (4) POMGnT1 (protein O-mannose β1,2-N-acetylglucosaminyltransferase) on chromosome 1p32 for muscle-eye-brain disease (MEB) [49], and (5) reelin (RELN) on chromosome 7q22 for lissencephaly with cerebellar hypoplasia (LCH) [19]. We describe the anatomical, histological and immunohistochemical features observed in an autopsy case of lissencephaly with agenesis of the corpus callosum and rudimentary dysplastic cerebellum as a distinct subset of LCH, and discuss the pathogenesis of this disorder.
Materials and methods
Case history
This male infant was vaginally delivered after induction, following 38 weeks of gestation (by dates), to a 27-year-old, gravida 3, para 1 (2 spontaneous abortions), mother. There is no known history of congenital abnormalities in the family. At 27 weeks of gestation, an ultrasound examination of the fetus revealed dilatation of the fourth ventricle and absence of the cerebellum. Subsequent ultrasound examinations at 30 and 36 weeks of gestation revealed intrauterine growth retardation consistent with 29 weeks gestation, without further fetal growth, and a Dandy-Walker abnormality as well as hydrocephalus. Prenatal laboratory testing of the mother was unremarkable. At birth, the baby was intubated due to respiratory insufficiency. Birth weight was 2,100 g. The head was microcephalic (circumference 27 cm) with small anterior and posterior fontanelles and closed sutures. The baby moved all extremities with appropriate muscle tone but had diminished reflexes in his upper and lower extremities. On the second day of life, magnetic resonance imaging (MRI) of the head (Fig. 1) confirmed severe brain malformation. The infant died 7 days after birth. Chromosomal analysis on the patient’s blood revealed a normal male karyotype (46, XY). Fluorescence in situ hybridization (FISH) chromosomal analysis did not detect deletions in the DiGeorge and Miller-Dieker critical regions. Gene analysis of reelin (RELN) was not available.
Histological and immunohistochemical procedures
Formalin-fixed paraffin-embedded tissue blocks were cut at 5-µm thickness, and subjected to hematoxylin and eosin (HE) staining, Klüver-Barrera, and modified Bielschowsky methods as routine procedures. Consecutive serial sections were used for immunohistochemical studies. Immunostaining was performed with the avidin-biotin-peroxidase complex (ABC) (Vector, Burlingame, CA) and/or the Labeled Polymer (goat anti-rabbit or anti-mouse immunoglobulins conjugated to peroxidase labeled-dextran polymer, EnVision+™, DAKO, Carpinteria, CA) method using 3,3’-diaminobenzidine tetrahydrochloride (DAB) as chromogen. Antibodies and/or antisera (Table 1) were used according to the commercial product specification and previously published protocols [22, 23] with appropriate positive and negative controls. Specimens were subjected to microwave boiling, if needed, in a 0.015 M sodium citrate buffer solution (pH 6.0) for 12 min as an antigen retrieval procedure before blocking with appropriate normal animal serum. Sections were counterstained with hematoxylin. A combination of the ABC method with DAB and alkaline phosphatase with 5-bromo-4-chloro-3-indoxyl phosphate and nitro blue tetrazolium chloride (BCIP/NBT; DAKO) was also employed for double-label immunohistochemistry.
Control cases
Formalin-fixed, paraffin-embedded cerebral hemispheres from 11 normal human fetuses (12, 16, 19, 20, 24, 26, 28, 30, 34, 39 and 41 weeks of gestation), and cerebella from 6 normal human fetuses (24, 29, 30, 36, 39 and 41 weeks of gestation), all obtained at autopsy, were used for controls. All cases were stillborn infants without any recorded abnormalities in the central nervous system. Brains of 12, 16, 19 and 20 weeks of gestation were a generous gift from Professor Eisaku Ohama (Department of Neuropathology, Institute of Neurological Sciences, Faculty of Medicine, Tottori University, Japan).
Neuropathological findings
Gross appearance
External examination of the head showed microcephaly, mild hypertelorism and low-set ears. The palate was intact. The external genitalia were normally formed for a male. A closed or fused anterior fontanelle and a small posterior fontanelle (1-cm diameter) were seen along with fused cranial sutures. The skull showed a thickened calvarium surrounding normal-appearing dura mater. The brain was of extremely small size for its gestational age [14, 17], weighing 80 g after formalin fixation. It showed total absence of gyri and sulci without a gradient of severity (Fig. 2). Coronal sections of the cerebral hemispheres revealed hypoplastic pallium with markedly enlarged lateral and third ventricles (Fig. 3A–C), and an unusual undulation of the ependymal surface of the lateral ventricles bilaterally (Fig. 3B). Corpus callosum was absent and Probst bundles were not observed. Ammon’s horns were indistinct. The basal ganglia consisted of 1.1×1.0×1.0-cm masses of tissue without distinctions between the lentiform nuclei and the diencephalon. The cerebellum was extremely hypoplastic (Fig. 2A) with complete absence of the vermis. There was marked cystic dilatation of the fourth ventricle consistent with Dandy-Walker malformation. The pons and medulla oblongata were markedly flattened (Fig. 2A). There were no discrete abnormalities in the spinal cord.
Microscopic observation
Cerebrum
Consistent with type I lissencephaly, a four-layered neocortex was observed predominantly in the cerebral convexities; this was composed of (1) a marginal layer, (2) superficial cellular layer or outer neuronal layer, (3) sparsely cellular or paucicellular layer with a few unmyelinated fiber bundles, and (4) deep cellular layer or inner gray matter (Fig. 3D). The gray-white matter ratio in this region varied from 5:1 to 10:1. In addition, however, the greater part of the pallium showed more complex malformative features (Fig. 3D–I). The thickness of the inner gray matter gradually tapered and eventually disappeared at the medial aspect of the cerebral hemisphere, whereas the cortical ribbon extended down from the outer neuronal layer and showed undulations without accompanying sulcal or gyral formation, i.e., focal polymicrogyria (Fig. 3D). Large dysplastic neurons (LDNs) were observed predominantly in the posterior part of the cerebrum (Fig. 4A).
LDNs were strongly positive for phosphorylated neurofilament (pNF) (Fig. 4B), and were observed throughout the thickness of the cortex; 50–60% of them were also positive for calbindin-D28K (CB) (Fig. 4C, E). These CB-positive cells were scattered throughout the cortex with a slight accentuation in the superficial marginal and superficial cellular layers (Fig. 4C), as opposed to those in a normal age-matched control brain, where they predominate in deeper layers, around layer IV of the neocortex (Fig. 4D, F). Most LDNs were also positive for tuberin (Fig. 5A) and hamartin (Fig. 5B). Some were positive for doublecortin (DCX) (Fig. 5C), LIS1 (Fig. 5D), reelin (Fig. 5E) and Dab1 (Fig. 5F) in their cytoplasm. In addition to abundant expression of DCX in germinal matrix, some pyramidal neurons in the superficial cellular layer were also positive for DCX (Fig. 5C). DCX expression in normal developing neocortex was observed only in younger individuals (12, 16, 19 weeks), but not in age-matched controls as previously described [40]. LIS1 immunohistochemistry failed to detect cells that would normally be positive in normal developing brain, including Cajal-Retzius (C-R) cells, subplate neurons and others [6, 42].
There was a thin horizontal band consisting of pNF-positive fibers and/or neurites beneath the pial surface (Fig. 5G) in the present case but not in any of the control brains (Fig. 5H). Strong reelin expression was observed in what appeared to be C-R cells (Fig. 5I) in both the present and control cases. Diffuse neuropil staining of reelin was observed in layer I of cerebral cortex in 12–39 week control fetal brains, whereas this pattern of reelin-labeling was less prominent in the present case. However, a thin horizontal band consisting of reelin-positive C-R cells and their neurites and/or diffuse neuropil staining of reelin (Fig. 5I) was observed in the subpial area anatomically corresponding to the subpial pNF-positive band. This structure predominated in dorso- and ventro-medial aspects of the cerebral hemisphere.
There were periventricular undulating cortical ribbon-like structures (PUC) mimicking fused gyri and sulci observed bilaterally and symmetrically in the area adjacent to the germinal matrix (Fig. 6A). PUC consisted of the extension of single streaks of gliovascular tissue from the subventricular germinal matrix (SGM), surrounded by a thin band of molecular layer-like paucicellular structure and an underlying single band of disorganized neuronal cell layer (Fig. 6B) that was continuous with the inner gray matter of the four-layered cortex. Neither an arachnoidal nor ependymal covering was observed. Profound derangement of radial glial fibers was also noted (Fig. 6C–E). There were increased numbers of GFAP-positive astrocytes throughout the cerebrum, and most of them had morphological features of Alzheimer type II astrocytes. SGM contained a substantial number of these astrocytes and some foci of ependymal differentiation forming ependymal rosette, canals and tubules (Fig. 6F). Ki-67 immunohistochemistry revealed a high labeling index within SGM and scattered positive nuclei throughout the pallium. Double-label immunohistochemistry confirmed the co-localization of Ki-67 and GFAP in only a few cells within the pallium (Fig. 6G). Patchy islands of reelin immunoreaction were observed mostly in a disorganized neuronal cell layer within PUC (Fig. 6H), consisting of diffuse neuropil staining and cytoplasmic reelin-expressing small, round neurons with scant cytoplasm that are morphologically distinct from subpial C-R cells (Fig. 6I). A small number of reelin-expressing small neurons were also scattered throughout the pallium, whereas no reelin-immunoreactive cells were observed in the area deeper than layer I of developing normal cerebral cortex. DCX was abundantly expressed in both the subventricular and heterotopic germinal matrix (Fig. 6J). Many apparently migrating neurons appeared positive for DCX (Fig. 6K) and were observed predominantly in the depths of the PUC subjacent to SGM and more superficial area of the pallium.
Ammon’s horns could not be clearly identified at the microscopic level (Fig. 6A). Neither the pyramidal cell layer nor fascia dentata appeared to have formed properly, with only a mixture of disoriented pyramidal neurons and patchy islands of granule cells randomly scattered about.
Brainstem and cerebellum
The cerebral peduncles were almost completely absent. The pontine base was extremely thin and gliotic with nearly complete lack of pontine nuclei, corticospinal and pontocerebellar tracts (Fig. 7A). Medullary pyramids were almost totally absent (Fig. 7B). The cerebellum was severely hypoplastic and dysplastic with only rudimentary hemispheres and complete aplasia of the vermis (Fig. 7A). The external granular layer was hypoplastic (Fig. 7C). The cellular arrangement of the cortex was severely disorganized (Fig. 7C, D). Large clusters of heterotopic gray matter composed exclusively of granule cells (Fig. 7E, F), and scattered single heterotopic LDNs immunoreactive for pNF and CB (Fig. 7G) were also observed in the cerebellar deep white matter. The dentate nucleus was dysplastic and identified as a collection of gray matter islands lacking the normal undulating contour (Fig. 7H). Most of the astrocytes observed in the cerebellar white matter were multinucleated (Fig. 7I), consistent with Alzheimer type I astrocytes.
Discussion
Agyria/pachgyria associated with cerebellar hypoplasia has recently been recognized as a heterogeneous group of brain malformations [2, 11, 19, 27, 44] described as lissencephaly with cerebellar hypoplasia (LCH). The pathological features in the present case are characterized by type I lissencephaly (complete agyria) associated with agenesis of corpus callosum, rudimentary dysplastic cerebellum, and hypoplastic brainstem.
The significance of the present case with relevance to current concepts of LCH
A small number of familial cases that may overlap with the pathological features in the present case have been described (Table 2). Kerner et al. [24] described the clinicopathological features observed in two siblings as a distinct phenotype of familial lissencephaly with cleft palate and severe cerebellar hypoplasia. These cases seem to be distinct from the present case on the basis of clinicopathological features, including a diffuse single band of disorganized neurons and glia rather than a four-layered cortex. In cases with lissencephaly associated with skin and skeletal abnormalities [1], severe cerebellar and brainstem hypoplasia may be observed. However, histological features of diffuse neuronal degeneration resulting in severe micrencephalic brain in those cases implicate a pathogenesis similar to that suggested in Neu-Laxova syndrome (NLS) [37]. Although the brain in our case was also extremely small, weighing only 80 g [14, 17], histological features of a putative neuroblast migration disorder associated with hypoplastic pallium and severe hydrocephalus appear more likely to account for this brain weight rather than the degenerative process of NLS. Lack of specific anomalies such as ichthyosis, edema and a characteristic facial abnormality in the present case is also against the diagnosis of NLS [25]. Recently, mutations in the RELN gene have been reported to be associated with autosomal recessive LCH [19]. In mice carrying mutations in RELN (reeler mice) and in disabled-1 (Dab1) as well as in mice carrying double mutations of both very low density lipoprotein receptor (VLDLR) and apolipoprotein E receptor 2 (ApoER2), normal neuroblast migration with an “inside-out” fashion is inverted [46]. This suggests a role for these genes in the control of cell positioning in the developing central nervous system and predicts a pattern of cytoarchitectural alteration in patients carrying alterations in reelin/lipoprotein receptor/Dab1 pathway as well as RELN mutations.
Recently, six categories of LCH (LCHa–f) have been proposed mainly based on the neuroradiographic findings [44]. Of note, two pediatric cases are listed as a heterogeneous group of agyria/pachygyria associated with absent corpus callosum, moderate to severe cerebellar hypoplasia and brainstem hypoplasia of unknown inheritance (LCHf in the series). One presented with complete agyria and severe hypoplasia of cerebellum and brainstem, and had a thin continuous band of high signal intensity on T2-weighted sequences in what seems to be the subcortical area, as well as focal undulation of the ventricular surface—almost identical to that observed in MR images of the present case (Fig. 1). Mutations in LIS1 can also cause a LCH phenotype (LCHa) that displays mild vermian hypoplasia, lissencephaly with either an anterior-to-posterior or posterior-to-anterior gradient of severity, and presence of the corpus callosum, even if it is hypoplastic—the features do not match those in the present case. Furthermore, in the recent classification of cerebellar malformations, a heterogeneous group of lissencephaly with cerebellar dysplasia has been proposed, listing three cases in a series of 70 MRI studies obtained in patients with cerebellar anomalies [39]. Apart from one case with a RELN mutation, the other two cases without known gene mutations were associated with agenesis of the corpus callosum, small-sized brainstem and tiny cerebellar hemispheres with no visible vermis, implying similar anatomical features to those in the present case. However, there has been neither a detailed histopathological verification nor an immunohistochemical characterization of LCH reported.
A four-layered neocortical structure is, together with preserved superficial marginal layer, a characteristic histological abnormality that distinguishes type I from type II lissencephaly [18, 35]. MRI-neuropathological correlations in the present case revealed that the band of high T2 signal represents the MRI counterpart of a sparsely cellular layer, as has been previously suggested [28]. Hence, the presence of this T2 high intensity band is predictive of a histological four-layered cortex typical of type I lissencephaly, at least in the developing brain.
Other phenotypes of lissencephaly associated with agenesis of corpus callosum
Agenesis of corpus callosum (ACC) per se is often considered as nonspecific since it is found with variable frequency in various syndromes (for review see [34]). Among lissencephaly phenotypes, however, association with ACC seems to be relatively rare and may even comprise a distinct group of disorders. X-linked lissencephaly with absent corpus callosum and ambiguous genitalia [3, 10, 36] has been described as another entity of X-linked lissencephaly that is distinct from that caused by the DCX mutation, although it is not a case of LCH (Table 2).
The unique features of PUC, LDNs and disorganization of the radial glial fibers
The PUC in this case was continuous with the deep cellular layer of the four-layered cortex and was associated with streaks of gliovascular tissue extending from the subventricular germinal matrix. Therefore, the possibility that the PUC represents “band heterotopia” or “periventricular nodular heterotopia” appears to be excluded. The fact that the majority of neurons existed within the PUC but not in the superficial layer, and that the germinal matrix cells were also observed within the gliovascular streaks, suggests that the PUC is associated with abnormalities from the earlier stage of neuroblast migration to the later stage of gliogenesis within the subventricular germinal matrix. Furthermore, the presence of reelin-expressing cells and diffuse neuropil staining of reelin within the PUC are even suggestive of an abnormal formation of preplate or abnormal generation and migration of reelin-expressing cells. These reelin-expressing cells may represent aberrant C-R cells playing a role in the formation of an aberrant radial glial scaffold [12] and the formation of PUC in this case, although reelin-positive cells in the PUC are of round, small-sized and granular type, morphologically distinct from subpial C-R cells [31]. The PUC seems to be an unique feature in the present case.
Studies of macaque monkey brain have suggested that calcium binding protein-containing interneurons make up 90% of all GABAergic neurons in the cerebral cortex [30]. Many LDNs in our case were strongly immunoreactive for CB, suggesting that they have the features of GABAergic interneurons. These cells were scattered throughout the cortex with a slight accentuation in the superficial marginal and superficial cellular layers (Fig. 4C). This observation is in contrast to that of age-matched controls, in which CB-immunoreactive cells predominated in deeper layers, around layer IV of the neocortex (Fig. 4D). It remains unclear whether the laminar distribution of CB-positive LDNs represents their final distribution or a temporary profile in the present case. The number and distribution of calcium binding protein-containing neurons, including CB-immunoreactive cells, in the neocortex can be reorganized in early postnatal life [43]; by 28 weeks after birth, the laminar distribution of CB-immunoreactive cells shifts from layer IV to layer II.
Abnormalities of radial glia may occur with various molecular mechanisms either focally or diffusely in malformations of cortical development including Fukuyama congenital muscular dystrophy [45] and tuberous sclerosis [38]. Furthermore, alterations of signaling pathways that regulate microtubule dynamics either directly or indirectly may result in a derangement of radial glial fibers, as demonstrated in reeler mice [21] and Lis1 mutant mice [4]. The latter may also result in abnormal neuronal morphology [4]. Interestingly, single heterotopic large dysplastic neurons observed in the cerebellum were also strongly positive for pNF and CB. Therefore, it is plausible that CB-expressing GABAergic interneurons in the cerebrum and the CB-expressing heterotopic Purkinje cells in the cerebellum are specifically affected by a yet to be determined alteration of intracellular signaling, which would result in a disorder of generation and migration of inhibitory neurons at either ventricular and subventricular zones of the dorsal forebrain and hindbrain or medial ganglionic eminence of the ventral forebrain or both [29], eventually presenting with dysplastic morphology. Overexpression of proteins that are known to play important roles in regulating cell size, shape, cell cycle and neuroblast migration during brain development (for review see [7]) among the population of LDNs may support this idea. Alternatively, since lissencephaly is strongly associated with epilepsy [7], these abnormal cells may account in part for the epileptogenicity of lissencephaly.
Study of morphological and functional correlation has demonstrated abnormal electrophysiological properties of cytomegalic neurons in surgically resected focal cortical dysplasia from patients with intractable epilepsy [5].
Rare type of heterotopic granule cells in the cerebellum
One of the striking histological features observed in the cerebellum of this patient is the presence of heterotopias composed exclusively of granule cells without accompanying Purkinje cells (Fig. 7D, E). Heterotopias in the developing cerebellum [13, 20, 32] often coexist with other cerebellar malformations [14]. Heterotopic neurons in developing cerebellum, particularly the white matter, are often incidentally observed, but not rare, even during normal development, possibly as a temporary phenomenon during cerebellar development [32]. However, the fact that those heterotopias have been reported to be constantly associated with a Purkinje cell component [32] and that there has been no report of cerebellar white matter heterotopias composed exclusively of granule cells, suggests another yet to be defined role for Purkinje cells in the migration of external granule cells not only in normal cerebellar corticogenesis, but also in the formation of heterotopia. In fact, the Purkinje cell-derived sonic hedgehog has a mitogenic effect on granule cell precursors [8, 47, 48], and the external granule cells secrete reelin [33]. Interestingly, the granule cell heterotopias observed in the present case were morphologically well differentiated, containing synaptophysin-immunoreactive glomeruli (Fig. 7D, E) but not spindle-shaped cells described as “matrix cell heterotopia” or “residual matrix cells” [14]. Further detailed characterization is necessary to determine the precise origin of these malpositioned granular neurons.
In conclusion, the overall neuropathological features along with other external manifestations in the present case are quite unique, and do not fit with any previously reported cases in which histological details have been presented (Table 2). We believe that this is the first neuropathological description of a brain malformation that may fit with the categories that have been proposed, as a distinct subset of LCH syndrome, e.g., LCHf [44], LCH with ACC, brainstem and cerebellar hypoplasia [2], and lissencephaly with cerebellar dysplasia [39]. We propose the term “lissencephaly with agenesis of corpus callosum and rudimentary dysplastic cerebellum” to describe the brain malformation in the present case based on its neuropathological features. Histological verification appears to be an important procedure for a better understanding of the pathogenesis of each LCH subset and for the establishment of more precise classification incorporated with future clinicopathological, genetic, and mechanistic considerations [7].
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Acknowledgement
The authors wish to thank Alexander Blooks and Beth Johnson (Section of Neuropathology, UCLA Medical Center) for invaluable technical assistance. H.M. is supported in part by a grant from the Ministry of Education, Culture, Sports, Science, and Technology of Japan.
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Miyata, H., Chute, D.J., Fink, J. et al. Lissencephaly with agenesis of corpus callosum and rudimentary dysplastic cerebellum: a subtype of lissencephaly with cerebellar hypoplasia. Acta Neuropathol 107, 69–81 (2004). https://doi.org/10.1007/s00401-003-0776-0
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DOI: https://doi.org/10.1007/s00401-003-0776-0