Abstract
We consider the boundedness of the multilinear pseudo-differential operators with symbols in the multilinear Hörmander class \(S_{0,0}\). The aim of this paper is to discuss smoothness conditions for symbols to assure the boundedness between local Hardy spaces.
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1 Introduction
First of all, the letter N which is mentioned in this article is understood to be a positive integer unless the contrary is explicitly stated.
For a bounded measurable function \(\sigma = \sigma (x, \xi _1, \dots , \xi _N)\) on \((\mathbb {R}^n)^{N+1}\), the (N-fold) multilinear pseudo-differential operator \(T_{\sigma }\) is defined by
for \(x\in \mathbb {R}^n\) and \(f_1,\dots ,f_N \in \mathcal {S}(\mathbb {R}^n)\). The function \(\sigma \) is called the symbol of the operator \(T_{\sigma }\).
The subject of the present paper is to investigate the boundedness of the multilinear pseudo-differential operators on several function spaces. In stating this, we use the following terminology with a slight abuse. Let \(X_1,\dots , X_N\), and Y be function spaces on \(\mathbb {R}^n\) equipped with quasi-norms \(\Vert \cdot \Vert _{X_j}\) and \(\Vert \cdot \Vert _{Y}\), respectively. If there exists a constant C such that
then we say that \(T_{\sigma }\) is bounded from \(X_1 \times \cdots \times X_N\) to Y. The smallest constant C of (1.1) is denoted by \(\Vert T_{\sigma }\Vert _{X_1 \times \cdots \times X_N \rightarrow Y}\). If \(\mathcal {A}\) is a class of symbols, we denote by \(\textrm{Op}(\mathcal {A})\) the class of all operators \(T_{\sigma }\) corresponding to \(\sigma \in \mathcal {A}\). If \(T_{\sigma }\) is bounded from \(X_1 \times \cdots \times X_N\) to Y for all \(\sigma \in \mathcal {A}\), then we write \(\textrm{Op}(\mathcal {A}) \subset B (X_1 \times \cdots \times X_N \rightarrow Y)\). For the spaces \(X_{j}\) and Y, we consider the Lebesgue space \(L^p\), the Hardy space \(H^p\), the local Hardy space \(h^p\), and the spaces BMO and bmo. The definitions of these spaces will be collected in Sect. 2.2.
Notice that, if \(T_{\sigma }\) is bounded from \(X_1 \times \cdots \times X_N\) to Y in the sense given above, then, in many cases, we can extend the definition of \(T_{\sigma }\) defined for \(f_j \in \mathcal {S}(\mathbb {R}^n)\) to that for general \(f_j \in X_j\) and can prove that (1.1) holds for all \(f_j \in X_j\) using some limiting argument.
In this article, we focus on the Hörmander symbol class of \(S_{0,0}\)-type. We recall that the class \(S_{0,0}^{m} (\mathbb {R}^n,N)\), \(m \in \mathbb {R}\), consists of all smooth functions \(\sigma \) on \((\mathbb {R}^n)^{N+1}\) such that
holds for all multi-indices \(\alpha _0, \alpha _1, \dots , \alpha _N \in (\mathbb {N}_0)^n = (\{ 0,1,2,\dots \})^{n}\). The linear case, \(N=1\), is the widely known Hörmander class and the following is a classical boundedness result:
Theorem A
Let \(0 < p \le \infty \) and \(m\in \mathbb {R}\). Then, the boundedness
holds if and only if
where, if \(p=\infty \), \(h^{p}\) should be replaced by bmo.
The “if" part of this result for \(p=2\) was proved by Calderón and Vaillancourt in [4], and then it was generalized to the case \(1< p < \infty \) by Fefferman in [9] and Coifman and Meyer in [5]. Finally, the boundedness for the full range \(0 < p \le \infty \) was obtained by Miyachi in [31] and Päivärinta and Somersalo in [35]. For the “only if” part, see, for instance, [31, Sect. 5] and [28, Theorem 1.5].
The study of the multilinear case, \(N \ge 2\), originated with the paper [1] by Bényi and Torres, where they showed that, for \(N=2\) and for \(1 \le p, p_1, p_2 < \infty \) with \(1/p = 1/p_1 + 1/p_2\), x-independent symbols in \(S^{0}_{0,0}(\mathbb {R}^n, 2)\) do not always give rise to bounded operators from \(L^{p_1} \times L^{p_2}\) to \(L^p\). Then, the condition of \(m \in \mathbb {R}\) for which the multilinear pseudo-differential operators with symbols in the class \(S^{m}_{0,0}(\mathbb {R}^n, N)\) can be bounded among local Hardy spaces was investigated. More precisely, the following holds:
Theorem B
Let \(N\ge 2\), \(0 < p, \, p_1,\, \dots , \, p_N \le \infty \), \(1/p= 1/p_1 + \dots + 1/p_N\), and \(m\in \mathbb {R}\). Then, the boundedness
holds if and only if
where, if \(p_j = \infty \) for some \(j\in \{1, \dots , N\}\), the corresponding \(h^{p_j}\) can be replaced by bmo.
The case \(N=2\) was proved by Miyachi and Tomita [32] and the case \(N \ge 3\) by Miyachi, Tomita, and the author [28]. For the preceding results considering the subcritical case, see the papers by Michalowski, Rule, and Staubach [30] and by Bényi, Bernicot, Maldonado, Naibo, and Torres [2]. Quite recently, a generalization of Theorem B for \(N=2\) considering boundedness on Sobolev spaces was shown by Shida [37].
Remark that, in Theorems A and B, much smoothness is implicitly assumed for symbols. In the rest of this section, we shall consider smoothness conditions for symbols to assure the boundedness, which is our interest of the present paper. We first recall the linear case. In Miyachi [31], it was shown that the smoothness condition of symbols assumed in Theorem A can be relaxed to, roughly speaking, the smoothness up to \(\min \{n/p, n/2\}\) for the space variable x and \(\max \{n/p, n/2\}\) for the frequency variable \(\xi _1\). Moreover, it might be worth mentioning that these values are partially sharp (see [31, Sect. 5]). Some results on this direction can be also found in, for instance, Boulkhemair [3], Coifman and Meyer [5], Cordes [7], Hwang [24], Muramatu [34], and Sugimoto [38] for \(p=2\), and Sugimoto [39] and Tomita [40] for \(0< p < \infty \). For the multilinear case, in [26, 27], it was shown that, for the case \(2/N \le p \le 2\) and \(2 \le p_1, \dots , p_N \le \infty \), the assumptions of the smoothness up to n/2 for each space and frequency variables are sufficient to have the boundedness in Theorem B. See also Herbert and Naibo [21, 22] for the preceding results.
The purpose of this paper is to extend the partial result on the multilinear case stated above to the whole range of the exponents \(0 < p, p_1, \dots , p_N \le \infty \). We shall determine the smoothness conditions of symbols for the boundedness in Theorem B as weak as possible. Before stating our main theorem, we introduce a Besov type class to measure the smoothness of symbols. In order to define this class, we use a partition of unity as follows. We take \(\psi _{0}, \psi \in \mathcal {S}(\mathbb {R}^n)\) satisfying that \(\textrm{supp}\, \psi _{0} \subset \{ \xi \in \mathbb {R}^n: |\xi | \le 2 \}\), \(\textrm{supp}\, \psi \subset \{ \xi \in \mathbb {R}^n: 1/2 \le |\xi | \le 2 \}\), and \(\psi _{0}+\sum _{k\in \mathbb {N}} \psi ( 2^{-k} \cdot ) = 1\), and denote \(\psi _k:= \psi ( 2^{-k} \cdot )\) for \(k \in \mathbb {N}\). We call this \(\{\psi _k\}_{k\in \mathbb {N}_0}\) a Littlewood–Paley partition of unity on \(\mathbb {R}^n\). Moreover, we write as \(\varvec{\xi }= (\xi _1, \dots , \xi _N) \in (\mathbb {R}^n)^{N}\) and \(\langle \xi \rangle = (1 + |\xi |^2)^{1/2}\), \(\xi \in \mathbb {R}^d\), to shorten the notations.
Definition 1.1
Let \(N \ge 2\), \(m \in \mathbb {R}\), and \(t \in (0, \infty ]\) and let \(\{\psi _{k}\}_{ k\in \mathbb {N}_0 }\) be a Littlewood–Paley partition of unity on \(\mathbb {R}^n\). For \(\varvec{k}= (k_0, k_1, \dots , k_N) \in (\mathbb {N}_0)^{N+1}\), \(\varvec{s}= (s_0, s_1, \dots , s_N) \in [0, \infty )^{N+1}\), and \(\sigma = \sigma (x, \varvec{\xi }) \in L^{\infty } ((\mathbb {R}^n)^{N+1})\), we write \(\varvec{s}\cdot \varvec{k}= \sum _{j=0}^{N} s_{j} k_{j}\) and
We denote by \(S^{m}_{0,0} (\varvec{s}, t; \mathbb {R}^n, N)\) the set of all \(\sigma \in L^{\infty } ((\mathbb {R}^n)^{N+1})\) such that the quasi-norm
is finite, with a usual modification when \(t=\infty \).
Here, the space \(L^{2}_{ul}\) is the uniformly local \(L^{2}\) space, which includes \(L^\infty \) (see Sect. 2.2). Using the class in Definition 1.1, the main theorem of the present paper reads as follows.
Theorem 1.2
Let \(N\ge 2\), \(0<p, \, p_1,\, \dots , \, p_N \le \infty \), and \(1/p = 1/p_1 + \dots + 1/p_N\). If
and
then
where, if \(p_j = \infty \) for some \(j\in \{1, \dots , N\}\), the corresponding \(h^{p_j}\) can be replaced by bmo.
We end this section with noting the organization of this paper. In Sect. 2, we collect some notations which will be used throughout this paper and give the definitions and properties of some function spaces. In Sect. 3, we first display the key statements, Theorem 3.2 and Proposition 3.4, which contain the essential part of Theorem 1.2. Then, we prove Theorem 3.2 and also consider the boundedness for symbols with classical derivatives. After preparing several lemmas for the proof of Proposition 3.4 in Sect. 4, we actually give its proof in Sect. 5. In Sect. 6, we consider the sharpness of the order m and the smoothness \(s_0,s_1\dots ,s_N\) stated in Theorem 1.2.
2 Preliminaries
2.1 Notations
We denote by Q the n-dimensional unit cube \([-1/2,1/2)^n\) and we write \(\ell Q = [-\ell /2, \ell /2)^n\), \(\ell > 0\). Then, the cubes \(\ell \tau + \ell Q\), \(\tau \in \mathbb {Z}^n\), are mutually disjoint and constitute a partition of the Euclidean space \(\mathbb {R}^n\). This implies that integral of a function on \(\mathbb {R}^{n}\) is written as
for \(\ell > 0\). We denote by \(B_R\) the closed ball in \(\mathbb {R}^n\) of radius \(R>0\) centered at the origin. We denote by \(\textbf{1}_\Omega \) the characteristic function of a set \(\Omega \). For \(1 \le p \le \infty \), \(p^\prime \) is the conjugate number of p defined by \(1/p + 1/p^\prime =1\).
For two nonnegative functions A(x) and B(x) defined on a set X, we write \(A(x) \lesssim B(x)\) for \(x\in X\) to mean that there exists a positive constant C such that \(A(x) \le CB(x)\) for all \(x\in X\). We often omit to mention the set X when it is obviously recognized. Also \(A(x) \approx B(x)\) means that \(A(x) \lesssim B(x)\) and \(B(x) \lesssim A(x)\).
The symbols \(\mathcal {S}(\mathbb {R}^d)\) and \(\mathcal {S}^\prime (\mathbb {R}^d)\) denote the Schwartz class of rapidly decreasing smooth functions and the space of tempered distributions on \(\mathbb {R}^d\), respectively. The Fourier transform and the inverse Fourier transform of \(f \in \mathcal {S}(\mathbb {R}^d)\) are defined by
respectively. For a Schwartz function \(f (x,\xi _{1},\dots ,\xi _{N})\), \(x,\xi _{1},\dots ,\xi _{N} \in \mathbb {R}^{n}\), we denote the partial Fourier transform with respect to the x and \(\xi _{j}\) variables by \(\mathcal {F}_0\) and \(\mathcal {F}_{j}\), \(j=1,\dots ,N\), respectively. We also write the Fourier transform on \((\mathbb {R}^{n})^{N}\) for the \(\xi _{1},\dots , \xi _{N}\) variables as \(\mathcal {F}_{1,\dots ,N} = \mathcal {F}_1 \dots \mathcal {F}_{N}\). For \(m \in \mathcal {S}^\prime (\mathbb {R}^n)\), we defined \(m(D) f = \mathcal {F}^{-1} [m \widehat{f} \,]\) and use the notation \(m(D)f(x)=m(D_x)f(x)\) when we indicate which variable is considered. For \(g \in \mathcal {S} (\mathbb {R}^n) \setminus \{0\}\), we denote the short-time Fourier transform of \(f \in \mathcal {S}^\prime (\mathbb {R}^n) \) with respect to g by
2.2 Function Spaces
For a measurable subset \(E \subset \mathbb {R}^d\), the Lebesgue space \(L^p (E)\), \(0<p\le \infty \), is the set of all those measurable functions f on E such that \(\Vert f \Vert _{L^p(E)} = ( \int _{E} \big | f(x) \big |^p \, dx )^{1/p} < \infty \) if \(0< p < \infty \) or \(\Vert f \Vert _{L^\infty (E)} = {\text {ess \, sup}}_{x\in E} |f(x)| < \infty \) if \(p = \infty \). If \(E=\mathbb {R}^{n}\), we usually write \(L^p \) for \(L^p (\mathbb {R}^{n})\). The uniformly local \(L^2\) space, denoted by \(L^2_{ul} (\mathbb {R}^d)\), consists of all those measurable functions f on \(\mathbb {R}^d\) such that
(This notion can be found in [25, Definition 2.3].)
For a countable set K, the sequence space \(\ell ^q (K)\), \(0< q \le \infty \), is the set of all those complex sequences \(a=\{a_k\}_{k\in K}\) such that \( \Vert a \Vert _{ \ell ^q (K)} = ( \sum _{ k \in K } | a_k |^q)^{ 1/q } <\infty \) if \(0< q < \infty \) or \(\Vert a \Vert _{ \ell ^\infty (K) } = \sup _{k \in K} |a_k| < \infty \) if \(q = \infty \). If \(K=\mathbb {Z}^{n}\), we usually write \( \ell ^q \) for \(\ell ^q (\mathbb {Z}^{n})\).
Let X, Y, Z be function spaces. We use the notation \(\Vert f \Vert _{X} = \Vert f(x) \Vert _{X_{x}} \) when we indicate which variable is measured. We denote the mixed norm by
(Pay special attention to the order of taking norms.) For X, Y, Z, we consider \(L^{p}\) or \(\ell ^{p}\).
Let \(\phi \in \mathcal {S}(\mathbb {R}^n)\) be such that \(\int _{\mathbb {R}^n}\phi (x)\, dx \ne 0\) and let \(\phi _t(x)=t^{-n}\phi (x/t)\) for \(t>0\). The space \(H^p= H^p(\mathbb {R}^n)\), \(0<p\le \infty \), consists of all \(f \in \mathcal {S}'(\mathbb {R}^n)\) such that \(\Vert f\Vert _{H^p}=\Vert \sup _{0<t<\infty }|\phi _t*f|\Vert _{L^p} <\infty \). The space \(h^p= h^p(\mathbb {R}^n)\), \(0<p\le \infty \), consists of all \(f \in \mathcal {S}'(\mathbb {R}^n)\) such that \(\Vert f\Vert _{h^p}=\Vert \sup _{0<t<1}|\phi _t*f|\Vert _{L^p} <\infty \). It is known that \(H^p\) and \(h^p\) do not depend on the choice of the function \(\phi \) up to the equivalence of quasi-norm. Obviously \(H^p \subset h^p\). If \(1 < p \le \infty \), then \(H^p = h^p = L^p\) with equivalent norms. In more details, see, for instance, Goldberg [16].
The space \(BMO=BMO(\mathbb {R}^n)\) consists of all locally integrable functions f on \(\mathbb {R}^n\) such that
where \(f_R=|R|^{-1}\int _R f(x) \, dx\) and R ranges over all the cubes in \(\mathbb {R}^n\). The space \(bmo=bmo(\mathbb {R}^n)\) consists of all locally integrable functions f on \(\mathbb {R}^n\) such that
where R denotes cubes in \(\mathbb {R}^n\). Obviously, \(L^{\infty } \subset bmo \subset BMO\) holds. Also, BMO satisfies that \(\Vert \lambda f\Vert _{BMO} = |\lambda | \Vert f\Vert _{BMO}\), \(\lambda \in \mathbb {R}\), and \(\Vert f(\lambda \cdot )\Vert _{BMO} = \Vert f\Vert _{BMO}\), \(\lambda >0\) (see, e.g., [17, Sect. 3.1.1]).
Let \(\kappa \in \mathcal {S}(\mathbb {R}^n)\) be a function such that the support of \(\kappa \) is compact and
For \(0< p, q \le \infty \) and \(s\in \mathbb {R}\), the Wiener amalgam space \(W^{p,q}_{s}\) is defined to be the set of all \(f \in \mathcal {S}'(\mathbb {R}^n)\) such that the quasi-norm
is finite. If \(s=0\), we write \(W^{p,q} = W^{p,q}_{0}\). The space \(W^{p,q}_{s}\) does not depend on the choice of the function \(\kappa \) up to the equivalence of quasi-norm. The space \(W^{p,q}_{s}\) is a quasi-Banach space (Banach space if \(1 \le p,q \le \infty \)) and \(\mathcal {S} \subset W^{p,q}_{s} \subset \mathcal {S}^\prime \). If \(0< p,q < \infty \), then \(\mathcal {S}\) is dense in \(W^{p,q}_{s}\). It is known that \(W^{p,2}\) is equivalent to the (standard) amalgams \(W(L^2, \ell ^{p})\), where the space \(W(L^{q}, \ell ^{p})\) is equipped with the quasi-norm
Also, in particular, \(W^{\infty , 2}\) is equivalent to \(L^{2}_{ul}\), since \(L^2_{ul} = W(L^2, \ell ^\infty )\). See Feichtinger [10, 11] and Triebel [41] for more details.
Some of the relations between \(W^{p,q}_{s}\) and the spaces \(L^p\), \(h^p\), and bmo will be given below.
Lemma 2.1
Let \(s \in \mathbb {R}\) and \(0 < p, p_1, p_2, q_1, q_2 \le \infty \). Then,
Proof
The embedding (2.4) is given in [8, Theorem 1.1] for \(1 < p \le \infty \) and in [19, Theorem1.2] for \(0 < p \le 1\). The explicit proofs of (2.3) and (2.5) can be found in [28, Lemma2.2]. \(\square \)
Remark 2.2
The idea of constructing the amalgam space \(W(L^q, \ell ^p)\), which, in contrast to the \(L^p\) space, treats local and global behavior of functions simultaneously, goes back to N. Wiener [45, 46], where special cases were considered. In [23], Holland gave systematic study including some basic properties of the amalgams \(W(L^q, \ell ^{p})\). (For more details, see also, e.g., [14] and references therein.) Then, in [10, 11], Feichtinger introduced a vastly generalized amalgams which enables us to deal with a wide range of function spaces to be used as local or global components. He denoted them by W(B, C) and, according to the suggestion of J. Benedetto, named the spaces W(B, C) as Wiener amalgam spaces in recognition of Wiener’s works. Here, the components B and C measure local and global behavior of functions respectively. (For the detailed definition and basic properties, see also [6, 20].) Feichtinger’s framework allows us, of course, to treat the amalgams \(W(L^{q}, \ell ^{p})\) and to understand that the space \(W(\mathcal {F}L^{q}_{s}, L^{p} )\) is equivalent to the space \(W^{p,q}_{s}\) defined above, where \(\mathcal {F}L^{q}_{s}\) is the so-called Fourier Lebesgue space. In fact, although we omit the precise definition of W(B, C), the quasi-norm of the space \(W(\mathcal {F}L^{q}_{s}, L^{p} )\) is expressed by
for a window function \(g \in \mathcal {S}(\mathbb {R}^n) \setminus \{0\}\). Choosing a window g with compact Fourier supports suitably, we see that the quasi-norm of (2.6) can be equivalent to
This is more precisely discussed in, e.g., [10, 41]. So, from the historical point of view, it may be a terminology with a slight abuse that we refer to only the space \(W^{p,q}_{s}\) as the Winer amalgam space as above, because the above-mentioned spaces \(W(L^{q}, \ell ^{p})\) and \(L^{2}_{ul}\) are also contained in Wiener amalgam spaces. Moreover, the space \(W^{p,q}_{s}\) probably should be denoted by \(W(\mathcal {F}L^{q}_{s}, L^{p} )\), but, in this paper, we use the notation \(W^{p,q}_{s}\) just for the purpose of simplification. For clarification with our choice of this notation, we refer the reader to [8, 19, 36].
We also remark that the quasi-norm of (2.6) is additionally expressed as a constant times
or, by choosing a window g with compact supports suitably, it is equivalent to
where \({\tilde{g}} = g(-\cdot )\). One can regard the expressions above as the quasi-norm of \(\widehat{f}\) in a weighted modulation space. Thus, the Wiener amalgam spaces \(W(\mathcal {F}L^{q}_{s}, L^{p} ) = W^{p,q}_{s}\) are sometimes understood to be the Fourier images of modulation spaces. See, e.g., [6, 12] for more precise discussion. More detailed properties of modulation spaces can be also found in, e.g., [13, 15, 18, 29, 41, 44].
3 Main Result
3.1 Refined Version of the Main Theorem
In this subsection, we give a slight extension of Theorem 1.2. To do this, we shall define the following symbol class which can be wider than the class stated in Definition 1.1.
Definition 3.1
Let \(N \ge 2\). For \(\varvec{m}= (m_1,\dots ,m_N) \in \mathbb {R}^N\), \(\varvec{s}\in [0, \infty )^{N+1}\), and \(t \in (0, \infty ]\), we denote by \(S^{\varvec{m}}_{0,0} (\varvec{s}, t; \mathbb {R}^n, N)\) the set of all \(\sigma \in L^{\infty } ((\mathbb {R}^n)^{N+1})\) such that the quasi-norm
is finite, with a usual modification when \(t=\infty \).
The definition above does not depend on the choice of the Littlewood–Paley partition up to the equivalence of quasi-norms. Also, the same applies to the class given in Definition 1.1.
Notice that if \(m_1, \dots , m_N \le 0\) and if \(m_1+\dots +m_N = m\), then \(S^{m}_{0,0} (\varvec{s}, t; \mathbb {R}^n, N) \subset S^{\varvec{m}}_{0,0} (\varvec{s}, t; \mathbb {R}^n, N)\). Then, we see that the theorem below induce the statement of Theorem 1.2.
Theorem 3.2
Let \(N\ge 2\), \(0<p, p_1,\dots ,p_N \le \infty \), and \(1/p \le 1/p_1 + \dots + 1/p_N\).
-
(1)
Let \(m_1, \dots , m_N \in \mathbb {R}\) satisfy
$$\begin{aligned} - \max \Big \{ \frac{n}{p_j}, \frac{n}{2} \Big \}< m_j < \frac{n}{\,2\,} - \max \Big \{ \frac{n}{\,p_j}, \frac{n}{2} \Big \}, \quad j=1, \dots , N, \end{aligned}$$(3.1)and
$$\begin{aligned} m_1 + \dots +m_N = \min \Big \{ \frac{n}{p}, \frac{n}{2} \Big \} - \sum _{j =1}^{N} \max \Big \{ \frac{n}{p_j}, \frac{n}{2} \Big \}. \end{aligned}$$(3.2)-
(a)
If \(0< p < 2\), \(s_0 = {n}/{2}\), and \(s_j = \max \{ {n}/{p_j}, {n}/{2} \}\), \(j=1,\dots ,N\), then
$$\begin{aligned} \textrm{Op}\left( S^{\varvec{m}}_{0,0} \big ( \varvec{s},\min \{1,p\}; \mathbb {R}^n, N \big ) \right) \subset B(h^{p_1} \times \dots \times h^{p_N} \rightarrow h^{p}). \end{aligned}$$ -
(b)
If \(2 \le p < \infty \), \(s_0 = {n}/{p}\), and \(s_j = {n}/{2}\), \(j=1,\dots ,N\), then
$$\begin{aligned} \textrm{Op}\left( S^{\varvec{m}}_{0,0} \big ( \varvec{s}, 1; \mathbb {R}^n, N \big ) \right) \subset B(h^{p_1} \times \dots \times h^{p_N} \rightarrow L^{p}). \end{aligned}$$
-
(a)
-
(2)
Let \(m= - \sum _{j =1}^{N} \max \{ {n}/{p_j}, {n}/{2} \}\). If \(s_0 = 0\) and \(s_j = {n}/{2}\), \(j=1,\dots ,N\), then
$$\begin{aligned} \textrm{Op}\left( S^{m}_{0,0} \big ( \varvec{s},1; \mathbb {R}^n, N \big ) \right) \subset B(h^{p_1} \times \dots \times h^{p_N} \rightarrow L^{\infty }). \end{aligned}$$
In the above assertions, if some of the \(p_j\)’s, \(j\in \{1, \dots , N\}\), are equal to \(\infty \), then the conclusions hold with the corresponding \(h^{p_j}\) replaced by bmo.
Remark 3.3
The boundedness stated in Theorem 3.2 holds still true even if the norm
of the classes \(S^{\varvec{m}}_{0,0} ( \varvec{s}, t; \mathbb {R}^n, N )\) and \(S^{m}_{0,0} ( \varvec{s}, t; \mathbb {R}^n, N )\) is replaced by the better one
This can be seen by a careful following of the proof given in Sect. 5, but since its proof becomes much more complicated, we leave it to the interested readers.
3.2 Key Proposition
Proposition 3.4 below plays a crucial role in our argument and contains the essential part of Theorem 3.2. The proof will be given in the succeeding sections.
Proposition 3.4
Let \(N\ge 2\), \(0<p, p_1,\dots , p_N \le \infty \), and \(1/p \le 1/p_1 + \dots + 1/p_N\). Suppose \(\sigma \in L^{\infty } ((\mathbb {R}^n)^{N+1})\) satisfies \(\textrm{supp}\, \mathcal {F}\sigma \subset B_{R_0} \times B_{R_1} \times \dots \times B_{R_N}\) for \(R_{0}, R_{1}, \dots , R_{N} \in [1, \infty )\).
-
(1)
Let \(m_1, \dots , m_N \in \mathbb {R}\) satisfy (3.1) and (3.2).
-
(a)
If \(0< p < 2\), then
$$\begin{aligned}{} & {} \Vert T_{ \sigma } \Vert _{h^{p_1} \times \dots \times h^{p_N} \rightarrow h^{p}} \\{} & {} \quad \lesssim R_{0}^{n/2} \prod _{j=1}^N R_{j}^{ \max \{ n/p_j, n/2 \} } \Big \Vert \prod _{j=1}^{N} \langle \xi _j \rangle ^{-m_j} \sigma (x,\varvec{\xi })\Big \Vert _{ L^2_{ul,\varvec{\xi }} ((\mathbb {R}^{n})^{N}) L^{\infty }_{x} (\mathbb {R}^{n})}. \end{aligned}$$ -
(b)
If \(2 \le p < \infty \), then
$$\begin{aligned} \Vert T_{ \sigma } \Vert _{h^{p_1} \times \dots \times h^{p_N} \rightarrow L^{p}} \lesssim R_{0}^{n/p} \prod _{j=1}^N R_{j}^{ n/2 } \Big \Vert \prod _{j=1}^{N} \langle \xi _j \rangle ^{-m_j} \sigma (x,\varvec{\xi }) \Big \Vert _{ L^2_{ul,\varvec{\xi }} ((\mathbb {R}^{n})^{N}) L^{\infty }_{x} (\mathbb {R}^{n})}. \end{aligned}$$
-
(a)
-
(2)
Let \(m = - \sum _{j =1}^{N} \max \{ {n}/{p_j}, {n}/{2} \}\). Then,
$$\begin{aligned} \Vert T_{ \sigma } \Vert _{h^{p_1} \times \dots \times h^{p_N} \rightarrow L^{\infty }} \lesssim \prod _{j=1}^N R_{j}^{n/2} \Vert \langle \varvec{\xi }\rangle ^{-m} \sigma (x,\varvec{\xi }) \Vert _{ L^2_{ul,\varvec{\xi }} ((\mathbb {R}^{n})^{N}) L^{\infty }_{x} (\mathbb {R}^{n})}. \end{aligned}$$
In the above assertions, if some of the \(p_j\)’s, \(j\in \{1, \dots , N\}\), are equal to \(\infty \), then the conclusions hold with the corresponding \(h^{p_j}\) replaced by bmo.
3.3 Proof of Theorem 3.2
Boulkhemair [3] first pointed out that, in order to investigate the smoothness condition to assure the \(L^2\)-boundedness of the linear pseudo-differential operators, it suffices to consider the boundedness for symbols whose Fourier supports are compact. Our strategy relies heavily on his idea. We shall proceed to the proof of Theorem 3.2. We decompose the symbol \(\sigma \) into the sum of \(\Delta _{\varvec{k}} \sigma \) over \(\varvec{k}\in (\mathbb {N}_0)^{N+1}\). Since the support of \(\mathcal {F}(\Delta _{\varvec{k}} \sigma )\) is included in \(B_{R_0} \times B_{R_1} \times \cdots \times B_{R_N}\) with \(R_{j}= 2^{ k_{j} +1}\), \(j=0,1,\dots ,N\), we see that Theorem 3.2 follows by applying Proposition 3.4 to the decomposed operators \(T_{\Delta _{\varvec{k}} \sigma }\).
3.4 Symbols with Classical Derivatives
The following proposition shows that symbols that have classical derivatives up to certain order satisfy the conditions of Theorem 3.2.
Proposition 3.5
Let \(N \ge 2\), \(m, m_1, \dots , m_N \in \mathbb {R}\), \(s_0, s_1, \dots , s_N \in [0, \infty )\), and \(t \in (0, \infty ]\). If a bounded measurable function \(\sigma \) on \((\mathbb {R}^n)^{N+1}\) satisfies
or
for \(\alpha _{j}\in (\mathbb {N}_0)^n\) with \(|\alpha _{j}| \le [s_{j}]+1\), where \([s_j]\) is the integer part of \(s_j\), then \(\sigma \in S^{m}_{0,0} ( \varvec{s}, t; \mathbb {R}^n, N)\) or \(\sigma \in S^{\varvec{m}}_{0,0} ( \varvec{s}, t; \mathbb {R}^n, N)\), respectively.
To be precise, the above assumptions should be understood that the derivatives of \(\sigma \) taken in the sense of distribution are locally integrable functions on \((\mathbb {R}^{n})^{N+1}\) and they satisfies the inequality stated above almost everywhere.
Since statements quite similar to Proposition 3.5 are already proved in [26, Proposition 4.7] and [27, Proposition 5.4], we omit the proof here.
4 Lemmas for the Proof of Proposition 3.4
In this section, we collect some lemmas to prove Proposition 3.4. The following will be used to decompose symbols, which was essentially proved in [38, Lemma 2.2.1]. The explicit proof can be found in [27, Lemma 4.4].
Lemma 4.1
There exist functions \(\kappa \in \mathcal {S}(\mathbb {R}^n)\) and \(\chi \in \mathcal {S}(\mathbb {R}^n)\) such that \(\textrm{supp}\, \kappa \subset [-1,1]^n\), \(\textrm{supp}\, \widehat{\chi }\subset B(0,1)\), \(| \chi | \ge c > 0\) on \([-1,1]^n\) and
The two lemmas below play important roles to obtain the boundedness for the multilinear Hörmander class with the critical order (Theorem B) in [28]. We will again use them in the present paper. See [28, Lemmas 2.4 and 2.5] for these proofs.
Lemma 4.2
Let \(N \ge 2\), \(1<r<\infty \), and let \(a_1, \dots , a_N \in \mathbb {R}\) satisfy \(-n/2< a_j < 0\) and \(\sum _{j=1}^N a_j=n/r-Nn/2\). Then the following holds for all nonnegative functions \(A_1, \dots , A_N\) on \(\mathbb {Z}^n\):
Lemma 4.3
Let \(N \ge 2\). Then the following holds for all nonnegative functions \(A_1, \dots , A_N\) on \(\mathbb {Z}^n\):
For \(0< r < \infty \), we denote by \(S_r\) the operator
for \(f \in \mathcal {S}(\mathbb {R}^n)\). Obviously, \(S_{r}\) is bounded on \(L^p\) for \(p \ge r\). The lemma below was proved in [27, Lemma 4.1] for the case \(r=2\). We extend it to the general case \(0< r < \infty \).
Lemma 4.4
Let \(0< r < \infty \) and \(\kappa \in \mathcal {S}(\mathbb {R}^n)\) satisfy \(\textrm{supp}\, \kappa \subset [-1,1]^n\). Then
holds for any \(f \in \mathcal {S}(\mathbb {R}^n)\), \(\nu \in \mathbb {Z}^n\), and \(x, y \in \mathbb {R}^n\) satisfying \(|x-y|\lesssim 1\).
Proof
Taking \(\varphi \in \mathcal {S}(\mathbb {R}^n)\) satisfying \(\varphi =1\) on \([-1,1]^n\) and \(\textrm{supp}\, \varphi \subset [-2,2]^n\), we have
If \(0 < r \le 1\), the Nikol’skij inequality (see, e.g., [42, Sect. 1.3.2, Remark 1]) gives
Here, we remark that the implicit constant above is independent of x and \(\nu \). Since \(\varphi \in \mathcal {S}(\mathbb {R}^n)\) and \(S_r( f ) (x) \approx S_r( f ) (y)\) for \(|x-y|\lesssim 1\), we have
Hence, we obtain (4.2) for \(0 < r \le 1\). If \(1< r < \infty \), the Hölder’s inequality gives
Hence, using again that \(S_r( f ) (x) \approx S_r( f ) (y)\) for \(|x-y|\lesssim 1\), we have (4.2) for \(1< r < \infty \). \(\square \)
The lemma below may be well-known (see [27, Sect. 2.3]). Also, the readers familiar with Wiener amalgam spaces may realize that the following inequality is immediately deduced from the embedding \(W^{p,2} \hookrightarrow h^{p}\), \(0 < p \le 2\), proved in [19, Theorem 1.2].
Lemma 4.5
Let \(0 < p \le 2\). If \(g \in \mathcal {S}(\mathbb {R}^n)\) satisfies that \(| g | \ge c > 0\) on \([-1,1]^n\) with some positive constant c, then
Proof
Since \(W(L^2,\ell ^p) \hookrightarrow h^p\) for \(0 < p \le 2\) (see [27, Sect. 2.3]), it suffices to prove
Since \(|g(x-y)| \ge c\) for \(x,y \in Q\), it holds that
for any \(y \in Q\), which implies from the embedding \(L^{2} (\mathbb {R}^n) \hookrightarrow L^{2} (Q)\) that
By recalling the definition of \(V_{g}\) stated in (2.2), the last quantity is identical with
This completes the proof of (4.3). Here, note that the opposite inequality of (4.3) holds. However, since the equivalence is unnecessary here, we omit the detail. \(\square \)
The following lemma was already given in [33, Lemma 3.2] for the case \(p=2\) and \(R=1\). We extend it to a bit more general form. Moreover, we remark that the inequality below implies the embedding \(L^p \hookrightarrow W^{p, p'}\), \(1 \le p \le 2\), proved in [8, Theorem 1.1].
Lemma 4.6
Let \(2 \le p \le \infty \), \(R \ge 1\), and \(\varphi \in \mathcal {S}(\mathbb {R}^n)\). Then
Proof
With the notation \(\Phi =\mathcal {F}^{-1} \varphi \), the expression (2.1) with \(\ell = 2\pi \) yields that
We realize that the function \(\sum _{\nu ' \in \mathbb {Z}^n} \Phi (R(y+2\pi \nu ')) f( x-y-2\pi \nu ' ) \) is \(2\pi \mathbb {Z}^n\)-periodic with respect to the y-variable. Hence, we have by Hausdorff–Young’s inequality
Since \(\sum _{\nu ' \in \mathbb {Z}^n} | \Phi (R(y+2\pi \nu ')) | \lesssim 1\) for any \(y\in \mathbb {R}^n\) and \(R \ge 1\), by applying Hölder’s inequality to the sum over \(\nu '\), the integral of the right hand side is bounded by
where we again used (2.1) in the identity above. Therefore, we obtain
Integrating over x, we have
which completes the proof. \(\square \)
5 Proof of Proposition 3.4
In this section, we will use the following notation: \(\varvec{\xi }=(\xi _1,\dots ,\xi _N) \in (\mathbb {R}^n)^N\), \(\varvec{\nu }=(\nu _1,\dots ,\nu _N) \in (\mathbb {Z}^n)^N\), and \(d\varvec{\xi }= d\xi _1 \dots d\xi _N\). Also, we remark that, for any \(p, p_j \in (0, \infty ]\) satisfying \(1/p \le 1/p_1 + \dots + 1/p_N\), we can choose \({\widetilde{p}}_{j} \in (0, \infty ]\), \(j = 1, \dots , N\), such that
In fact, for instance, if \(p=\infty \), then we can take \({\widetilde{p}}_{j} = \infty \), and if \(p<\infty \), then we can take
Now, we shall give a proof of Proposition 3.4. First, we decompose \(T_{\sigma }\) as follows. By Lemma 4.1, the symbol \(\sigma \) can be written as
with
Then, by denoting the operators \(\kappa (D - \nu _{j})\) by \(\square _{\nu _{j}}\), \(j=1,\dots ,N\), we can write as
Here we remark that, for \(0 < p, q \le \infty \) and \(s \in \mathbb {R}\), it holds that \(\Vert \langle \nu \rangle ^{s} \square _{\nu } f \Vert _{\ell ^{q} L^{p}} \lesssim \Vert f \Vert _{W^{p, q}_{s}}\), since \(\textrm{supp}\, \kappa \) is compact. Now, this \(T_{ \sigma _{\varvec{\nu }} } ( \square _{\nu _1}f_1, \dots , \square _{\nu _N}f_N )\) satisfies the following inequality.
Lemma 5.1
Let \(N\ge 2\). For \(j = 1,\dots ,N\), let \(m, m_{j} \in (-\infty , 0]\), \(r_{j} \in (0,\infty )\), and \(R_{0}, R_{j} \in [1, \infty )\). Suppose \(\sigma \) is a bounded continuous function on \((\mathbb {R}^n)^{N+1}\) satisfying \(\textrm{supp}\, \mathcal {F}\sigma \subset B_{R_0} \times B_{R_1} \times \dots \times B_{R_N}\) and write \(W(\varvec{\xi }) = \langle \varvec{\xi }\rangle ^{m}\) or \(\prod _{j=1}^{N} \langle \xi _j \rangle ^{m_j}\). Then,
holds for any \(x, y \in \mathbb {R}^n\) satisfying \(|x-y|\lesssim 1\), where \(\Lambda _{R_{j}} = \mathbb {Z}^n \cap [-2R_{j}-1, 2R_{j}+1]^n\).
Proof
Since the support of \((\mathcal {F}_{1,\dots ,N} \sigma _{\varvec{\nu }} ) (x, \cdot )\) is included in \(B_{2R_1} \times \dots \times B_{2R_N}\) for any \(x \in \mathbb {R}^n\),
Since the ball \(B_{2R_j}\) is covered by a disjoint union of the unit cubes \(\tau + Q\), \(\tau \in \Lambda _{R_j}\), the characteristic function \(\textbf{1}_{B_{2R_j}}\) is bounded by the sum of \(\textbf{1}_{Q}(\cdot -\tau )\) over \(\tau \in \Lambda _{R_j}\). This yields
Note that \(|(x+z_j)-(y+\tau _j)| \lesssim 1\) if \(|x-y| \lesssim 1\) and \(z_j - \tau _j \in Q = [-1/2, 1/2)^{n}\). Then, by Lemma 4.4 and the Cauchy–Schwarz inequality, the integral above is estimated by
where we wrote \(\varvec{\tau }=(\tau _1,\dots ,\tau _N)\). Combining with (5.3) and (5.4) and then using the Cauchy–Schwarz inequalities to the sums with respect to the \(\tau _j\)’s, \(j=1,\dots ,N\), we have
Here, we apply (2.1) to the \(L^2_{\varvec{z}} \ell ^{2}_{\varvec{\tau }}\)-norm and then use Plancherel’s theorem to have
Substituting the identity (5.6) into (5.5), we have
In what follows, we shall prove that
for \(\varvec{\nu }\in (\mathbb {Z}^n)^N\). By using (2.1) as in (5.6), we have
Here the inequality above holds true since \(m, m_{j} \in (-\infty ,0]\) are assumed. Since \(\chi \in \mathcal {S}(\mathbb {R}^n)\), for some sufficiently large number \(L>0\), the \(L^2\ell ^2\)-norm above is bounded by
which gives (5.8). Therefore, by (5.7) and (5.8), we complete the proof. \(\square \)
Now, we shall proceed to the estimates of the operators considered in Proposition 3.4. In order to simplify the notations appearing in Lemma 5.1, let us denote
and further for \(0 < p_j \le \infty \) and \(0< r_j < \infty \)
5.1 Proof of Proposition 3.4 (1)-(a)
Take a real valued function \(g \in \mathcal {S}(\mathbb {R}^n)\) satisfying \(|g| \ge c >0\) on \([-1,1]^n\) and \(\textrm{supp}\, {\widehat{g}} \subset B_1\). We have by Lemma 4.5 and duality
Hence, in what follows, we consider
for \(x\in \mathbb {R}^n\) and \(h\in L^2(\mathbb {R}^n)\), which is decomposed by (5.2) as
Here, we shall observe that
In fact, since \(\textrm{supp}\, \mathcal {F}_{0} \sigma _{\varvec{\nu }} (\cdot , \varvec{\xi }) \subset B_{R_0}\) and \(\textrm{supp}\, \kappa (\cdot -\nu _{j}) \subset \nu _{j}+[-1,1]^n\), the identity
implies that
Hence, regarding the short-time Fourier transform given in (2.2) as
we see that (5.14) holds. Now, we take a function \(\varphi \in \mathcal {S}(\mathbb {R}^n)\) satisfying \(\varphi = 1\) on \(\{ \zeta \in \mathbb {R}^n: |\zeta |\lesssim 1\}\). Then, the expression I considered in (5.13) can be written as
By (2.1), we can further rewrite the above as
Now, we shall actually estimate the expression in (5.16). Using the fact that, for sufficiently large \(L > 0\), \(|g(\mu +t)| \lesssim \langle \mu \rangle ^{-L}\) holds for \(t \in Q\), we have
Since \(|(x+\mu +t) - (x+\mu ) | \lesssim 1\) for \(t \in Q\), Lemma 5.1 with \(W(\varvec{\xi }) = \prod _{j=1}^{N} \langle \xi _j \rangle ^{m_j}\) yields that
holds for any \(t \in Q\), where we used the notation (5.10), and thus,
Here, we observe from the notation (5.11) that
Moreover, recalling \(Q = [-1/2,1/2)^{n}\), we have by the Cauchy–Schwarz inequality and the Plancherel theorem
Gathering together (5.17), (5.18), and (5.19), we obtain
Since the assumptions (3.1) and (3.2) imply respectively that \(-n/2< m_j - \alpha (p_j) < 0\) and \(\sum _{j=1}^{N} (m_j - \alpha (p_j)) = n/2 - Nn/2\), we have by Lemma 4.2 with \(r=2\)
and further have by using that \(\Vert \varphi ( ({x-\nu })/{R_0}) \Vert _{\ell ^2_{\nu }} \lesssim R_{0}^{n/2}\) for any \(x \in \mathbb {R}^n\)
Collecting (5.12), (5.13), and (5.20), we obtain
Apply the embedding \(\ell ^{\min \{1,p\}} \hookrightarrow \ell ^{1}\) to the sum over \(\mu \) and choose \(L > n/\min \{1,p\}\). Then, by Minkowski’s inequality, the \(L^{p}_{x}\) quasi-norm above is bounded by
We take \({\widetilde{p}}_{j} \in (0,\infty ]\), \(j=1,\dots ,N\), satisfying (5.1) and use Hölder’s inequality to have
Using that \(\ell ^{\min \{ 2, p_j \}}_{\tau _{j}} \hookrightarrow \ell ^{2}_{\tau _{j}}\), since \(\min \{2,p_j\} \le {\widetilde{p}}_j\), we have by Minkowski’s inequality
Here, recall the definition of the operator \(S_r\) from (4.1) and the fact which \(r_j \in (0,\infty )\) can be chosen arbitrarily. Then, by taking \(r_j < \min \{ 1, {\widetilde{p}}_{j} \}\), Minkowski’s inequality for integrals implies
Use (2.3) with \(p_j \le {\widetilde{p}}_j\), and then use (2.4) if \(p_j < \infty \) and (2.5) if \(p_j=\infty \). Then we have
where \(h^{p_j}\) can be replaced by bmo when \(p_j = \infty \). Hence, gathering (5.22), (5.23), and (5.24), we obtain
Lastly, substituting (5.25) into (5.21), we obtain
which completes the proof of Proposition 3.4 (1)-(a).
5.2 Proof of Proposition 3.4 (1)-(b)
We take a function \(\varphi \in \mathcal {S}(\mathbb {R}^n)\) satisfying \(\varphi = 1\) on \(\{ \zeta \in \mathbb {R}^n: |\zeta |\lesssim 1\}\). By (5.2) and (5.15), we have
In what follows, we consider
Here, observe that Lemma 5.1 holds for \(y=x\). Then, by Lemma 5.1 with \(W(\varvec{\xi }) = \prod _{j=1}^{N} \langle \xi _j \rangle ^{m_j}\) and the notations (5.10) and (5.11), we have
Note here that (3.1) and (3.2) imply respectively that \(-n/2< m_j - \alpha (p_j) < 0\) and \(\sum _{j=1}^{N} (m_j - \alpha (p_j)) = n/p - Nn/2\). Then, using Lemma 4.2 with \(r=p\) and Hölder’s inequality with \({\widetilde{p}}_j \in (0,\infty ]\) satisfying (5.1), the integral above is estimated by
which implies, from Lemma 4.6, that
Since \(2 \le {\widetilde{p}}_j \le \infty \) for the case \(2 \le p < \infty \) of this subsection, Minkowski’s inequality gives
Moreover, we have by (5.23) and (5.24)
where \(h^{p_j}\) can be replaced by bmo when \(p_j = \infty \). Gathering the above inequalities, we obtain
where \(h^{p_j}\) can be replaced by bmo when \(p_j = \infty \). Combining the above inequality with (5.26) and (5.27), we complete the proof of Proposition 3.4 (1)-(b).
5.3 Proof of Proposition 3.4 (2)
By using (5.2) and Lemma 5.1 with \(W(\varvec{\xi }) = \langle \varvec{\xi }\rangle ^{m}\),
where \(|\sigma |_{m}\) is as in (5.9). Since \(m=-Nn/2+\sum _{j=1}^{N} \alpha (p_j)\), where \(\alpha (p_j) \le 0\) (see (5.11)), the sum over \(\varvec{\nu }\) is bounded by
(for the notation \({F}_{\nu _{j}}^{p_j,r_j}\), see (5.11)). By Lemma 4.3, the sum above is further estimated by
which yields that
As in (5.25), we shall show that
where \(h^{p_j}\) can be replaced by bmo when \(p_j = \infty \). Since (5.23) holds for \(\widetilde{p_j} = \infty \), we have
Here, since \(p_{j} \le \infty \), \(j =1,\dots ,N\), the embeddings (2.3)–(2.5) of Lemma 2.1 yield that
where \(h^{p_j}\) can be replaced by bmo when \(p_j = \infty \). This concludes (5.29). Therefore, substituting (5.29) into (5.28), we obtain
with \(h^{p_j}\) replaced by bmo when \(p_j = \infty \), which completes the proof of Proposition 3.4 (2).
6 Sharpness
In this section, we consider the sharpness of the conditions of the order \(m \in \mathbb {R}\) and the smoothness \(\varvec{s}=(s_0,s_1, \dots , s_N) \in [0,\infty )^{N+1}\) stated in Theorem 1.2.
6.1 Sharpness of m of Theorem 1.2
In this subsection, we show the following.
Proposition 6.1
Let \(N \ge 2\), \(p, p_1,\dots , p_N \in (0, \infty ]\), \(1/p \le 1/p_1 + \cdots + 1/p_N\), \(m\in \mathbb {R}\), \(s_0,s_1,\dots ,s_N \in [0,\infty )\), and \(t \in (0,\infty ]\). If
with \(L^p\) replaced by BMO when \(p=\infty \), then
This is immediately obtained by the inclusion \(S^{m}_{0,0}(\mathbb {R}^n, N) \subset S^{m}_{0,0} ( \varvec{s}, t; \mathbb {R}^n, N)\) stated in Proposition 3.5 and the following theorem proved in [28, Theorem 1.5].
Theorem 6.2
Let \(N \ge 2\), \(0 < p, p_1,\dots , p_N \le \infty \), \(1/p \le 1/p_1 + \cdots + 1/p_N\), and \(m\in \mathbb {R}\). If
with \(L^p\) replaced by BMO when \(p=\infty \), then (6.1) holds.
6.2 Sharpness of \(s_0\) of Theorem 1.2
In this subsection, we show the following.
Proposition 6.3
Let \(N \ge 2\), \(p, p_1,\dots , p_N \in (0, \infty ]\), \(s_0,s_1,\dots ,s_N \in [0,\infty )\), \(t \in (0,\infty ]\), and
Suppose that the estimate
holds for all smooth functions \(\sigma \) with the right hand side finite, where \(L^p\) is replaced by BMO for \(p=\infty \). Then \(s_0 \ge \min \{ n/p, n/2 \} \).
To show this, we will use the following lemma which was given by Wainger [43, Theorem 10] and by Miyachi and Tomita [32, Lemma 6.1].
Lemma 6.4
Let \(0<a<1\), \(0<b<n\), and \(\varphi \in \mathcal {S}(\mathbb {R}^n)\). For \(\epsilon >0\), set
If \(1\le p \le \infty \) and \(b>n-an/2-n/p+an/p\), then \(\sup _{\epsilon >0}\Vert f_{a,b,\epsilon }\Vert _{L^p(\mathbb {R}^n)}<\infty \).
Now, let us begin with the proof of Proposition 6.3. See also [27, Proposition 7.3].
Proof
In this proof, for \(p_j \in (0, \infty ]\), we define the sets J and \(J^{c}\) by
It is sufficient to show that the condition \(s_0 \ge \min \{ n/p, n/2 \} \) is deduced under the assumption (6.3) with \(t=\infty \). In fact, once this is proved, then replacing \(s_j\) by \(s_j+\epsilon \), \(\epsilon >0\), \(j=0,1,\dots ,N\), we see that (6.3) with \(t\in (0, \infty )\) implies \(s_0+\epsilon \ge \min \{ n/p, n/2 \} \). Thus since \(\epsilon >0\) is arbitrary, we must have \(s_0 \ge \min \{ n/p, n/2 \} \).
Suppose (6.3) holds with \(t=\infty \). For \(0< \delta _1, \delta _2 < 1\), we take real-valued radial functions \(\varphi , \psi \in \mathcal {S}(\mathbb {R}^n)\) such that
(We note that \(\mathcal {F}^{-1}{\psi }\) has integral zero.) For \(\delta _3 > 0\) and \(A \in \mathbb {N}\), we set
Here, notice that there exist \(\delta _1, \delta _2, \delta _3 > 0\) such that for any \(A \in \mathbb {N}\)
(for instance, take \(\delta _1 = 2^{-10}\), \(\delta _2 = 2^{-2}\), and \(\delta _3 = 2^{-3}\)). For \(A \in \mathbb {N}\) and \(\epsilon >0\) we set
where \(\varvec{\ell }=(\ell _1,\dots ,\ell _{N}) \in (\mathbb {Z}^n)^N\), \(0<a_j<1\), and \(b_j=n-a_j n/2-n/p_j+a_j n/p_j+\varepsilon _j\) with \(\varepsilon _j>0\). Here, we choose sufficiently small \(\varepsilon _j>0\) satisfying \(0<b_j<n\).
Firstly, we show that
with the implicit constants independent of \(A \in \mathbb {N}\) and \(\epsilon >0\). Since \(H^{p} = L^{p}\) for \(2 \le p \le \infty \), (6.7) follows from Lemma 6.4. Since \(\Vert f_{j,A}\Vert _{H^{p_j}} = \Vert \mathcal {F}^{-1}{\psi } \Vert _{H^{p_j}}\), (6.8) holds. In what follows, we shall consider (6.6). Let \(L_j\) be a nonnegative integer satisfying \(L_j \ge s_j\), \(j=0,1,\dots ,N\). Observing that the supports of \(\varphi (\cdot -\ell _j)\), \(\ell _j \in D_A\), are mutually disjoint, we see that
Then, we obtain
for any \(\varvec{k}\in (\mathbb {N}_0)^{N+1}\) (see Remark 6.5 below or [26, Sect. 5.3]). By taking \(0 \le \theta _0 \le 1\) satisfying \(s_0=L_0\theta _0\), we have
for any \(\varvec{k}\in (\mathbb {N}_0)^{N+1}\). Thus, we obtain (6.6) with the implicit constant independent of \(A \in \mathbb {N}\).
Choosing \(\delta _1, \delta _2, \delta _3 > 0\) such that (6.5), we have by the conditions in (6.4)
Hence, collecting (6.6), (6.7), (6.8), and the assumption (6.3) with \(t=\infty \), we see that
with the implicit constant independent of \(\epsilon > 0\), where we used that \(\Vert \lambda f\Vert _{BMO} = |\lambda | \Vert f\Vert _{BMO}\), \(\lambda \in \mathbb {R}\), when \(p = \infty \). Then, a limiting argument gives that
and thus,
Since this holds for arbitrarily large \(A \in \mathbb {N}\), we have
Since \(b_j \rightarrow n/2\) by taking the limits as \(a_j \rightarrow 1\) and \(\varepsilon _j \rightarrow 0\), we have
which implies from (6.2) that \(s_0 \ge \min \{ n/p, n/2 \} \). This completes the proof. \(\square \)
Remark 6.5
In this remark, we shall show (6.10) in detail. Also, for the sake of simplicity, we write \(\sigma =\sigma _{A}\) (removed the subscript A). We first consider the latter inequality in (6.10) for \(\varvec{k}\in \mathbb {N}^{N+1}\). Recalling that \(\psi _k = \psi ( 2^{-k} \cdot )\) for \(k \in \mathbb {N}\) with \(\textrm{supp}\, \psi \subset \{ \xi \in \mathbb {R}^n: 1/2 \le |\xi | \le 2 \}\), we see that \(\mathcal {F}^{-1}\psi \) satisfies the moment condition \(\int x^\alpha \mathcal {F}^{-1}\psi (x)\, dx = i^{|\alpha |} \partial ^\alpha \psi (0)=0\). Then, using the Taylor expansion with respect to the \(\xi _N\) variable of the symbol, we have
where we wrote \(d\eta = d\eta _0 d\eta _1 \dots d\eta _N\) and \(\bar{\varvec{\xi }}=(\xi _1, \dots , \xi _{N-1}) \in (\mathbb {R}^n)^{N-1}\). Repeating the same argument to the remaining variables, we obtain
where we wrote \(dt = dt_0 dt_1 \dots dt_N\) and \(\varvec{\xi }-\varvec{t}\varvec{\eta }= (\xi _1-t_1 \eta _1, \dots , \xi _N-t_N \eta _N ) \). Then, using the fact (6.9) with the inequality
we have
for all \(\varvec{k}\in \mathbb {N}^{N+1}\). If one of \(k_i\) is zero, then by avoiding usage of the moment condition and the Taylor expansion for the corresponding variables, we also obtain the same conclusion as above. Hence, we see that the latter part in (6.10) holds for all \(\varvec{k}\in (\mathbb {N}_0)^{N+1}\).
We next consider the former part in (6.10). Using (6.9) with \(\alpha _0 = 0\) and the expression
instead of (6.12), we have
for \(\varvec{k}\in \mathbb {N}^{N+1}\). Now, it is also easy to see that the above estimates actually hold for all \(\varvec{k}\in (\mathbb {N}_0)^{N+1}\), which concludes the former inequality in (6.10).
6.3 Sharpness of \(s_1,\dots ,s_N\) of Theorem 1.2
We show that the conditions on \(s_1,\dots ,s_N\) stated in Theorems 1.2 are sharp. See also [26, Proposition 5.2] and [27, Proposition 7.4].
Lemma 6.6
Let \(N \ge 2\), \(p, p_1,\dots , p_N \in (0, \infty ]\), \(1/p = 1/p_1 + \cdots + 1/p_N\), \(s_0,s_1,\dots ,s_N \in [0,\infty )\), \(t \in (0,\infty ]\), and \(m \in \mathbb {R}\). Suppose that the estimate
holds for all smooth functions \(\sigma \) with the right hand side finite, where \(L^p\) is replaced by BMO for \(p=\infty \). Then \(s_j \ge n/p_j\), \(j = 1,\dots ,N\).
Proof
We only prove \(s_1 \ge n/p_1\) and the rest parts for \(s_2,\dots ,s_N\) follow by symmetry.
As stated in the proof of Proposition 6.3, we may assume the assumption (6.13) with \(t=\infty \). Take real-valued radial functions \(\varphi , \psi \in \mathcal {S}(\mathbb {R}^n)\) satisfying \(\int \varphi ^2 \ne 0\) and
We set for \(A \in \mathbb {N}\)
Firstly we shall prove
for \(A \in \mathbb {N}\). By a scaling property of Hardy spaces (6.16) obviously follows. Let \(L_j\) be a nonnegative integer satisfying \(L_j \ge s_j\) for \(j=0,1,\dots ,N\). Observing that
we see that
for any \(\varvec{k}\in (\mathbb {N}_0)^{N+1}\). (See also Remark 6.7 below.) As was done in (6.11), by taking \(0\le \theta _1 \le 1\) such that \(s_1=L_1\theta _1\),
and thus, (6.15) follows with the implicit constant independent of \(A \in \mathbb {N}\).
From the condition of \(\varphi \), since \(\psi (2^{A}\cdot )\varphi =\psi (2^{A}\cdot )\) for \(A\in \mathbb {N}\), we have
for \(A \in \mathbb {N}\), which implies, with the assumption \(1/p=1/p_1+\dots +1/p_N\), that
where we should use that BMO is scaling invariant when \(p=\infty \).
Thus, collecting (6.15), (6.16), (6.19), and (6.13) with \(t=\infty \), we see that \(2^{-A(s_1-n/p_1)} \lesssim 1\). Since this holds for all \(A \in \mathbb {N}\), we obtain \(s_1 \ge n/p_1\), which completes the proof. \(\square \)
Remark 6.7
We first consider the former part of (6.18). In this remark, we simply write \(\sigma =\sigma _{A}\). As in Remark 6.5, we observe the expression
where we wrote \(\varvec{\xi }'-\varvec{t}'\varvec{\eta }' = (\xi _2-t_2\eta _2, \dots , \xi _N-t_N\eta _N)\) and \(dt' = dt_2 \dots dt_N\). Then, using (6.17) with \(\alpha _1=0\) and the inequality
we have
for \(\varvec{k}\in \mathbb {N}^{N+1}\). We can see again that the above estimates actually hold for all \(\varvec{k}\in (\mathbb {N}_0)^{N+1}\), which concludes the former inequality in (6.18).
The latter inequality in (6.18) can be obtained from (6.12) with (6.17) by the same way.
Lemma 6.8
Let \(N \ge 2\), \(p, p_1,\dots , p_N \in (0, \infty ]\), \(1/p = 1/p_1 + \cdots + 1/p_N\), \(s_0,s_1,\dots ,s_N \in [0,\infty )\), \(t \in (0,\infty ]\), and \(m \in \mathbb {R}\). Suppose that the estimate
holds for all smooth functions \(\sigma \) with the right hand side finite, where \(L^p\) is replaced by BMO for \(p=\infty \). Then \(s_j \ge n/2\), \(j = 1,\dots ,N\).
Proof
We only prove \(s_1 \ge n/2\) and the rest parts for \(s_2,\dots ,s_N\) follow by symmetry.
We may assume the assumption (6.20) with \(t=\infty \). We take real-valued radial functions \(\varphi , \psi \in \mathcal {S}(\mathbb {R}^n)\) satisfying (6.14) and set for \(A \in \mathbb {N}\)
For these functions, the following hold:
for \(A \in \mathbb {N}\). As in the previous proof, (6.22) is obvious. We shall consider (6.21). Using the fact that \(\psi _{k_0}(D_x)[1]\) is equal to 1 if \(k_0=0\) and to 0 if \(k_0 \ge 1\), we have
Moreover, \(\mathcal {F}^{-1}[ \psi _{k_1} \psi (2^{-A} \cdot )]\) vanishes unless \(|k_1 - A| \le 1\). Hence,
Here, if \(|k_1 - A| \le 1\), we have for sufficiently large \(L_1 \ge 0\)
In fact, observing that
since \(\mathcal {F}^{-1}\psi \in \mathcal {S}(\mathbb {R}^n)\), we have for large \(L_1 \ge 0\)
Moreover, we have for sufficient large \(M_{j} \in \mathbb {N}_0\) and \(L_{j} \ge 0\)
In fact, from the argument used in Remark 6.5, the Taylor expansion yields that for \(M_j \in \mathbb {N}_0\)
for any \(k_j \in \mathbb {N}\). Since \(\varphi \in \mathcal {S}(\mathbb {R}^n)\), we have for large \(L_j \ge 0\)
Since the case \(k_j = 0\) is clear, we see that (6.25) holds for any \(k_j \in \mathbb {N}_0\). Collecting (6.23), (6.24), and (6.25), we have
Hence, by the embedding \(L^{2} \hookrightarrow L^{2}_{ul}\) and the inequality \(\langle \varvec{\xi }\rangle ^{m} \lesssim \prod _{j=1}^{N} \langle \xi _j \rangle ^{|m|}\), we see that
which gives (6.21). Moreover, since the conditions of \(\varphi ,\psi \) imply \(\psi (2^{A} \cdot ) \varphi =\psi (2^{A} \cdot )\), \(A \in \mathbb {N}\),
which implies that
where we should use that BMO is scaling invariant when \(p=\infty \).
Thus, collecting (6.21), (6.22), (6.26), and (6.20) with \(t=\infty \) and using the assumption \(1/p=1/p_1+\dots +1/p_N\), we obtain \(s_1 \ge n/2\). This completes the proof. \(\square \)
The following immediately follows from Lemmas 6.6 and 6.8.
Corollary 6.9
Let \(N \ge 2\), \(p, p_1,\dots , p_N \in (0, \infty ]\), \(1/p = 1/p_1 + \cdots + 1/p_N\), \(s_0,s_1,\dots ,s_N \in [0,\infty )\), \(t \in (0,\infty ]\), and \(m \in \mathbb {R}\). Suppose that the estimate
holds for all smooth functions \(\sigma \) with the right hand side finite, where \(L^p\) is replaced by BMO for \(p=\infty \). Then \(s_j \ge \max \{n/p_j, n/2\}\), \(j = 1,\dots ,N\).
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Acknowledgements
The author expresses deep thanks to Professor A. Miyachi and Professor N. Tomita. Although Proposition 6.3 in the first draft stated only the case \(p_{j} \ge 1\), Prof. Miyachi gave him ideas to develop it to the whole range \(p_{j} > 0\). Prof. Tomita pointed out to him that Theorem 3.2 holds for more improved symbol classes as stated in Remark 3.3. The author sincerely thanks Professor H. G. Feichtinger for letting the author know the history of Wiener amalgam spaces and leading the author’s misunderstanding to the correct way (Remark 2.2). The author is also grateful for the anonymous referee’s careful reading and constructive suggestions, which lead to improvements of this paper.
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Kato, T. Multilinear Pseudo-differential Operators with \(S_{0,0}\) Class Symbols of Limited Smoothness. J Fourier Anal Appl 29, 40 (2023). https://doi.org/10.1007/s00041-023-10016-4
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DOI: https://doi.org/10.1007/s00041-023-10016-4
Keywords
- Multilinear pseudo-differential operators
- Multilinear Hörmander symbol classes
- Local Hardy spaces
- Wiener amalgam spaces