Abstract
Let \({\mathbb {F}}_q^d\) be the d-dimensional vector space over the finite field \({\mathbb {F}}_q\) with q elements. Given k sets \(E_j\subset {\mathbb {F}}_q^d\) for \(j=1,2,\ldots , k\), the generalized k-resultant modulus set, denoted by \(\Delta _k(E_1,E_2, \ldots , E_k)\), is defined by \(\Delta _k(E_1,E_2, \ldots , E_k)=\{\Vert \mathbf{x}^1+\mathbf{x}^2+\cdots +\mathbf{x}^k\Vert \in {\mathbb {F}}_q:\mathbf{x}^j\in E_j,\, j=1,2,\ldots , k\},\) where \(\Vert \mathbf{y}\Vert =\mathbf{y}_1^2+ \cdots + \mathbf{y}_d^2\) for \(\mathbf{y}=(\mathbf{y}_1, \ldots , \mathbf{y}_d)\in {\mathbb {F}}_q^d.\) We prove that if \(\prod \nolimits _{j=1}^3 |E_j| \ge C q^{3\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) }\) for \(d=4,6\) with a sufficiently large constant \(C>0\), then \(|\Delta _3(E_1,E_2,E_3)|\ge cq\) for some constant \(0<c\le 1,\) and if \(\prod \nolimits _{j=1}^4 |E_j| \ge C q^{4\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) }\) for even \(d\ge 8,\) then \(|\Delta _4(E_1,E_2,E_3, E_4)|\ge cq.\) This generalizes the previous result in [3]. We also show that if \(\prod \nolimits _{j=1}^3 |E_j| \ge C q^{3\left( \frac{d+1}{2} -\frac{1}{9d-18}\right) }\) for even \(d\ge 8,\) then \(|\Delta _3(E_1,E_2,E_3)|\ge cq.\) This result improves the previous work in [3] by removing \(\varepsilon >0\) from the exponent. The new ingredient in our proof is an improved \(L^3\)-restriction estimate for spheres.
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1 Introduction
The Erdős distance problem asks us to determine the minimal number of distinct distances between any N points in \({\mathbb {R}}^d.\) This problem was initially posed by Paul Erdős [5] who conjectured that \(g_2(N) \gtrsim N/\sqrt{\log N}\), and \(g_d(N) \gtrsim N^{2/d}\) for \(d \ge 3,\) where \(g_d(N)\) denotes the minimal number of distinct distances between N distinct points of \({\mathbb {R}}^d\), and \(X \gtrsim Y\) for \(X,Y>0\) means that there is a constant \(C>0\) independent of N such that \( CX\ge Y.\) This conjecture in two dimension was resolved up to the logarithmic factor by Guth and Katz [7]. However, the problem is still open in higher dimensions.
In [1] Bourgain, Katz, and Tao studied the finite field analog of the Erdős distance problem. Let \({\mathbb {F}}_q^d\) be the d-dimensional vector space over the finite field \({\mathbb {F}}_q\) with q elements. Throughout this paper we always assume that the characteristic of \({\mathbb {F}}_q\) is strictly greater than two. For a set \(E\subset {\mathbb {F}}_q^d,\) the distance set, denoted by \(\Delta _2(E)\), is defined as
where \(\Vert \alpha \Vert =\alpha _1^2+ \cdots + \alpha _d^2\) for \(\alpha =(\alpha _1, \ldots , \alpha _d)\in {\mathbb {F}}_q^d.\) With this definition of the distance set, Bourgain, Katz, and Tao [1] proved that if \(q \equiv 3 \pmod {4}\) is prime and \(E \subset \mathbb {F}_q^2\) with \( q^{\delta } \lesssim |E| \lesssim q^{2 - \delta }\) for \(\delta > 0,\) then there exists \(\epsilon = \epsilon (\delta )\) such that \(|\Delta _2(E)| \ge |E|^{1/2 + \epsilon }\). Here we recall that \(A\lesssim B\) for \(A, B>0\) means that there exists a constant \(C>0\) independent of q such that \(A\le CB,\) and we write \(B\gtrsim A\) for \(A\lesssim B.\) We also use \(A\sim B\) if \(\lim _{q\rightarrow \infty } A/B=1.\) This result was obtained by finding the connection between incidence geometry in \(\mathbb {F}_q^2\) and the distance set. Unfortunately, it is not simple to find the relationship between \(\delta \) and \(\epsilon \) from their proof. Furthermore, if \(E={\mathbb {F}}_q^2\), then \(|\Delta _2(E)|=\sqrt{|E|},\) which shows that the exponent 1 / 2 can not be generically improved. If \(-1\) is a square in \({\mathbb {F}}_q\), another unpleasant example exists with the finite field Erdős distance problem. For instance, let \(E=\{(t, it)\in {\mathbb {F}}_q^2: t\in {\mathbb {F}}_q\},\) where i denotes an element of \({\mathbb {F}}_q\) such that \(i^2=-1.\) Then it is straightforward to see that \(|E|= q\) and \(|\Delta _2(E)|=|\{0\}|=1.\) In view of aforementioned examples, Iosevich and Rudnev [12] reformulated the Erdős distance problem in general finite field setting as follows.
Question 1.1
Let \(E\subset {\mathbb {F}}_q^d.\) What is the smallest exponent \(\beta >0\) such that if \(|E|\ge Cq^\beta \) for a sufficiently large constant \(C>0\) then \(|\Delta (E)|\ge c q\) for some \(0<c\le 1?\)
The problem in this question is called the Erdős-Falconer distance problem in the finite field setting. In [12], it was shown that \(\beta \le (d+1)/2\) for all dimensions \(d\ge 2.\) The authors in [9] proved that \(\beta =(d+1)/2\) for general odd dimensions \(d\ge 3.\) On the other hand, they conjectured that if the dimension \(d\ge 2\) is even, then \(\beta \) can be improved to d / 2. In dimension two, the authors in [2] applied the sharp finite field restriction estimate for the circle on the plane so that they show \(\beta \le 4/3\) which improves the exponent \((d+1)/2\), a sharp exponent in general odd dimensions d. Considering the perpendicular bisector of two points in a set of \({\mathbb {F}}_q^2,\) the authors in [8] proved that the exponent 4 / 3 holds for the pinned distance problem case. However, in higher even dimensions \(d\ge 4,\) the exponent \((d+1)/2\) has not been improved. To demonstrate some possibility that the exponent \((d+1)/2\) could be improved for even dimensions \(d\ge 4,\) the authors in [3] introduced a k-resultant modulus set which generalizes the distance set in the sense that any k points can be selected from a set \(E\subset {\mathbb {F}}_q^d\) to determine an object similar to a distance. More precisely, for a set \(E\subset {\mathbb {F}}_q^d\) we define a k-resultant modulus set \(\Delta _k(E)\) as
where \(\Vert \mathbf{y}\Vert =\mathbf{y}_1^2+ \cdots + \mathbf{y}_d^2\in \mathbb {F}_q\) for \(\mathbf{y}=(\mathbf{y}_1, \ldots , \mathbf{y}_d)\in {\mathbb {F}}_q^d.\) Since the sign \(``\pm ''\) does not affect on our results in this paper, we shall simply takes \(``+"\) signs. That is, we will use the definition
for consistency. With this definition of the k-resultant modulus set, the following question was proposed in [3].
Question 1.2
Let \(E\subset {\mathbb {F}}_q^d\) and \(k\ge 2\) be an integer. What is the smallest exponent \(\gamma >0\) such that if \(|E|\ge C q^\gamma \) for a sufficiently large constant \(C>0\), then \(|\Delta _k(E)|\ge c q\) for some \(0<c\le 1.\)
This problem is called the k-resultant modulus problem. When \(k=2\), this question is simply the finite field Erdős-Falconer distance problem, and in this sense the k-resultant modulus problem is a direct generalization of the distance problem. It is obvious that the smallest exponent \(\beta >0\) in Question 1.1 is greater than or equal to the smallest exponent \(\gamma >0\) in Question 1.2. However, authors in [3] conjectured that \(\gamma \) must be equal to \(\beta .\) This conjecture means that the solution \(\gamma \) of Question 1.2 is independent of the integer \(k\ge 2.\) Namely, it is conjectured that the solution of the Erdős-Falconer distance problem is the same as that of the k-resultant modulus problem. In fact, authors in [4] provided a simple example which shows that \(\gamma =\beta =(d+1)/2\) for any integer \(k\ge 2\) in odd dimensions \(d\ge 3\) provided that \(-1\) is a square number in \({\mathbb {F}}_q\) and the conclusion of Question 1.2 is replaced by \(|\Delta _k(E)|=q.\) On the other hand, authors in [3] conjectured that the smallest exponent \(\gamma \) in Question 1.2 is d / 2 for even dimensions \(d\ge 2\) and all integers \(k\ge 2\). As a partial credence to this conjecture, they showed that if \(k\ge 3\) and the dimension d is even, then one can improve the exponent \((d+1)/2\) which is sharp in odd dimensional case. More precisely, the following results were proved.
Theorem 1.3
([3]) Let \(E\subset {\mathbb {F}}_q^d.\) Suppose that C is a sufficiently large constant. Then the following statements hold:
(1) If \(d=4\) or 6, and \(|E|\ge C q^{\frac{d+1}{2}-\frac{1}{6d+2}},\) then \(|\Delta _3(E)|\ge c q\) for some \(0 < c \le 1.\)
(2) If \(d\ge 8\) is even and \(|E|\ge C q^{\frac{d+1}{2}-\frac{1}{6d+2}},\) then \(|\Delta _4(E)|\ge cq\) for some \(0 < c \le 1.\)
(3) If \(d\ge 8\) is even, then for any \(\varepsilon >0,\) there exists \(C_{\varepsilon }>0\) such that if \(|E|\ge C_{\varepsilon } q^{\frac{d+1}{2} - \frac{1}{9d -18} + \varepsilon },\) then \(|\Delta _3(E)|\ge cq\) for some \(0 < c \le 1.\)
The purpose of this paper is to generalize Theorem 1.3. In particular, in the general setting, we improve the third conclusion of Theorem 1.3 by removing the \(\varepsilon >0\) in the exponent.
The generalized Erdős-Falconer distance problem has been recently studied by considering the distances between any two sets \(E_1, E_2\subset {\mathbb {F}}_q^d\) (see, for example, [10, 13,14,15, 17,18,19]). Given two sets \(E_1, E_2 \subset {\mathbb {F}}_q^d,\) the generalized distance set \(\Delta _2(E_1, E_2)\) is defined by
The generalized Erdős-Falconer distance problem is to determine the smallest exponent \(\gamma _2>0\) such that if \(E_1, E_2\subset {\mathbb {F}}_q^d\) with \(|E_1||E_2|\ge C q^{\gamma _2}\) for a sufficiently large constant \(C>0\), then \(|\Delta _2(E_1, E_2)|\ge c q\) for some \(0<c\le 1.\) From the Erdős-Falconer distance conjecture, it is natural to conjecture that the smallest exponent \(\gamma _2\) is \(d+1\) for odd dimension \(d\ge 3\) and d for even dimension \(d\ge 2.\) Shparlinski [17] obtained the exponent \(d+1\) for all dimensions \(d\ge 2.\) Thus, the generalized Erdős-Falconer distance conjecture was established in odd dimensions. On the other hand, the conjectured exponent d in even dimensions has not been obtained. The currently best known result is the exponent \(d+1\) for even dimensions d except for two dimensions. In dimension two the best known result is the exponent 8 / 3 due to Koh and Shen [13].
We now consider a problem which extends both the generalized Erdős-Falconer distance problem and the k-resultant modulus set problem. For k sets \(E_j\subset {\mathbb {F}}_q^d, j=1,2,\ldots ,k,\) we define the generalized k-resultant set \(\Delta _k(E_1, \ldots , E_k)\) as
Problem 1.4
Let \(k\ge 2\) be an integer. Suppose that \(E_j \subset {\mathbb {F}}_q^d, j=1,2,\ldots ,k.\) Determine the smallest exponent \(\gamma _k >0\) such that if \(\prod \nolimits _{j=1}^k |E_j| \ge C q^{\gamma _k}\) for a sufficiently large constant \(C>0\), then \(|\Delta _k(E_1,E_2, \ldots , E_k)|\ge c q\) for some \(0<c\le 1.\)
We call this problem the generalized k-resultant modulus problem. As in the k-resultant modulus problem, we are only interested in studying this problem in even dimensions \(d\ge 2.\) If \(q=p^2\) for some odd prime p, then \({\mathbb {F}}_q\) contains the subfield \({\mathbb {F}}_p\). In this case, if the dimension d is even and \(E_j={\mathbb {F}}_p^d\) for all \(j=1,2,\ldots ,k,\) then \(\prod \nolimits _{j=1}^k|E_j|=q^{dk/2}\) and \(|\Delta _k(E_1,E_2,\ldots , E_k)|=|{\mathbb {F}}_p|=p=\sqrt{q}.\) This example proposes the following conjecture.
Conjecture 1.5
Suppose that \(d\ge 2\) is even and \(k\ge 2\) is an integer. Then the smallest exponent \(\gamma _k\) in Problem 1.4 must be \(\frac{kd}{2}.\)
1.1 Statement of the Main Result
As mentioned before, the known results on the generalized Erdős-Falconer distance problem says that if \(k=2,\) then \(2\le \gamma _k\le 8/3\) for \(d=2\), and \(d \le \gamma _k \le d+1 \) for even dimensions \(d\ge 4,\) where \(\gamma _k\) denotes the smallest exponent in Problem 1.4. In this paper we study the generalized k-resultant modulus problem for \(k\ge 3.\) Our main result is as follows.
Theorem 1.6
Let \(k\ge 3\) be an integer and \(E_j\subset {\mathbb {F}}_q^d\) for \(j=1,2,\ldots ,k. \) Assume that C is a sufficiently large constant. Then the following statements hold:
(1) If \(d=4\) or 6, and \(\prod \nolimits _{j=1}^3 |E_j| \ge C q^{3\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) }\) then \(|\Delta _3(E_1,E_2,E_3)|\gtrsim q.\)
(2) If \(d\ge 8\) is even and \(\prod \nolimits _{j=1}^4 |E_j| \ge C q^{4\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) }\) then \(|\Delta _4(E_1,E_2,E_3, E_4)|\gtrsim q.\)
(3) If \(d\ge 8\) is even, and \(\prod \nolimits _{j=1}^3 |E_j| \ge C q^{3\left( \frac{d+1}{2} -\frac{1}{9d-18}\right) },\) then \(|\Delta _3(E_1,E_2,E_3)|\gtrsim q.\)
Taking \(E_j=E\subset {\mathbb {F}}_q^d\) for all \(j=1,2,\ldots ,k\), the first and second conclusions of Theorem 1.3 follow immediately from (1), (2) of Theorem 1.6, respectively. Moreover, the third conclusion of Theorem 1.6 implies that the \(\varepsilon \) in the statement (3) of Theorem 1.3 is not necessary.
Theorem 1.6 also implies the following result.
Corollary 1.7
For any integer \(k\ge 4,\) let \(E_j\subset {\mathbb {F}}_q^d\) for \(j=1,2,\ldots ,k. \) Assume that \(C>0\) is a sufficiently large constant. Then if \(d\ge 4\) is even, and \(\prod \nolimits _{j=1}^k |E_j| \ge C q^{k\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) },\) we have \(|\Delta _k(E_1,E_2,\ldots , E_k)|\gtrsim q.\)
Proof
Without loss of generality, we may assume that \( |E_1|\ge |E_2|\ge \cdots \ge |E_k|.\) Notice that if \(\prod \nolimits _{j=1}^k |E_j| \ge C q^{k\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) },\) then \(\prod \nolimits _{j=1}^{k-1} |E_j| \gtrsim q^{(k-1)\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) },\) and we have \(|\Delta _{k-1}(E_1, \ldots , E_{k-1})| \le |\Delta _k(E_1, \ldots , E_k)|.\) Then the statement follows by induction argument with conclusions (1), (2) of Theorem 1.6. \(\square \)
2 Discrete Fourier Analysis
We shall use the discrete Fourier analysis to deduce the result of our main theorem, Theorem 1.6. In this section, we recall notation and basic concept in the discrete Fourier analysis. Throughout this paper, we shall denote by \(\chi \) a nontrivial additive character of \({\mathbb {F}}_q.\) Since our result is independent of the choice of the character \(\chi ,\) we assume that \(\chi \) is always a fixed nontrivial additive character of \({\mathbb {F}}_q.\) The orthogonality relation of \(\chi \) states that
where \(\mathbf m \cdot \mathbf x :=\sum _{j=1}^d \mathbf{m}_j\mathbf{x}_j\) for \(\mathbf{m}=(\mathbf{m}_1, \ldots , \mathbf{m}_d), ~ \mathbf{x}=(\mathbf{x}_1, \ldots , \mathbf{x}_d) \in {\mathbb {F}}_q^d.\) Given a function \(g: {\mathbb {F}}_q^d \rightarrow {\mathbb {C}},\) we shall denote by \({\widetilde{g}}\) the Fourier transform of g which is defined by
On the other hand, we shall denote by \({\widehat{f}}\) the normalized Fourier transform of the function \(f: {\mathbb {F}}_q^d \rightarrow {\mathbb {C}}.\) Namely we define that
In particular, if \(\mathbf{m}=(0,\ldots ,0)\) and we take f as an indicator function of a set \(E\subset {\mathbb {F}}_q^d,\) then we see that
Here, and throughout this paper, we write \(E(\mathbf{x})\) for the indicator function \(1_{E}(\mathbf{x})\) of a set \(E\subset {\mathbb {F}}_q^d.\) We define the normalized inverse Fourier transform of f, denoted by \( f^{\vee },\) as \(f^{\vee }(\mathbf m )={\widehat{f}}(-\mathbf m )\) for \(\mathbf{m}\in {\mathbb {F}}_q^d.\) It is not hard to see that \(\widetilde{ (f^{\vee })}(\mathbf x )=f(\mathbf x )\) for \(\mathbf x \in {\mathbb {F}}_q^d.\) Namely, we obtain the Fourier inversion theorem:
Using the orthogonality relation of the character \(\chi ,\) we see that
We shall call this formula the Plancherel theorem. Notice that if we take f as an indicator function of a set \(E\subset {\mathbb {F}}_q^d,\) then the Plancherel theorem yields that
Recall from Hölder’s inequality that if \(f_1, f_2: {\mathbb {F}}_q^d \rightarrow {\mathbb {C}},\) then we have
where \(1< p_1, p_2 <\infty \) and \(1/p_1 + 1/p_2=1.\) Applying Hölder’s inequality repeatedly, we obtain that if \(f_i: D\subset {\mathbb {F}}_q^d \rightarrow {\mathbb {C}}\) and \(1\le p_i <\infty \) for \(i=1,2,\ldots , k\) with \(\sum \limits _{i=1}^k \frac{1}{p_i} =1,\) then
We refer to this formula as the generalized Hölder’s inequality.
Lemma 2.1
Let \(k\ge 2\) be an integer. If \( E_j\subset {\mathbb {F}}_q^d\) for all \(j=1,2,\ldots , k,\) then we have
Proof
Notice that if \(E\subset {\mathbb {F}}_q^d\) and \(\mathbf{m}\in {\mathbb {F}}_q^d,\) then \(|{\widehat{E}}(\mathbf{m})|\le |{\widehat{E}}(0,\ldots ,0)|=\frac{|E|}{q^d} .\) Since \(\sum \limits _{j=1}^k \frac{1}{k}=1,\) applying generalized Hölder’s inequality yields the desirable result:
\(\square \)
To estimate a lower bound of \(|\Delta _k(E_1,\ldots , E_k)|\), we shall utilize the Fourier decay estimate on spheres. Recall that the sphere \(S_t \subset {\mathbb {F}}_q^d\) for \(t\in {\mathbb {F}}_q\) is defined by
It is not hard to see that \(|S_t|= q^{d-1}(1 + o(1))\) for \(d\ge 3\) and \(t\in {\mathbb {F}}_q\) (see Theorem 6.26 and Theorem 6.27 in [16]). It is well known that the value of \({\widehat{S_t}}(\mathbf{m})\) can be written in terms of the Gauss sum and the Kloosterman sum. In particular, when the dimension d is even, the following result can be obtained from Lemma 4 in [11].
Lemma 2.2
Let \(d\ge 2\) be even. If \(t\in {\mathbb {F}}_q\) and \(\mathbf m \in {\mathbb {F}}_q^d,\) then we have
where \(\delta _0(\mathbf m )=1\) for \(\mathbf m =(0, \ldots , 0)\) and \(\delta _0(\mathbf m )=0\) otherwise, and G denotes the Gauss sum
where \(\eta \) is the quadratic character of \({\mathbb {F}}_q,\) and \({\mathbb {F}}_q^* = {\mathbb {F}}_q \setminus \{0\}\). In particular, we have
We shall invoke the following result which was given in Proposition 2.2 in [15].
Lemma 2.3
If \(\mathbf m , \mathbf v \in {\mathbb {F}}_q^d,\) then we have
3 Formula for a Lower Bound of \(|\Delta _k(E_1,\ldots ,E_k)|\)
This section devotes to proving the following result which is useful to deduce a lower bound of \(|\Delta _k(E_1,\ldots ,E_k)|.\)
Theorem 3.1
Let \(d\ge 2\) be even and \(k\ge 2\) be an integer. If \( E_j\subset {\mathbb {F}}_q^d\) for \(j=1,2,\ldots ,k\) and \(\prod \nolimits _{j=1}^k |E_j| \ge 3^k q^{\frac{dk}{2}}\), then we have
Proof
For each \(t\in {\mathbb {F}}_q,\) we define a counting function \(\nu _k(t)\) by
Since \(\prod \nolimits _{j=1}^k |E_j| = \sum \limits _{t\in {\mathbb {F}}_q} \nu _k(t),\) and \(\nu _k(t)=0\) if \(t\notin \Delta _k(E_1,\ldots , E_k)\), we see that
Square both sides of this equation and use the Cauchy-Schwarz inequality. Then we see that
Thus, we obtain
Now, we claim three facts below.
Claim 3.2
Suppose that \(d\ge 2\) is even and \(k\ge 2\) is an integer. If \(E_j\subset {\mathbb {F}}_q^d\) for \(j=1,2,\ldots ,k\) with \(\prod \nolimits _{j=1}^k |E_j| \ge 3^k q^{\frac{dk}{2}}\), then we have
Claim 3.3
Let \(d\ge 2\) and \(k\ge 2\) be integers. If \(E_j\subset {\mathbb {F}}_q^d\) for \(j=1,2,\ldots , k,\) then we have
Claim 3.4
Assume that \(d\ge 2\) is even and \(k\ge 2\) is an integer. If \(E_j\subset {\mathbb {F}}_q^d\) for \(j=1,2,\ldots ,k\) with \(\prod \nolimits _{j=1}^k |E_j| \ge q^{\frac{dk}{2}}\), then we have
For a moment, let us accept Claims 3.2, 3.3, and 3.4 which shall be proved in the following subsections (see Sects. 3.1, 3.2, and 3.3). From (3.1) and Claim 3.2, we see that if \(\prod \nolimits _{j=1}^k|E_j| \ge 3^k q^{\frac{dk}{2}},\) then
Observe from Claims 3.3 and 3.4 that if \(\prod \nolimits _{j=1}^k|E_j| \ge 3^k q^{\frac{dk}{2}},\) then
where Lemma 2.1 was used to obtain the last inequality. From this estimate and (3.2), it follows that
Then the statement of Theorem 3.1 follows by applying generalized Hölder’s inequality (2.2):
\(\square \)
3.1 Proof of Claim 3.2
Suppose that \(d\ge 2\) is even and \(k\ge 2\) is an integer. Let \(E_j\subset {\mathbb {F}}_q^d\) for \(j=1,2,\ldots ,k\) with \(\prod \limits _{j=1}^k |E_j| \ge 3^k q^{\frac{dk}{2}}.\) We aim to show that
To prove this, we begin by estimating the counting function \(\nu _k(t)\) for \(t\in {\mathbb {F}}_q.\) For each \(t\in {\mathbb {F}}_q,\) it follows that
Applying the Fourier inversion theorem to the indicate function \(S_t(\mathbf{x}^1+\mathbf{x}^2+ \cdots + \mathbf{x}^k)\), it follows that
By the definition of the normalized Fourier transform, we can write
To prove (3.3), we first find an upper bound of \(\nu _k(0)= q^{dk} \sum \limits _{\mathbf{m}\in {\mathbb {F}}_q^d} {\widehat{S_0}}(\mathbf{m}) \left( \prod \limits _{j=1}^k \overline{{\widehat{E_j}}}(\mathbf{m})\right) .\) By (2.4) of Lemma 2.2, we can write
Since \( \overline{{\widehat{E_j}}}(0,\ldots ,0)=\frac{|E_j|}{q^d},\, |G|=q^{1/2}\) and \(|\sum _{\ell \in {{\mathbb {F}}}_q^*} \chi ( \Vert \mathbf m \Vert \ell )|\le q,\)
Applying Lemma 2.1,
Since \(q\ge 3,\) it follows that
Note that if \(\prod \nolimits _{j=1}^k |E_j|\ge 3^k q^{\frac{dk}{2}},\) then the second term above is nonnegative. Thus we obtain that
Squaring the both sizes, we complete the proof of Claim 3.2.
3.2 Proof of Claim 3.3
We want to prove the following \(L^2\) estimate of the counting function \(\nu (t):\)
By (3.4), we see that
Using Lemma 2.3, we see that
By the definition of the normalized Fourier transform, the orthogonality relation of \(\chi \), and basic property of summation, it follows that
Since the third term above is not positive, we obtain that
which completes the proof of Claim 3.3.
3.3 Proof of Claim 3.4
For even \(d\ge 2\) and an integer \(k\ge 2\), let \(E_j\subset {\mathbb {F}}_q^d\) for \(j=1,2,\ldots ,k\) with \(\prod \nolimits _{j=1}^k |E_j| \ge q^{\frac{dk}{2}}.\) We must show that
We begin by recalling from (3.5) that if \(d\ge 2\) is even, then
It follows that
Thus we can write
Since the absolute value of the Gauss sum G is \(\sqrt{q}\), we have
It follows that
Now, notice that
and
Since \(|G|=\sqrt{q},\) using Lemma 2.1 yields the following two estimates:
and
From these estimates and (3.8), we have
Finally, we obtain the estimate (3.7) by observing that if \(\prod \nolimits _{j=1}^k |E_j|\ge q^{\frac{dk}{2}}\), then
Thus the proof of Claim 3.4 is complete.
4 Connection Between Restriction Estimates for Spheres and \(|\Delta _k(E_1,\ldots , E_k)|\)
Theorem 3.1 shows that a good lower bound of \(|\Delta _k(E_1,E_2,\ldots ,E_k)|\) can be obtained by estimating an upper bound of the quantity
This quantity is closely related to the restriction estimates for spheres with non-zero radius. In this section, we introduce the restriction problem for spheres and we restate Theorem 3.1 in terms of the restriction estimates for spheres. We begin by reviewing the extension problem for spheres which is also called the dual restriction problem for spheres. We shall use the notation \(({\mathbb {F}}_q^d, d\mathbf{x})\) to denote the d-dimensional vector space over the finite field \({\mathbb {F}}_q\) where a normalized counting measure \(d\mathbf{x}\) is given. On the other hand, we denote by \(({\mathbb {F}}_q^d, d\mathbf{m})\) the dual space of the vector space \(({\mathbb {F}}_q^d, d\mathbf{x}),\) where we endow the dual space \(({\mathbb {F}}_q^d, d\mathbf{m})\) with the counting measure dm. Since the space \(({\mathbb {F}}_q^d, d\mathbf{x})\) can be identified with its dual space \(({\mathbb {F}}_q^d, d\mathbf{m})\) as an abstract group, we shall use the notation \({\mathbb {F}}_q^d\) to indicate both the space and its dual space. To distinguish the space with its dual space, we always use the variable \(\mathbf{x}\) for the element of the space \(({\mathbb {F}}_q^d, d\mathbf{x})\) with the normalized counting measure \(d\mathbf{x}.\) On the other hand, the variable \(\mathbf{m}\) will be used to denote the element of the dual space \(({\mathbb {F}}_q^d, d\mathbf{m})\) with the counting measure \(d\mathbf{m}.\) For example, we write \(\mathbf{x}\in {\mathbb {F}}_q^d\) and \(\mathbf{m}\in {\mathbb {F}}_q^d\) for \(\mathbf{x}\in ({\mathbb {F}}_q^d, d\mathbf{x})\) and \(\mathbf{m}\in ({\mathbb {F}}_q^d, d\mathbf{m})\), respectively. With these notations, the classical norm notation can be used to indicate the following sums: for \(1\le r<\infty ,\)
and
where g is a function on \(({\mathbb {F}}_q^d, d\mathbf{m})\) and f is a function on \(({\mathbb {F}}_q^d, d\mathbf{x}).\) For each \(t\in {\mathbb {F}}_q^*,\) let \(S_t\subset ({\mathbb {F}}_q^d, dx)\) be the sphere defined as in (2.3). We endow the sphere \(S_t\) with the normalized surface measure \(d\sigma \) which is defined by measuring the mass of each point on \(S_t\) as \({1}/{|S_t|}.\) Notice that the total mass of \(S_t\) is 1 and we have
We also recall that if \(f:(S_t, d\sigma ) \rightarrow {\mathbb {C}},\) then the inverse Fourier transform of \(fd\sigma \) is defined by
Since the sphere \(S_t\) is symmetric about the origin, we can write
With the above notation, the extension problem for the sphere \(S_t\) asks us to determine \(1\le p, r\le \infty \) such that there exists \(C>0\) satisfying the following extension estimate:
where the constant \(C>0\) may depend on \(p, r, d, S_t,\) but it must be independent of the functions f and the size of the underlying finite field \({\mathbb {F}}_q.\) By duality, this extension estimate is the same as the following restriction estimate (see [?,?]) :
where \({\widetilde{g}}\) is defined as in (2.1), and \(p^{\prime }\), \(r^{\prime }\) denote the Hölder conjugates of p and r, respectively (namely, \(1/p+1/p^{\prime }=1\) and \(1/r+1/r^{\prime }=1).\)
Now, we address the relation between the restriction estimates for spheres with non-zero radius and a lower bound of \(|\Delta _k(E_1, \ldots , E_k)|.\) By Theorem 3.1 and the definition of the restriction estimates for spheres in (4.4), we obtain the following result.
Lemma 4.1
For even \(d\ge 2\) and an integer \(k\ge 2\), let \(E_j \subset {\mathbb {F}}_q^d\) for \(j=1,2,\ldots ,k.\) Assume that \(\prod \nolimits _{j=1}^k |E_j| \ge 3^k q^{\frac{dk}{2}}\) and the following restriction estimate holds for some \(1\le \ell < \infty \) and \(\alpha \in {\mathbb {R}}\):
Then we have
Proof
By Theorem 3.1, it suffices to prove that
Since \({\widehat{E_j}}(\mathbf{v}) =q^{-d}\widetilde{E_j}(\mathbf{v})\) for \(j=1,\ldots , k,\) we see that
Using the definition of \(\Vert \widetilde{E_j}\Vert _{L^{k}(S_r, d\sigma )}\) in (4.2) and the fact that \(|S_r|\sim q^{d-1},\) the above quantity is similar to the following value:
By assumption (4.5), this can be dominated by
Putting all estimates together yields the inequality (4.6), which completes the proof. \(\square \)
5 Restriction Theorems for Spheres
We see from Lemma 4.1 that the restriction estimates for spheres play an important role in determining lower bounds of the cardinality of the generalized k-resultant set \(\Delta _k(E_1, \ldots , E_k).\) In particular, our main result (Theorem 1.6) will be proved by making an effort on finding possibly large exponent \(\ell \ge 1\) such that the restriction inequality (4.5) holds for \(k=3\) or \(k=4.\) In this section, we shall obtain such restriction estimates. To this end, we shall apply the following dual restriction estimate for spheres with non-zero radius due to the authors in [11].
Lemma 5.1
([11], Theorem 1) If \(d\ge 4\) is even, then
To obtain a restriction estimate for spheres, we shall use the dual estimate of (5.1). To this end, it is useful to review Lorentz spaces in our setting. For a function \(f: (S_t, d\sigma ) \rightarrow {\mathbb {C}},\) we denote by \(d_f\) the distribution function on \([0, \infty )\):
We see that for \(1\le r\le \infty ,\)
The function \(f^*\) is defined on \([0, \infty )\) by
For \(1\le p,r\le \infty \) and a function \(f:(S_t, d\sigma )\rightarrow {\mathbb {C}}\), define
In particular, we see that
It is not hard to see that for \(1\le p\le \infty \) and \(1\le r_1\le r_2\le \infty \),
See [6] for further information about Lorentz spaces. With the above notation, the following fact can be deduced.
Lemma 5.2
Let \(d\sigma \) be the normalized surface measure on the sphere \(S_t\subset ({\mathbb {F}}_q^d, d\mathbf{x}).\) Assume that the estimate
holds for all subsets F of \(S_t.\) Then we have
for all functions \(f: (S_t, d\sigma )\rightarrow {\mathbb {C}}.\)
Proof
Without loss of generality, we may assume that f is a nonnegative simple function given by the form
where \(F_N \subset F_{N-1} \subset \cdots \subset F_2 \subset F_1\) and \(a_j>0\) for all \(j=1,2,\ldots , N.\) Notice that
It follows that
Namely, we see that
Using this estimate along with (5.3) and the hypothesis (5.2), we see that
Hence, the proof is complete. \(\square \)
We shall invoke the following weak-type restriction estimate.
Lemma 5.3
If \(d\ge 4\) is even and we put \(r_0=(12d-8)/(3d+4)\), then the weak-type restriction estimate
holds for all \(t\in {\mathbb {F}}_q^*\) and for all functions \(g:({\mathbb {F}}_q^d, d\mathbf m ) \rightarrow {\mathbb {C}}.\)
Proof
Since \(r_0=(12d-8)/(3d+4)\), its dual exponent \(r_0^\prime \) is given by
Combining Lemma 5.1 with Lemma 5.2, it follows that
for all functions \(f: (S_t, d\sigma )\rightarrow {\mathbb {C}}\) with \(t\in {\mathbb {F}}_q^*.\) By duality, this estimate is same as (5.4), which completes the proof. \(\square \)
The following restriction estimate will play an important role in proving the third part of Theorem 1.6.
Lemma 5.4
If \(E\subset ({\mathbb {F}}_q^d, d\mathbf{m})\) and \(|E|\ge q^{\frac{d-1}{2}},\) then we have
Proof
Since \(\Vert {\widetilde{E}}\Vert ^2_{L^2(S_t, d\sigma )}= \frac{1}{|S_t|} \sum \limits _{\mathbf{x}\in S_t} |{\widetilde{E}}(\mathbf{x})|^2\) and \(|S_t|\sim q^{d-1}\) for \(t\in {\mathbb {F}}_q^*,\) it is enough to show that if \(E\subset {\mathbb {F}}_q^d\) with \(|E|\ge q^{\frac{d-1}{2}},\) then
Notice from the definition of the Fourier transforms that
Now, we apply the well known fact (Lemma 2.2 in [12]) that if \(S_t \subset {\mathbb {F}}_q^d\) for \(t\in {\mathbb {F}}_q^*\) and \(d\ge 2,\) then
Then we see that
where the last inequality follows from our assumption that \(|E|\ge q^{\frac{d-1}{2}}.\) Thus, (5.5) holds and we complete the proof. \(\square \)
Now, we introduce the interpolation theorem which enables us to derive the restriction estimates we need for the proof of our main results.
Theorem 5.5
Let \(\Omega \) be a collection of subsets E of \(({\mathbb {F}}_q^d, d\mathbf{m}).\) Assume that the following two restriction estimates hold for all sets \(E\in \Omega \) and \(1\le r_0< r_1\le \infty \):
and
Then for \(r_0<r<r_1,\) we have
Namely, if \(\frac{1}{r}=\frac{1-\theta }{r_0} + \frac{\theta }{r_1}\) for some \(0<\theta <1,\) then we have
Proof
Let \(\delta >0\) which will be chosen later.
Now we choose \(\delta \) such that
Namely, we choose
It follows that
which implies (5.6). By a direct computation, (5.7) follows from (5.6). \(\square \)
Remark 5.6
The new ingredient of this paper is to eliminate the \(\varepsilon \) appearing in the third part of Theorem 1.3 which was previously obtained in [3]. This can be done by proceeding as follows. Combining Lemma 5.3 with Lemma 5.4, Theorem 5.5 yields the improved strong \(L^3\)-restriction estimate (see Lemma 6.3 in the next section).
6 Proof of Main Theorem (Theorem 1.6)
In this section, we shall give the complete proof of Theorem 1.6. Since \(\Vert {\widetilde{g}}\Vert _{L^{\infty , \infty }(S_t, d\sigma )} =\Vert {\widetilde{g}}\Vert _{L^{\infty }(S_t, d\sigma )} = \max \limits _{\mathbf{x}\in S_t} |{\widetilde{g}}(\mathbf{x})|\le \Vert g\Vert _{L^1({\mathbb {F}}_q^d, d\mathbf{m})},\) it is clear that
On the other hand, it follows from Lemma 5.3 that if \(d\ge 4\) is even, then
6.1 Proof of Statement (1)
We need the following lemma to prove the statement (1) of Theorem 1.6.
Lemma 6.1
If \(d=4\) or 6, then we have
Proof
Note that if \(d=4\) or 6, then \(\frac{12d-8}{3d+4}<3<\infty .\) Therefore, using Theorem 5.5, we are able to interpolate (6.1) and (6.2) so that we obtain
Namely, we see that
Thus, the proof is complete. \(\square \)
We are ready to prove statement (1) of Theorem 1.6. We aim to prove that if \(d=4\) or \(d=6\), and \( E_1,E_2,E_3\subset {\mathbb {F}}_q^d\) with \(|E_1||E_2||E_3|\gtrsim q^{3\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) }\), then \(|\Delta _3(E_1,E_2,E_3)|\gtrsim q.\) Combining Lemmas 4.1 and 6.1, we see that
Since \(|E_1||E_2||E_3|\ge C q^{3\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) }\) for a sufficiently large \(C>0\), we see from a direct computation that
6.2 Proof of Statement (2) of Theorem 1.6
The following lemma shall be used to prove the statement (2) of Theorem 1.6.
Lemma 6.2
If \(d\ge 4\) is even, then we have
Proof
Since \(\frac{12d-8}{3d+4}<4<\infty \) for all even \(d\ge 4,\) interpolating (6.1) and (6.2) yields
Since \(|E|^{1-\theta } |E|^{\frac{3\theta }{4}} = |E|^{\frac{9d+18}{12d+16}}=\Vert E\Vert _{L^{\frac{12d+16}{9d+18}}({\mathbb {F}}_q^d, dm)}\), the statement follows. \(\square \)
Let us prove statement (2) of Theorem 1.6. Recall that we must show that if \(d\ge 8\) is even and \(E_1,E_2,E_3,E_4\subset {\mathbb {F}}_q^d\) with \(\prod \nolimits _{j=1}^4 |E_j| \gtrsim q^{4\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) },\) then \(|\Delta _4(E_1,E_2,E_3, E_4)|\gtrsim q.\) Combining Lemmas 4.1 and 6.2, we obtain that
Since \(|E_1||E_2||E_3||E_4|\ge C q^{4\left( \frac{d+1}{2} -\frac{1}{6d+2}\right) }\) for a sufficiently large \(C>0\), it follows from a direct computation that
6.3 Proof of Statement (3) of Theorem 1.6
We begin by proving the following lemma.
Lemma 6.3
Let \(E\subset {\mathbb {F}}_q^d.\) If \(d\ge 8\) is even and \(|E|\ge q^{\frac{d-1}{2}},\) then we have
Proof
Since \(\Vert {\widetilde{E}}\Vert _{L^{2,\infty } (S_t, d\sigma )} \le \Vert {\widetilde{E}}\Vert _{L^{2} (S_t, d\sigma )},\) and \(|E| \ge q^{\frac{d-1}{2}}\), we see from Lemma 5.4 that
As in (6.2), we also see that
Since \(2<3< \frac{12d-8}{3d+4}\) for \(d\ge 8,\) by using Theorem 5.5 we are able to interpolate (6.3) and (6.4). Hence, if \(d\ge 8\) is even and \(|E|\ge q^{\frac{d-1}{2}}\), then we have
By a direct computation, we conclude
which completes the proof of the lemma. \(\square \)
Let us prove the statement (3) of Theorem 1.6 which states that if \(d\ge 8\) is even, and \(\prod \nolimits _{j=1}^3 |E_j| \gtrsim q^{3\left( \frac{d+1}{2} -\frac{1}{9d-18}\right) },\) then \(|\Delta _3(E_1,E_2,E_3)|\gtrsim q.\) To prove this, let us first assume that one of \(|E_1|, |E_2|, |E_3|\) is less than \(q^{\frac{d-1}{2}}\), say that \(|E_3|< q^{\frac{d-1}{2}}.\) Then by our hypothesis that \(|E_1||E_2||E_3| \gtrsim q^{3\left( \frac{d+1}{2} -\frac{1}{9d-18}\right) },\) it must follow that
This implies that \(|\Delta _2(E_1,E_2)| \gtrsim q,\) which was proved by Shparlinski [17]. Thus it is clear that \( |\Delta _3(E_1,E_2,E_3)|\gtrsim q\), because \(|\Delta _3(E_1,E_2,E_3)|\ge |\Delta _2(E_1,E_2)|.\) For this reason, we may assume that all of \(|E_1|, |E_2|, |E_3|\) are greater than or equal to \(q^{\frac{d-1}{2}},\) and \(|E_1||E_2||E_3|\gtrsim q^{3\left( \frac{d+1}{2} -\frac{1}{9d-18}\right) }.\) Combining Lemma 4.1 with Lemma 6.3 , we obtain that
where we take \(\alpha =\frac{-3d^2+23d-20}{36d-96}\) and \(\ell =\frac{18d-48}{15d-46}.\) By a direct comparison, it is not hard to see that if \(|E_1||E_2||E_3| \gtrsim q^{3\left( \frac{d+1}{2} -\frac{1}{9d-18}\right) } = q^{\frac{9d^2-9d-20}{6d-12}},\) then we have \(|\Delta _3(E_1,E_2,E_3)|\gtrsim q.\) We have finished the proof of the third part of Theorem 1.6.
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Communicated by Alex Iosevich.
Doowon Koh was supported by Basic Science Research Program through the National Research Foundation of Korea(NRF) funded by the Ministry of Education, Science and Technology(NRF-2015R1A1A1A05001374).
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Covert, D., Koh, D. & Pi, Y. The Generalized k-Resultant Modulus Set Problem in Finite Fields. J Fourier Anal Appl 25, 1026–1052 (2019). https://doi.org/10.1007/s00041-018-9619-1
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DOI: https://doi.org/10.1007/s00041-018-9619-1