Abstract
In this study we consider the Cauchy problem for the nonlinear Schrödinger equations with data which belong to \(L^p,\)\(1<p<2.\) In particular, we discuss analytic smoothing effect with data which satisfy exponentially decaying condition at spatial infinity in \(L^p,\)\(1<p<2.\) We construct solutions in the function space of analytic vectors for the Galilei generator and the analytic Hardy space with the phase modulation operator based on \(L^{p}\).
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1 Introduction
We consider the local Cauchy problem for the nonlinear Schrödinger equations in setting of the Lebesgue space \(L^p,\)\(1<p<2\):
where \(I_T=[0,T],\)\(T>0,\)\(i=\sqrt{-1},\)\(u:I_T\times {\mathbb {R}}^{n}\rightarrow {\mathbb {C}},\)\(\partial _t=\partial /\partial t,\)\(\Delta =\sum _{j=1}^n\partial _j^2/\partial x_j^2,\) and \(n\ge 1.\) The nonlinearity f satisfies the gauge condition
To be specific, we assume the following two types of nonlinearity in this study
where \(\lambda \in {\mathbb {C}},\)\(0<\gamma <n\) and \(\varphi *\psi \) denotes the convolution
There is a large literature on the Cauchy problem for the nonlinear Schrödinger equations in the \(L^2\)-based framework (see for instance [3, 4, 6, 21, 27,28,29] and reference therein).
Analyticity and analytic smoothing effect for solutions to nonlinear evolution equations have been studied in many papers ([5, 8,9,10,11, 13,14,15, 20, 22,23,24]).
In particular, analytic smoothing effect for the nonlinear Schrödinger equations and the Hartree equations in the \(L^2\) setting with data which satisfy exponentially decaying condition has been studied in [8,9,10,11, 13,14,15, 23,24,25] (see also reference therein).
On the other hand, as far as the authors know, there are no results on analytic smoothing effect for the nonlinear Schrödinger equations in the \(L^p\)-framework with \(p\not =2.\) In the present paper we discuss the problem of analytic smoothing effect for solutions to (1.1) in the \(L^p\)-framework. We believe this problem is interesting since exponentially decaying \(L^p\)-functions for \(1<p<2\) do not necessarily belong to \(L^2.\) In fact, if \(1<p<2,\) there exists
such that
See Proposition 1 below for details. Furthermore, it is sufficient to consider the case \(1<p<2,\) since any exponentially decaying \(L^q\)-function with \(2<q<\infty \) is an \(L^2\)-function. To be more precise, let \(D\subset {\mathbb {R}}^n\) be a domain with \(0\in D\) and \(2<q<\infty .\) If \(\phi \in L^{q}\) satisfying
then
for \(D^\prime \Subset D\) (see Appendix of [15] and Chapter III of [26]). We put
If \(\phi \in \widehat{L^q}\) satisfying
then by the boundedness of the Fourier transform, we have
Hence if data satisfy exponentially decaying condition in \(L^q\) or \(\widehat{L^q},\) then data decay exponentially in \(L^1 \cap L^q\subset L^2.\)
Analytic smoothing effect for the cubic nonlinear Schrödinger equations in minimal regularity Sobolev setting based on \(L^2\) has been studied in [23, 24]. Analytic smoothing effect for the nonlinear Schrödinger equations with non-gauge invariant quadratic nonlinearity in terms of the generator of dilations \(P=2t\partial _t+x\cdot \nabla \) in the framework of negative exponent Sobolev space \(H^s,\)\(s>-3/4\) has been studied in [20].
In the previous papers [7, 12, 17,18,19, 30, 31], the authors have attempted to construct solutions and proved the existence of solutions to the nonlinear Schrödinger equations in the framework of \(L^p\) and \(\widehat{L^p}.\) Especially, in the \(L^p\)-setting, in [31] the author proved the existence of local solutions to the 1D cubic nonlinear Schrödinger equations for data in \(L^p\) with \(1<p<2\). Later, in [12] we exploited his approach to show similar local well-posedness results for the Hartree equation for data in the Bessel potential spaces \(H^{s,p}\) under suitable conditions on s, p, n. In particular, for \(0<\gamma <\min (2,n)\), we obtained the local well-posedness for data in \(L^p\) with \(\max (\frac{2n}{n-\gamma +2},\frac{2n}{n+\gamma })<p<2\). In this paper, based on these local existence results, we investigate analytic smoothing effect for the 1D cubic NLS and the Hatree equation for data in \(L^p\) when p is in the range stated above. To be more precise, our main purpose of this study is to show analytic smoothing effect for the Cauchy problem (1.1) in the framework of \(L^{p}\)-based spaces of functions as analytic vector for the Galilei generator \(J=e^{i\frac{t}{2}\Delta }xe^{-i\frac{t}{2}\Delta }\) and the \(L^{p}\)-based analytic Hardy space characterized by the operator \(A_\delta =e^{i\frac{t}{2}\Delta }e^{\delta \cdot x}e^{-i\frac{t}{2}\Delta }.\)
Finally, the condition \(p>\frac{2n}{n+\gamma }\) for the local well-posedness for the Hartree equation may seem unusual, since it is stronger than the condition for the cubic NLS. However, it is conjectured that this condition is optimal. See Remark 3 below.
We use the following notation throughout this paper. \(L^p=L^p({\mathbb {R}}^n),\)\(1\le p\le \infty \) is the usual Lebesgue space. The Fourier transform \({\mathcal {F}}:\psi \mapsto \widehat{\psi }\) is defined by
where \(x\cdot y=\sum _{j=1}^nx_jy_j\) is the usual scaler product in \({\mathbb {R}}^n,\) and \({\mathcal {F}}^{-1}\) is the inverse Fourier transform. The Schrödinger propagator is defined by \(U(t)\psi =\left( U\psi \right) (t)=e^{i\frac{t}{2}\Delta }\psi ={\mathcal {F}}^{-1}\left[ e^{-i\frac{t}{2}|\xi |^2}{\mathcal {F}}\left[ \psi \right] \right] ,\)\(t\in {\mathbb {R}},\) we often use the notation \(U^{-1}(t)\psi =\left( U^{-1}\psi \right) (t)=U(-t)\psi ,\)\(t\in {\mathbb {R}}.\) As well known, U and \(U^{-1}\) have the following factorization formula (see Chapter 2 of [3]):
for \(t\not =0,\) where the phase modulation operator \({\mathcal {M}}(t):\psi \mapsto e^{i\frac{|x|^2}{2t}}\psi ,\) dilations \(D(t):\psi \mapsto (it)^{-n/2}\psi \left( \frac{\cdot }{t}\right) \) and its inverse \(D^{-1}(t)=i^nD\left( t^{-1}\right) ,\)\(t\not =0.\) We put the linear Schrödinger operator by
The Duhamel integral operator is defined by \(S\left[ f\right] (t)=\left( \int _0^{\cdot }U(\cdot -s)f(\tau )d\tau \right) (t)=\int _0^tU(t-\tau )f(\tau )d\tau \), \(t\in {\mathbb {R}}.\) The Galilei generator is defined by
We introduce an operator which gives analytic continuation (see also [11, 15, 23])
for \(t\in {\mathbb {R}}.\) We see that \(A_\delta \) has another representation such as
where \(e^{it\delta \cdot \nabla }\psi ={\mathcal {F}}^{-1}\left[ e^{-t\delta \cdot \xi }{\widehat{\psi }}\right] ,\)\(\delta \in {\mathbb {R}}^n.\) The following commutation relation
holds. The analytic Hardy space is defined by (see Chapter III of [26]):
with domain \(\Omega \subset {\mathbb {R}}^n.\)
2 Function Spaces
We introduce the following basic function spaces
for \(1\le p,q \le \infty ,\)\(\theta >0\) and we put the function spaces associated with \(X^{p}_{q,\theta }(I_T)\) by
The function spaces such as above are firstly introduced in [31].
We introduce the following weighted function spaces:
The function space of analytic vectors for J is defined by
for \(a\in (0,\infty )^n\) and the analytic Hardy space with respect to \(A_\delta \) is defined by
for domain \(D\subset {\mathbb {R}}^n.\)
Our motivation of this study is based on the following proposition:
Proposition 1
Let \(1<p<2\) and bounded domain \(D\subset {\mathbb {R}}^n.\) Then
Proof
The following function belongs to \(G^D_p{\setminus } L^2,\)
where \(0<\varepsilon <2-p\) and sufficiently large \(r>0.\)\(\square \)
The analyticity of functions which belong to \(G^{a}_{p,q,\theta }(I_T)\) or \(G^{D}_{p,q,\theta }(I_T)\) is shown by the following proposition:
Proposition 2
Let \(1\le p < 2\) and \(\frac{1}{q}+\frac{1}{\theta }>1.\)
-
(1)
Let \(u\in G^{a}_{p,q,\theta }(I_T).\) Then \(\left( {\mathcal {M}}^{-1}u\right) (t)\in \mathcal {H}^{p^\prime }\left( \prod _{j=1}^n(-a_jt,a_j t)\right) \)\(t\not =0\), where \(a\in (0,\infty )^n\).
-
(2)
Let \(u\in G^{D}_{p,q,\theta }(I_T).\) Then \(\left( {\mathcal {M}}^{-1}u\right) (t)\in \mathcal {H}^{p^\prime }\left( tD\right) ,\)\(t\not =0,\) where \(D\subset {\mathbb {R}}^n\) is a domain with \(0\in D\).
Proof
Because
with
we see that
Hence, it is sufficient to show real analyticity of \(u\in G^\Omega _{p,q,\theta }\) with \(\Omega =\prod _{j=1}^n(-a_j,a_j)\) in the case (1) and with \(\Omega =D\) in the case (2). We see that
for all \(t\not =0,\ \delta \in \Omega .\) Therefore, \(({\mathcal {M}}^{-1}u)(t)\) is real analytic and has an analytic continuation
for all \(x+it\delta \in {\mathbb {R}}^n+it\Omega \) (see Appendix of [15]). Also we have
and
\(\square \)
By the relation \(e^{\delta \cdot x}U^{-1}U\phi =e^{\delta \cdot x}\phi ,\) we immediately have the following fact for the free solutions:
Corollary 1
Let \(1\le p< 2.\)
-
(1)
If \(\phi \in G^a_p,\) then \(U(t)\phi ,\)\(t\in {\mathbb {R}}{\setminus }\{0\},\) is real analytic and has an analytic continuation to \({\mathbb {R}}^n+it\prod _{j=1}^n(-a_j,a_j).\)
-
(2)
If \(\phi \in G^D_p,\) then \(U(t)\phi ,\)\(t\in {\mathbb {R}}{\setminus }\{0\},\) is real analytic and has an analytic continuation to \({\mathbb {R}}^n+itD\).
3 Main Results
We put the interval \(I_T=[0,T].\)
Theorem 1
Let \(n=1,\)\(1<p<2\) and \(a\in (0,\infty ).\) Then for any \(\eta >0\) there exists \(T=T(\eta )>0\) such that; for any \(\phi \in G^{a}_{p},\) satisfying \(\left\| \phi \right\| _{G^{a}_{p}}\le \eta \) then the Cauchy problem (1.1)–(1.2) has a unique solution \(u\in G^{a}_{p,p^\prime ,2\left( \frac{1}{p}-\frac{1}{2}\right) }(I_T).\) Furthermore, \(\left( {\mathcal {M}}^{-1}u\right) (t)\in \mathcal {H}^{p^\prime }((-at,at)),\)\(t\in I_T{\setminus }\{0\}.\)
Theorem 2
Let \(n=1,\)\(1<p<2.\) Let a domain \(D\subset {\mathbb {R}}\) satisfying \(0\in D\) and \(-D=D.\) Then for any \(\eta >0\) there exists \(T=T(\eta )>0\) such that; for any \(\phi \in G^{D}_{p},\) satisfying \(\left\| \phi \right\| _{G^{D}_{p}}\le \eta \) then the Cauchy problem (1.1)–(1.2) has a unique solution \(u\in G^{D}_{p,p^\prime ,2\left( \frac{1}{p}-\frac{1}{2}\right) }(I_T).\) Furthermore, \(\left( {\mathcal {M}}^{-1}u\right) (t)\in \mathcal {H}^{p^\prime }(tD),\)\(t\in I_T{\setminus }\{0\}.\)
Theorem 3
Let \(n\ge 1,\)\(0<\gamma <\min \left( n,2\right) ,\)\(\max \left( \frac{2n}{n+\gamma },\frac{2n}{n-\gamma +2}\right)<p<2\) and \(a\in (0,\infty )^n.\) Then for any \(\eta >0\) there exists \(T=T(\eta )>0\) such that; for any \(\phi \in G^{a}_{p},\) satisfying \(\left\| \phi \right\| _{G^{a}_{p}}\le \eta \) then the Cauchy problem (1.1)–(1.3) has a unique solution \(u\in G^{a}_{p,q,2n\left( \frac{1}{p}-\frac{1}{2}\right) }(I_T),\) with \(q=\frac{2p}{(n+\gamma )p-2n}.\) Furthermore, \(\left( {\mathcal {M}}^{-1}u\right) (t) \in \mathcal {H}^{p^\prime }\left( \prod _{j=1}^n(-a_jt,a_jt)\right) ,\)\(t\in I_T{\setminus }\{0\}.\)
Theorem 4
Let \(n\ge 1,\)\(0<\gamma < \min (n,2)\) and \(\max \left( \frac{2n}{n+\gamma },\frac{2n}{n-\gamma +2}\right)<p<2.\) Let a domain \(D\subset {\mathbb {R}}^n\) satisfying \(0\in D\) and \(-D=D.\) Then for any \(\eta >0\) there exists \(T=T(\eta )>0\) such that; for any \(\phi \in G^{D}_{p},\) satisfying \(\left\| \phi \right\| _{G^{D}_{p}}\le \eta \) then the Cauchy problem (1.1)–(1.3) has a unique solution \(u\in G^{D}_{p,q,2n\left( \frac{1}{p}-\frac{1}{2}\right) }(I_T),\) with \(q=\frac{2p}{(n+\gamma )p-2n}.\) Furthermore, \(\left( {\mathcal {M}}^{-1}u\right) (t)\in \mathcal {H}^{p^\prime }(tD),\)\(t\in I_T{\setminus }\{0\}.\)
Remark 1
\(G^a_p\subset G^\Omega _p\subset G^b_p,\) with \(\Omega =\prod _{j=1}^n(-a_j,a_j),\) and \(0<b_j<a_j,\)\(j=1,2,\cdots ,n\) (see Theorem 2 in [15]).
Remark 2
Let \(1\le p\le \infty .\) We see that
where \(D_1,\ D_2 \subset {\mathbb {R}}^n\) are domain (see Appendix of [15] and Chapter III of [26]). Therefore, the Cauchy data \(\phi \in G^\Omega _p,\) satisfy \(\phi \in G^{\Omega ^\prime }_1\) and solutions obtained in Theorems 1–4, \(\left( {\mathcal {M}}^{-1}u\right) (t)\in \mathcal {H}^{p^\prime }(t\Omega ),\)\(t\not =0,\) satisfy \(\left( {\mathcal {M}}^{-1}u\right) (t)\in \mathcal {H}^{\infty }(t{\Omega }^\prime ),\)\(t\not =0,\) where \(\Omega ^\prime \Subset \Omega \) with \(\Omega =\prod _{j=1}^n(-a_j,a_j)\) or \(\Omega =D.\)
Remark 3
The exponent \(\frac{2n}{n-\gamma +2}\) appearing in the first condition is called a scaling limit which is well known and is considered as one candidate of the thresholds for the local well-posedness of (1.1)–(1.3). Thus our local result can reach almost critical \(L^p\) spaces if \(n\ge 2\) and \(\gamma >1\). The exponent in the second condition, on the other hand, seems unfamiliar and one may wonder if the local result still holds for p below this exponent. However, it is conjectured that the Cauchy problem is ill posed for \(p<\frac{2n}{n+\gamma }\), because of the singularity at zero frequency. This is deduced from the recent works [2] and [16] which study the well-posendess of (1.1)–(1.3) in \(\widehat{L^p}\). For details, see the introduction in [16]. Note that \(\frac{2n}{n+\gamma }\rightarrow 1\) as \(\gamma \rightarrow n\) and thus the limit coincides with the lower threshold of the local results for the cubic NLS (Theorems 1 and 2). Note also that \(p=\frac{2n}{n+\gamma }\) is the exponent such that the trilinear operator
is defined and is continuous from \(L^p\times L^p \times L^p\) to \(L^p\).
4 Key Lemmas
We introduce the following two types of trilinear form \({\mathcal {T}}_0\) and \({\mathcal {T}}_\gamma \) by
and
respectively. Then, we see that
and
for \(t\not =0.\)
Lemma 1
([31]) Let \(n=1.\) We have
for \(t\not =0,\)
and
Lemma 2
Let \(n\ge 1\) and \(0<\gamma <n.\) We have
for all \(t\not =0,\)
and if \(0<\gamma <\min (n,2),\) then
Proof
for \(\frac{1}{p_0}=\frac{1}{\rho _1}+\frac{1}{p_3}-1,\) with \(2\le \rho _1\le \infty .\) By the Hardy–Littlewood–Sobolev inequality, with \(\frac{1}{\rho ^\prime _1}=\frac{1}{\rho _2}+\frac{\gamma }{n}-1,\)\(2\le \rho _2 \le \infty \) and \(n-\gamma <\frac{n}{\rho _2},\) we have
for \(\frac{1}{\rho _2^\prime }=\frac{1}{p_1}+\frac{1}{p_2}-1\) and \(\frac{1}{p_0}=\sum _{j=1}^3\frac{1}{p_j}+\frac{\gamma }{n}-1.\) In particular, \(p_j=\frac{2n}{n+\gamma },\)\(j=0,1,2,3,\) satisfies these conditions. By
we obtain the first and second inequalities. Finally, by the Hardy–Littlewood–Sobolev inequality with \(\frac{\gamma }{3n}=\frac{3n-2\gamma }{3n}+\frac{\gamma }{n}-1\) and the Hölder inequality with \(\frac{1}{2}=\frac{\gamma }{3n}+\frac{3n-2\gamma }{6n},\) we have
where \(\left( \frac{6}{\gamma },\frac{6n}{3n-2\gamma }\right) \) is an admissible pair and by the Strichartz estimate
This completes the proof. \(\square \)
We obtain the following two inequalities by the multi-linear interpolation between \(\tau ^{-\alpha }L^\infty \left( \tau ^{-2}d\tau ,I_T;L^1\right) \) and \(\tau ^{-\alpha }L^q(\tau ^{-2}d\tau ,I_T;L^2),\) for \(\alpha =1,\gamma \) respectively (see Chapter 4 of [1] and [31]), where
and
Lemma 3
for \(n=1,\)\(1<p<2,\)\(q=p^\prime \) and
for \(0<\gamma <\min (n, 2),\)\(\frac{2n}{n+\gamma }<p<2,\)\(q=\frac{2p}{(n+\gamma )p-2n}.\)
Lemma 4
-
(1)
Let \(1\le p<2,\)\(1\le q\le \infty ,\)\(\theta >0\) and let \(u\in G^D_{p,q,\theta }(I_T).\) Then
$$\begin{aligned} A_\delta (|u|^2u)=A_\delta u\overline{A_{-\delta }u}A_\delta u \end{aligned}$$for all \(\delta \in D.\)
-
(2)
Let \(\frac{2n}{n+\gamma }\le p<2,\)\(1\le q\le \infty ,\)\(\theta >0\) and let \(u\in G^D_{p,q,\theta }(I_T).\) Then
$$\begin{aligned} A_\delta \left( (|x|^{-\gamma }*|u|^2)u\right) =\left( |x|^{-\gamma }*(A_\delta u\overline{A_{-\delta }u})\right) A_\delta u \end{aligned}$$for all \(\delta \in D.\)
Proof
Let \(t\not =0.\) It is sufficient to show
for all \(\delta \in D,\) by Proposition 1 above. Indeed, we have
for all \(\delta \in D,\) because \(e^{\delta \cdot x}U(-t)u(t)\in L^1 \cap L^p\) for all \(\delta \in D.\) Hence \(({\mathcal {M}}^{-1}|u|^2u)(t)\) is analytic on \({\mathbb {R}}^n+itD\) and its analytic continuation is represented as
and
for all \(\delta \in D.\) Similarly, we have
for all \(\delta \in D\) by Lemma 2 above and hence
for all \(\delta \in D.\)\(\square \)
5 Proof of Theorem 1
We define a complete metric space \(\left( B^a_T(R),d\right) \) by
We show the map \(\varPhi :u\mapsto \varPhi u,\)\(\varPhi u=U\phi -i\lambda S[|u|^2u],\) is a contraction mapping in \((B^a_T(R),d).\) We have
and
Therefore,
and
Also we have the difference term
Therefore,
and \(\varPhi \) is a contraction mapping with \(R>0\) and \(T>0\) satisfying
6 Proof of Theorem 2
We define a complete metric space \(\left( B^D_T(R),d\right) \) by
We show the map \(\varPhi :u\mapsto \varPhi u,\)\(\varPhi u=U\phi -i\lambda S[|u|^2u],\) is a contraction mapping in \((B^D_T(R),d).\) We have
and
Therefore,
and
Also we have the difference term
Therefore,
and \(\varPhi \) is a contraction mapping with \(R>0\) and \(T>0\) satisfying
7 Proof of Theorem 3
We define a complete metric space \(\left( B^a_T(R),d\right) \) by
We show the map \(\varPhi :u\mapsto \varPhi u,\)\(\varPhi u=U\phi -i\lambda S[|u|^2u],\) is a contraction mapping in \((B^a_T(R),d).\) We have
and
Therefore,
and
Also we have the difference term
Therefore,
and \(\varPhi \) is a contraction mapping with \(R>0\) and \(T>0\) satisfying
8 Proof of Theorem 4
We define a complete metric space \(\left( B^D_T(R),d\right) \) by
We show the map \(\varPhi :u\mapsto \varPhi u,\)\(\varPhi u=U\phi -i\lambda S[|u|^2u],\) is a contraction mapping in \((B^D_T(R),d).\) We have
and
Therefore,
and
Also we have the difference term
Therefore,
and \(\varPhi \) is a contraction mapping with \(R>0\) and \(T>0\) satisfying
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Hoshino, G., Hyakuna, R. Analytic Smoothing Effect for the Nonlinear Schrödinger Equations Without Square Integrability. J Fourier Anal Appl 24, 1661–1680 (2018). https://doi.org/10.1007/s00041-017-9562-6
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DOI: https://doi.org/10.1007/s00041-017-9562-6