Abstract
In this paper, we study the following fractional Choquard equation with critical or supercritical growth
where \(0<s<1\), \((-\Delta )^s\) denotes the fractional Laplacian of order s, \(N>2s\), \(0<\mu <2s\) and \(p\ge 2_{\mu ,s}^*:=\frac{2N-\mu }{N-2s}\), which is the critical exponent in the sense of Hardy-Littlewood-Sobolev inequality. Under some suitable conditions, we prove that the equation admits a nontrivial solution for small \(\lambda >0\) by variational methods, which extends results in Bhattarai in J. Differ. Equ. 263, 3197–3229 (2017).
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1 Introduction and main result
Consider the following fractional Choquard equation
where \(0<s<1\), \((-\Delta )^s\) denotes the fractional Laplacian of order s, \(N>2s\), \(0<\mu <2s\) and \(p\ge 2_{\mu ,s}^*:=\frac{2N-\mu }{N-2s}\).
Problem (1.1) has nonlocal characteristics in the nonlinearity as well as in the (fractional) diffusion. When \(s=1, \ \mu =1, \ \lambda =1, \ p=2\) and \(f(x,u)=0\), then (1.1) boils down to the so-called Choquard equation
which goes back to the description of the quantum theory of a polaron at rest by Pekar in 1954 [15] and the modeling of an electron trapped in its own hole in 1976 in the work of Choquard, as a certain approximation to Hartree-Fock theory of one-component plasma [6]. In some particular cases, this equation is also known as the Schrödinger-Newton equation, which was introduced by Penrose in his discussion on the selfgravitational collapse of a quantum mechanical wave function [16]. The first investigations for existence and symmetry of the solutions to (1.2) go back to the works of Lieb [6] and Lions [7]. Since then many efforts have been made to study the existence of nontrivial solutions for nonlinear Choquard equations, see for instance [3, 12, 13].
For fractional Laplacian with nonlocal Hartree-type nonlinearities, the problem has also attracted a lot of interest, we refer to Refs. [2, 4, 5, 8, 10, 11] and their references therein.
Most of the works afore mentioned are set in \({\mathbb {R}}^N\), \(N>2s\), with subcritical and critical growth nonlinearities and to the authors’ best knowledge no results are available on the existence for problem (1.1) with supercritical exponent. We aim at studying the existence of nontrivial solutions for critical or supercritical problem (1.1).
In order to reduce the statements for main result, we list the assumption as follows: (V) \(V\in C\left( {\mathbb {R}}^N,{\mathbb {R}}\right)\), \(0<V_0:=\inf \limits _{x\in {\mathbb {R}}^{N}}V(x)\) and \(\lim \limits _{|x|\rightarrow +\infty }V(x)=+\infty\).
\((f_1)\) \(f \in C\left( {\mathbb {R}}^N \times {\mathbb {R}},{\mathbb {R}}\right)\) and there exists \(q \in \left( 2,\frac{2(N-\mu )}{N-2s}\right)\) such that \(|f(x,t)|\le C\left( 1+|t|^{q-1}\right)\) for all \((x,t) \in {\mathbb {R}}^N \times {\mathbb {R}}\).
\((f_2)\) \(f(x,t)=o(|t|)\) uniformly in \(x \in {\mathbb {R}}^N\) as \(|t|\rightarrow 0\).
\((f_3)\) \(f(x,t)t\ge qF(x,t):=q\int _0^tf(x,\tau )d\tau\) for all \((x,t) \in {\mathbb {R}}^N \times {\mathbb {R}}\).
\((f_4)\) \(c_0:=\inf \limits _{x \in {\mathbb {R}}^N, |t|=1}F(x,t)>0\).
For any \(0<s<1\), the fractional Sobolev space \(H^s\left( {\mathbb {R}}^N\right)\) is defined by
endowed with the natural norm
where the term
is the so-called Gagliardo semi-norm of u. Moreover, we can see that an alternative definition of the fractional Sobolev space \(H^s\left( {\mathbb {R}}^N\right)\) via the Fourier transform as follows:
Here we denote the Fourier transform of u by \({\hat{u}}:= {\mathscr {F}}(u)\). Propositions 3.4 and 3.6 in [14] imply that
As a consequence, the norms on \(H^s\left( {\mathbb {R}}^N\right)\),
are all equivalent.
Set \(E=\left\{ u \in H^s\left( {\mathbb {R}}^N\right) : \int _{{\mathbb {R}}^N}|\xi |^{2s}|{\hat{u}}(\xi )|^2d\xi +\int _{{\mathbb {R}}^N}V(x)u^2dx<+\infty \right\}\) with the norm
and \({\mathcal {D}}^{s,2}({\mathbb {R}}^N)=\left\{ u \in L^{2_s^*}\left( {\mathbb {R}}^N\right) :\int _{{\mathbb {R}}^N}|\xi |^{2s}|{\hat{u}}(\xi )|^2d\xi <+\infty \right\}\) with the norm
Then \(\Vert u\Vert _E^2=\Vert u\Vert _{\mathcal {D}^{s,2}}^2+\int _{{\mathbb {R}}^N}V(x)u^2dx.\)
Our main result is the following:
Theorem 1.1
Suppose that (V) and \((f_1)\)–\((f_4)\) are satisfied. Then there exists some \(\lambda _0>0\) such that for \(\lambda \in (0,\lambda _0]\), Eq. (1.1) admits a nontrivial solution \(u_\lambda\).
Remark 1.2
Bhattarai in [1] studied the following fractional Schrödinger equation
where \(0<\mu <N\), \(2<q<2+\frac{4s}{N}<2_s^*\), \(2\le p<1+\frac{2s+N-\mu }{N}<2_{\mu ,s}^*\). Consequently, our result extends his result to some extent.
2 Proof of Theorem 1.1
Proposition 2.1
[9] (Hardy-Littlewood-Sobolev inequality) Let \(r, \ t>1\) and \(0<\mu <N\) with \(\frac{1}{r}+\frac{\mu }{N}+\frac{1}{t}=2\). Let \(g \in L^r\left( {\mathbb {R}}^N\right)\) and \(h \in L^t\left( {\mathbb {R}}^N\right)\). Then there exists a sharp constant \(C_{r,N,\mu ,t}\) independent of g and h such that
Remark 2.2
In general, set \(F(u)=|u|^q\) for some \(q>0\). By Hardy-Littlewood-Sobolev inequality, \(\int _{{\mathbb {R}}^N}\int _{{\mathbb {R}}^N}\frac{F(u(x))F(u(y))}{|x-y|^\mu }dxdy\) is well defined if \(F(u) \in L^t\left( {\mathbb {R}}^N\right)\) for \(t>1\) defined by \(\frac{2}{t}+\frac{\mu }{N}=2\). Thus, for \(u \in H^s({\mathbb {R}}^N)\), there must hold
It is well known to us that a weak solution of problem (1.1) is a critical point of the following functional
Clearly, we cannot apply variational methods directly because the functional \(I_\lambda\) is not well defined on E unless \(p=2_{\mu ,s}^*\). To overcome this difficulty, we define a function
where \(M>0\). Then \(\phi \in C({\mathbb {R}},{\mathbb {R}})\), \(\phi (t)t\ge q\Phi (t):=q\int _0^t\phi (s)ds\ge 0\) and \(|\phi (t)|\le pM^{p-q}|t|^{q-1}\) for all \(t \in {\mathbb {R}}\). Moreover, there exists a constant \(C>0\) such that
for all \(u \in H^s\left( {\mathbb {R}}^N\right)\). Indeed, for any \(u \in H^s\left( {\mathbb {R}}^N\right)\), taking \(t \in \left( \frac{N}{N-\mu },\frac{2N}{q(N-2s)}\right]\), by the Hölder inequality we can calculate that
Set \(h_\lambda (x,t)=\lambda \left[ |x|^{-\mu }*\Phi (t)\right] \phi (t)+f(x,t)\) for all \((x,t) \in {\mathbb {R}}^N \times {\mathbb {R}}\). Then
\((h_1)\) \(h_\lambda \in C\left( {\mathbb {R}}^N \times {\mathbb {R}},{\mathbb {R}}\right)\) and \(|h_\lambda (x,t)|\le C\lambda M^{2(p-q)}|t|^{q-1}+C\left(1+|t|^{q-1}\right)\) for all \((x,t) \in {\mathbb {R}}^N \times {\mathbb {R}}\).
\((h_2)\) \(h_\lambda (x,t)=o(|t|)\) uniformly in \(x \in {\mathbb {R}}^N\) as \(|t|\rightarrow 0\).
\((h_3)\) \(h_\lambda (x,t)t\ge qH_\lambda (x,t):=q\int _0^th_\lambda (x,\tau )d\tau \ge 0\) for all \((x,t) \in {\mathbb {R}}^N \times {\mathbb {R}}\).
\((h_4)\) \(\inf \limits _{x\in {\mathbb {R}}^N,|t|=1}H_\lambda (x,t)\ge c_0>0\).
Let
By mountain pass theorem, using a standing argument we can prove that the equation
has a nontrivial \(u_\lambda \in E\) with \(J_\lambda ^\prime (u_\lambda )=0\) and \(J_\lambda (u_\lambda )=c_\lambda :=\inf \limits _{\gamma \in \Gamma _\lambda }\sup \limits _{t \in [0,1]}J_\lambda (\gamma (t))\), where
In the sequel, set
and
and \(c:=\inf \limits _{\gamma \in \Gamma }\sup \limits _{t \in [0,1]}J(\gamma (t))\). Then \(\Gamma \subset \Gamma _\lambda\) and \(c_\lambda \le c\).
Lemma 2.3
The solution \(u_\lambda\) satisfies \(\Vert u_\lambda \Vert _{{\mathcal {D}}^{s,2}}^2\le \frac{2q}{q-2}c_\lambda\) and there exists a constant \(A>0\) independent on \(\lambda\) such that \(\Vert u_\lambda \Vert _{{\mathcal {D}}^{s,2}}^2\le A\).
Proof
Taking into account \((f_3)\) we can see that
which implies that \(\Vert u_\lambda \Vert _{{\mathcal {D}}^{s,2}}^2\le \frac{2q}{q-2}c_\lambda \le \frac{2q}{q-2}c:=A>0\). This completes the proof. \(\square\)
Lemma 2.4
There exist two constants \(B, \ D>0\) independent on \(\lambda\) such that \(\Vert u_\lambda \Vert _{L^{\infty }}\le B(1+\lambda )^D\), where \(\Vert u\Vert _{L^{\infty }}:=\displaystyle \sup _{x\in {{\mathbb {R}}^N}}|u(x)|\).
Proof
For any \(L>0\) and \(\beta >1\), set
where \(u_{\lambda , L}:=\min \{u_\lambda , L\}\). Since \(\gamma\) is an increasing function, one has
for all \(a, \ b \in {\mathbb {R}}\). Furthermore, set \(\Gamma (t):=\int _0^t\left( \gamma ^\prime (\tau )\right) ^{\frac{1}{2}}d\tau\) for \(t\ge 0\). Then for any \(a, \ b \in {\mathbb {R}}\), if \(a>b\) we obtain
We can use a similar argument to obtain the above conclusion if \(a\le b\). Therefore,
for all \(a, \ b \in {\mathbb {R}}\). Consequently,
which implies that
By the fact that \(\Gamma (u_\lambda )\ge \frac{1}{\beta }u_\lambda u_{\lambda , L}^{\beta -1}\) we see that
where \(S_*=S(N,s)>0\) is a sharp constant that satisfies \(S_*\Vert u\Vert _{2_s^*}^2\le [u]^2\) for any \(u \in H^s({\mathbb {R}}^N)\)( [14]). By the proof of (2.1) we know that there exists a constant \(C_0>0\) such that
Moreover, by virtue of \((f_1)\)–\((f_2)\) we know that for any \(\varepsilon >0\), there exists \(C_\varepsilon >0\) such that
for all \((x,t) \in {\mathbb {R}}^N \times {\mathbb {R}}\). For fixed \(\lambda >0\) and small \(\varepsilon >0\), by (2.5) and properties of \(\phi\) we have
for all \((x,t) \in {\mathbb {R}}^N \times {\mathbb {R}}\). Therefore, in view of (2.2)–(2.4) and (2.6) one has
Set \(w_{\lambda ,L}:=u_\lambda u_{\lambda ,L}^{\beta -1}\). By applying the Hölder inequality and (2.7), we get
where \(\alpha _s^*:=\frac{22_s^*}{2_s^*-(q-2)} \in (2,2_s^*)\). Now, we observe that if \(u_\lambda ^\beta \in L^{\alpha _s^*}({\mathbb {R}}^N)\), from the definition of \(w_{\lambda ,L}\), and by using the fact that \(u_{\lambda ,L}\le u_\lambda\) and (2.8) we obtain
Using the Fatou Lemma in \(L\rightarrow +\infty\) one has
where \(u_\lambda ^{\beta \alpha _s^*} \in L^1({\mathbb {R}}^N)\).
Now, we take \(\beta =\frac{2_s^*}{\alpha _s^*}>1\). By \(u_\lambda \in L^{2_s^*}\left( {\mathbb {R}}^N\right)\), we know that (2.9) still holds for this choice of \(\beta\). Then, observing that \(\beta ^2\alpha _s^*=\beta 2_s^*\), it follows that (2.9) holds with \(\beta\) replaced by \(\beta ^2\). Therefore,
Iterating this process and recalling that \(\beta \alpha _s^*=2_s^*\), we can infer that for every \(m \in {\mathbb {N}}\),
Let \(m\rightarrow +\infty\) and recalling that \(\Vert u_\lambda \Vert _{2_s^*}\le K\) we obtain
This completes the proof. \(\square\)
Proof of Theorem 1.1
For large \(M>0\), we can choose small \(\lambda _0>0\) such that \(\Vert u_\lambda \Vert _{L^{\infty }}\le B(1+\lambda )^D\le M\) for all \(\lambda \in (0,\lambda _0]\). Consequently, \(u_\lambda\) is a nontrivial solution of (1.1) with \(\lambda \in (0,\lambda _0]\). This completes the proof. \(\square\)
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Funding
This work is supported by NSF of Shandong Province (ZR2021MA016, ZR2019MA034, ZR2018BF018), China Postdoctoral Science Foundation (2019M652349) and the Youth Creative Team Sci-Tech Program of Shandong Universities (2019KJI007).
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Hu, D., Zheng, Z. & Liu, M. Existence Results for Fractional Choquard Equations with Critical or Supercritical Growth. J Nonlinear Math Phys 29, 859–868 (2022). https://doi.org/10.1007/s44198-022-00065-6
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DOI: https://doi.org/10.1007/s44198-022-00065-6