Abstract
In this article, we focus on the following fractional Choquard equation involving upper critical exponent
where \(\varepsilon >0\), \(0<s<1\), \((-\varDelta )^s\) denotes the fractional Laplacian of order s, \(N>2s\), \(0<\mu <N\) and \(2_{\mu ,s}^*=\frac{2N-\mu }{N-2s}\). Under suitable assumptions on the potentials V(x), P(x) and Q(x), we obtain the existence and concentration of positive solutions and prove that the semiclassical solutions \(w_\varepsilon \) with maximum points \(x_\varepsilon \) concentrating at a special set \({\mathcal {S}}_p\) characterized by V(x), P(x) and Q(x). Furthermore, for any sequence \(x_\varepsilon \rightarrow x_0 \in {\mathcal {S}}_p\), \(v_\varepsilon (x):=w_\varepsilon (\varepsilon x+x_\varepsilon )\) converges in \(H^s({\mathbb {R}}^N)\) to a ground state solution v of
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1 Introduction and main results
Consider the following fractional Choquard equation involving upper critical exponent
where \(\varepsilon >0\), \(0<s<1\), \((-\varDelta )^s\) denotes the fractional Laplacian of order s, \(N>2s\), \(0<\mu <N\) and \(2_{\mu ,s}^*=\frac{2N-\mu }{N-2s}\). As \(\varepsilon \) goes to zero in (1.1), the existence and asymptotic behavior of the solutions of the singularly perturbed equation (1.1) is known as the semi-classical problem. It was used to describe the transition between of quantum mechanics and classical mechanics.
The nonlinear evolution equation usually refers to a kind of mathematical model that describes the physical phenomena evolving with time. It is one of the most advanced topics in the study of the soliton theory for nonlinear science. Erection of soliton solutions to the nonlinear evolution equations (NLEEs) arising in nonlinear science plays an important role to understand nonlinear phenomena. We recall that the problem (1.1) is motivated by the search of standing wave solutions for the following evolution equation
where m is the mass of the bosons, \(\hbar \) is the Planck constant, W is the external potential, \(\eta : {\mathbb {R}}^+\rightarrow {\mathbb {R}}\) is a suitable function and K is the response function that admits information on the mutual interaction between the bosons. An important issue concerning the above nonlinear evolution equation is to study its standing wave solutions, and a solution of the form \(\psi (x,t)=u(x)e^{-iEt}\) is called a standing wave solution. It is easy to see that u(x) solves (1.1) if and only if \(\psi (x,t)=u(x)e^{\frac{-iE}{\hbar }t}\) solves the above equation, where \(V(x)=W(x)-E\), \(\varepsilon ^2=\frac{\hbar ^2}{2m}\) and \(f(u)=\eta (|u|^2)u\).
If the response function is the Dirac function, i.e., \(K(x)=\delta (x)\), then the nonlinear response is local indeed and the above equation becomes the following fractional Schrödinger equation:
where \(h: {\mathbb {R}}\rightarrow {\mathbb {R}}\) is a suitable function. In recent years, such kind of equation has attracted much attention, since it appears in diverse physical phenomena, such as anomalous diffusion and quasi-geostrophic flows, turbulence and water waves, molecular dynamics, relativistic quantum mechanics of stars and probability and finance. There is a considerable amount of work on investigating the properties of this type equation. We refer the readers to [2, 3, 24, 27, 29, 30] for subcritical case, [7, 11, 13, 26] for critical case, and [15] for supercritical case. Furthermore, the space derivative of order \(s=1\) (the standing Schrödinger equation) and its variants have been extensively studied in the mathematical literature, and a fairly complete theory has been developed to study them.
If the response function K(x) is a function of Coulomb type, for example \(|x|^{-\mu }\), then the above equation turns into doubly nonlocal fractional elliptic equation (1.1). This type of nonlocal nonlinearities has attracted considerable interest as a means of eliminating collapse and stabilizing multidimensional solitary waves.
When \(s=1\), Eq. (1.1) is usually called the nonlinear Choquard or Choquard-Pekar equation. There are a lot of works on the existence, multiplicity and concentration of solutions for such type of equations. It seems almost impossible for us to give a complete list of references. We refer the readers to [9, 20, 21] and the references therein. When \(s \in (0,1)\), Eq. (1.1) is called fractional Choquard equation, which has also attracted a lot of interest. In the light of penalization method and Ljusternik-Schnirelmann category theory, Ambrosio [1] investigated the multiplicity and concentration of positive solutions for the following fractional Choquard equation
but f is a superlinear continuous function with subcritical growth and satisfied monotonic condition. Belchior et al. [5] dealt with existence, regularity and polynomial decay for a fractional Choquard equation involving the fractional p-Laplacian. Especially, the authors in [18] investigated the Brézis-Nirenberg type problem
in a bounded domain \(\varOmega \) and obtained some existence, multiplicity, regularity and nonexistence results by using of variational methods. Using the same method, Ma and Zhang [22] considered the following fractional Choquard equation
and established the existence and multiplicity of weak solutions. Guo and Hu [8] gave existence and asymptotic behavior of the least energy solutions for fractional Choquard equations with potential well. Specifically, they considered the equation
and proved the existence of least energy solution that localizes near the bottom of potential well \(int(V^{-1}(0))\) for large \(\lambda \). Recently, when V and f are asymptotically periodic in x, we [16] studied the following fractional Choquard equation involving upper critical exponent
and obtained the existence of a ground state solution for large \(\lambda \) by Nehari method. With respect to super upper critical case \(p>2_{\mu ,s}^*\), please see [17].
A solution \(\psi \) is referred to as a bound state of (1.1) if \(\psi \rightarrow 0\) as \(|x|\rightarrow +\infty \). When \(\varepsilon >0\) is sufficiently small, bound states of (1.1) are called semiclassical states and an important feature of semiclassical states is their concentration as \(\varepsilon \rightarrow 0\). To our best knowledge, most of the existing papers consider the existence and property of the solutions for the fractional Choquard equation with subcritical growth. In the present paper, motivated by the works above, especially [7], we consider more general equation and obtain the existence and concentration phenomenon of solutions for the fractional Choquard equation (1.1) with upper critical growth.
To resume the statements for main results, we list the assumptions as follows:
\((f_1)\)\(f\in C({\mathbb {R}},{\mathbb {R}})\) and there exists \(2< p<2_s^*\) such that
for all \(t \in {\mathbb {R}}\), where C is a positive constant.
\((f_2)\)\(f(t)=o(|t|)\) as \(|t|\rightarrow 0\).
\((f_3)\)\(f(t)t-2F(t)\ge f(\tau t)\tau t-2F(\tau t)\) for all \(t \in {\mathbb {R}}\) and \(\tau \in [0,1]\).
\((f_4)\)\(f(t)t>0\) for all \(t>0\) and \(f(t)\equiv 0\) for all \(t<0\).
In addition, we set
- (V):
-
\(V \in C({\mathbb {R}}^N, {\mathbb {R}})\), \(\alpha _{\infty }=\liminf \limits _{|x|\rightarrow \infty }V(x)<+\infty \), \(\alpha _{\min }=\min \limits _{x \in {\mathbb {R}}^N}V(x)>0\), \(\alpha _{\max } =\sup \limits _{x \in {\mathbb {R}}^N}V(x)<+\infty \) and \({\mathcal {V}}=\{x \in {\mathbb {R}}^N:V(x)=\alpha _{\min }\}\).
- (P):
-
\(P \in C({\mathbb {R}}^N, {\mathbb {R}})\), \(\beta _{\infty }=\limsup \limits _{|x|\rightarrow \infty }P(x)<+\infty \), \(\beta _{\max }=\max \limits _{x \in {\mathbb {R}}^N}P(x)\), \(\beta _{\min } =\inf \limits _{x \in {\mathbb {R}}^N}P(x)>0\) and \(\mathcal {P}=\{x \in {\mathbb {R}}^N:P(x)=\beta _{\max }\}\).
- (Q):
-
\(Q \in C({\mathbb {R}}^N, {\mathbb {R}})\), \(\gamma _{\infty }=\limsup \limits _{|x|\rightarrow \infty }Q(x)<+\infty \), \(\gamma _{\max }=\max \limits _{x \in {\mathbb {R}}^N}Q(x)\), \(\gamma _{\min } =\inf \limits _{x \in {\mathbb {R}}^N}Q(x)>0\) and \({\mathcal {Q}}=\{x \in {\mathbb {R}}^N:Q(x)=\gamma _{\max }\}\).
- (VP):
-
\(\alpha _{{\mathcal {Q}}}=\min \limits _{x \in \mathcal {Q}}V(x)\) and \(\beta _{{\mathcal {Q}}}=\max \limits _{x \in \mathcal {Q}}P(x)\).
In what follows, we propose two kinds of assumptions that will give the concentration sets. First, we assume
where \({\mathcal {C}}_p:=\{x \in {\mathcal {Q}}:P(x)=\beta _\mathcal {Q}\}\). Set
Secondly, we assume
where \({\mathcal {C}}_V:=\{x \in {\mathcal {Q}}:V(x)=\alpha _\mathcal {Q}\}\). Set
Before stating our main results, we introduce some useful notations and definitions. For any \(0<s<1\), the fractional Sobolev space \(H^s({\mathbb {R}}^N)\) is defined as follows
equipped with the norm
where the term
is the so-called Gagliardo semi-norm of u.
Set \({\mathcal {D}}^{s,2}({\mathbb {R}}^N)=\{u \in L^{2_s^*}({\mathbb {R}}^N):\int _{{\mathbb {R}}^N}|\xi |^{2s}| {\hat{u}}(\xi )|^2d\xi <+\infty \}\) with the norm
It follows from Propositions 3.4 and 3.6 in [23] that
As a result, the norms on \(H^s({\mathbb {R}}^N)\),
are equivalent. Hence,
By [23] we know that the embedding \(H^s({\mathbb {R}}^N)\hookrightarrow L^t({\mathbb {R}}^N)\) is continuous for any \(t \in [2,2_s^*]\), and is locally compact whenever \(t \in [2,2_s^*)\).
Our main results are the following:
Theorem 1
Suppose that (V), (P), (Q), (VP) and \((f_1)-(f_4)\) and (1.2) hold. Then for any \(\varepsilon >0\) small enough, problem (1.1) admits a positive solution \(w_\varepsilon \) satisfying \(\lim \limits _{\varepsilon \rightarrow 0}dist(x_\varepsilon , {\mathcal {S}}_P)=0\), where \(x_\varepsilon \in {\mathbb {R}}^N\) is a maximum point of \(w_\varepsilon \). Moreover, setting \(v_\varepsilon (x)=w_\varepsilon (\varepsilon x+x_\varepsilon )\), for any \(x_\varepsilon \rightarrow x_0\) as \(\varepsilon \rightarrow 0\), \(v_\varepsilon \) converges in \(H^s({\mathbb {R}}^N)\) to a positive ground state solution v of
Theorem 2
Suppose that (V), (P), (Q), (VP) and \((f_1)-(f_4)\) and (1.3) hold. Then for any \(\varepsilon >0\) small enough, problem (1.1) admits a positive solution \(w_\varepsilon \) satisfying \(\lim \limits _{\varepsilon \rightarrow 0}dist(x_\varepsilon , {\mathcal {S}}_V)=0\), where \(x_\varepsilon \in {\mathbb {R}}^N\) is a maximum point of \(w_\varepsilon \). Moreover, setting \(v_\varepsilon (x)=w_\varepsilon (\varepsilon x+x_\varepsilon )\), for any \(x_\varepsilon \rightarrow x_0\) as \(\varepsilon \rightarrow 0\), \(v_\varepsilon \) converges in \(H^s({\mathbb {R}}^N)\) to a positive ground state solution v of
Making the change of variable \(x\mapsto \varepsilon x\), we can rewrite (1.1) as the following equivalent equation
whose Euler-Lagrange energy functional is
Set
In view of (V), the norms \(\Vert u\Vert _\varepsilon \) and \(\Vert u\Vert \) are equivalent and by [23] the embedding \(H^s({\mathbb {R}}^N)\hookrightarrow L^t({\mathbb {R}}^N)\) is continuous for each \(2\le t \le 2_s^*\) and locally compact for each \(2\le t < 2_s^*\). It is easy to see that \(I_\varepsilon \) is well defined on \(H^s({\mathbb {R}}^N)\) and \(I_\varepsilon \in C^1(H^s({\mathbb {R}}^N), {\mathbb {R}})\). Let
Remark 1
Since we are going to discuss the existence of positive solution of problem (1.4), we rewrite the corresponding variational functional \(I_\varepsilon (u)\) in the following form:
where \(u^+:=\max \{u,0\}\). Then, for \(\varphi \in H^s({\mathbb {R}}^N)\) we have
We assert that all nontrivial critical points of \(I_\varepsilon \) are the positive solutions of (1.4).
Remark 2
We would like to remark that there are some difficulties in studying the existence and concentration of positive solutions for (1.1). The first difficulty origins from the competition of potentials. The linear potential V has global minimum, the nonlinear potentials P and Q have global maximum, there is a competition between V, P and Q, which makes finding the concentration points become more complex. The second one comes from that the appearance of critical exponent leads to the lack of compactness. It is very difficult for us to verify that the \((PS)_c\) condition holds. We shall borrow the idea in [7] to overcome this difficulty and furthermore study the concentration of solutions. But we require some fine estimates that are complicated because of the appearance of fractional Laplacian operator and the convolution-type nonlinearity. The third one is that there is no Ambrosetti-Rabinowitz-type assumption that plays a quite important role in studying variational problems, whose role consists in ensuring the boundedness of the Palais-Smale sequences of the energy functional associated with the problem under consideration. The fourth one is that Eq. (1.1) possesses double nonlocal terms.
Remark 3
Condition \((f_3)\) is weaker than the following condition:
Such a function satisfying \((f_3)\) and not satisfying \(({\tilde{f}}_3)\) can be found in [14].
Remark 4
The authors of [7] considered the following fractional Schrödinger equations with critical growth
and proved the existence and concentration of positive solutions, where f satisfies monotone condition \(({\tilde{f}}_3)\). Differently from this, in our setting a more accurate investigation is needed due to the presence of two nonlocal terms. Moreover, the nonlinearity f appearing in Eq. (1.1) satisfies \((f_3)\), while f satisfies monotone condition \(({\tilde{f}}_3)\) in [7]. In this article, we have considered a class of fractional Choquard equation more general than the considered in the above references. Simultaneously, the equation we considered is more complicated than the fractional Schrödinger equation that is considered in [7], since the nonlinearity is also nonlocal. Hence our results are different from their results, and improve and extend their results to some extent.
2 Coefficient problem
To begin with, we give some auxiliary results.
Proposition 1
( [12]) (Hardy-Littlewood-Sobolev inequality) Let \(r, \ t>1\) and \(0<\mu <N\) with \(\frac{1}{r}+\frac{\mu }{N}+\frac{1}{t}=2\). Let \(g \in L^r({\mathbb {R}}^N)\) and \(h \in L^t({\mathbb {R}}^N)\). Then there exists a sharp constant \(C_{r,N,\mu ,t}\) independent of g and h such that
Remark 5
In general, set \(H(u)=|u|^q\) for some \(q>0\). By the Hardy-Littlewood-Sobolev inequality, \(\int _{{\mathbb {R}}^N}\int _{{\mathbb {R}}^N}\frac{H(u(x))H(u(y))}{|x-y|^\mu }dxdy\) is well defined if \(H(u) \in L^t({\mathbb {R}}^N)\) for \(t>1\) such that \(\frac{2}{t}+\frac{\mu }{N}=2\). Thus, recalling that \(H^s({\mathbb {R}}^N)\) is continuously embedded into \(L^r({\mathbb {R}}^N)\) for any \(r \in [2,2_s^*]\), for \(u \in H^s({\mathbb {R}}^N)\), there must hold \(tq \in [2,2_s^*]\), which leads to assume that
Thus \(\frac{2N-\mu }{N}\) is called the lower critical exponent and \(\frac{2N-\mu }{N-2s}\) is the upper critical exponent due to the Hardy-Littlewood-Sobolev inequality. Let \(S_H\) be the best constant
In the following, we consider the constant coefficient equations. For any \(\alpha \in [\alpha _{\min }, \alpha _{\max }]\), \(\beta \in [\beta _{\min }, \beta _{\max }]\) and \(\gamma \in [\gamma _{\min }, \gamma _{\max }]\), we study the following constant coefficient equation
whose energy functional is
Set
which is equivalent to the norm \(\Vert u\Vert \). By \((f_1)\) and \((f_2)\), for any \(\tau >0\), there exists \(C_\tau >0\) such that
and
for all \(t \in {\mathbb {R}}\). It follows by the Hardy-Littlewood-Sobolev inequality and the embedding theorem that the functional \(J_{\alpha ,\beta ,\gamma }(u)\) is well defined on \(H^s({\mathbb {R}}^N)\) and belongs to \(C^1(H^s({\mathbb {R}}^N), {\mathbb {R}})\). Set
Lemma 1
For \(t>0\), let \(h(t):=J_{\alpha ,\beta ,\gamma }(tu)\). For each \(u \in H^s({\mathbb {R}}^N) \setminus \{0\}\), there exists a unique \(t_u>0\) such that \(h(t_u)=\max \limits _{t\ge 0}h(t)\), \(h^{\prime }(t)>0\) for \(0<t<t_u\) and \(h^{\prime }(t)<0\) for \(t>t_u\). Moreover, \(tu \in {\mathcal {N}}_{\alpha ,\beta ,\gamma }\) if and only if \(t=t_u\).
Proof
By (2.3), we have
for all \(u \in {\mathbb {R}}\). By virtue of the Hardy-Littlewood-Sobolev inequality one has
Consequently, it follows from (2.4)-(2.5) that
for small \(\tau >0\) and \(t>0\). Moreover,
for small \(\tau >0\) and \(t>0\). In view of \((f_4)\) we get that
as \(t\rightarrow +\infty \). Hence h has a positive maximum and there exists \(t_u>0\) such that \(h^\prime (t_u)=0\) and \(h^\prime (t)>0\) for \(0<t<t_u\).
We assert that \(h^\prime (t)\ne 0\) for all \(t>t_u\). Otherwise, we can suppose that there exists \(t_u< t_2< +\infty \) such that \(h^\prime (t_2)=0\) and \(h(t_u)\ge h(t_2)\). By means of \((f_3)\) we obtain that
a contradiction.
Combining the claim with prior arguments, we obtain the first conclusion of (i). The second conclusion is an immediate consequence of the fact that \(h^{\prime }(t)=t^{-1}\langle J_{\alpha ,\beta ,\gamma }^{\prime }(tu), tu\rangle \). This completes the proof. \(\square \)
For any \(\rho >0\), set \(S_\rho :=\{u \in H^s({\mathbb {R}}^N): \Vert u\Vert =\rho \}\). Then the following lemma holds.
Lemma 2
-
(i)
There exists \(t_0>0\) such that \(t_u\ge t_0\) for each \(u \in S_1\) and for each compact subset \(W\subset S_1\), there exists \(C_W>0\) such that \(t_u\le C_W\) for all \(u \in W\).
-
(ii)
There exists \(\rho >0\) such that
$$\begin{aligned} m_{\alpha ,\beta ,\gamma }:=\inf \limits _{u \in \mathcal {N}_{\alpha ,\beta ,\gamma }} J_{\alpha ,\beta ,\gamma }(u)\ge \inf \limits _{u \in S_\rho }J_{\alpha ,\beta ,\gamma }(u)>0. \end{aligned}$$ -
(iii)
There exists \(r^*>0\) such that \(\Vert u\Vert \ge r^*\) for all \(u \in {\mathcal {N}}_{\alpha ,\beta ,\gamma }\).
Proof
(i) Set
for \(u \in H^s({\mathbb {R}}^N)\) and set
for \(t>0\). Clearly,
Integrating on \([1,t\Vert u\Vert ]\) with \(t>\frac{1}{\Vert u\Vert }\), we have \(h(t\Vert u\Vert )\ge h(1)t^{22_{\mu ,s}^*}\Vert u\Vert ^{22_{\mu ,s}^*}\), i.e.,
For \(u \in S_1\), by Lemma 1 there exists \(t_u>0\) such that \(t_uu \in {\mathcal {N}}_{\alpha ,\beta ,\gamma }\). It follows from (2.2) and (2.5) that
for \(\tau >0\) small, which means that there exists \(t_0>0\) such that \(t_u\ge t_0\) for all \(u \in S_1\). Suppose there exists \(\{u_n\}\subset W\subset S_1\) such that \(t_n:=t_{u_n}\rightarrow +\infty \) as \(n\rightarrow \infty \). Since W is compact, there exists \(u \in W\) such that \(u_n\rightarrow u\) in \(H^s({\mathbb {R}}^N)\). By (2.6) and \((f_4)\),
as \(n\rightarrow \infty \). Nevertheless, by \((f_3)\) we can see that
a contradiction.
(ii) For \(u \in S_\rho \) and small \(\tau >0\), combining (2.4) with (2.5) we obtain that
for small \(\rho >0\). Moreover, for every \(u \in \mathcal {N}_{\alpha ,\beta ,\gamma }\), there exists \(t_0>0\) such that \(t_0u \in S_\rho \). Hence
and so \(m_{\alpha ,\beta ,\gamma }=\inf \limits _{u \in \mathcal {N}_{\alpha ,\beta ,\gamma }}J_{\alpha ,\beta ,\gamma }(u)\ge \inf \limits _{u \in S_\rho }J_{\alpha ,\beta ,\gamma }(u)>0\).
(iii) Assuming by contradiction that there exists a sequence \(\{u_n\}\subset {\mathcal {N}}_{\alpha ,\beta ,\gamma }\) \(\subset H^s({\mathbb {R}}^N)\setminus \{0\}\) such that \(\Vert u_n\Vert \rightarrow 0\) as \(n \rightarrow \infty \). By virtue of (2.2) and (2.5), we can see that
for small \(\tau >0\) and large n, which contradicts with \(u_n \in H^s({\mathbb {R}}^N)\setminus \{0\}\). This completes the proof. \(\square \)
Lemma 3
\(J_{\alpha ,\beta ,\gamma }\) is coercive on \(\mathcal {N}_{\alpha ,\beta ,\gamma }\), i.e., \(J_{\alpha ,\beta ,\gamma }(u)\rightarrow +\infty \) as \(u \in \mathcal {N}_{\alpha ,\beta ,\gamma }\) and \(\Vert u\Vert \rightarrow \infty \).
Proof
For any \(u \in {\mathcal {N}}_{\alpha ,\beta ,\gamma }\), by \((f_3)\) and (2.6) we can conclude that
as \(\Vert u\Vert \rightarrow \infty \). This completes the proof. \(\square \)
Lemma 4
Let \({\mathcal {W}} \subset H^s({\mathbb {R}}^N)\setminus \{0\}\) be a compact subset. Then there exists \(r>0\) such that \(J_{\alpha ,\beta ,\gamma }(u)<0\) on \(({\mathbb {R}}^+\mathcal {W})\setminus B_r\) for each \(u \in {\mathcal {W}}\), where \({\mathbb {R}}^+{\mathcal {W}}:=\{tw: t>0, w\in {\mathcal {W}}\}\).
Proof
Without loss of generality, we may assume that \(\Vert u\Vert =1\) for every \(u \in {\mathcal {W}}\). Arguing by contradiction, suppose there exist \(u_n \in {\mathcal {W}}\) and \(w_n=t_nu_n\) such that \(J_{\alpha ,\beta ,\gamma }(w_n)\ge 0\) and \(t_n\rightarrow \infty \) as \(n\rightarrow \infty \). Up to a subsequence, we may assume that \(u_n\rightarrow u \in S_1=\{u \in H^s({\mathbb {R}}^N): \Vert u\Vert =1\}\) in \({\mathcal {W}}\subset H^s({\mathbb {R}}^N)\setminus \{0\}\). Consequently, it follows from \((f_4)\) and (2.6) that
as \(n \rightarrow \infty \), a contradiction. This completes the proof. \(\square \)
Obviously, \(J_{\alpha ,\beta ,\gamma }\) exhibits the mountain pass geometry.
Lemma 5
The functional \(J_{\alpha ,\beta ,\gamma }\) satisfies the following conditions:
-
(i)
there exist \(\delta , \rho >0\) such that \(J_{\alpha ,\beta ,\gamma }(u)\ge \delta \) for \(\Vert u\Vert =\rho \);
-
(ii)
there exists an \(e \in H^s({\mathbb {R}}^N)\) with \(\Vert e\Vert > \rho \) such that \(J_{\alpha ,\beta ,\gamma }(e)<0\).
Combining with the Mountain Pass Theorem without (PS) condition ( [28]) and the characterization of minimax value, there exists a \((PS)_{m_{\alpha ,\beta ,\gamma }}\) sequence \(\{u_n\}\subset H^s({\mathbb {R}}^N)\) such that \(J_{\alpha ,\beta ,\gamma }(u_n)\rightarrow m_{\alpha ,\beta ,\gamma }\) and \(J_{\alpha ,\beta ,\gamma }^\prime (u_n)\rightarrow 0\) in \(H^{-s}({\mathbb {R}}^N)\) at the minimax level
where
Moreover,
Lemma 6
Let \(\alpha \in [\alpha _{\min }, \alpha _{\infty }]\), \(\beta \in (\beta _{\infty }, \beta _{\max }]\) and \(\gamma \in [\gamma _{\min }, \gamma _{\max }]\), then
and Eq. (2.1) admits a positive ground state solution u satisfying \(J_{\alpha ,\beta ,\gamma }(u)=m_{\alpha ,\beta ,\gamma }\) and \(u \in {\mathcal {N}}_{\alpha ,\beta ,\gamma }\).
Proof
By Lemma 5, let \(\{u_n\}\subset H^s({\mathbb {R}}^N)\) be a \((PS)_{m_{\alpha ,\beta ,\gamma }}\) sequence for \(J_{\alpha ,\beta ,\gamma }\), then by Lemma 3 we know that \(\{u_n\}\) is bounded in \(H^s({\mathbb {R}}^N)\). By using of the fact that
for any \(u, v \in {\mathbb {R}}\), we can prove that
i.e., \(\Vert u_n^-\Vert \rightarrow 0\), so we can assume that \(u_n\ge 0, \ \forall n \in {\mathbb {N}}\). We assert that there exist a sequence \(\{y_n\}\subset {\mathbb {R}}^N\) and constants \(R, \ \sigma >0\) such that
Otherwise, by virtue of Lemma 1.21 in [28], we have \(u_n\rightarrow 0\) in \(L^t({\mathbb {R}}^N)\) for \(2<t<2_s^*\). Consequently, by (2.2)-(2.3) we know that
as \(n\rightarrow \infty \). As a consequence,
Assume that \(\Vert u_n\Vert _\alpha ^2\rightarrow l\) as \(n\rightarrow \infty \). Then \(\gamma \int _{{\mathbb {R}}^N}[|x|^{-\mu }*(u_n^+)^{2_{\mu ,s}^*}](u_n^+)^{2_{\mu ,s}^*}dx\rightarrow l\) as \(n\rightarrow \infty \). Consequently, by the fact that
we deduce that
which implies that \(l>0\). Hence, by the definition of \(S_H\) we have
as \(n \rightarrow \infty \). It follows from (2.8) and (2.9) that
a contradiction. Therefore, (2.7) holds. Set \({\bar{u}}_n(\cdot )=u_n(\cdot +y_n)\). Up to a subsequence, there exists \({\bar{u}} \in H^s({\mathbb {R}}^N)\) such that \({\bar{u}}_n\rightharpoonup {\bar{u}}\) in \(H^s({\mathbb {R}}^N)\), \({\bar{u}}_n\rightarrow {\bar{u}}\) in \(L_{loc}^t({\mathbb {R}}^N)\) for \(2\le t< 2_s^*\) and \({\bar{u}}_n(x)\rightarrow {\bar{u}}(x)\) a.e. on \({\mathbb {R}}^N\). By (2.7) we have \({\bar{u}}\ne 0\). Using a standard argument we can conclude that \(J_{\alpha ,\beta ,\gamma }^\prime ({\bar{u}})=0\), and so \({\bar{u}} \in {\mathcal {N}}_{\alpha ,\beta ,\gamma }\). Indeed, since \(J_{\alpha ,\beta ,\gamma }\) is invariant under translations of the form \(u\mapsto u(\cdot + k)\) with \(k \in {\mathbb {R}}^N\), we may assume that \(\{{\bar{u}}_n\} \subset H^s({\mathbb {R}}^N)\) is a \((PS)_{m_{\alpha ,\beta ,\gamma }}\) sequence for \(J_{\alpha ,\beta ,\gamma }\). Consequently, for all \(\varphi \in C_0^{\infty }({\mathbb {R}}^N)\),
Since \({\bar{u}}_n\rightharpoonup {\bar{u}}\) in \(H^s({\mathbb {R}}^N)\),
and
as \(n \rightarrow \infty \). By \({\bar{u}}_n\rightarrow {\bar{u}}\) in \(L_{loc}^t({\mathbb {R}}^N)\) for \(2\le t< 2_s^*\), together with (2.2) we get
as \(n \rightarrow \infty \). Moreover,
Thereby, by the Hölder inequality and [19], we conclude that
Then we may assume that
in \(L^{\frac{2N}{N+2s}}({\mathbb {R}}^N)\). Hence,
as \(n\rightarrow \infty \). It follows that
For any \(\varphi \in H^s({\mathbb {R}}^N)\), there exists a sequence \(\{\varphi _n\} \subset C_0^{\infty }({\mathbb {R}}^N)\) such that \(\varphi _n \rightarrow \varphi \) in \(H^s({\mathbb {R}}^N)\). As a consequence,
Let \(n\rightarrow \infty \), then
i.e., \(\langle J_{\alpha ,\beta ,\gamma }^\prime ({\bar{u}}), \varphi \rangle =0\) for all \(\varphi \in H^s({\mathbb {R}}^N)\). And so \(J_{\alpha ,\beta ,\gamma }^\prime ({\bar{u}})=0\). Hence by Fatou Lemma and \((f_3)\) we deduce that
and so \(J_{\alpha ,\beta ,\gamma }({\bar{u}})=m_{\alpha ,\beta ,\gamma }\). Again by virtue of the fact that
for any \(u, v \in {\mathbb {R}}\), we can derive that \({\bar{u}}\) is positive. This completes the proof. \(\square \)
Lemma 7
For \(i=1,2\), let \(\alpha _i \in [\alpha _{\min },\alpha _{\infty }]\), \(\beta _i \in (\beta _{\infty },\beta _{\max }]\), \(\gamma _i \in [\gamma _{\min },\gamma _{\max }]\). If \(\min \{\alpha _2-\alpha _1,\beta _1-\beta _2,\gamma _1-\gamma _2\}\ge 0\), then \(m_{\alpha _1,\beta _1,\gamma _1}\le m_{\alpha _2,\beta _2,\gamma _2}\). Moreover, if additionally \(\max \{\alpha _2-\alpha _1,\beta _1-\beta _2,\gamma _1-\gamma _2\}> 0\), then \(m_{\alpha _1,\beta _1,\gamma _1}< m_{\alpha _2,\beta _2,\gamma _2}\).
Proof
By Lemma 6, let u be a positive solution of (2.1) with coefficients \(\alpha _2,\beta _2,\gamma _2\) such that \(J_{\alpha _2,\beta _2,\gamma _2}(u)=m_{\alpha _2,\beta _2,\gamma _2}\) and \(u \in {\mathcal {N}}_{\alpha _2,\beta _2,\gamma _2}\). Then arguing as in Lemma 1 by \((f_1)-(f_4)\) we can deduce that \(J_{\alpha _2,\beta _2,\gamma _2}(u)=\max \limits _{t\ge 0}J_{\alpha _2,\beta _2,\gamma _2}(tu)\) and there exists \(t_0>0\) such that \(t_0u \in {N}_{\alpha _1,\beta _1,\gamma _1}\) and
Consequently, if \(\min \{\alpha _2-\alpha _1,\beta _1-\beta _2,\gamma _1-\gamma _2\}\ge 0\),
If additionally \(\max \{\alpha _2-\alpha _1,\beta _1-\beta _2,\gamma _1-\gamma _2\}> 0\), the above proof implies that \(m_{\alpha _1,\beta _1,\gamma _1}< m_{\alpha _2,\beta _2,\gamma _2}\). This completes the proof. \(\square \)
3 Auxiliary problem
In what follows, we introduce some auxiliary problems for Eq. (1.4). Without loss of generality, we may assume that \(x_P=0 \in {\mathcal {C}}_P\) in (1.2) or \(x_P=0 \in {\mathcal {V}}\cap {\mathcal {P}}\cap {\mathcal {Q}}\) if \({\mathcal {V}}\cap {\mathcal {P}}\cap {\mathcal {Q}}\not =\emptyset \). Consequently, by (1.2) we set
For any \(a \in [\alpha _{\min },\alpha _{\infty }]\), \(b \in (\beta _{\infty }, \beta _{\max }]\) and \(d \in [\gamma _{\min }, \gamma _{\max }]\), by Lemma 6 one has
Define the truncated potentials by
and consider the auxiliary problem
whose energy functional is
Set
and
Lemma 8
-
(i)
\(m_{a,b,d}\le c_\varepsilon ^{a,b,d}\).
-
(ii)
Let u be a solution of (2.1) with coefficients \(\alpha :=V^a(0)=\max \{a,V(0)\}\), \(\beta :=P^b(0)=\min \{b,P(0)\}\) and \(\gamma :=Q^d(0)=\min \{d,Q(0)\}\) such that
$$\begin{aligned} J_{V^a(0),P^b(0),Q^d(0)}(u)=m_{V^a(0),P^b(0),Q^d(0)}. \end{aligned}$$Then
$$\begin{aligned} \limsup \limits _{\varepsilon \rightarrow 0}c_\varepsilon ^{a,b,d}\le m_{V^a(0),P^b(0),Q^d(0)}. \end{aligned}$$
Proof
-
(i)
It is easy to see that
$$\begin{aligned} \begin{aligned} I_\varepsilon ^{a,b,d}(u)=&J_{a,b,d}(u)+\frac{1}{2}\int _{{\mathbb {R}}^N} [V_\varepsilon ^a(x)-a]u^2dx +\int _{{\mathbb {R}}^N}[b-P_\varepsilon ^b(x)]F(u)dx\\&+\frac{1}{22_{\mu ,s}^*}\int _{{\mathbb {R}}^N}[d-Q_\varepsilon ^d(x)][|x|^{-\mu }*(u^+)^{2_{\mu ,s}^*}](u^+)^{2_{\mu ,s}^*}dx\ge J_{a,b,d}(u). \end{aligned} \end{aligned}$$Therefore, for any \(u \in H^s({\mathbb {R}}^N)\backslash \{0\}\),
$$\begin{aligned} m_{a,b,d}\le \max \limits _{t\ge 0}J_{a,b,d}(tu)\le \max \limits _{t\ge 0}I_\varepsilon ^{a,b,d}(tu), \end{aligned}$$which implies that
$$\begin{aligned} m_{a,b,d}\le \inf \limits _{u \in H^s({\mathbb {R}}^N)\backslash \{0\}}\max \limits _{t\ge 0} I_\varepsilon ^{a,b,d}(tu) =c_\varepsilon ^{a,b,d}. \end{aligned}$$ -
(ii)
By Lemma 6, let u be a positive solution of problem (2.1) with coefficients \(\alpha :=V^a(0)\), \(\beta :=P^b(0)\) and \(\gamma :=Q^d(0)\) such that \(J_{V^a(0),P^b(0),Q^d(0)}(u)=m_{V^a(0),P^b(0),Q^d(0)}\) and \(u \in {\mathcal {N}}_{V^a(0),P^b(0),Q^d(0)}\). Then again arguing as in Lemma 1 by \((f_1)-(f_4)\), there exists a unique \(t_\varepsilon :=t_\varepsilon (u)>0\) such that \(t_\varepsilon u \in {\mathcal {N}}_\varepsilon ^{a,b,d}\). Hence
$$\begin{aligned} 0<c_\varepsilon ^{a,b,d}\le I_\varepsilon ^{a,b,d}(t_\varepsilon u) =\max \limits _{t\ge 0}I_\varepsilon ^{a,b,d}(tu). \end{aligned}$$Taking into account the boundedness of V, P, Q and \((f_4)\) we can deduce that
$$\begin{aligned} \begin{aligned} I_\varepsilon ^{a,b,d}(tu)=&\frac{1}{2}t^2\int _{{\mathbb {R}}^N}|\xi |^{2s} |{\hat{u}}(\xi )|^2d\xi +\frac{1}{2}t^2\int _{{\mathbb {R}}^N}V_\varepsilon ^a(x)u^2dx\\&-\int _{{\mathbb {R}}^N} P_\varepsilon ^b(x)F(tu)dx\\&-\frac{1}{22_{\mu ,s}^*}t^{22_{\mu ,s}^*}\int _{{\mathbb {R}}^N}Q_\varepsilon ^d(x) [|x|^{-\mu }*(u^+)^{2_{\mu ,s}^*}](u^+)^{2_{\mu ,s}^*}dx\\ \le&C_1t^2-C_2t^{22_{\mu ,s}^*}, \end{aligned} \end{aligned}$$
which yields that there exists \(T>0\) independent of \(\varepsilon \) such that \(I_\varepsilon ^{a,b,d}(tu)<0\) for \(t\ge T\). Consequently, \(t_\varepsilon <T\) and we may assume that \(t_\varepsilon \rightarrow t_0\) as \(\varepsilon \rightarrow 0\). Combining with the continuity and boundedness of V, P, Q, by virtue of Lebesgue dominated convergence theorem we obtain
and
and
as \(\varepsilon \rightarrow 0\). Consequently,
Therefore,
This completes the proof. \(\square \)
It is not difficult to see that the functional \(I_\varepsilon \) possesses a Mountain Pass level defined by
Moreover, there exists some \(c>0\) independent of \(\varepsilon \) such that \(c_\varepsilon \ge c\).
Lemma 9
\(\limsup \limits _{\varepsilon \rightarrow 0}c_\varepsilon \le m_{e,\beta _{{\mathcal {Q}}},\gamma _{\max }}\), where e comes from (3.1).
Proof
Take \(a=\alpha _{\min }\), \(b=\beta _{\max }\) and \(d=\gamma _{\max }\). Then
Hence the fact that \(I_\varepsilon ^{a,b,d}=I_\varepsilon \) implies that \(c_\varepsilon ^{a,b,d}=c_\varepsilon \). Noting that \(0 \in {\mathcal {C}}_P\), by Lemma 8 (ii) we conclude that
This completes the proof. \(\square \)
Finally, we may only truncate the potentials V(x) and P(x) with \(a=e\) and \(b \in (\beta _{\infty },\beta _{\mathcal {Q}})\). Simultaneously, we define the truncated energy functional by
Set \({\mathcal {N}}_\varepsilon ^{e,b}:=\{\langle (I_\varepsilon ^{e,b})^\prime (u),u\rangle =0\}\) and \(c_\varepsilon ^{e,b}:=\inf \limits _{u \in \mathcal {N}_\varepsilon ^{e,b}}I_\varepsilon ^{e,b}(u)\).
Lemma 10
\(c_\varepsilon ^{e,b}\ge m_{e,b,\gamma _{\max }}\).
Proof
Similarly,
Consequently,
which indicates that the conclusion holds. This completes the proof. \(\square \)
Arguing as in Lemmas 1, 2 and 4, we can conclude that the following Lemmas 11-13 hold.
Lemma 11
For each \(u \in H^s({\mathbb {R}}^N)\setminus \{0\}\), there exists a unique \(t_u>0\) such that \(h(t_u)=\max \limits _{t\ge 0}h(t)\), \(h^{\prime }(t)>0\) for \(0<t<t_u\) and \(h^{\prime }(t)<0\) for \(t>t_u\). Moreover, \(tu \in {\mathcal {N}}_\varepsilon \) if and only if \(t=t_u\). Here \(h(t):=I_\varepsilon (tu)\).
Lemma 12
For any \(\varepsilon >0\) fixed,
-
(i)
there is a constant \(\rho >0\) such that \(c_\varepsilon =\inf \limits _{{\mathcal {N}}_\varepsilon } I_\varepsilon \ge \inf \limits _{S_\rho }I_\varepsilon >0\), where
$$\begin{aligned} S_\rho =\{u \in H^s({\mathbb {R}}^N): \Vert u\Vert =\rho \}, \end{aligned}$$ -
(ii)
there exists \(r_0>0\) such that \(\Vert u\Vert \ge r_0\) for all \(u \in {\mathcal {N}}_\varepsilon \).
Lemma 13
Let \({\mathcal {W}} \subset H^s({\mathbb {R}}^N)\setminus \{0\}\) be a compact subset. Then there exists \(r>0\) such that \(I_\varepsilon (u)<0\) on \(({\mathbb {R}}^+{\mathcal {W}})\setminus B_r\) for each \(u \in {\mathcal {W}}\), where \({\mathbb {R}}^+\mathcal {W}:=\{tw: t>0, w\in {\mathcal {W}}\}\).
Define the mapping \({\tilde{m}}_\varepsilon : H^s({\mathbb {R}}^N)\setminus \{0\}\rightarrow \mathcal {N}_\varepsilon \) and \(m_\varepsilon : S\rightarrow {\mathcal {N}}_\varepsilon \) by setting
where S is the unit sphere in \(H^s({\mathbb {R}}^N)\). We also consider the functionals \({\tilde{\psi }}_\varepsilon : H^s({\mathbb {R}}^N)\setminus \{0\}\rightarrow {\mathbb {R}}\) and \(\psi _\varepsilon : S\rightarrow {\mathbb {R}}\) defined by
Since \(H^s({\mathbb {R}}^N)\) is a Hilbert space and Lemmas 11-13 imply that the hypotheses \(A_2\) and \(A_3\) hold in [25], Hence, the following Lemmas 14-15 are valid.
Lemma 14
( [25]) The mapping \({\tilde{m}}_\varepsilon : H^s({\mathbb {R}}^N)\setminus \{0\}\rightarrow \mathcal {N}_\varepsilon \) is continuous and \(m_\varepsilon \) is a homeomorphism between S and \(\mathcal {N_\varepsilon }\), and the inverse of \(m_\varepsilon \) is given by \(m_\varepsilon ^{-1}(u)=\frac{u}{\Vert u\Vert }\).
Lemma 15
( [25]) For each \(\varepsilon >0\),
-
(i)
\(\psi _\varepsilon \in C^1(S, {\mathbb {R}})\) and
$$\begin{aligned} \psi _\varepsilon ^{\prime }(w)z=\Vert m_\varepsilon (w)\Vert I_\varepsilon ^{\prime }(m_\varepsilon (w))z \end{aligned}$$for all \(z \in T_w(S):=\{u \in H^s({\mathbb {R}}^N): \langle w,u\rangle =0\}\).
-
(ii)
If \(\{w_n\}\) is a Palais-Smale sequence for \(\psi _\varepsilon \), then \(\{m_\varepsilon (w_n)\}\) is a Palais-Smale sequence for \(I_\varepsilon \). If \(\{u_n\} \subset {\mathcal {N}}_\varepsilon \) is a bounded Palais-Smale sequence for \(I_\varepsilon \), then \(\{m_\varepsilon ^{-1}(u_n)\}\) is a Palais-Smale sequence for \(\psi _\varepsilon \).
-
(iii)
\(w \in S\) is a critical point of \(\psi _\varepsilon \) if and only if \(m_\varepsilon (w)\) is a nontrivial critical point of \(I_\varepsilon \). Moreover, the corresponding values of \(\psi _\varepsilon \) and \(I_\varepsilon \) coincide and \(\inf \limits _{S}\psi _\varepsilon =\inf \limits _{\mathcal {N}_\varepsilon }I_\varepsilon \).
-
(iv)
If \(I_\varepsilon \) is even, then so is \(\psi _\varepsilon \).
Lemma 16
The level \(c_\varepsilon \) is achieved if \(\varepsilon >0\) is small enough, i.e., problem (1.4) admits a positive solution if \(\varepsilon >0\) is small enough.
Proof
Set
Notice that \(S=\{u\in H^s({\mathbb {R}}^N): \zeta (u)=0\}\) and for each \(u \in S\), one has
By Proposition 9 in [25] we know that \({\tilde{\psi }}_\varepsilon : H^s({\mathbb {R}}^N)\setminus \{0\}\rightarrow {\mathbb {R}}\) is class of \(C^1\), and
Hence, Corollary 3.4 in [6] implies that there exists a sequence \(\{w_n\} \subset S\) such that \(\psi _\varepsilon (w_n)\rightarrow c_\varepsilon \) and there exists \(\alpha _n\in {\mathbb {R}}\) such that
It implies
Hence
Set \(u_n=m_\varepsilon (w_n) \in {\mathcal {N}}_\varepsilon \). Then Lemma 15 (ii) implies that \(I_\varepsilon (u_n)=\psi _\varepsilon (w_n)\rightarrow c_\varepsilon \) and \(I_\varepsilon ^\prime (u_n)\rightarrow 0\) in \(H^{-s}({\mathbb {R}}^N)\). As before, we can assume that \(u_n\ge 0, \ \forall n \in {\mathbb {N}}\). It follows from \((f_3)\) and (2.6) that
which indicates that \(\{u_n\}\) is bounded in \(H^s({\mathbb {R}}^N)\). Consequently, up to a subsequence, there exists \(u_\varepsilon \in H^s({\mathbb {R}}^N)\) such that \(u_n\rightharpoonup u_\varepsilon \) in \(H^s({\mathbb {R}}^N)\), \(u_n\rightarrow u_\varepsilon \) in \(L_{loc}^t({\mathbb {R}}^N)\) for \(2\le t<2_s^*\) and \(u_n(x)\rightarrow u_\varepsilon (x)\) a.e. on \({\mathbb {R}}^N\). Arguing as in Lemma 6, we can prove that \(I_\varepsilon ^\prime (u_\varepsilon )=0\). In the following, we prove that \(u_\varepsilon \not =0\) if \(\varepsilon >0\) is small enough.
Indeed, if the conclusion is false, there exists a sequence \(\varepsilon _j\rightarrow 0\) as \(j\rightarrow +\infty \) with \(u_{\varepsilon _j}=0\). Clearly, by Lemma 12 (ii) there exists a constant \(C>0\) such that \(\Vert u_n\Vert ^2\ge C>0\). Choose \(b \in (\beta _{\infty },\beta _{{\mathcal {Q}}})\) and consider the truncated functional \(I_{\varepsilon _j}^{e,b}\). For each \(u_n\), there exists a unique \(t_n:=t_{u_n}>0\) such that \(t_nu_n \in \mathcal {N}_{\varepsilon _j}^{e,b}\). Consequently, it follows by (2.6) and Lemma 12 (ii) that
which yields that \(\{t_n\}\) is bounded in \({\mathbb {R}}\). Hence, up to a subsequence we may assume that \(t_n\rightarrow t_0\) as \(n\rightarrow \infty \). Noticing that (3.1) implies that \(\{x \in {\mathbb {R}}^N: V(\varepsilon _jx)\le e\}\) is bounded in \({\mathbb {R}}^N\) for each \(j \in {\mathbb {N}}\), we have
as \(n\rightarrow \infty \). Simultaneously, by \(b>\beta _{\infty }\) we know that \(\{x \in {\mathbb {R}}^N:P(\varepsilon _jx)\ge b\}\) is bounded in \({\mathbb {R}}^N\) for each \(j \in {\mathbb {N}}\). And so
as \(n\rightarrow \infty \). As a consequence, altogether with the above estimates we have
It yields that \(c_{\varepsilon _j}^{e,b}\le c_{\varepsilon _j}\). It follows from Lemma 10 that \(m_{e,b,\gamma _{\max }}\le c_{\varepsilon _j}\). Let \(j\rightarrow +\infty \), by Lemma 9 one has \(m_{e,b,\gamma _{\max }}\le m_{e,\beta _{{\mathcal {Q}}},\gamma _{\max }}\). But \(b<\beta _{{\mathcal {Q}}}\) and Lemma 7 imply that \(m_{e,\beta _{\mathcal {Q}},\gamma _{\max }}<m_{e,b,\gamma _{\max }}\), a contradiction. Therefore, \(u_\varepsilon \not =0\) as long as \(\varepsilon >0\) is small enough. Furthermore, as before, one has \(u_\varepsilon >0\) if \(\varepsilon >0\) is small enough. Combining with Fatou Lemma and \((f_3)\) we deduce that
that is, \(I_\varepsilon (u_\varepsilon )=c_\varepsilon \). This completes the proof. \(\square \)
Lemma 17
Let \(\{u_n\}\) be the positive solution obtained in Lemma 16 with \(\varepsilon _n\rightarrow 0\). Then there exists \(y_n \in {\mathbb {R}}^N\) with \(\varepsilon _ny_n\rightarrow y_0 \in {\mathcal {S}}_P\), i.e.,
such that the sequence \(v_n(x):=u_n(x+y_n)\) converges in \(H^s({\mathbb {R}}^N)\) to a positive ground state solution v of
Proof
Let \(\{u_n\}\) be the positive solution obtained in Lemma 16 with \(\varepsilon _n\rightarrow 0\). Then \(I_{\varepsilon _n}(u_n)=c_{\varepsilon _n}\) and \(I_{\varepsilon _n}^\prime (u_n)=0\) and \(u_n>0, \ \forall n \in {\mathbb {N}}\). Following the arguments in Lemma 16, using \((f_3)\) and (2.6) we obtain that \(\{u_n\}\) is bounded in \(H^s({\mathbb {R}}^N)\), and there exist a sequence \(\{y_n\}\subset {\mathbb {R}}^N\) and constants \(r, \ \delta >0\) such that
If not, arguing as in the proof of Lemma 6 we can infer that
But by Lemmas 6 and 3.2 we get
a contradiction. Set \(v_n(x)=u_n(x+y_n)\), \({\widetilde{V}}_{\varepsilon _n}(x)=V(\varepsilon _n(x+y_n))\), \({\widetilde{P}}_{\varepsilon _n}(x)\) \( =P(\varepsilon _n(x+y_n))\) and \({\widetilde{Q}}_{\varepsilon _n}(x)=Q(\varepsilon _n(x+y_n))\). Then \(v_n\) satisfies
whose energy functional is
By (3.4) we may assume that \(v_n\rightharpoonup v\) in \(H^s({\mathbb {R}}^N)\), \(v_n\rightarrow v\) in \(L_{loc}^t({\mathbb {R}}^N)\) for \(2 \le t<2_s^*\) and \(v_n(x)\rightarrow v(x)\) a.e. on \({\mathbb {R}}^N\), where \(v\ge 0\) and \(v\not =0\). We next continue our arguments by dividing the proof into three steps.
Step 1. We prove that \(\{\varepsilon _ny_n\}\) is bounded in \({\mathbb {R}}^N\). Or else, up to a subsequence, we may assume that \(\varepsilon _ny_n\rightarrow +\infty \). By the boundedness of V, P, Q and (3.1), there exist \(V_0\), \(P_0\) and \(Q_0\) such that \(V(\varepsilon _ny_n)\rightarrow V_0\ge e\), \(P(\varepsilon _ny_n)\rightarrow P_0<\beta _{\mathcal {Q}}\) and \(Q(\varepsilon _ny_n)\rightarrow Q_0\le \gamma _{\max }\). For all \(\varphi \in C_0^{\infty }({\mathbb {R}}^N)\), it is easy to see that
By the continuity and boundedness of V, P and Q one has
and
and
as \(n\rightarrow \infty \). The proof of last formula follows from Lemma 6. It follows that
By the fact that \(I_{\varepsilon _n}(u_n)={\tilde{I}}_{\varepsilon _n}(v_n)\), Fatou Lemma, \((f_3)\) and Lemmas 7, 3.2 we deduce that
a contradiction. Therefore, \(\{\varepsilon _ny_n\}\) is bounded in \({\mathbb {R}}^N\) and we may assume that \(\varepsilon _ny_n\rightarrow y_0 \in {\mathbb {R}}^N\) as \(n\rightarrow \infty \).
Step 2. We prove that \(y_0 \in {\mathcal {S}}_P\) and
Otherwise,
If \(y_0 \in {\mathcal {C}}_p\), then \(V(y_0)>V(x_p)=V(0)=e\) and \(P(y_0)=\beta _{\mathcal {Q}}\). Therefore,
If \(y_0 \in {\mathcal {Q}}\setminus {\mathcal {C}}_p\), then \(V(y_0)\ge V(x_p)=V(0)=e\) and \(P(y_0)<\beta _{\mathcal {Q}}\) and \(Q(y_0)=\gamma _{\max }\). Consequently,
If \(y_0 \not \in {\mathcal {Q}}\), then \(V(y_0)\ge V(x_p)=V(0)=e\) and \(P(y_0)\le \beta _{\mathcal {Q}}\) and \(Q(y_0)<\gamma _{\max }\). Hence
In summary,
which implies that
by Lemma 7. Similar to the arguments as in Step 1, we conclude that v solves Eq. (3.3) and
a contradiction. Consequently, \(y_0 \in {\mathcal {S}}_P\) and \(\lim \limits _{n\rightarrow \infty }dist(\varepsilon _ny_n,\mathcal {S}_P)=0\). Moreover, by the above argument we have
On the other hand,
Taking into account the above two inequalities we can see that
Hence v is a ground state solution of (3.3).
Step 3. We show that \(v_n\rightarrow v\) in \(H^s({\mathbb {R}}^N)\). Indeed, by the continuity of V, P and Q we obtain
and
and
as \(n\rightarrow \infty \), which implies that \({\tilde{I}}_{\varepsilon _n}(v)\rightarrow J_{V(y_0),P(y_0),Q(y_0)}(v)\) as \(n\rightarrow \infty \). Noting that
It is easy to prove that
and
as \(n\rightarrow \infty \). By (2.2)-(2.3), differential mean value theorem, Young inequality and the boundedness of P, there exists \(\theta \in (0,1)\) such that
Set
Then \(0\le G_{\delta ,n}(x)\le CC_\delta |v|^2+CC_\delta |v|^p \in L^1({\mathbb {R}}^N)\) and \(G_{\delta ,n}(x)\rightarrow 0\) a.e. on \({\mathbb {R}}^N\). By Lebesgue dominated convergence theorem we have \(\int _{{\mathbb {R}}^N}G_{\delta ,n}(x)dx\rightarrow 0\) as \(n\rightarrow \infty \). Hence
By the arbitrariness of \(\delta \),
In the following, we prove that
as \(n \rightarrow \infty \). In fact, by differential mean value theorem and Young inequality, we have
Set
Then \(0\le H_{\delta ,n}(x)\le C_\delta |v|^{2_s^*} \in L^1({\mathbb {R}}^N)\) and \(H_{\delta ,n}(x)\rightarrow 0\) a.e. on \({\mathbb {R}}^N\). Again by the Lebesgue dominated convergence theorem we have \(\int _{{\mathbb {R}}^N}H_{\delta ,n}(x)dx\rightarrow 0\) as \(n\rightarrow \infty \). Hence, with a similar argument as the proof of (3.9) we can prove that \(|v_n|^{2_{\mu ,s}^*}-|v_n-v|^{2_{\mu ,s}^*}-|v|^{2_{\mu ,s}^*}\rightarrow 0\) in \(L^{\frac{2N}{2N-\mu }}({\mathbb {R}}^N)\). Noting that -10pt
For \(I_1\), by (Q) and the boundedness of \(\{\Vert v_n\Vert \}\), which together with Hardy-Littlewood-Sobolev inequality we deduce that
as \(n\rightarrow \infty \). Moreover,
By [19], we have \(|x|^{-\mu }*|v|^{2_{\mu ,s}^*} \in L^{\frac{2N}{\mu }}({\mathbb {R}}^N)\). Combining the fact that \(|v_n-v|^{2_{\mu ,s}^*}\rightharpoonup 0\) in \(L^{\frac{2N}{2N-\mu }}({\mathbb {R}}^N)\), by the definition of weak convergence one has \(I_2^2\rightarrow 0\) as \(n\rightarrow \infty \). Again by (Q), the boundedness of \(\{\Vert v_n\Vert \}\) and Hardy-Littlewood-Sobolev inequality, we deduce that
as \(n \rightarrow \infty \). So (3.10) is completely proved. It follows from (3.5)-(3.10) and Step 2 that
Similarly,
Consequently, by \((f_3)\), (Q) and (2.6) we deduce that
which indicates that \(v_n\rightarrow v\) in \(H^s({\mathbb {R}}^N)\). This completes the proof. \(\square \)
In the following, we give the proofs of Theorem 1 and Theorem 2.
Proof of Theorem 1
By Lemma 16, problem (1.4) admits a positive solution \(u_\varepsilon \) for \(\varepsilon >0\) small enough. Hence \(w_\varepsilon (x)=u_\varepsilon \left( \frac{x}{\varepsilon }\right) \) is a positive solution of (1.1). Let \(x_\varepsilon \) and \(z_\varepsilon \) be the maximum points of \(w_\varepsilon \) and \(u_\varepsilon \), respectively. Then \(x_\varepsilon =\varepsilon z_\varepsilon \). Set \(v_\varepsilon (x):=w_\varepsilon (\varepsilon x+x_\varepsilon )\). Then \(w_\varepsilon (x)=v_\varepsilon \left( \frac{x-x_\varepsilon }{\varepsilon }\right) \). By Lemma 17, for any \(x_\varepsilon \rightarrow x_0\), \(\lim \limits _{\varepsilon \rightarrow 0}dist(x_\varepsilon ,\mathcal {S}_P)=0\) and \(v_\varepsilon \) converges in \(H^s({\mathbb {R}}^N)\) to a positive ground state solution of
This completes the proof. \(\square \)
Proof of Theorem 2
Without loss of generality, we may assume that \(x_V=0 \in \mathcal {C}_V\) in (1.3). Consequently, by (1.3) we set \(e:=P(0)\ge P(x)\) for all \(|x|\ge R\). By the proof of Lemma 6, for any \(\alpha \in [\alpha _{\min }, \alpha _{\infty })\), \(\beta \in [\beta _{\infty }, \beta _{\max }]\) and \(\gamma \in [\gamma _{\min }, \gamma _{\max }]\) we have
Arguing as before, the same conclusion in Lemma 8 holds for the present case. Instead of Lemma 9, one has
Moreover, by only truncating the potential V and P with \(a \in (\alpha _{\mathcal {Q}},\alpha _{\infty })\) we deduce that \(c_\varepsilon ^{a,e}\ge m_{a,e,\gamma _{\max }}\). Consequently, by (3.11) we have
By the characterization of \(c_\varepsilon \) we can choose a minimizing sequence \(\{u_n\} \subset {\mathcal {N}}_\varepsilon \) of \(I_\varepsilon \) at \(c_\varepsilon \), which is positive and bounded \((PS)_{c_\varepsilon }\) for \(I_\varepsilon \) and \(u_n\rightharpoonup u_\varepsilon \) in \(H^s({\mathbb {R}}^N)\). Using a standard argument (see Lemma 6), we can prove that \(I_\varepsilon ^\prime (u_\varepsilon )=0\). We claim that \(u_\varepsilon \not =0\) for \(\varepsilon >0\) small enough. Otherwise, there exists a sequence \(\varepsilon _j\rightarrow 0\) as \(j\rightarrow +\infty \) with \(u_{\varepsilon _j}=0\). Take \(a \in (\alpha _{\mathcal {Q}},\alpha _{\infty })\). Considering the functional \(I_{\varepsilon _j}^{a,e}\), we repeat the arguments in Lemma 16 to obtain a contradiction. Hence the assertion is valid. The rest proof is similar to the analysis in that of Theorem 1. This completes the proof. \(\square \)
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Acknowledgements
This work was done when the first author visited Department of Mathematics, Tsinghua University under the support of the National Natural Science Foundation of China (12026228), and he thanks Professor Wenming Zou for his careful guidance. The first author is also supported by the National Natural Science Foundation of China (11801153; 12026227; 12161033) and the Yunnan Province Applied Basic Research for General Project (2019FB001) and Youth Outstanding-notch Talent Support Program in Yunnan Province and the project funds of Xingdian Talent Support Program.
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Li, Q., Liu, M. & Li, H. Concentration phenomenon of solutions for fractional Choquard equations with upper critical growth. Fract Calc Appl Anal 25, 1073–1107 (2022). https://doi.org/10.1007/s13540-022-00052-0
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DOI: https://doi.org/10.1007/s13540-022-00052-0