Abstract
This paper studies the limit cycles produced by small perturbations of certain planar Hamiltonian systems. The limit cycles under consideration correspond to critical levels of the Hamiltonian, that is they are located in a small vicinity of a separatrix contour or a critical point. Two most interesting facts in the paper are that the Hamiltonian function is not a polynomial and that the system under consideration comes from a model of oscillator with a pair of irrational nonlinearities, which implies the transition from smooth to discontinuous dynamics. This model has been proposed recently by Han et al. in a paper published in 2012.
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Introduction
One of the old problems in the theory of dynamical systems is to find an upper bound for the number of limit cycles in polynomial vector fields defined in the plane, and investigate their relative positions. This problem is as know Hilbert’s 16th problem. More precisely, consider a near-Hamiltonian system
where p, q and H are real analytic functions, \(\varepsilon \) is a small positive parameter and \(\delta \in D\) is a vector parameter that D is a compact subset of \({\mathbb {R}}^N\). Assume that the unperturbed system
has a continuous family of ovals \(L_h\) defined by \(H(x,y)=h\) for \(h\in (h_1,h_2)\). Then, associated to perturbed system (1), we define an Abelian integral of the form
By Poincaré–Pontryagin Theorem [11], the number of isolated zeros of \(M(h,\delta )\), counted with multiplicity, gives an upper bound for the number of limit cycles of (1). Hence, Abelian integral plays an important role in the study of bifurcation of limit cycles from system (1). The study of the asymptotic expansion of \(M(h,\delta )\) near critical values of H, in order to study the isolated zeros of Abelian integrals, is a valuable problem. There have been many studies on the limit cycle bifurcations studying the asymptotic expansion of \(M(h,\delta )\) when H being a polynomial e.g. [4, 8,9,10] and the references contained in those papers. But when the Hamiltonian function H is not a polynomial, there are very few results on this area. For instance, the authors of [3] studied the number of limit cycles for perturbed pendulum-like equations on the cylinder, in which the associated Hamiltonian is given by \(H(x, y) =\frac{y^2}{2}+ 1-\cos (x)\). An excellent work is done by Villadelprat et al. in [2] based on a “computer assisted proof” using interval arithmetic. Also, the authors of [7] considered a non-polynomial potential system that the associated Hamiltonian is given by \(H(x, y) =\frac{1}{2}y^2+\frac{1}{2}(e^{-2x}+1)-e^{-x}\). By Chebyshev criterion, they showed that the cyclicity of the period annulus of this system under the small perturbation is at most two.
Han et al. [6] proposed a novel nonlinear oscillator with strong irrational nonlinearities having smooth and discontinuous characteristics depending on the values of a smooth parameter. In fact, they considered
where \(\alpha ,\beta >0\) are real numbers. By letting \({\dot{x}}=y\), Eq. (3) can be written in the following form:
where
System (4) is a Hamiltonian system with the Hamiltonian function
We see that although the above Hamiltonian is not a polynomial, its level curves are anyway branches of an algebraic curve of degree 8. More explicitly, it is
The phase portraits of system (4) are shown in Fig. 1, where \(C:=(\frac{4\sqrt{5}}{25},\frac{8\sqrt{5}}{25})\) and
Since \(H_0(x)\) in (5) is an even function and \(H_0(x) \sim A\,x^2 + B\,x^4 + \cdots \) near zero, where \(A=1-\frac{\beta ^2}{(\alpha ^2+\beta ^2)^\frac{3}{2}}\) and \(B=\frac{\beta ^2(\beta ^2-4\alpha ^2)}{4(\alpha ^2+\beta ^2)^\frac{7}{2}}\), then a double homoclinic loop through a triple critical point exists if and only if \(A=0,\;B<0\). An easy calculation yields the conditions \(\alpha ^2+\beta ^2-\beta ^{\frac{4}{3}}=0\), \(\alpha ^2<\alpha ^2+\beta ^2<5\alpha ^2\). Therefore, \(\lambda _2\) is the simple curve
Along the curve \(\lambda _2\), the phase portrait of system (4) is shown in Fig. 2.
The explicit expressions for the algebraic curves \(\lambda _1\) and \(\lambda _3\) are the following:
In this paper, we take a codimension one case from the bifurcation diagram of the model, which corresponds to double cuspidal loop in the phase portrait. In fact, we will focus on the case \((\alpha ,\beta )\in \lambda _2\). Our aim is to study the limit cycles generated by small perturbations of the non-polynomial planar Hamiltonian system (4) when \((\alpha ,\beta )\in \lambda _2\). The limit cycles under consideration correspond to critical levels of the Hamiltonian, that is they are located in a small vicinity of a separatrix contour or a critical point.
The core of the present paper consists of extensive asymptotic calculations of the related line integrals which appear in the first-order approximation of the displacement map near the critical levels of the Hamiltonian. Most of the formulas are generated by computer manipulation programs such as Maple. We follow the ideas and use formulas from the paper [5] by Han Maoan et al. published in 2012, too. In Sect. 2, we perturb system (4) with \((\alpha ,\beta ) \in \lambda _2\), and then, we study the generated limit cycles by using the asymptotic expansions of the associated Melnikov functions. The formulation of the main result of the paper is given in Theorem 2.6 (see Sect. 2.4).
We illustrate our results on the example when \(\alpha =\beta \); see Sect. 3.
Study of System (4) Under Small Perturbations
In this section, we consider the following perturbed system
where p, q are \(C^\omega \) functions, \(\varepsilon \) is a small parameter and \(\delta \in D\subset {\mathbb {R}}^m\) with D a compact set. Our system is a perturbation of the Hamiltonian system (4) with the Hamiltonian function (5).
System (4) with \(\alpha =\beta ^{\frac{2}{3}}\sqrt{1-\beta ^{\frac{2}{3}}}\), \(\beta \in (0,\frac{8}{5\sqrt{5}})\), has a nilpotent saddle at A(0, 0), two centers at \(C_1(x^*, 0)\) and \(C_2(-x^*,0)\) in which the value of \(x^*\) is implicitly obtained from the equation \(F(x,\alpha ,\beta )=0\) and a double homoclinic loop \(L_0\) passing through the nilpotent saddle A. Also, system (4) has three families \(L_1\), \(L_2\) and \(L_3\) of periodic orbits near \(L_0 : H(x,y)=0\), which yield three Melnikov functions as follows :
Our main goal in this section is to study the expansions of these Melnikov functions and use the first nonvanishing coefficients of the expansions to give a lower bound of the number of limit cycles produced near the double homoclinic loop \(L_0\).
Before continuing the discussion, let’s remind that we can write
where
satisfies \({\tilde{q}}_y = p_x+q_y\) and \({\tilde{q}}(x, 0, \delta ) = 0\). Then \({\tilde{q}}(x, y, \delta ) = \sum _{j\ge 1}\,{q}_j(x)\,y^j\), where
Asymptotic Expansions of the Melnikov Functions M and \({\widetilde{M}}\)
In this section, we calculate the expansions of \(M(h,\delta )\) and \({\widetilde{M}}(h,\delta )\). First, we start by writting
Where \(L_1:=\{(x,y)~|~H(x,y)=\frac{1}{2}y^2+H_0(x)=h,~x>0,~0<-h\ll 1\}\), \(L_2:=\{(x,y)~|~H(x,y)=\frac{1}{2}y^2+H_0(x)=h,~x<0,~0<-h\ll 1\}\) and \(L_1^{(1)}=\{(x,y)~|~H(x,y)=h, \eta (h)\le x \le x_0\}\), \(L_2^{(1)}=\{(x,y)~|~H(x,y)=h, x'_0\le x \le \eta '(h)\}\) (for the definitions of \(x_0\), \(x'_0\), \(\eta (h)\) and \(\eta '(h)\) see Fig. 3), and the second terms in \(M(h,\delta )\) and \({\widetilde{M}}(h,\delta )\) are analytic functions in h for \(0<-h\ll 1\).
To study the analytical properties of \(I_1(h,\delta )\) and \(I_2(h,\delta )\) at \(h = 0\), we note that for |h| small enough the equation \(H(x,y)=h\) has two \(C^\omega \) solutions \(y^{\pm }=\pm \sqrt{2}w(1+O(|x,w|))\), where \(w=\sqrt{h-H_0(x)}\). Denote \(u=\psi (x)=\root 4 \of {-H_0(x)}\) and \(u_0=\psi ({x_0})>0\). Then, we have the following result on the expansion of the functions \(I_1(h,\delta )\) and \(I_2(h,\delta )\) near \(h = 0\).
Lemma 2.1
The functions \(I_1(h,\delta )\) and \(I_2(h,\delta )\) introduced in (8), for \(0<-h\ll 1\), can be written as
where \(\chi _1(h,u_0), \chi _2(h,u_0)\) are analytic functions in h, \(I_{r,0}(h,u_0)=\int _{|h|^{\frac{1}{4}}}^{u_0}u^{r}\sqrt{h+u^4}\,du\), and \(I^*_{1,r}(h)=\sum _{m,j\ge 0}r_{4m+r,j}\alpha ^*_{4m+r,j}\beta ^*_{4m+r}h^{j+m}\) for \(r=0,1,2,3\), with
Here, the coefficients \(r_{k,j}\) are given by the Taylor expansion coefficients of the functions
in u, which appear along the proof.
Proof
We have that
Therefore,
where \(w=\sqrt{h+u^4}\) and
Similarly, we have that
To calculate \(I_{k,j}\), by using the formula (27) given in [5], namely,
we have that
where
It follows that
where \(\bar{\varphi }_{k,j}\in C^{\omega }\), and
Further, using the formula (29) given in [5], namely,
we have that
It follows that
where \({\tilde{\psi }}_{4m+r}\in C^{\omega }\) and
Hence, by (9), (11) and (13) we get
Thus,
and in a similar way,
with \(\chi _1(h,u_0), \chi _2(h,u_0)\in C^{\omega }\) and \(I^*_{1,r}(h)=\sum _{m,j\ge 0}r_{4m+r,j}\alpha ^*_{4m+r,j}\beta ^*_{4m+r}h^{j+m}\) for \(r=0,1,2,3\). \(\square \)
To gain the analytical properties of the functions \(I_{r,0}(h)\), we let \(v=|h|^{\frac{1}{4}}/u\) in (10) for \((k,j)=(r,0)\), and obtain
Note that for \(0 \le v \le 1\) we have the following convergent series
Then, for \(r=1\), we have
where
For \(r\ne 1\), we have
where \({\tilde{A}}_r=\sum _{j\ge 0}\frac{c_j}{4j-r-3}\) and \({\tilde{\varphi }}_r(h,u_0)=-\sum _{j\ge 0}\frac{c_j\,u_0^{r-4j+3}}{4j-r-3}|h|^j\).
Furthermore, for the constants \({\tilde{A}}_r\) in (17), since \({\tilde{A}}_r\) is independent of \(u_0\), we can take \(u_0 = 1\). Then
Thus, by (10), for \(0<-h\ll 1\) we have
On the other hand, by (10), we have that
-
For \(r=0\), comparing (18) and (19) gives
$$\begin{aligned} {\bar{A}}_0=-\frac{2}{3}\lim _{h\rightarrow 0}\frac{\frac{\partial I_{r,0}(h,u_0)}{\partial h}}{|h|^{-\frac{1}{4}}}=-\frac{2}{3}\int _{0}^{1}\frac{\,dv}{\sqrt{1-v^4}}= -0.8740191850. \end{aligned}$$ -
For \(r=2\), note that
$$\begin{aligned} \int _{|h|^{\frac{1}{4}}}^{1}\frac{v^{-2}}{\sqrt{1-v^4}}\,dv&=\int _{|h|^{\frac{1}{4}}}^{1}{v^{-2}}\left[ 1+\left( \frac{1}{\sqrt{1-v^4}}-1\right) \right] \,dv\\&=-(1-|h|^{-\frac{1}{4}})+\int _{|h|^{\frac{1}{4}}}^{1}\frac{v^2\,dv}{\sqrt{1-v^4}(1+\sqrt{1-v^4})}. \end{aligned}$$Therefore, by substituting the above into (19), we get
$$\begin{aligned} \frac{\partial I_{r,0}(h,u_0)}{\partial h}=-\frac{1}{2}|h|^{\frac{1}{4}}+\frac{1}{2}+\frac{1}{2}|h|^{\frac{1}{4}}\int _{|h|^{\frac{1}{4}}}^{1}\frac{v^2\,dv}{\sqrt{1-v^4}(1+\sqrt{1-v^4})}. \end{aligned}$$Consequently,
$$\begin{aligned} {\bar{A}}_2=-\frac{4}{5}\lim _{h\rightarrow 0}\frac{\frac{\partial I_{r,0}(h,u_0)}{\partial h}}{|h|^{\frac{1}{4}}}=-\frac{4}{5}\left[ -\frac{1}{2}+\frac{1}{2}\int _{0}^{1}\frac{v^2\,dv}{\sqrt{1-v^4}(1+\sqrt{1-v^4})}\right] =0.2396280472. \end{aligned}$$
Proposition 2.2
Let \(L_0= {\bar{L}}_0 \cup {\tilde{L}}_0\) be a double homoclinic loop defined by \(H(x, y) = 0\), where \({\bar{L}}_0 = L_0{|}_{x\ge 0}\) and \({\tilde{L}}_0 = L_0{|}_{x\le 0}\). Then for the functions \(M(h, \delta )\) and \({\widetilde{M}}(h,\delta )\) given in (8), we have
in which
with \(a_0 = (p_x + q_y)|_{\varepsilon =x=y=0}\), \(a_1 = (p_{xx} + q_{yx})|_{\varepsilon =x=y=0}\), \(O_1(c)\) denotes c times a constant, and \(r_{ij}\) will be introduced in the proof.
Proof
By (8), (14), (15), (16) and (17), for \(0<-h\ll 1\) we have
where
and
Therefore, we can obtain the expansion of \(M(h,\delta )\) by inserting the above into (22) with \(c_0=\varphi _1(0,\delta )=M(0,\delta )\) and \({\tilde{c}}_0=\varphi _2(0,\delta )={\widetilde{M}}(0,\delta )\) given by (21), and
Note that, by Taylor expansion, we obtain \(x=\psi ^{-1}(u)={\tau _0}u+{\tau _1}\,{u}^{3}+{\tau _2}\,{u}^{5}+O(u^7)\), where
and \(\frac{1}{\psi '(x)}=\lambda _0+\lambda _1\,x^2+\lambda _2\,x^4+O(x^6)\), where
Suppose that \(p(x,y)=\sum _{i+j\ge 0}\,a_{ij}\,x^i\,y^j\) and \(q(x,y)=\sum _{i+j\ge 0}\,b_{ij}\,x^i\,y^j\). Now, we calculate \(r_{ij}\) in (10). Note that, by (7), we have
Then
To prove the formulas of \(c_3\) and \({\tilde{c}}_3\) in (21) see [5]. \(\square \)
Asymptotic Expansion of the Melnikov Function \(M^*\)
In this section, we calculate the expansion of \(M^*(h,\delta )\). We start by writting
where \(L_3:=\{(x,y)~|~H(x,y)=\frac{1}{2}y^2+H_0(x)=h,~0< h\ll 1\}\), \(L_3^{(1)}=\{(x,y)~|~H(x,y)=h, x'_0\le x \le x_0, y>0\}\) and \(L_3^{(2)}=\{(x,y)~|~H(x,y)=h, x'_0\le x \le x_0, y<0\}\) (for the definitions of \(x_0\) and \(x'_0\) see Fig. 4) and the third term in \(M^*(h,\delta )\) is an analytic function in h for \(0<h\ll 1\).
To study the analytical properties of the functions \(I_3^{(1)}(h,\delta )\) and \(I_3^{(2)}(h,\delta )\) at \(h = 0\), we have the following result.
Lemma 2.3
Suppose that \(u=\psi (x)=\root 4 \of {-H_0(x)}\), \(u_0=\psi ({x_0})>0\) and \(w=\sqrt{h+u^4}\). Then,
where \(\chi _3(h,u_0), \chi _4(h,u_0)\) are some analytic functions in h, \({\tilde{I}}_{r,1}(h,u_0)= \int _{0}^{u_0}u^{2r}\sqrt{h+u^4}du\), and \({\tilde{I}}^*_{1,r}(h)=\sum _{\begin{array}{c} k=2m+r\\ m\ge 0,\;j\ge 1\;odd \end{array}}{\tilde{r}}_{k,j}{\tilde{\alpha }}_{k,j}{\tilde{\beta }}_{k}\,h^{m+[\frac{j}{2}]}\) for \(r=0,1\), with
Here, the coefficients \({\tilde{r}}_{k,j}\) are given by the Taylor expansion coefficients of the functions
in u, which appear along the proof.
Proof
In view of (24), we can write
where
In the same way, we get,
To calculate \({\tilde{I}}_{k,j}\), we see that by (26) \({\tilde{I}}_{k,j}\in C^{\omega }\) for \(j>0\) and even. For \(j\ge 3\) and odd, similar to (11), we obtain that
where \({\tilde{\varphi }}_{k,j}\in C^{\omega }\) and
Also, similar to (12), we get that
for \(2k=4m+2r\) with \( r=0,1\), \(m\ge 1\) and
Therefore, by (25), (27) and (28), we have that
where “\(\cdots \)” in each equation denotes a \(C^\omega \) function and \({\tilde{I}}^*_{1,r}(h)=\sum _{\begin{array}{c} k=2m+r\\ m\ge 0,\;j\ge 1\;odd \end{array}}{\tilde{r}}_{k,j}{\tilde{\alpha }}_{k,j}{\tilde{\beta }}_{k}h^{m+[\frac{j}{2}]}\). Hence,
where \(\chi _3(h,u_0)\in C^\omega \). Similarly, we have that
where \(\chi _4(h,u_0)\in C^\omega \). \(\square \)
To obtain the analytical properties of the functions \({\tilde{I}}_{r,1}(h,u_0)\), we let \(v=u/h^{\frac{1}{4}}\) in (26) for \(k=r\) and \(j=1\), and we get
where
Note that for \(0 \le v \le 1\) we have the following convergent series
So,
Let \(j_r = \frac{r}{2}+\frac{3}{4}\). Then \(4j-2r-4=4(j-j_r)-1\) and
where \({\tilde{\varphi }}_r\) is analytic for \(0\le h\ll 1\).
To determine the constants \({\bar{A}}_r\) in (31), as \({\bar{A}}_r\) is independent of \(u_0\), we can take \(u_0 = 1\). Thus, by (31), we get
Then, by (26), for \(0<h\ll 1\) we have
On the other hand, by (26), we have
-
For \(r=0\), comparing (32) and (33) gives
$$\begin{aligned} {\bar{A}}_0=\frac{1}{2\,j_r}\lim _{h\rightarrow 0}\frac{\frac{\partial {\tilde{I}}_{r1}}{\partial h}}{h^{j_r-1}}=\frac{2}{3}\int _{0}^{\infty }\frac{\,dv}{\sqrt{1+v^4}}= 1.236049785 \end{aligned}$$ -
For \(r=1\), by using \(\frac{v^2}{\sqrt{1+v^4}}=1-\frac{1}{\sqrt{1+v^4}(v^2+\sqrt{1+v^4})}\), it follows from (33) that
$$\begin{aligned} \frac{\partial {\tilde{I}}_{r,1}(h,u_0)}{\partial h}=\frac{1}{2}-\frac{1}{2}h^{\frac{1}{4}}\int _{0}^{h^{-\frac{1}{4}}}\frac{\,dv}{\sqrt{1+v^4}(v^2+\sqrt{1+v^4})}. \end{aligned}$$Comparing the above with (32) we obtain
$$\begin{aligned} {\bar{A}}_1=-\frac{2}{5}\int _{0}^{\infty }\frac{\,dv}{\sqrt{1+v^4}(v^2+\sqrt{1+v^4})}=-0.3388852337. \end{aligned}$$
Proposition 2.4
For the functions \(M^*(h, \delta )\) given in (24), we have the following expansion:
where
Proof
By (24), (29), (30), and (31) for \(0<h\ll 1\) we have
where
with
Therefore, we can obtain the given expansion for \(M^*(h,\delta )\) by inserting the above into (34) with \(c_0^*=M^*(0,\delta )=c_0+{\tilde{c}}_0\), and
To calculate \({\tilde{r}}_{ij}\), as before assume that \(x=\psi ^{-1}(u)={\tau _0}u+{\tau _1}\,{u}^{3}+{\tau _2}\,{u}^{5}+O(u^7)\) and \(\frac{1}{\psi '(x)}=\lambda _0+\lambda _1\,x^2+\lambda _2\,x^4+O(x^6)\). Then we observe that
To prove the formula of \(c_3^*\) in (35) see [5]. \(\square \)
Remark 2.5
Under the conditions of Propositions 2.2 and 2.4, it is easy to see that
Asymptotic Expansion of the Melnikov Function Near the Centers
In this section, we calculate the expansions of \({M}_1(h,\delta )\) and \({M}_2(h,\delta )\) near the centers \(C_1\) and \(C_2\), respectively. First, we calculate the expansion of \({M}_1(h,\delta )\). By introducing the transformation \((x,y) = (X-x^*,Y)\), we shift \(C_1(x^*,0)\) to the origin. Then (rewriting again X as x and Y as y) we get
where
For \(\varepsilon =0\) the Hamiltonian function of system (38) is
where \(c=-{x^*}^2+\sqrt{(x^*+\alpha )^2+\beta ^2}+\sqrt{(x^*-\alpha )^2+\beta ^2}\) is a constant. Recall that \(\alpha =\beta ^{\frac{2}{3}}\sqrt{1-\beta ^{\frac{2}{3}}}\) and \(\beta \in (0,\frac{8}{5\sqrt{5}})\).
The Hamiltonian system (38)\(|_{\varepsilon =0}\) has a family of periodic orbits \(\Gamma _h\;:\;{\bar{H}}(x, y) = h\) for \(h > 0\) small, surrounding the origin. So, we have
where
verifies \({\hat{q}}_y = {\bar{p}}_x+{\bar{q}}_y\) and \({\hat{q}}(x, 0, \delta ) = 0\). If \({\bar{p}}_x(x, y, \delta ) + {\bar{q}}_y(x, y, \delta ) =\sum _{i+j\ge 0} c_{ij}\,x^i\,y^j\), then \({\hat{q}}(x, y, \delta ) = \,y\sum _{i+j\ge 0} {\hat{b}}_{ij}\,x^i\,y^j = \sum _{j\ge 1}{\hat{q}}_j(x)\,y^j\), where
Note that the equation \({\bar{H}}(x,y)=h\) has two \(C^\omega \) solutions \(y^{\pm }=\pm \sqrt{2}w(1+O(|x,w|))\), where \(w=\sqrt{h-{\bar{H}}_0(x)}\). Let \(\zeta _1(h) < 0\) and \(\zeta _2(h) > 0\) be the solutions of the equation \({\bar{H}}_0 (x) = h\). Then
where \(q_j^*=2^{3j+\frac{3}{2}}{\hat{q}}_{2j+1}\). Let \(u^2={\bar{H}}_0(x)\). Then, by introducing the variable \(u = \psi (x)=sgn(x)({{\bar{H}}_0(x)})^{\frac{1}{2}}\), we obtain
where \(w=\sqrt{h-u^2}\), \(\check{q}_j(u)=\frac{q_j^*(x)}{\psi '(x)}\Big |_{x=\psi ^{-1}(u)}\), \(\check{q}_j(u)+\check{q}_j(-u)=\sum _{j\ge 0}{\bar{r}}_{ij}\,u^{2i}\) and \({\bar{I}}_{ij}=\int _{0}^{\sqrt{h}}u^{2i}\,w^{2j+1}\,du\). By introducing \(v = \frac{u}{\sqrt{h}}\), we get
Therefore,
For computing \(\{b_k\}\), note that, by Taylor expansion, we obtain \(x=\psi ^{-1}(u)=\nu _1\,u+\nu _2\,u^2+\nu _3\,u^3+O(u^4)\), \(\frac{1}{\psi '(x)}=\gamma _0+\gamma _1\,x+\gamma _2\,x^2+O(x^3)\), where
where \(\alpha =\beta ^{\frac{2}{3}}\sqrt{1-\beta ^{\frac{2}{3}}}\) and the other coefficients have long terms that can be easily calculated by using the Taylor expansion. Also,
Thus,
Therefore,
where
Now, we calculate the expansion of \({M}_2(h,\delta )\). First, by introducing the transformation \((x,y) = (X+x^*,Y)\), we shift \(C_2(-x^*,0)\) to the origin. Then (rewriting again X as x and Y as y) we get
where
For \(\varepsilon =0\) the Hamiltonian function of system (41) is
where \(c=-{x^*}^2+\sqrt{(-x^*+\alpha )^2+\beta ^2}+\sqrt{(-x^*-\alpha )^2+\beta ^2}\) is a constant.
The Hamiltonian system (41)\(|_{\varepsilon =0}\) has a continuous family of periodic orbits \(\gamma _h\;:\;{\hat{H}}(x, y) = h\) for \(h > 0\) small, surrounding the origin. So, similar to \(M_1\), we have
where
verifies \(\breve{q}_y = {\hat{p}}_x+{\hat{q}}_y\) and \(\breve{q}(x, 0, \delta ) = 0\). If \({\hat{p}}_x(x, y, \delta ) + {\hat{q}}_y(x, y, \delta ) =\sum _{i+j\ge 0} {\hat{c}}_{ij}\,x^i\,y^j\), then \(\breve{q}(x, y, \delta ) = \,y\sum _{i+j\ge 0} \breve{b}_{ij}\,x^i\,y^j = \sum _{j\ge 1}\breve{q}_j(x)\,y^j\), where
Note that the equation \({\hat{H}}(x,y)=h\) has two \(C^\omega \) solutions \(y^{\pm }=\pm \sqrt{2}w(1+O(|x,w|))\), where \(w=\sqrt{h-{\hat{H}}_0(x)}\). Let \(\bar{\zeta }_1(h) < 0\) and \(\bar{\zeta }_2(h) > 0\) be the solutions of the equation \({\hat{H}}_0 (x) = h\). Then
where \(\check{q}_j=2^{3j+\frac{3}{2}}\breve{q}_{2j+1}\). Let \(u^2={\hat{H}}_0(x)\). Then, by introducing the variable \(u = \rho (x)=sgn(x)({{\hat{H}}_0(x)})^{\frac{1}{2}}\), we obtain
where \(w=\sqrt{h-u^2}\), \(q^*_j(u)=\frac{\check{q}_j(x)}{\rho '(x)}\Big |_{x=\rho ^{-1}(u)}\), \(q^*_j(u)+q^*_j(-u)=\sum _{j\ge 0}{\hat{r}}_{ij}\,u^{2i}\) and \({\hat{I}}_{ij}=\int _{0}^{\sqrt{h}}u^{2i}\,w^{2j+1}\,du\). By introducing \(v = \frac{u}{\sqrt{h}}\), we get,
Thus,
For computing \(\{{\bar{b}}_k\}\), we see that \(x=\rho ^{-1}(u)=\nu _1\,u-\nu _2\,u^2+\nu _3\,u^3-\nu _4\,u^4+O(u^5)\) and \(\frac{1}{\rho '(x)}=\gamma _0-\gamma _1\,x+\gamma _2\,x^2+O(x^3)\), because of symmetry. Then
Therefore,
Limit Cycle Bifurcation
In this section, by using the first nonvanishing coefficients of the expansions obtained in the previous sections, we discuss about the number of limit cycles which can be generated from system (6).
Let \(L_0= {\bar{L}}_0 \cup {\tilde{L}}_0\) be a double homoclinic loop defined by \(H(x, y) = 0\). Assume that \(H(x^*,0)=h_{c_1}\) and \(H(-x^*,0)=h_{c_2}\). Consider the expantions of M, \({\widetilde{M}}\), \(M^*\), \(M_1\) and \(M_2\), then we have the following theorems.
Theorem 2.6
Under the above conditions, If there exists some \(\delta _0 \in {\mathbb {R}}^m\) such that
and
then (6) can have \(8+k_1 + k_2 + \frac{1-sgn(M(h_2,\delta _0)M_1(h_1,\delta _0))}{2}+\frac{1-sgn({\widetilde{M}}(h_4,\delta _0)M_2(h_3,\delta _0))}{2}\) limit cycles for some \((\varepsilon , \delta )\) near \((0, \delta _0)\) from which 8 limit cycles are near the double homoclinic loop, \(k_1\) limit cycles are near the center \(C_1\), \(k_2\) limit cycles are near the center \(C_2\), \(\frac{1-sgn(M_1(h_1,\delta _0)M(h_2,\delta _0))}{2}\) limit cycle is located between \(C_1\) and \({\bar{L}}_0\) and \(\frac{1-sgn({\widetilde{M}}(h_4,\delta _0)M_2(h_3,\delta _0))}{2}\) limit cycle is located between \(C_2\) and \({\tilde{L}}_0\), where \(h_1 = h_{c_1}+\varepsilon _1\), \(h_2 = 0-\varepsilon _2\), \(h_3 = h_{c_2}+\varepsilon _3\), \(h_4 = 0-\varepsilon _4\) with \(\varepsilon _1\), \(\varepsilon _2\), \(\varepsilon _3\) and \(\varepsilon _4\) are positive and very small.
Proof
Since \(c_{4}(\delta _0) \ne 0\), in the same way as in Theorem 3.1 in [5], we can conclude that 8 limit cycles occur near the double homoclinic loop \(L_0\). By (44), we know that \(b_0,b_1,\ldots ,b_{k_1-1},{\bar{b}}_0,{\bar{b}}_1,\ldots ,{\bar{b}}_{k_2-1}\) can be taken as free parameters. Now, we change the sign of these parameter to obtain the zeros of \(M_j(h,\delta )\) for \(j = 1, 2\). If
then we can find \(k_1\) limit cycles are near the center \(C_1\). If
then we can find \(k_2\) limit cycles are near the center \(C_2\).
It is clear that if there exists \(h_1 = h_{c_1}+\varepsilon _1\) and \(h_2 = 0-\varepsilon _2\) with \(\varepsilon _1\) and \(\varepsilon _2\) positive and very small such that \(M_1(h_1,\delta _0).M(h_2,\delta _0))<0\), then we have \(\frac{1-sgn(M_1(h_1,\delta _0)M(h_2,\delta _0))}{2}=1\) limit cycle is located between \(C_1\) and \({\bar{L}}_0\). Similarly, for \(h_3 = h_{c_2}+\varepsilon _3\) and \(h_4 = 0-\varepsilon _4\) with \(\varepsilon _3\) and \(\varepsilon _4\) positive and very small, we have \(\frac{1-sgn({\widetilde{M}}(h_4,\delta _0)M_2(h_3,\delta _0))}{2}\) limit cycle is located between \(C_2\) and \({\tilde{L}}_0\). \(\square \)
The next two theorems can be proved similarly.
Theorem 2.7
Under the conditions of Theorem 2.6, if there exists some \(\delta _0 \in {\mathbb {R}}^m\) such that
and
then (6) can have \(10+k_1 + k_2 + \frac{1-sgn(M(h_2,\delta _0)M_1(h_1,\delta _0))}{2}+\frac{1-sgn({\widetilde{M}}(h_4,\delta _0)M_2(h_3,\delta _0))}{2}\) limit cycles for some \((\varepsilon , \delta )\) near \((0, \delta _0)\) from which 10 limit cycles are near the double homoclinic loop, \(k_1\) limit cycles are near the center \(C_1\), \(k_2\) limit cycles are near the center \(C_2\), \(\frac{1-sgn(M(h_2,\delta _0)M_1(h_1,\delta _0))}{2}\) limit cycle is located between \(C_1\) and \({\bar{L}}_0\) and \(\frac{1-sgn({\widetilde{M}}(h_4,\delta _0)M_2(h_3,\delta _0))}{2}\) limit cycle is located between \(C_2\) and \({\tilde{L}}_0\), where \(h_1 = h_{c_1}+ \varepsilon _1\), \(h_2 = 0-\varepsilon _2\), \(h_3 = h_{c_2}+ \varepsilon _3\), \(h_4 = 0-\varepsilon _4\) with \(\varepsilon _1\), \(\varepsilon _2\), \(\varepsilon _3\) and \(\varepsilon _4\) are positive and very small.
Theorem 2.8
Under the conditions of Theorem 2.6, if there exists some \(\delta _0 \in {\mathbb {R}}^m\) such that \(M^*(h_0,\delta )\ne 0\) for some \(h_0\) and,
and,
then (6) can have \(12+k_1 + k_2 + \frac{1-sgn(M(h_2,\delta _0)M_1(h_1,\delta _0))}{2}+\frac{1-sgn({\widetilde{M}}(h_4,\delta _0)M_2(h_3,\delta _0))}{2}\) limit cycles for some \((\varepsilon , \delta )\) near \((0, \delta _0)\) from which 12 limit cycles are near the double homoclinic loop, \(k_1\) limit cycles are near the center \(C_1\), \(k_2\) limit cycles are near the center \(C_2\), \(\frac{1-sgn(M(h_2,\delta _0)M_1(h_1,\delta _0))}{2}\) limit cycle is located between \(C_1\) and \({\bar{L}}_0\) and \(\frac{1-sgn({\widetilde{M}}(h_4,\delta _0)M_2(h_3,\delta _0))}{2}\) limit cycle is located between \(C_2\) and \({\tilde{L}}_0\), where \(h_1 = h_{c_1}+\varepsilon _1\), \(h_2 = 0-\varepsilon _2\), \(h_3 = h_{c_2}+ \varepsilon _3\), \(h_4 = 0-\varepsilon _4\) with \(\varepsilon _1\), \(\varepsilon _2\), \(\varepsilon _3\) and \(\varepsilon _4\) are positive and very small.
Application
In this section, we provide an example as an application of our main results. Let \(\beta =\frac{1}{\sqrt{8}}\), then \(\alpha =\beta ^{\frac{2}{3}}\sqrt{1-\beta ^{\frac{2}{3}}}=\frac{1}{\sqrt{8}}\) and system (4) becomes,
with the Hamiltonian function,
We Consider the following perturbation,
where \(f(x,\delta )=a_0+a_1\,x+\cdots +a_7\,x^7+a_8\,x^{8}\) and \(\delta =(a_0,a_1,\ldots ,a_8)\in {\mathbb {R}}^9\).
We have the following theorem.
Theorem 3.1
System (47) can have 13 limit cycles.
Proof
System (45) has a nilpotent saddle at A(0, 0), two centers at \(C_1(x^*, 0)\) and \(C_2(-x^*,0)\) with \(x^*=0.9013700925\), and a double homoclinic loop \(L_0= {\bar{L}}_0 \cup {\tilde{L}}_0\) passing through the nilpotent saddle A, defined by \(H(x, y) = 0\), where \({\bar{L}}_0 = L_0{|}_{x\ge 0}\) and \({\tilde{L}}_0 = L_0{|}_{x\le 0}\). Note that, by (46), we have that
From Proposition 2.2, we know that
where
Using Maple we find that
and
Consequently, we obtain that
Furthermore, from Proposition 2.2, we get that,
Finally, we calculate the coefficients \(b_j\), \(j = 0,1,\cdots \), in (39). First, by introducing the transformation \((x,y) = (X-x^*,Y)\), we shift \(C_1(x^*,0)\) to the origin. Then (rewriting again X as x and Y as y) we get,
where
For \(\varepsilon =0\) the Hamiltonian function of system (48) is,
By the formulas of \(b_j\), in (40) for \(j=0,1\), we obtain
By introducing the transformation \((x,y) = (X+x^*,Y)\), we shift \(C_2(-x^*,0)\) to the origin. Then (rewriting again X as x and Y as y) we get,
where,
For \(\varepsilon =0\) the Hamiltonian function of system (49) is,
By the formulas of \(b_j\), in (40) for \(j=0,1\), we obtain
-
(i)
We can find \(\delta _0=(0, 0, \,a_2^*, \,a_3^*, \,a_4^*, \,a_5^*, \,a_6^*, \,a_7^*, \,a_8)\) with
$$\begin{aligned} a_2^*&= -1.462202842\,a_8,\quad a_3^*= -0.4461010105\,a_8,\quad a_4^*= 3.733915692\,a_8,\\ a_5^*&=0.7592286090\,a_8,\quad a_6^*= -3.218072410\,a_8,\quad a_7^*=-0.2863413586\,a_8, \end{aligned}$$such that \((c_0, {\tilde{c}}_0, c_1, c_2, c_3, {\tilde{c}}_3, b_0, {\bar{b}}_0)(\delta _0)=(0, 0, 0, 0, 0, 0, 0, 0)\), and
$$\begin{aligned} c_4(\delta _0)=-0.7311758210\,a_8,\quad b_1(\delta _0)= 0.041997177\,\pi \,a_8,\quad {\bar{b}}_1(\delta _0)=-0.600087669\,\pi \,a_8. \end{aligned}$$Hence, for \(h_1 =-1.143307714+\varepsilon _1\), \(h_2 =0+\varepsilon _2\), \(h_3 =-1.143307714+\varepsilon _3\), \(h_4 =0+\varepsilon _4\) with \(\varepsilon _1\), \(\varepsilon _2\), \(\varepsilon _3\) and \(\varepsilon _4\) positive and sufficiently small, we have
$$\begin{aligned} M_1(h_1,\delta _0)&=b_1(\delta _0)h_1^2+O\left( h_1^3\right) >0,\quad M(h_2,\delta _0)=c_4(\delta _0)|h_2|^{\frac{5}{4}}+O\left( |h_2|^{\frac{7}{4}}\right)<0,\\ M_2(h_3,\delta _0)&={\bar{b}}_1(\delta _0)\,h_3^2+O\left( h_3^2\right)<0,\quad {\widetilde{M}}(h_4,\delta _0)=c_4(\delta _0)|h_4|^{\frac{5}{4}}+O\left( |h_4|^{\frac{7}{4}}\right) <0. \end{aligned}$$Therefore, \(\frac{1-sgn(M_1(h_1,\delta _0)M(h_2,\delta _0))}{2}=1\) and \(\frac{1-sgn(M_2(h_3,\delta _0){\widetilde{M}}(h_4,\delta _0))}{2}=0\). Also, an easy computation shows that
$$\begin{aligned} rank\frac{\partial (c_0(\delta ),{\tilde{c}}_0(\delta ),c_1(\delta ),c_2(\delta ),c_3(\delta ),{\tilde{c}}_3(\delta ),b_0(\delta ),{\bar{b}}_0(\delta ))}{\partial (a_0,a_1,a_2,a_3,a_4,a_5,a_6,a_7)}\Big |_{\delta =\delta _0}=8. \end{aligned}$$Thus, by Theorem 2.6 there exists some \((a_0, a_1, a_2, a_3, a_4, a_5, a_6, a_7, a_8)\) near \(\delta _0\) such that system (47) has 11 limit cycles, from which eight limit cycles are near the double homoclinic loop \(L_0\), one limit cycle is near the center \(C_1\), one limit cycle is near the center \(C_2\) and one limit cycle lies between \(C_1\) and \({\bar{L}}_0\).
-
(ii)
We can find \(\delta _0=(0, 0, 0, \,a_3^*, \,a_4^*, \,a_5^*, \,a_6^*, \,a_7^*, \,a_8)\) with
$$\begin{aligned} a_3^*&= -2.130496054\,a_8,\quad a_4^*= 1.55819359\,a_8,\quad a_5^*= 3.625935646\,a_8,\\ a_6^*&=-2.610444224\,a_8,\quad a_7^*= -1.367513456\,a_8, \end{aligned}$$such that \((c_0, {\tilde{c}}_0, c_1, c_2, c_3, {\tilde{c}}_3, c_4, b_0)(\delta _0)=(0, 0, 0, 0, 0, 0, 0, 0)\), and
$$\begin{aligned} c_5(\delta _0)=0.3314936861\,a_8,\quad b_1(\delta _0) = -0.00063048\,\pi \,a_8,\quad {\bar{b}}_0(\delta _0) = 0.1483763082\,\sqrt{2}\,\pi \,a_8. \end{aligned}$$Thus, for \(h_1 =-1.143307714+\varepsilon _1\), \(h_2 =0+\varepsilon _2\), \(h_3 =-1.143307714+\varepsilon _3\), \(h_4 =0+\varepsilon _4\) with \(\varepsilon _1\), \(\varepsilon _2\), \(\varepsilon _3\) and \(\varepsilon _4\) positive and sufficiently small, we have
$$\begin{aligned} M_1(h_1,\delta _0)&=b_1(\delta _0)h_1^2+O\left( h_1^3\right)<0,\quad M(h_2,\delta _0)=c_5(\delta _0)|h_2|^{\frac{7}{4}}+O\left( |h_2|^2\ln |h_2|\right)>0,\\ M_2(h_3,\delta _0)&={\bar{b}}_0(\delta _0)\,h_3+O\left( h_3^2\right) <0,\quad {\widetilde{M}}(h_4,\delta _0)=c_5(\delta _0)|h_4|^{\frac{7}{4}}+O\left( |h_4|^2\ln |h_4|\right) >0. \end{aligned}$$Hence, \(\frac{1-sgn(M_1(h_1,\delta _0)M(h_2,\delta _0))}{2}=1\) and \(\frac{1-sgn(M_2(h_3,\delta _0){\widetilde{M}}(h_4,\delta _0))}{2}=1\). Also, an easy computation shows that
$$\begin{aligned} rank\frac{\partial (c_0(\delta ),{\tilde{c}}_0(\delta ),c_1(\delta ),c_2(\delta ),c_3(\delta ),{\tilde{c}}_3(\delta ),c_4(\delta ),{b}_0(\delta ))}{\partial (a_0,a_1,a_2,a_3,a_4,a_5,a_6,a_7)}\Big |_{\delta =\delta _0}=8. \end{aligned}$$Therefore, by Theorem 2.7, there exists some \((a_0, a_1, a_2, a_3, a_4, a_5, a_6, a_7, a_8)\) near \(\delta _0\) such that system (47) has 13 limit cycles, from which ten limit cycles are near the double homoclinic loop \(L_0\), one limit cycle is near the center \(C_1\), one limit cycle lies between \(C_1\) and \({\bar{L}}_0\) and one limit cycle lies between \(C_2\) and \({\tilde{L}}_0\).
-
(iii)
We can find \(\delta _0=(0, 0, 0, \,a_3^*, \,a_4^*, \,a_5^*, \,a_6^*, \,a_7^*, \,a_8)\) with
$$\begin{aligned} a_3^*&= 2.14389217\,a_8,\quad a_4^*= 1.558193598\,a_8,\quad a_5^*=-3.648734787\,a_8,\\ a_6^*&=-2.610444224\,a_8,\quad a_7^*= 1.376112101\,a_8, \end{aligned}$$such that \((c_0, {\tilde{c}}_0, c_1, c_2, c_3, {\tilde{c}}_3, c_4, {\tilde{b}}_0)(\delta _0)=(0, 0, 0, 0, 0, 0, 0, 0)\), and
$$\begin{aligned} c_5(\delta _0)=0.3314936861\,a_8,\quad b_0(\delta _0)=-10.45484998\,\sqrt{2}\,\pi \,a_8,\quad {\bar{b}}_1(\delta _0)=0.009010108\,\pi \,a_8. \end{aligned}$$In consequently, for \(h_1 =-1.143307714+\varepsilon _1\), \(h_2 =0+\varepsilon _2\), \(h_3 =-1.143307714+\varepsilon _3\), \(h_4 =0+\varepsilon _4\) with \(\varepsilon _1\), \(\varepsilon _2\), \(\varepsilon _3\) and \(\varepsilon _4\) positive and sufficiently small, we have
$$\begin{aligned} M_1(h_1,\delta _0)&=b_0(\delta _0)h_1+O\left( h_1^2\right)>0,\quad M(h_2,\delta _0)=c_5(\delta _0)|h_2|^{\frac{7}{4}}+O\left( |h_2|^2\ln |h_2|\right)>0,\\ M_2(h_3,\delta _0)&={\bar{b}}_1(\delta _0)\,h_3^2+O\left( h_3^3\right)>0,\quad {\widetilde{M}}(h_4,\delta _0)=c_5(\delta _0)|h_4|^{\frac{7}{4}}+O\left( |h_4|^2\ln |h_4|\right) >0. \end{aligned}$$Then \(\frac{1-sgn(M_1(h_1,\delta _0)M(h_2,\delta _0))}{2}=0\) and \(\frac{1-sgn(M_2(h_3,\delta _0){\widetilde{M}}(h_4,\delta _0))}{2}=0\). Also, an easy computation shows that,
$$\begin{aligned} rank\frac{\partial (c_0(\delta ),{\tilde{c}}_0(\delta ),c_1(\delta ),c_2(\delta ),c_3(\delta ),{\tilde{c}}_3(\delta ),c_4(\delta ),{\tilde{b}}_0(\delta ))}{\partial (a_0,a_1,a_2,a_3,a_4,a_5,a_6,a_7)}\Big |_{\delta =\delta _0}=8. \end{aligned}$$Therefore, by Theorem 2.7, there exists some \((a_0, a_1, a_2, a_3, a_4, a_5, a_6, a_7, a_8)\) near \(\delta _0\) such that system (47) has 11 limit cycles, from which ten limit cycles are near the double homoclinic loop \(L_0\) and one limit cycle is near the center \(C_2\). \(\square \)
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This work is supported by Isfahan University of Technology.
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Asheghi, R., Moghimi, P. On the Number of Limit Cycles Bifurcated from Some Non-Polynomial Hamiltonian Systems. Differ Equ Dyn Syst 30, 969–994 (2022). https://doi.org/10.1007/s12591-018-00448-6
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DOI: https://doi.org/10.1007/s12591-018-00448-6