Abstract
Advancement in the field of nanotechnology has extended the applications of nanoparticles to therapy. Novel nanoparticles with tuneable physical and chemical properties are being synthesized and functionalized with bioactive agents in order to ensure targeted delivery, sustained release, and long-term effects for many diseases, including cancer. It is estimated that around 9.6 million deaths worldwide in 2018 were associated with cancer. However, the existing conventional therapeutic approaches that include chemotherapy, radiation, and surgery are not fruitful and have severe side effects and the possibility of recurrence. Although various metal, metal oxide, magnetic, and polymeric nanoparticles exist, non-metallic carbon nanotubes (CNTs) have gained wide attention for their superior role in the management and treatment of cancer. In this chapter, multimodal therapeutic aspects of CNTs are covered in detail that includes photothermal therapy, photodynamic therapy, combined phototherapy, chemo-photothermal therapy, immune-photothermal therapy, sonodynamic therapy, and chemo-sonodynamic therapy. Further, this chapter emphasizes the promises of CNTs-based anticancer therapeutic strategy for enhancement of both efficacy and specificity of the cancer treatment in addition to the significant reduction of the adverse effects. Finally, the scope of introducing CNTs as the next-generation nanomedicine for non-invasive targeted eradication of cancer is discussed herewith. However, detailed toxicity studies and clinical trials would be required before functionalized CNTs are translated as candidate anticancer drugs.
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1 Introduction
Cancer has emerged as the key factor for global mortality that has become a significant obstacle to life expectancy. According to World Health Organization (WHO) in 2019, maximum cancer-associated death before the age of 70 years has been reported in 112 of 183 countries. An estimated 19.3 million new cancer cases and almost 10.0 million cancer deaths occurred in 2020 globally. The most common type of cancer is female breast cancer (11.7%), followed by lung (11.4%), colorectal (10.0%), prostate (7.3%), and stomach (5.6%) cancers.
Other cancer types include various organs such as lip, oral cavity, salivary glands, oropharynx, nasopharynx, hypopharynx, esophagus, stomach, colon, rectum, anus, liver, including intrahepatic bile ducts, gallbladder, pancreas, and larynx [1]. Conventional cancer treatment includes various anticancer agents such as doxorubicin, daunorubicin, cytarabine, paclitaxel, and vincristine. However, they have potential side effects that include hypersensitivity, severe myelosuppression, nausea, neutropenia, stomatitis, rash, mucositis, vomiting, anorexia, and diarrhea [2]. Hence, it is necessary to develop innovative strategies for cancer treatment with minimum or no side effects and maximum efficacy.
Nanotechnology-driven solutions employing exotic nanostructures with notable physicochemical and opto-electronic properties have come up as an attractive alternative for cancer management [3,4,5]. Several metallic nanoparticles composed of gold, silver, copper, platinum, and palladium are reported to significantly inhibit the cancer cells [6,7,8,9]. Likewise, magnetic nanoparticles help in targeted delivery of drugs that avoids nonspecific drug accumulation and adverse effects [10]. The smaller dimension and the large surface area of the nanoparticles make them ideal for multifunctionalization of drugs, antibodies, peptides, nucleic acids, fluorophores, and contrast agents. Further, functionalized nanoparticles may help for tissue specific delivery of drugs, triggered release, bioimaging, and monitoring the disease progression and drug efficacy [11,12,13].
Carbon-based nanoparticles, particularly carbon nanotubes (CNTs) with higher penetrability, enhanced stability, and larger surface loading capacity, are considered ideal theranostic agents for their promising applications in multimodal therapy and diagnosis [14].
In this chapter, various single- and multiwalled carbon nanotubes (SWCNTs and MWCNTs)-based anticancer agents are discussed with their application in photothermal, photodynamic, chemo-photothermal, immune-photothermal, sonodynamic, and chemo-sonodynamic therapy against various cancers.
2 Therapeutic Modality-Based Nanomedicine
Notably, unique physicochemical and opto-electronic properties of CNTs have made them attractive nanocarriers for various drugs, targeting ligands, contrast agents for simultaneous therapy and diagnosis in cancer. Hence, CNTs-based theranostics with high capacity of binding to a wide range of biomolecules are specific to various therapeutic modalities which are discussed in detail in this section and summarized in Table 1.
2.1 Photothermal Therapy
The conventional cancer treatment strategies include chemotherapy, radiotherapy, or targeted therapies which have their own limitations due to severe non-specific adverse effects. Certain nanomaterials can convert wear near-infrared (NIR) light to high heat resulting in photothermal therapy (PTT) that is able to cause mitochondrial dysfunction, generation of reactive oxygen species (ROS), and eventually cytotoxicity to cells either by apoptosis or necrosis [15]. Although various nanomaterials are fabricated for cancer treatment, they have exhibited unsatisfactory performance toward ideal PTT. Hence, carbon-based nanomaterials with unique advantages for PTT have received wide attention for their applications in biomedical field, most notable being cancer therapy. The ultrahigh specific surface area, high thermal stability, photothermal conversion efficiency, photoacoustic imaging potential, and reduced toxicity make the SWCNTs candidate photothermal agents [16].
Lu et al. reported SWCNTs-based nanoprobes coupled with the sensitive imaging agent and targeting antibodies as shown in Fig. 1 [17]. Initially, the water solubility of the raw single-walled carbon nanotubes (SWNT-RAW) was enhanced by converting them into carboxylated single-walled carbon nanotubes (SWNT-COOH) after refluxing in concentrated acid. The amphiphilic molecule, 1,2-distearoyl-sn-glycerol-3-phosphoethanolamine-N-[amino(polyethylene glycol)-5000] (DSPE-PEG5000-NH2) was attached to SWNTs by non-covalent interaction. Next, the SWNTs conjugated with DSPE-PEG5000-NH2 (SWNT-PEG) were reacted with Cyanine7-N-hydroxy-succinimide (CY7-NHS) to obtain SWNT-CY7 that attributed to its imaging property in the NIR region that directs PTT. It is important to note that the overexpression of insulin-like growth factor receptor (IGFR) in aggressive pancreatic cancer cells is associated with its proliferation, differentiation, survival, metastasis, and resistance to anticancer therapies. Hence, insulin-like growth factor type-1 receptor (IGF-1R) is considered as potential target for cancer therapy. Thus, SWNT-CY7 was further coupled with anti-IGF-1R antibody (IGF-1R Ab) to develop SWNT-CY7-IGF-1Ra so that the nanocomposite can reach the tumor via the enhanced permeability and retention (EPR) effect and simultaneously aggregate into the tumor region via antibody targeting. Substantial uptake of the nanotubes conjugated with IGF-1R Ab was observed in pancreatic cancer (BXPC-3 and PANC-1) cells. The accumulation of the nanoprobes (SWNT-CY7-IGF1-Ra) was highest at 18–24 h selectively in the tumor tissue of tumor-bearing mice which were later metabolized by the liver and intestine mainly. Laser irradiation (785 nm, 1 W/cm−2) for 5 min significantly elevated the tumor temperature up to 48.53 ± 1.38 °C when treated with SWNT-CY7-IGF-1Ra resulting in marked cell damage associated with coagulative necrosis, pyknosis, apoptosis, and loss of adhesion.
Further, SWNT-CY7-IGF1-Ra mediated PTT effect in the orthotopic pancreatic cancer models exhibited high survival rate. This might be attributed to satisfactory pancreatic cancer ablation due to active targeting associated enhanced accumulation of nanotubes in the tumor tissue followed by laser treatment. In view of the background, SWNT-CY7-IGF-1Ra can be promising nanomedicine for imaging-guided photothermal therapy against pancreatic cancer.
In some cases, hyperthermia resistive tumors cannot be eradicated by slow heating from 39 °C–45 °C. In such cases, photothermal ablation is more effective as it uses light to increase the temperature within the biologic tissue above 60 °C within a short time. Due to high heat generation, death of cancerous tissue occurs via necrosis which can be a promising alternative for controlling chemoresistive as well as hyperthermic resistive tumors [18,19,20,21]. Virani et al. reported phosphatidylserine targeted SWCNTs for photothermal ablation of bladder cancer [22]. Enhancement of nanotube accumulation inside the tumor tissue specifically was achieved by conjugating the SWCNTs with annexin V (AV), which strongly binds with phosphatidylserine (PS) present on tumor cells and tumor vasculature. Interestingly, no detectable tumor after 24 h was observed in the C57BL/6J female mice with orthotopic MB49 murine bladder tumors after treatment with the SWCNT-AV conjugate and NIR light treatment at an energy and power density of 50 J cm−2 and 1.67Wcm−2, respectively (time = 30 s). Rather it showed a 50% cure rate at 116 days after treatment.
Another innovative cancer treatment modality is plasmonic photothermal therapy (PPTT) where plasmonic nanoscale metals, such as silver nanoparticles (Ag NPs) with notable optical absorbance can be used in conjugation with CNTs with good thermal conductivity and cell penetration ability. Behnam et al. functionalized the MWCNTs with silver which could rapidly transform the photon energy into heat via a series of radiative and non-radiative phenomena, eventually ablating cancer [23]. The AgNPs had an average diameter of 20 nm, which were attached to MWCNTs were synthesized. Treatment with CNT/AgNPs against melanoma tumor induced by injection of B16/F10 cell line to the inbred mice exhibited enhanced optical absorption of CNTs mediated improved tumor destruction, which was attributed to PPTT brought about by irradiation via laser diode (λ = 670 nm, P = 500 mW, and I = 3.5 W/cm2).
Sobhani et al. improved the dispersibility of MWCNTS in water employing initial oxidation followed by surface coating with polyethylene glycol (PEG) [24]. The nanotubes with 80% PEG loading exhibited less cytotoxic activity against HeLa and HepG-2 cell lines. On exposure to continuous-wave near-infrared laser diode (λ = 808 nm, P = 2 W and I = 8 W/cm2) for 10 min, the PEG-coated oxidized MWCNTs could sharply reduce the average size of melanoma tumor from 975 to 125 mm3 in mice. Hence, such coated MWCNTs can be a powerful candidate for eradicating solid tumors employing the PTT technique.
In another study, Suo et al. proposed MWCNTs-based approach to combat P-glycoprotein (Pgp)-medicated multidrug resistance (MDR), which poses a major challenge to existing cancer therapy [25]. This novel nanocomposite was designed by combination of antibody-based cancer targeting and locoregional tumor ablation with photothermal therapy. Intercellular diffusion was enhanced, and non-specific cellular interaction was reduced using a dense coating of phospholipid−poly(ethylene glycol) around the MWCNTs. The coated MWCNTS were further chemically functionalized with an anti-Pgp antibody to facilitate Pgp-specific cellular uptake. Photothermal heating efficiency determines the toxicity of MWCNTs which generally increases with the diameter. The MWCNTs with 20–30 nm diameter generated maximum heat per unit. The MWCNTs with 8–15 nm diameter were coated with a 2 w/v % solution of a mixture of polyethylene glycol5000 terminated with a methoxy group (DSPE–PEG), maleimide (DSPE–PEG–Mal), and fluorescein isothiocyanate (DSPE–PEG–FITC) at a 5:4:1 mass ratio followed by conjugation with Pgp antibodies (Pab) to generate Pab–MWCNTs as illustrated in Fig. 2. Acid oxidation and coating of MWCNTs using a 2 w/v % solution of DSPE–PEG reduce nonspecific cell uptake at least sixfold compared to bare MWCNTs without any loss of heat transduction capability. Moreover, this strategy dramatically increases the diffusibility of MWCNTs through the extracellular space. Cellular uptake of FITC-labeled Pab–MWCNTs was very high in the case of 3T3-MDR1 cells. The dose-dependent phototoxicity in the presence of NIR laser irradiation was notably high in Pab–MWCNTs treated 3T3-MDR1 cells. Further, the Pab–MWCNT-mediated PTT enhanced cytotoxicity against the multicellular, NCI/ADR-RES tumor spheroids which might be attributed to high intratumor diffusion and Pgp-specific cellular uptake.
2.2 Photodynamic Therapy
In photodynamic therapy (PDT), oxygen-dependent cytotoxicity in cancer tissue is brought about by two individually non-toxic components, one of which is a photosensitizer. This photosensitive molecule localizes within cancer tissue. The second component activates the photosensitizer by administering a specific wavelength of light which is followed by the generation of ROS due to the transfer of energy from light to molecular oxygen. Since this reaction is associated with the light-absorbing photosensitizer, the cytotoxicity is specific and limited to only those tissues exposed to light [26]. CNTs-based nanomedicine for PDT has become an attractive alternative cancer management strategy owing to their negligible nonspecific adverse effects.
Fukuda et al. fabricated one chiral s-SWNTs, (6,4)-SWCNTs, for photogeneration of all three major ROS, i.e., singlet oxygen (1O2), superoxide anion (O2∙−), and hydroxyl radical (∙OH) [27]. The NIR illumination at 880 nm resulted in the photogeneration of 1O2 by the (6,4)-SWCNTs while highly enriched (6,4)-SWCNTs resulted in abundant ∙OH in the presence of NIR illumination. The photodynamic effect was attributed to the intrinsic optical function of the (6,4)-SWCNTs. Further, apolipoprotein A-I (apoA-I), a lipid-binding protein of the high-density lipoprotein type, was used for functionalization where the first truncated form conjugated with the (6,4)-SWCNTs was denoted as (6,4)-SWCNTs/apo. Labeling with fluorescent Alexa Fluor 546 (Alexa546) indicated 79% accumulation of (6,4)-SWNTs/apo complexes specifically in the mitochondria, which is the predominant site of ROS generation and photodynamic therapy. Superior photostability and efficiency to generate significantly high level of ∙OH attributed to the enhanced photodynamic effect in (6,4)-SWCNTs. The serum protein-coated (6,4)-SWCNTs were more stable, leading to effective cancer ablation against HeLa cells where cell viability was reduced by 40%. In an interesting study, Ogbodu et al. initially conjugated zinc mono carboxy phenoxy phthalocyanine (ZnMCPPc) to spermine via amide bond which was further functionalized onto SWCNT to develop a nanocomposite denoted as ZnMCPPc-spermine-SWCNT. The loading of ZnMCPPc-spermine on SWCNTs was 42% [28]. The complex showed superior photophysical features resulting in more than 50% increase in triplet and singlet oxygen quantum yields. Photodynamic activity indicated 95% decrease in MCF-7 cell viability at 40 mM concentration with an irradiation time of 1200 s. On a similar line, ZnMCPPc was chemically modified with ascorbic acid via an ester bond to give ZnMCPPc-AA, which was further conjugated to SWCNTs via π–π interaction to give ZnMCPPc-AA-SWCNT [29]. This strategy enhanced the photophysical properties, including improved triplet lifetimes and quantum yields and singlet oxygen quantum yields. Further, the composites showed high photodynamic activities against MCF-7 breast cancer cells with 67% decrease in cell viability. The enhanced anticancer activity might be attributed to the phthalocyanines, which are excellent photodynamic agents. Moreover, SWNTs with their photothermal properties might have enhanced the cumulative therapeutic potential. Sundaram and Abrahamse coupled SWCNTs with hyaluronic acid (HA) and chlorin e6 (Ce6) to design a nanocomposite represented as SWCNTs-HA-Ce6 [30]. The high loading efficiency of Ce6, equivalent to 70%, was attributed to the large surface area of the SWCNTs. The size and zeta potential of the nanostructure was 203 ± 6.6 nm and −18.9 ± 1 mV, respectively. The 10 J/cm2 irradiated colon cancer cells (Caco-2) showed 84.9% cell death on treatment with SWCNTs-HA-Ce6, confirming the photodynamic potential of the nanocomposite against cancer as shown in Fig. 3. Among several agents, porphyrins are the major class of photosensitizers used in photodynamic therapy, and hematoporphyrin monomethyl ether (HMME) is the newer generation of photosensitizers, which has reduced toxicity and shorter skin photosensitizing ability [31]. Photodynamic therapy of HMME combined CNTs has been shown to reduce tumor growth in mouse models [32].
2.3 Combined Phototherapy
Combination of phototherapy with chemotherapy or other therapeutic modalities such as radiation, chemotherapy, pre and post-surgery treatments to enhance the cancer cell killing and achieve higher therapeutic index has gained significant interest in the past few years. The development of novel nanomaterials and their combination with phototherapy provides wide range of modulating power for designing specific and controlled therapeutic methods.
Wang et al. fabricated a degradable carbon–silica nanocomposite (CSN)-based immunoadjuvant [33]. In this process, 3D dendritic degradable mesoporous silica nanoparticle (MSN) was initially synthesized using triethanolamine (TEA), cetyltrimethylammonium chloride (CTAC), tetraethyl orthosilicate (TEOS), and cyclohexane was added at 60 °C as depicted in Fig. 4. The MSN powders were finally recovered by drying at 50 °C in a vacuum. Further, the MSNs were reacted with (3-aminopropyl)triethoxysilane (APTES) for 20 h at 80 °C in order to modify the amino group on the surface of the MSNs. The NH2-MSN was reacted with α-D-glucose for 20 h at 160 °C to prepare MSN@Glu that was further dried and carbonized under a nitrogen atmosphere at 540 °C for 4 h to obtain the CSN. D-α-tocopherol polyethylene glycol was used for modifying the CSNs. Monodispersed CSN exhibited uniform particle size of 100 nm, which is advantageous for enhanced accumulation in the tumor region via enhanced permeability and retention (EPR) effect. The elemental composition of the CSN was contributed by carbon, silicon, oxygen, and nitrogen with mass percentages (wt%) of 36.1%, 27.6%, 35.0%, and 1.3%, respectively. The photothermal property was indicated by a sharp increase in temperatures (27.6–78.2 °C) of CSN dispersions under NIR light (808 nm, 2 W cm−2) irradiation was a function of time (10 min) and concentration (200 μg mL−1). The photothermal conversion efficiency (η) of CSN was ∼34.5%.
Generation of singlet oxygen (1O2) by the CSN in combination with NIR increased by 124.7%, confirming its superior photodynamic property. The CSN facilitated maturation of bone marrow-derived dendritic cells (BMDCs) from BALB/c mice which was associated with higher expression of costimulatory CD80, CD86, tumor necrosis factor-alpha (TNF-α) and interleukin-6 (IL-6). It was speculated that the rough surface of CSN with 100 nm size could be efficiently taken up by the DCs followed by the maturation of DCs. The superior photothermal and photodynamic properties of the CSN were exploited for antitumor efficiency in combination with NIR light in 4T1 tumor model as shown in Fig. 5a, b. Tumor in mice was inhibited up to 93.2% on treatment with CSN with NIR. Further, patient-derived xenograft (PDX) tumor model was developed by subcutaneous injection of human CRC cancer tissue fragments into B-NDG mice. Treatment with CSN in combination with NIR exhibited 92.5% suppression of the tumor growth in PDX tumor-bearing mice as shown in Fig. 5c, d. Hence, carbon–silica-nanomaterial-based therapeutic strategy can be promising next-generation anticancer nanomedicine.
Zhang et al. reported fabrication of novel magnetofluorescent Fe3O4/carbon quantum dots (CQDs)-coated SWCNTs as trimodal therapeutic agents with imaging as well as chemo/photodynamic/photothermal (CT/PDT/PTT) properties [34]. Initially, the branched PEG 2000 N was grafted covalently (with 17.8% loading) on the surface of oxidized and shortened SWCNTs with more carboxylic acid group on its side walls. The polymer shell was 5–7 nm thick. Hydrothermally synthesized spherical CQDs were 2.8 ± 0.3 nm in size. Further, doxorubicin (DOX), a standard anticancer drug, was loaded into the pore structure of the synthesized SWCNTs-PEG-Fe3O4@CQDs nanocarriers with high efficiency which were then conjugated with a sgc8c aptamer, denoted as SWCNTs-PEG-Fe3O4@CQDs-DOX-Apt, for targeting dual modalfluorescence/magnetic resonance (MR) imaging. It is important to note that the SWCNTs-PEG-Fe3O4@CQDs exhibited superior upconverted photoluminescence properties and can be excited by long-wavelength light (λ > 600 nm) with the upconverted emissions located in the range of 420–520 nm. Significant reduction in viability of HeLa cells on treatment with SWCNTs-PEGFe3O4@CQDs was attributed to the simultaneous generation of OH∙ and ∙O2−, DOX release and hyperthermia-associated CT, PDT, and PTT using a single NIR laser. Interestingly, Fig. 6 shows rapid increase of the temperature at the tumor site to 52 °C in the presence of SWCNTs-PEG-Fe3O4@CQDs/DOX-Apt upon NIR laser illumination (within 5 min) HeLa tumor-bearing nude mice. Due to combined therapy, the tumor volume reduced significantly.
Hence, this combined therapeutic strategy demonstrates exceptional success through irradiation to generate limited heat for cancer cell killing for more specific induction of necrosis or apoptotic cell death only in irradiated cancer cells/tissues.
2.4 Chemo-Photothermal Therapy
CNTs provide ideal surfaces for functionalization of chemotherapeutic agents with anticancer potential. Such nanocomposites exhibit promising chemo-photothermal properties because of their remarkable cell membrane penetrability, sustained release and noteworthy photothermal effects. In one such study, Li et al. conjugated curcumin to SWCNTs functionalized with phosphatidylcholine and polyvinylpyrrolidone to yield SWCNT-Cur [35]. Sixfold increase in the cellular uptake of SWCNTs-Cur by human prostate cancer PC-3 cells was observed. Further, the concentration of curcumin increased 18-fold in blood along with residence time on treatment with SWCNT-Cur. Synergistic tumor suppression by SWCNT-Cur in combination with 808 nm laser irradiation at 1.4 W/cm2 was noticed along with reduction in tumor weight and volume in S180 mice tumor models.
In another study, a natural biological polysaccharide, lentinan (LEN), was initially functionalized on MWCNTs for delivery of an anticancer drug, tamoxifen (TAM) which is schematically represented in Fig. 7 [36]. The loading ratio of TAM and LEN in the composite (MWCNTs-TAM-LEN) was 28.6% and 26.5%, respectively. The nanocomposite not only exhibited superior stability and water dispersibility but also demonstrated remarkable photothermal properties. The MWCNTs-TAM-LEN was further labeled with Rhodamine 123 which showed enhanced cellular uptake by MCF-7 cells due to penetration into the cell membrane followed by accumulation in the cytoplasm. High cell growth inhibition up to ~91.7% was observed when treated with MWCNTs-TAM-LEN in combination with NIR irradiation at the TAM concentration of 5 μg mL−1. Similarly, rate of apoptosis increased to 78.11% when the MCF-7 cells was treated under aforementioned condition.
Zhang et al. fabricated a drug delivering three-component composite denoted as MWCNTs-Ge-Le comprised of MWCNTs, gemcitabine (Ge) and lentinan (Le) as schematically represented in Fig. 8 [37]. The nanocomposite displayed antitumor activity which was attributed to combination of chemotherapy and photothermal therapy. Loading of gemcitabine and lentinan in MWNTs-Ge-Le was 31.8% and 10.4%, respectively. The increase in temperature from 25 to 45 °C under 2 W cm−2 NIR irradiation for 10 min indicating its photothermal property of the MWCNTs-Ge-Le solution (25 μg mL−1). After tagging with rhodamine 123, the MWCNTs-Ge-Le was observed to be internalized within the MCF-7 cells within 3 h followed by dose-dependent antiproliferative effects. MWCNTs-Ge-Le combined with NIR irradiation exhibited remarkable inhibitory effects on cancer cells. The temperature of tumor site increased to 42.6 °C on treatment with MWCNTs-Ge-Le in presence of 808 nm laser NIR irradiation (1 W cm−2, 3 min). This was attributed to maximum accumulation of MWCNTs-Ge-Le nanoparticles at the tumor site through EPR effect. Hence, this synergistic strategy of combining drug therapy with near-infrared photothermal therapy can be a powerful tool for treatment and management of cancer.
In another study, Yoo et al. designed a nanocomposite (MWCNTs-Met/PEG) by functionalizing an antidiabetic drug metformin (MET) on the MWCNTs via PEGylation [38]. The nanocomposite metformin and PEG content of 22.5% and 15.7%, respectively. MWNTs-Met/PEG solution rapidly increased beyond 45 °C under 2 W cm−2 NIR irradiation confirming the photothermal effect of the MWCNTs-Met/PEG toward induction of strong localized heating associated pro-apoptosis. Internalization within HepG-2 cells took place in 3 h. Cell viability in the HepG-2 cells drastically fell to 5.7 ± 1.2% on treatment with MWNTs-Met/PEG in combination with NIR irradiation.
2.5 Immune-Photothermal Therapy
Although PTT is effective for treating cancer cells locally as they are sensitive to high temperature, weak immunogenicity of tumors is a major challenge. Hence, combination of PTT and active immunological stimulation can synergistically improve the effectiveness of the anticancer therapy. Zhou et al. designed immunologically modified SWCNTs-based system employing an immunoadjuvant, glycated chitosan (GC) denoted as SWCNTs-GC [39]. A concentration and laser dose-dependent rise in temperature from 30 to 60 °C was observed when the SWCNT-GC was irradiated with a 980 nm laser at 0.5–1 W/cm2 for 120 s. SWNT-GC exhibited superior stimulation of NO production in macrophages along with expression of CD80 indicating the maturation of dendritic cells. The SWNT-GC tagged with FITC entered into EMT6 cells and accumulated in the cytoplasm. The nanocomposite also accumulated in the RAW264.7 cells owing to phagocytosis in macrophages and stimulated a higher level of IFNγ secretion. Mouse mammary tumor developed by injecting EMT6 cells in the flank of Balb/c female mice was treated with SWNT-GC in combination with laser irradiation with a power density of 0.75 W/cm2 for 10 min and showed drastic elevation in the temperature. Within 2 min, the tumor tissue surface temperature rose to 62 °C that began to plateau after 5 min at 72 °C which resulted in induction of 89.2% apoptosis.
In another extensive study by Wang et al., photothermal ablation of primary tumors with SWCNTs in combination with anticytotoxic T lymphocyte antigen-4 (CTLA-4) antibody therapy was demonstrated to be highly effective against tumor metastasis in mice as schematically illustrated in Fig. 9 [40]. The SWCNTs were non-covalently modified using polyethylene glycol (PEG)-grafted amphiphilic polymer. This composite not only destroyed tumor due to photothermal properties but also triggered the release of tumor-associated antigens and served as an immunological adjuvant facilitating the maturation of bone marrow-derived dendritic cells (DCs) separated from BALB/c mice. Further, the PEGylated SWCNTs up-regulated the expression of CD86 and CD80 along with enhancement of interleukin IL-1β and IL-12 secretion by DCs. The nanomaterial treated mice bearing subcutaneous 4T1 murine breast tumors showed high tumor ablation on irradiation with an 808-nm NIR laser at 0.5 W/cm2 for 10 min due to dramatic temperature elevation to 53 °C in the tumor tissues. It is important to note that this therapeutic strategy completely eliminated all tumors in mice without showing a single case of tumor relapse at their original sites after treatment. SWCNTs-based PTT mediated enhancement in the secretion of pro-inflammatory cytokines IL-1β, IL-12p70, IL-6, and TNF-α was speculated as the key immunomodulatory effect behind the effective tumor inhibition. Additionally, anti-CTLA-4 antibody is able to target CTLA-4, which is constitutively expressed by regulatory T cells (Tregs) and up-regulated after T cell activation. Hence, SWNT-based PTT-associated CTLA-4 blockade may favor the infiltration of effective T cells while greatly abrogate regulatory T cells at distant tumors. The study showed that primary tumor ablation employing SWNT-based PTT followed by CTLA-4 blockage significantly inhibited the development of secondary tumors. This might be attributed to the CD8+ killer T cells [cytotoxic T (Tc) cells] mediated destruction of cancer cells by releasing cytotoxins perforin, granzymes, and granulysin that eventually result in apoptosis of targeted cancer cells. Moreover, a combination of SWNT-based PTT and anti-CTLA-4 therapy significantly reduced lung metastasis with less than 1 metastasis sites in lungs. Additional study in murine B16 musculus skin melanoma indicated that residues of both 4T1 cells and B16 cells after SWCNT-based PTT activated DC maturation.
In an innovative research, Kohshour et al. exploited trastuzumab (Herceptin®), a monoclonal antibody (mAb) for specific ablation of malignant breast cancer cells that over-expressed HER2 [41]. Proliferation of the cancer cells was effectively inhibited by MWCNTs-based nanoimmunoconjugate comprised of covalently immobilized trastuzumab conjugated to diphtheria toxin (DT). The cell viability of HER2-overexpressing SK-BR-3 cells was reduced to 70.42% and 80% by trastuzumab-MWCNT conjugates and trastuzumab-DT, respectively.
2.6 Sonodynamic Therapy
Sonodynamic therapy (SDT) has come up as an innovative and effective strategy for treating solid cancers employing ultrasound irradiation of low-intensity along with a sonosensitizer. This therapeutic mode is advantageous due to its very low or negligible adverse effects and invasiveness, deep tissue penetration, and targeted uptake. Behzadpour et al. fabricated a polypyrrole-coated MWCNTs-based nanocomposite (PPy@MWCNTs) which exhibited superior sonosensitizing properties due to its efficient absorption of ultrasound irradiation by both of its components [42]. The PPy@MWCNTs were comprised nanotubes with 36.3 ± 5.1 nm of diameter and several micrometer in length. Ultrasound irradiation at 1 MHz and 1.0 W cm−2 for 60 s resulted in rise in 16.3 ± 2.8 °C increment in temperature. The nanocomposite exhibited a concentration-dependent cytotoxicity on multistep ultrasound irradiation against C540 (B16/F10) cell line and a melanoma tumor model in male balb/c mice. After ten days of SDT using PPy@MWCNTs, 75% necrosis was observed in the tumors that led to 50% decrement in tumor volume. The higher antitumorigenic properties could be attributed to the cumulative thermal effects and ROS generated during the PPy@MWCNTs-associated SDT.
In another study, Yumita et al. reported SDT using polyethylene glycol-modified carbon nanotubes (PEG-modified CNTs) [43]. Sonodynamic exposure to PEG-modified CNTs resulted in twofold cytotoxicity in sarcoma 180 cells which was attributed to the singlet oxygen generated during the treatment. Further, 100 μM PEG-modified CNTs enhanced the nitroxide production up to threefold. Combination of ultrasound and PEG-modified CNTs synergistically inhibited the solid tumor growth in CDF1 mice with the carcinoma cells transplanted subcutaneously in the left dorsal scapula region. In a similar work, Bosca et al. fabricated a porphyrin grafted SWCNTs for SDT where three different porphyrins were covalently conjugated to SWCNTs using either Diels–Alder or 1,3-dipolar cycloadditions [44]. ROS production was enhanced and cell viability of the human colorectal cancer cell line (HT-29) significantly reduced upon ultrasound irradiation in spite of low porphyrin content indicating the efficiency of the therapy.
2.7 Chemo-Sonodynamic Therapy
Occassionally ultrasound-based SDT employ a sonosensitizer in combination with a chemotherapeutic agent which is referred as chemo-sonodynamic therapy. This strategy is more effective for treating cancer by induction of apoptosis and/or necrosis. Wang and Li encapsulated a sonosensitizer, protohemin (Ph) non-covalently into MWCNTs-COOH (MWCNTs-Ph) enhanced antitumor efficiency [45]. About 68.8% (w/w) Ph loading was achieved on MWCNTs-COOH carrier. In presence of ultrasound (1.0 MHz and 0.5 W/cm2 for 100 s), MWCNTs-Ph remarkably inhibited the growth of HepG-2 cells up to 95 ± 8.5%. Tumor developed in mice by subcutaneous injection of HepG-2 cells into the right armpit of nude BALB/c mice was inhibited more than 80% on treatment with MWCNTs-Ph and ultrasound together. Hence, MWCNTs-Ph-based cancer management can serve dual purpose of tumor inhibition and reduction of side effects. On a similar line, Wang et al. covalently attached oridonin-liposome containing microbubbles (LUMO) to folic acid-conjugated MWCNTs functionalized with protohemin (FMTP) to form a novel composite (FMTP-LUMO) [46]. Oridonin used in this composite is a chemotherapeutic drug for chemotherapy, whereas protohemin is a sonosensitizer as stated previously. In combination with ultrasound, the FMTP-LUMO inhibited the HepG-2 cells up to 95.4 ± 5.9% which might be attributed to superior release profile (90%) of oridonin due to ultrasound exposure of 60 s. Further, FMTP-LUMO treated liver cancer induced by implantation of HepG-2 cells in BALB/c nude mice showed more than 90% tumor inhibition after ten days.
3 CNTs-Based Strategies Against Nervous System-Associated Cancer
Developing CNTs-based nanomedicine against cancer of the brain is one of the most challenging tasks which need thorough understanding about the physiological, biochemical, immunological, and genetic attributes of the cancer. The growing cancer cells generate a lot of pressure inside the skull and could be life-threatening. Cancer-associated uncontrolled cell growth in the brain forms a tumor-like mass in most cases and is commonly referred to as a brain tumor. A brain tumor is classified into two different classes based on its point of origin—primary and secondary type of brain tumor. Primary brain tumor originates in the brain itself while in the secondary brain, tumor metastasizes from another organ to the brain [47]. The primary brain tumor generally originates from glial cells and is referred to as glioma. There are four different grades of glioma based on size and growth (grade I–IV), grade I glioma does not infiltrate deep into the brain tissue and could be treated by surgical interventions, whereas grade IV glioma infiltrates deep into the brain tissue, called as glioblastoma are difficult for surgical interventions [48]. Stage IV glioblastoma is the most common type of brain cancer with 17,000 new diagnoses every year and is associated with a median survival rate of 14 months with poor life quality [48, 49].
Currently, there is no complete cure for glioblastoma and the patients generally survive for less than two years [50,51,52,53]. The current treatment strategy includes the use of aggressive anticancer drugs, surgery, radiation, and chemotherapy [53,54,55]. Such aggressive treatment has a lot of side effects and with high chances of tumor recurrence; the patients typically die within two years of treatment. The treatment of glioblastoma is difficult even with radiation and chemotherapy due to the highly invasive nature of the brain tumor; thus, a targeted drug delivery system could be used for delivering anticancer or immunotherapeutic drugs [53].
CNTs are biocompatible, hollow, tubular nanostructures that have extensive therapeutic potential as a drug delivery system, imaging tool, and implantable devices in the nervous system as well [56]. The reason for the low success rate of brain tumor treatment lies mainly with the invasive nature of the tumor, and the penetration of the treatment molecule through the blood–brain barrier (BBB). The tumor is formed deep inside the brain tissue which is difficult to access by surgery or with radiation; therefore, a perfect drug delivery system is required to direct the therapeutic molecules to the brain tumor and cross the BBB. The latest understanding of molecular details and cellular pathways of glioblastoma is paving way for use of SWCNTs and MWCNTs for the treatment of brain gliomas due to their length/diameter ratio, electrical conductivity, biological compatibility, and easy conjugation with therapeutic or diagnostic molecules [53, 54, 57, 58].
One of the limiting factors in the treatment of glioblastoma is the migration or invasiveness of the tumor cells deep into the brain tissue. In a study, Alizadeh and colleagues demonstrated that CpG oligodeoxynucleotide (CpG ODN) bound with CNTs inhibits the migration of the glioblastoma cells via activating toll-like receptor 9 [53]. CpG ODN is a synthetic single-stranded DNA molecule that contains unmethylated cytosine and guanine motifs derived from bacterial DNA. Therapeutic mechanism of CpG ODN includes protective immunity, cancer therapy, increasing the response to the vaccine, and suppression of allergic reactions [59, 60]. Hence, the use of CpG with suitable CNTs can have multiple therapeutic potentials in cancer therapy as well as in modulating the immune response of the body as illustrated in Fig. 10.
SWCNTs conjugated with CpG (SWCNTs/CpG) showed greater immunostimulatory effects than compared to free CpG in glioma models [61, 62]. A single dose of intracranial injection of SWCNTs /CpG in a GL261 murine model eradicated the gliomas in 50–60% of the mice, suggesting the high efficacy of SWCNTs/CpG in cancer treatment [61]. Furthermore, the glioblastoma chemotherapy drug molecule temozolomide showed enhanced effect when combined with SWCNTs/CpG in the treatment of the glioma mouse model [62]. The in vitro glioma histology suggests that SWCNTs/CpG locally alters the invasive properties of the tumor by inhibiting the migration of glioma cells followed by decreased NF-κB activation and an overall reduction in intracellular ROS [53]. Thus, SWCNTs/CpG could be tested in future clinical trials for the treatment of glioblastoma due to its ability to activate the innate immune system and inhibit the migration of tumor cells to the brain tissue (migration of tumor cells is one of the most challenging aspects in treating glioblastoma.
Another limiting aspect of brain tumor treatment is the delivery of therapeutic molecules across the blood–brain barrier (BBB) to the glioma [63]. BBB is a highly selective semipermeable membrane covering the central nervous system, made of tightly packed endothelial cells which prevent the passage of blood-borne pathogens and non-selective molecules from the circulating blood into the cerebrospinal fluid of the central nervous system [64]. In a study, MWCNTs conjugated with NH3+ were able to cross BBB in an in vitro model of BBB composed of porcine brain endothelial cells and rat primary astrocytes cells [65]. In cancer treatment, MWCNTs conjugated with cell-penetrating peptide (CPP) and anticancer molecule showed enhanced BBB penetration and anticancer activity for glioma treatment [63]. CPP like trans-activating transcriptional activator (TAT) was used in the previous study to increase the permeability of BBB [66]. However, increasing the permeability also increases the chances of non-specific penetration of CPP [67]. You and colleagues have designed and synthesized MWCNTs loaded with TAT and anticancer drug oxaliplatin for the precise targeting of glioma. The results of this study suggest that the MWCNTs with TAT and oxaliplatin were more cytotoxic to the glioma cells compared to free oxaliplatin [63]. Thus, SWCNT and MWCNT could be effectively be used as drug delivery machinery which could cross the BBB and specifically target the brain tumor cells inhibiting its further migration into the deep brain tissue. However, more detailed studies are required to completely establish the molecular mechanism of CNTs interactions in brain tumor treatment before it could be tested in clinical trials. Figure 11 summarizes the key points that could be achieved by the use of CNTs in brain cancer treatment.
The brain is not the only organ of the nervous system that is affected by cancer; the cancer of the retina called retinoblastoma, is one of the most common types of intraocular cancer mostly affecting young children [68, 69]. The most common symptom of retinoblastoma is visible whiteness in the pupil of the eye called Leukocoria, noticeable in dim light [70]. Retinoblastoma is highly sensitive to chemotherapy treatment and can be treated by injecting chemotherapy drugs either directly in the ocular cavity or intravenously [68]. The use of CNTs in retinoblastoma treatment can further enhance the uptake of chemotherapy drugs during the treatment. The retinoblastoma cells have a high affinity for folic acid and biotin because of the enrichment of folate and biotin receptors on retinoblastoma cells [71,72,73]. Demirci and colleagues had demonstrated that CNTs conjugated with fluorescein isothiocyanate and folic acid/ biotin (CNTs-FITC-FA/Bio) injected into the vitreous humor of the transgenic retinoblastoma mice model show high penetration into the retinoblastoma cells [74]. In view of the background, CNTs-FITC-FA/Bio composite can serve as a promising drug delivery system for the delivery of chemotherapeutic agents for treatment of intraocular tumors [74]. The studies so far suggest the potential application of CNTs in the treatment of cancers of the nervous system. However, the details regarding the cytotoxicity and uptake of CNTs by the nervous system are not completely understood, which is one of the limiting factors for potential use of CNTs for treating nervous system-associated cancers.
4 Future Perspectives
Development of cancer drug resistance is major challenge for the existing chemotherapeutic strategy. Hence, nanotechnology-driven solutions are thought to be better candidates with multimodal therapeutic perspectives. Cancer therapy combining chemoradiation with sonodynamic therapy has been shown to decrease tumor growth in pancreatic cancer cellular models [75]. Gold nanoparticles release heat through a light-driven surface plasmonic process [76,77,78]. Similarly, conjugation of organic polymer particles has shown high heat transfer efficiencies [79,80,81]. Hence, getting synergistic efficacy by combinatorial approaches has been a topic of research to enhance cancer therapeutic efficacy. Combination of chemotherapeutic drugs with CNTs-associated photothermal treatments can show promising for various cancer treatments that can be confirmed using cell-based in vitro studies and in mouse models. Photothermal treatment employing CNTs combined with daunorubicin and cytarabine may promote cell apoptosis [82]. Likewise, doxorubicin encapsulation in poly N-isopropylacrylamide-co-acrylic acid (PNA) gel in combination with CNTs mediated photothermal therapy can be an effective strategy to inhibit tumor cells [83]. Doxycycline encapsulated in photothermal agent polydopamine (PDA) has been shown to be effective in the treatment of oral squamous cell carcinoma cell lines which may further be enhanced by conjugating with SWCNTs or MWCNTs [84].
Multi drug resistance (MDR) is a major problem due to use of a single drug and combination therapy serves as a promising approach to overcome the MDR. Delivery of CNTs with doxorubicin may reduce the chemoresistance in combination of photothermal therapy against drug resistant hepatocellular carcinoma in mouse [85]. Also, ribonuclease A (RNase A) conjugated gold nanoparticles are used in combination of photothermal therapy of colon cancer cells, which in turn may be synergistically enhanced in presence of CNTs [86]. CNTs-based photothermal therapy with immune-adjuvant nanoparticles together may attribute to checkpoint blockade for effective cancer immunotherapy [81]. Quantum dots based on black phosphorus in combination with CNTs-based photothermal therapy may effectively inhibit relapse and metastasis in triple-negative breast cancer (TNBC), which is one of the aggressive cancer types to treat and causes high mortality [87]. Likewise CoFe2O4-quantum dots functionalized on SWCNTS/MWCNTs may exhibit synergistic photothermal therapy in non-small-cell lung carcinoma due to induction of apoptosis by downregulating AKT signaling pathway [88,89,90,91]. Sonosensitizers such as, adriamycin, hematoporphyrin, ATX-70, pheophorbide A, ATXS10, and porfimer sodium, may act as sonosensitizer which can be functionalized on CNTs along with anticancer drugs with effective chemo-sono-photo-dynamic properties [92, 93].
Insolubility of CNTs in water is a key obstacle for gastrointestinal absorption, blood transportation, secretion, and biocompatibility and so on. Hence, dispersion can be ensured by developing strategies for wetting the hydrophobic tube surfaces and modifying the tube surfaces to decrease tube's bundle formation. Foldvari et al. have proposed four basic approaches for ensuring the uniform dispersion of CNTs in the aqueous medium which can be summarized as follows: (1) surfactant-assisted dispersion, (2) solvent dispersion, (3) functionalization of side walls, and (4) biomolecular dispersion. Among the above mentioned strategies, functionalization with hydrophilic moieties is considered as the most effective approach [94].
Cellular uptake of CNTs is a prerequisite for the therapeutic activity. Hence, proper distribution at the target sites and selective retention at the place of delivery are of great importance in clinical pharmacology of CNTs as drug carriers. PEG chain lengths is a key determining factor of the biodistribution and circulation of CNTs. PEG-5400-modified SWCNTs have a circulation time (t1/2 = 2 h) much longer than that of PEG-2000-modified counterpart (t1/2 = 0.5 h). Further, functionalization of the arginine-glycine-aspartic acid (RGD) peptide with the PEGylated SWCNTs facilitates the accumulation in integrin-positive U87MG tumors. Moreover, adsorption of the shorter chain PEG (PL-PEG-2000) to CNTs cannot protect them from macrophagocytosis. However, adsorption of longer chain PEG (PL-PEG-5000) can effectively reduce nonspecific uptake of CNTs. It is important to note that functionalization of CNTs with PEG grafted branched polymers, namely poly(maleicanhydride-alt-1-octadecene)-PEG methyl ethers (PMHC18-mPEG) and poly (g-glutamic acid)-pyrine(30%)-PEG methylethers (70%) (gPGA-Py-mPEG), can enhance circulation time in the blood after intravenous injection [95].
The morphology of CNTs plays a crucial role in determining its drug loading capacity and delivery. The wall of CNTs results from rolling up of either single or multiple layers of graphene sheets forming SWCNTs or MWCNTs, respectively. Both SWCNTs and MWCNTs are capped at both ends of the tubes in a hemispherical arrangement of carbon networks called fullerenes warped up by the graphene sheet. Although the CNTs have various lengths from several hundreds of nanometers to several micrometers, they can be rationally shortened chemically or physically for their suitability for drug carriers. Opening both ends with useful wall defects facilitates intratube drug loading and chemical functionalization. Also, appropriate chemical treatment can result in development of desired charge on the surface of the nanotube that enable ionic interactions mediated adsorption of the charged molecules like drugs, targeting ligands and contrast agents. Aromatic molecules, nucleic acids and amphiphilic peptides can be functionalized based on the π-π stacking interactions between the CNT surface and aromatic bases/amino acids resulting in enhanced solubility and dispersion [95].
Another effective novel system developed by Li et al. is “dual-targeted drug nanocarrier” which was first reported by conjugating MWCNTs with iron nanoparticles and folate molecules [96]. Conjugation with targeted moieties of folate (FA) and an external magnetic field together facilitated the targeted delivery of doxorubicin into the HeLa cells. Similarly, FA-modified SWCNTs for targeted delivery of cisplatin into Ntera-2 cells, phosphatidylserine-modified SWCNTs for delivering cytochrome C into phagocytic cells, NPs-modified multiwall carbon nanotube (MWCNT) for delivering gemcitabine into lymph nodes and antibody-modified SWCNTs for delivering doxorubicin (Dox) into WiDr cells are examples for promising targeted delivery using CNTs. Such delivery systems can further be conjugated with magnetic probes for designing an effective dual targeting nanoplatform. This will ensure the delivery of anticancer drugs by guiding the nanocarriers to cancer sites efficiently using both receptor–ligand interaction and an external magnetic field.
Hence, several key factors should be considered before developing an ideal nanomedicine based on CNTs for effecting targeting and drag delivery in cancer.
5 Conclusions
Although, phototherapy alone has been effective against the cancer treatment since decades, Recent studies show promises for the CNTs mediated combination therapy which can provide synergistic treatment modalities. Combination of CNTs-based phototherapy with chemotherapy may address the emerging chemoresistance among cancer cells. Similarly, combination of phototherapy with immunomodulatory inhibitors may provide great opportunities for synergistic personalized medicine. Immune checkpoint inhibitors and radiosensitizers combined with CNTs may offer novel combination to treat metastatic cancers. However, there is still a need for investigating the novel combinations of phototherapy with either chemotherapeutic agents or immunomodulatory inhibitors. Investigation of the most effective combination and performing further toxicological, pharmacokinetic and pharmacodynamic studies to confirm the efficacy and safety of CNTs-based nanomedicine for treatment and management of cancer would further help in establishing their therapeutic promises and safety.
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Ghosh, S., Mishra, R., Ajay, A.K., Thorat, N., Mostafavi, E. (2023). Carbon Nanotubes-Based Anticancer Nanomedicine. In: Grace, A.N., Sonar, P., Bhardwaj, P., Chakravorty, A. (eds) Handbook of Porous Carbon Materials. Materials Horizons: From Nature to Nanomaterials. Springer, Singapore. https://doi.org/10.1007/978-981-19-7188-4_32
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