Abstract
The ability to bear loads is a critical function of the skeleton, in addition to its metabolic and physiological roles. Load-bearing ability depends on both the applied loads and the structural properties of the loaded bone. When the loads exceed the structural properties, fracture will occur. Because the nature of the applied loads can be difficult to predict, the best approach for minimizing fracture risk is through targeted interventions and therapies to improve bone strength. The strength and fracture resistance of the skeleton depend primarily on the quantity, geometry/architecture, and material properties of bone tissue. Although each of these attributes has been examined independently in both cortical and cancellous bone, no single measurement can fully characterize the structural integrity of bone or reliably predict the occurrence of a fracture in individuals. In addition, factors such as aging, trauma, and disease affect the tissue properties and can compromise bone strength. While bone quantity and, more recently, architecture have been widely examined in vivo, these measures do not fully explain variations in bone mechanical properties observed experimentally ex vivo. Healthy bone tissue exhibits spatial and temporal variations in tissue-level material properties that are altered by aging and disease. Accurately characterizing bone material properties, whether at the tissue level or at the chemical composition level of the mineral and matrix constituents, may improve the ability to predict structural competence and fracture risk reliably for individuals.
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Keywords
- Biomechanics
- Bone strength
- Failure load
- Osteoporotic fracture
- Bone stiffness
- Bone quality
- Bone mass
- Bone density
- Architecture
- Material properties
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The ability of the skeleton to bear loads without fracture depends on both the applied loading conditions and the structural properties of bone.
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Many factors can alter the structural properties of bone, including aging, trauma, and disease, as well an individual’s loading history and mechanobiological response.
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Combined imaging-modeling approaches that include contributions of bone mass, architecture, and material properties can help elucidate mechanisms of skeletal fragility.
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More realistic material mapping and mimicking of in vivo loading conditions are needed to calculate bone strength more accurately and predict fracture risk reliably for individuals.
Bone Strength and Fracture
The skeletal system has important metabolic, physiologic, and mechanical functions, including storing minerals, protecting vital organs, and bearing functional loads. Individuals constantly impose dynamic mechanical stimuli on their bones during daily activities. A healthy skeleton generally has sufficient bone strength to support these loads without fracture, but trauma, aging, and disease can compromise its structural function. With trauma, loading may exceed the load-bearing capacity of the skeleton, either healthy or otherwise, and produce fracture. Aging and many skeletal diseases reduce bone strength, thereby producing skeletal failure even under normal or non-traumatic loading conditions. Fractures result not only in individual morbidity and mortality but also in high healthcare and societal costs [1,2,3]. Therefore, an understanding of the factors that contribute to bone strength is critical for the prevention and treatment of skeletal fractures.
Failure of any load-bearing structure can stem from a single traumatic overload or from the accumulation of damage with repetitive loading. Here we will focus on the former: what determines whether a given load applied to a bone will result in fracture? The interaction between applied loading and the ability of a bone to bear the applied loads can be summarized in a term called factor of risk [4]. The factor of risk is the ratio between the load applied to a bone and the load required to fracture that bone, or failure load . If the applied load exceeds the failure load for any given bone, then the factor of risk is greater than one, and fracture will occur. To predict fracture accurately for a particular skeletal site, characteristics of both the applied and failure loads must be considered. The load applied to the bone is influenced by the type of activity or trauma, the impact location and direction, and any protection imparted by overlying soft tissues. The failure load for that bone is determined by the quantity, distribution, and structural arrangement, and characteristics of the constituent components of the bone tissue [5]. The ability of the skeleton to resist fracture under applied loading varies with aging and disease, primarily through changes in these components of failure load. Our focus here will be on the determinants of whole bone strength and factors that affect whole bone behavior when loaded.
The mechanical function of bone is strongly shaped by the in vivo loading experienced by the skeleton. Bone tissue is exquisitely mechanosensitive, and bone cells respond to mechanical stimuli by altering turnover to increase or decrease the amount of tissue present, which in turn alters the tissue architecture and material properties [6, 7]. Therefore, the loading history experienced throughout an individual’s lifetime contributes to these bone properties and greatly impacts skeletal structure and the failure load of bone [8]. This process of mechanoregulation, whereby physical forces influence cell behavior and bone (re)modeling, is an active field of research called mechanobiology . This concept of functional adaptation in response to mechanical stimuli has been around since the late 1800s, pioneered by the work of Roux [9] and Wolff [10]. It has been studied extensively in many in vivo, in vitro, and in silico models, and more recent studies have combined these mechanobiology models with new “omics” technologies (e.g., genomics, proteomics) to probe the effects at the molecular level in an emerging area of mechanomics (reviewed by [11]).
Factors Contributing to Whole Bone Strength
Measurements of whole bone strength and other structural properties are different for different types of loading. In vivo the skeleton withstands a complex array of different types of applied loads during the course of its various activities, such as walking, stair climbing, and lifting objects [12, 13]. To characterize the mechanical behavior of a whole bone, more simple loading modes – axial (tension or compression), bending, or torsion (twisting) – are often applied during mechanical testing in the laboratory. Because bone is metabolically active and capable of dynamic adaptation in response to loading, its properties will vary over time, a factor that must be considered when comparing bone properties or making fracture predictions.
True structural properties of bone can only be measured with ex vivo mechanical testing, so our understanding about bone properties comes primarily from studies using whole cadaver or animal bones or bone biopsies. When a force is applied to a whole bone, the structure experiences measurable displacement, or deformation (Fig. 10.1a). When the load is examined as a function of the displacement, the resulting curve has several distinct characteristics: an initial linear or elastic region, a nonlinear region with a maximum defined as the ultimate point, and a failure point at which the bone fractures and can no longer withstand the applied load. Applied loads that fall within the initial linear range can be resisted without permanently deforming the bone or causing failure.
The two most critical measures obtained from load-displacement data are structural stiffness and strength. The stiffness of a whole bone is the resistance to deformation for a given applied load and is the slope of the linear portion of the load-displacement curve. For a whole bone, the structural strength is the maximum or ultimate load that the bone can withstand. Whole bone stiffness and strength will have different values for different loading modes, such as compression, bending, and torsion, and these values depend on the intrinsic properties of the bone tissue, how much tissue is present, and the geometric arrangement of the tissue. For example, the failure strength of a vertebral body will be different when loaded in compression than in bending. Stiffness and strength are distinct parameters but are often correlated. Other parameters of interest include the yield point (the transition between the linear and nonlinear regions), post-yield displacement (the amount of deformation between the yield and failure points), and energy-to-fracture or work-to-fracture (the area under the entire load-displacement curve), which represents the amount of energy the bone dissipates up until failure or, equivalently, the amount of work the applied load performs to deform and break the bone.
Structural properties, such as whole bone stiffness and strength, are extrinsic properties that vary with the size and shape of the bone being tested. The forces and deformations of the whole bone also create internal forces and deformations within the bone tissue that are known as stresses and strains. Material characteristics, such as stresses and strains, are intrinsic properties that are independent of bone size and shape. These material properties can be measured on small, homogeneous tissue samples, such as a machined microbeam. Similar to a whole bone test, a bone materials test examines deformation in response to an applied load, and the resulting stress-strain curve can be examined for properties analogous to the ones for a whole bone test (Fig. 10.1b), such as modulus of elasticity (tissue stiffness), ultimate stress (tissue strength), post-yield strain, and toughness (energy dissipated per unit of tissue up until failure). Similar to structural properties, material properties depend on the direction or mode of loading. More details about bone material properties will be discussed in a later section.
Whole bone behavior depends on the behavior of the constituent tissues, cortical and cancellous bone. During whole bone bending, for example, the behavior is dominated by cortical bone geometry and material properties in the diaphysis. Cortical and cancellous bone are both complex structures, and their behavior depends on similar factors as those for whole bone strength, as discussed below. The continuum properties of these bulk tissues are referred to as apparent properties, which is at a length scale below the whole bone properties but above the tissue material properties. These properties can be determined using mechanical tests on specimens in this range, such as a cancellous bone core from a vertebra. The porous structure of cancellous bone and its location in vertebral bodies and in the ends of long bones are important for distributing joint contact forces during daily activities, but they also make the tissue more susceptible to the surface-focused resorption that occurs with aging and skeletal disease. The structural behavior of cortical and cancellous bone is governed chiefly by the quantity of bone tissue present (bone mass or density), the size and spatial arrangement of that tissue (cortical geometry and cancellous architecture), and the intrinsic tissue material properties [14,15,16,17,18]. Alterations in any of these components could compromise the integrity of the overall bone structure and its ability to bear loads. Although most in vivo imaging tools measure bone mass or apparent bone mineral density (apparent BMD), these measures alone do not fully explain variations in mechanical properties observed experimentally. In the following sections, the contribution of bone mass, architecture, and material properties to the structural behavior of cancellous bone will be described, as well as the clinical and laboratory tools used to characterize them. The role of bone quantity (bone mass or density) has been studied most extensively, although the effects of architecture and tissue material properties have been examined more in recent years through technological advancements in imaging and image-based computer models.
Bone Quantity
The most-studied determinant of bone structural behavior is the overall quantity of bone at a given skeletal site. Bone mass and bone mineral density (BMD) are most commonly assessed in vivo using dual-energy X-ray absorptiometry (DXA, see Chap. 7), which evaluates the inorganic mineral phase of bone with minimal radiation exposure to patients. DXA scans can be performed for large regions, such as the lumbar spine, proximal femur, forearm, or even the whole body, thereby providing a noninvasive global measure of bone mass. However, DXA-based BMD alone cannot account for differences in mineral distribution and bone structure and only partially discriminates individuals who will fracture from those who will not [19, 20]. This is not surprising: DXA scans are two-dimensional and provide projected areal measurements of BMD (aBMD), which integrate geometric and material contributions into BMD values and create a size bias that overestimates the volumetric mineral density for larger individuals [21]. Because the resolution of DXA is relatively low (on the order of 1 mm), cortical bone tissue cannot be distinguished from cancellous tissue, architectural features of cancellous bone (on the order of 0.1 mm) cannot be captured, and the mineral distribution within the bone tissue cannot be measured. Because unmineralized tissues do not inherently attenuate X-rays, DXA scans cannot evaluate the organic phase of bone or the soft tissues surrounding bone. DXA aBMD correlates well with in vitro vertebral failure load in compression [22].
Quantitative computed tomography (QCT) is a true three-dimensional method based on X-ray imaging that overcomes many of the limitations of DXA, though with a slightly higher radiation exposure for the patient. The resolution of this technique is typically better in the scan plane (˜0.5 mm) than axially between slices (˜1 mm). QCT provides volumetric measures of BMD (vBMD) and can distinguish between cortical and cancellous bone, but it cannot accurately capture cancellous architecture or mineral distribution. Due to recent advancements in clinical imaging technology, high-resolution peripheral QCT (HR-pQCT) can resolve bone features much more accurately than DXA or QCT [23], with isotropic voxel sizes of 82 μm (spatial resolution of about 130–150 μm) [24] or 61 μm in second-generation scanners. HR-pQCT also measures volumetric BMD, but it can visualize trabecular bone much better than QCT, especially in newer scanners, enabling some quantification of trabecular architecture [25]. However, it can currently only examine peripheral sites, such as the distal forearm and tibia. Because the spatial resolution is similar to the thickness of a trabecula, several of the architectural parameters cannot be directly measured (trabecular thickness and separation) but are derived from bone volume fraction (BV/TV) and trabecular number, assuming a plate model [26, 27].
For cancellous bone, quantity is typically measured either by BV/TV, which is the volume of bone tissue present within the total volume of interest, or by apparent BMD, which is the mass of bone tissue present within the total volume. Additionally, tissue mineral density, or TMD, which is the mass of bone tissue within only the volume containing bone, can be computed as the product of BV/TV and apparent BMD. Variations in bone mass can produce 100-fold differences in the cancellous bone stiffness within an individual’s tibial metaphysis, ranging from 4 to 433 MPa [28].
In the laboratory, empirical formulations have been developed to predict bone tissue strength and apparent tissue stiffness from apparent BMD [14, 29,30,31,32,33]. These relationships are often expressed in power law form, with the exponent (b) relating apparent BMD (ρ) to cancellous stiffness or strength (S) and ranging from 1 to 3:
The coefficient a is a constant that scales the ρ–S relationship and is based on experimental data in bone specimens from various anatomic sites. As a result, for a relationship with an exponent greater than 1, a decrease in apparent BMD (or BV/TV) will result in a substantially greater decrease in stiffness and strength. For example, a 21% reduction in bone mass would predict a 38% reduction in cancellous stiffness and strength for a squared relationship and a 51% reduction for a cubic relationship (Fig. 10.2). Regardless of the relationship used, apparent BMD and BV/TV obtained experimentally or from micro-computed tomography (micro-CT) can explain 60–85% of the variability in compressive apparent stiffness and strength for human cancellous bone [34,35,36,37,38]. Although bone mass measurements generally have a high explanatory power for bone mechanical properties, these surrogate measures only capture one aspect of bone strength and cannot capture differences in how this mass is distributed. While mass is critical to bone integrity, additional factors are clearly needed to determine whether an individual will or will not fracture.
Several adjunct geometric parameters have been derived from DXA to try to improve fracture risk assessments beyond aBMD, including hip geometry metrics (e.g., hip structural analysis, hip axis length, neck-shaft angle) and a spine texture parameter. The only hip measure approved by the International Society for Clinical Densitometry (ISCD) for clinical hip fracture risk assessments is hip axis length (HAL), the distance through the femoral neck from the base of the greater trochanter to the inner pelvic rim [39, 40]. HAL is associated with hip fracture risk in women [39, 41, 42] and perhaps also in men [43], independent of aBMD and FRAX®, which is a 10-year fracture probability assessment using clinical risk factors [44].
Trabecular bone score (TBS), a gray scale textural analysis of DXA lumbar spine scans, was more recently developed to provide some information about bone microstructure [45]. Since its approval by the Food and Drug Administration in 2012, TBS has been shown in several studies to predict fractures in both women and men independent of lumbar spine aBMD [46,47,48,49,50,51,52]. A meta-analysis of 14 international cohorts showed that TBS predicts major osteoporotic fracture in both women and men, with an overall 32% increased fracture risk per standard deviation decrease in TBS after adjusting for age and FRAX® probability [53]. Therefore, TBS seems to be a promising tool to aid in fracture risk prediction, but is only weakly correlated with aBMD at the lumbar spine (r = 0.33) or femoral neck (r = 0.27) [40]. Furthermore, in ex vivo testing of 16 human cadaver lumbar vertebrae, while TBS was significantly correlated with compressive stiffness independent of DXA aBMD, it did not significantly improve prediction of vertebral bone strength over aBMD alone [54]. While not a direct measure of bone architecture, TBS does correlate moderately with some trabecular measures based on comparisons with micro-CT in ex vivo studies and with HR-pQCT in in vivo studies, which may explain its ability to aid fracture prediction.
Bone Geometry and Architecture
For cortical bone, geometric parameters – such as the periosteal diameter, cross-sectional area, cross-sectional moment of inertia, and a geometric indicator of failure strength called the section modulus – all influence the whole bone structural behavior [55]. For bones loaded in bending, the cross-sectional moment of inertia (I) is a geometric measure of the distribution of bone about a central or neutral plane indicative of the bone’s resistance to bending deflection, computed as follows for a hollow circular cross section [56]:
Rp is the periosteal radius, and Re is the endosteal radius, computed about the neutral plane. For bones loaded in torsion, the polar moment of inertia (J) is the distribution about the longitudinal or neutral axis and represents the bone’s resistance to angular deflection or twist, computed as follows for a hollow circular cross section [56]:
The section modulus (Z) represents a whole bone’s resistance to bending or torsional loads and is computed as follows for a hollow circular cross section:
For a long bone loaded in bending, as seen in the proximal femur, both the size and geometric distribution of cortical bone relative to the loading axis contribute to the whole bone’s resistance to applied loads and thus to fracture. To illustrate this concept, we will compare the properties of three “bones” that have a circular cross section, one solid and two hollow with cortical thickness equal to 20% of the periosteal diameter (Fig. 10.3). Comparing the solid “bone” to the first hollow one, which is comparable in size with the same periosteal diameter, the hollow one has a 25% smaller cortical area but only a 6% lower section modulus, which is proportional to the bending failure strength. If we compare the same solid “bone” to another hollow “bone” that has the same cortical area as the solid “bone” yet maintains the same cortical thickness as the first hollow “bone,” then the new hollow one will have a 25% larger periosteal diameter, resulting in a 70% larger section modulus (and thus bending strength). Therefore, even small changes in overall bone size can compensate for losses in bone strength when the remaining bone is redistributed farther from the neutral plane or axis. Periosteal expansion is a common compensatory adaptation in aging bone that increases bending strength to help offset other losses.
Similarly for cancellous bone, the size and spatial arrangement of trabeculae that make up the cancellous architecture also play a key role in the structural competence of bone. As early as the mid-nineteenth century, increased fracture incidence was observed in older patients with thinning bone [57]. Two different sites of cancellous bone with similar apparent BMD can vary substantially in their stiffness and strength due to differences in tissue architecture [58, 59]. In addition, the architecture of cancellous bone often has a preferred orientation, creating substantially different modulus and strength values when bone from a given anatomic site is loaded in different directions, a characteristic called material anisotropy. In human vertebrae, for example, the primary trabecular orientation is superior–inferior, corresponding to the strongest direction when loaded [60]. Cancellous bone is nearly twice as strong when loaded along the superior–inferior direction of the spine than when loaded in the anterior–posterior or medial–lateral directions [58]. Therefore, characterizing the cancellous bone structure is important for understanding the relationship between architecture and mechanical properties.
Cancellous bone architecture cannot be directly measured with DXA, although as mentioned previously, TBS from DXA moderately correlates with some architectural parameters, in particular connectivity density, trabecular number, and trabecular separation [45, 54, 61,62,63,64,65]. Although QCT cannot accurately measure cancellous architecture, geometry-based metrics from QCT have been successful at predicting hip fracture [66,67,68,69,70,71,72,73,74,75] and spine fracture [71, 76, 77] in men and women, although most studies show limited or no improvement over DXA aBMD. HR-pQCT can measure both cortical and cancellous bone architecture with high reproducibility, with coefficients of variation (CV) reported at <5% for cortical thickness, BV/TV, and trabecular number, thickness, and separation [27, 78, 79]. Cortical porosity was less reproducible, with CV of 12–14% at the distal radius and 4–8% at the distal tibia, although the least significant change was <1% and deemed small enough to detect group differences and longitudinal changes [78]. HR-pQCT measures generally have good agreement with micro-CT measures in cadaver bone (r2 = 0.59–0.98) [80], with stronger correlations for parameters of trabecular plates compared with trabecular rods [81]. Almost all of the studies assessing fracture prediction with HR-pQCT have been retrospective cross-sectional studies. Overall, HR-pQCT measures (vBMD + architecture) can better distinguish between subjects with and without fractures than DXA (aBMD only), particularly at the forearm (reviewed by [80]). The one prospective study to date assessed fracture prediction in French postmenopausal women from the OFELY cohort and showed that vBMD and architecture (especially trabecular number and connectivity density) at both the radius and tibia predicted the risk of all types of fractures [82].
Computational anatomy approaches provide information about the spatial distribution of mass and geometric features within QCT scans [83]. Anatomical structures are modeled as curves, surfaces, or volumes and, using statistical parametric mapping (SPM) [84], these features are examined across multiple subjects to determine changes associated with disease progression or treatment [85,86,87,88,89,90]. Various techniques fall into this category, including voxel-based morphometry (VBM) for mapping volumetric BMD [69] and tensor-based morphometry (TBM) for mapping volume (shape and size) changes via contraction-expansion maps [70]. Additional techniques combine both density and shape mapping, such as statistical shape and density modeling (SSDM) [68, 91], and cortical bone mapping (CBM), which includes volumetric distributions of cortical BMD, endocortical trabecular BMD, and cortical thickness [74, 92]. Of these techniques, only CBM and SSDM have been compared with DXA, showing only a modest improvement in fracture prediction compared to DXA aBMD.
Similar to bone mass measures, trabecular microarchitectural parameters have also been experimentally correlated with elastic mechanical properties using cadaver bone [93,94,95,96,97,98]. Independent of apparent BMD, bone regions with different architectures exhibited variable elastic mechanical properties that differed by over 50% [59]. Based on studies using two-dimensional serial sectioning techniques, trabecular orientation and connectivity correlated with cancellous bone strength [18, 95, 99]. In sheep femoral bone assessed with micro-CT, architecture indices explained 10–70% of the variation in compressive strength [100]. A study using static histomorphometry indicated that similar architecture–strength correlations also hold true in human vertebral bone [101].
Bone Tissue Material Properties
The intrinsic material properties of bone tissue are important contributors to bone strength and are independent of the quantity or geometric arrangement of the constituent material. Cortical and cancellous tissues are believed to be similar at the material level, both forming lamellar-based structures via surface-based processes, and apparent-level differences between the two are thought to result from contributions of mass and architecture. In bone material tests, the small, homogeneous tissue samples can be loaded perpendicular to the face of the material to determine the tensile and compressive properties or parallel to the face to measure the shear properties. From these tests, bone material properties are computed by normalizing the resulting load-displacement parameters by geometric measures representing the sample size and shape. For example, applied load is converted to tissue stress, and displacement is converted to tissue strain, as described below.
Tissue stress is defined as the ratio of the applied load (tension, compression, or shear) to the sample cross-sectional area (Fig. 10.4). For a tissue sample tested in tension or compression, the tissue stress is defined as the applied load divided by the cross-sectional area perpendicular to that load (i.e., the area of the sample face on which the load acts). For a tissue sample tested in shear, the applied load is parallel to the surface and again is normalized by the area the force acts across. Bone tissue strain is measured as the amount of deformation in the direction of loading normalized by the initial sample dimension. Tensile or compressive loads produce stretched or compacted deformations, respectively, along the direction of the applied load. The resulting strain is computed as the ratio of the change in length to initial length. Shear loads create distortions in the sample by inducing the sample surfaces on which the loads are applied to slide with respect to each other. For shear strain, the distortion ratio is related to the change in angle, which, for small angles, is approximated by the ratio of the horizontal sliding deformation to the initial length of that side (Fig. 10.4).
The material tests described thus far are for characterizing material behavior in response to a single load applied to failure. In vivo, however, bones continually experience cyclic loading during normal activities, and bone failure from such loading is more common than with a single overloading event [102]. The failure of a material under cyclic loads below the ultimate load is known as fatigue. In bone, fatigue loading produces microscale damage in the tissue, known as microdamage. Microdamage alters bone tissue properties and thus may inhibit the ability of the whole bone to withstand loads and avoid fracture.
Bone is a composite tissue comprised of an organic matrix made mostly of type I collagen that is reinforced by inorganic mineral crystals. The characteristics of these organic and inorganic constituents, as well as their interaction with each other, determine the tissue material properties of bone, properties that at least partially define the popular term bone quality . Little is known about the individual and collective contributions of the collagen matrix and mineral constituents to bone quality and bone strength. Indeed, the strength of the composite bone tissue is greater than that of other materials composed primarily of only one of the constituents, such as collagen-rich tendon or mineral samples of calcium phosphate [103]. Studies of radiation in human bone and allograft specimens revealed that collagen damage compromises the toughness but not the stiffness of bone tissue [104, 105]. In rat bone, when the enzymatic crosslinking in collagen was disrupted through a lysyl oxidase inhibitor, bone strength was reduced without impacting mineralization [106]. Conditions with collagen defects, such as osteogenesis imperfecta, are associated with altered mineralization and bone fragility, as discussed in more detail below. In addition, numerous studies have shown a clear relationship between bone mineral content and material stiffness or strength [107,108,109,110]. These results suggest that the collagen and mineral phases of bone tissue contribute differently to its material behavior.
Characterizing the molecular structure of bone tissue is important for examining the relative contributions of the matrix and mineral constituents to the overall material behavior. Important compositional measures of bone matrix include collagen content, maturity, and orientation, as well as the molecular structure of various matrix proteins that aid in mineral crystal formation, binding, and maturation (e.g., osteopontin, osteocalcin, and bone sialoprotein). Important measures for bone mineral include the apatitic crystal size, orientation, and structure, as well as the degree of ion substitution, particularly the substitution of carbonate in the phosphate binding site, within the lattice or on the surface of the mineral crystals. These structural and compositional measures can be quantified using classic techniques such as gravimetry or more sophisticated techniques such as X-ray diffraction, backscattered electron imaging, and infrared (IR), Raman, and nuclear magnetic resonance (NMR) spectroscopies.
Healthy bone tissue properties show substantial variation both spatially [111,112,113] and temporally [114, 115] even for a given site and species. Materials testing techniques used to examine tissue properties include microbeam testing and nanoindentation. Using microbeam testing, the trabecular tissue modulus ranged from 3.8 to 20.7 GPa and varied depending on the loading mode [31, 116, 117]. The mean tissue modulus assessed by nanoindentation ranged from 7 to 26 GPa, depending on location within the tissue and type of lamellar tissue sampled; individual measurements varied by 17–62% [118,119,120,121]. This variation in modulus was true across individuals and for multiple anatomic sites. Even within a single trabecula, the indentation modulus ranged from 8 to 16 GPa [119]. As clearly evidenced by these studies, the variability in measurements of bone tissue properties can be quite large and depends on the technique used. Therefore, the effect of bone tissue composition and distribution on mechanical properties needs further exploration, particularly for cancellous bone. To date, almost all of the techniques used to measure bone material properties directly have been performed in vitro and require an invasive bone biopsy. Recent studies have explored the use of an in vivo Raman spectroscopic probe that can noninvasively measure bone matrix and mineral composition, although these devices are still in the developmental stages and have not yet been fully validated [122,123,124].
Other Influences on Bone Biomechanics
Many other factors influence the structural behavior of whole bones and the apparent behavior of cortical and cancellous tissue, including age, sex, and disease. These influences alter bone quantity, geometry/architecture, and tissue properties, all of which govern the mechanical performance of whole bones and bone tissue. For example, with aging, the compressive modulus of vertebral cancellous bone decreases 17% per decade [125]. Osteoporosis and aging are tightly coupled in women, and osteoporosis may in fact be the natural outcome of the aging process.
Aging
The factors described above (i.e., bone quantity, geometry/architecture, and material properties) vary independently with age. Age-related degradation of bone mass and architecture can seriously compromise bone integrity. Bone mass decreases with age after peak bone mass has been attained in both men and women [126,127,128,129,130,131], but especially in women due to peri-menopausal bone loss. By age 80, aBMD at the common fracture sites of the spine, hip, and forearm decreases by 13–18% in men [132] and 15–54% in women [133,134,135,136], thereby increasing the likelihood for developing osteoporosis [137,138,139]. As the life expectancy of the general population continues to increase, age-related declines will result in even lower bone mass, and the total incidence of skeletal fractures will rise, unless diagnosis and treatment of skeletal deficiencies can be significantly improved [140, 141].
While our understanding of the relationship between tissue composition and material behavior is limited, substantial progress has been made recently in characterizing tissue composition and variation with age. For example, osteons of cortical bone and individual trabeculae of iliac crest biopsies demonstrate spatially varying mineral crystallinity and collagen crosslinking by Fourier transform infrared microscopy [142]. The most crystalline (mature) bone mineral is located at the center of trabeculae, and newly deposited mineral is less crystalline than older mineral. Changes in mineral-to-matrix ratio and mineral maturity are documented with age and disease [143,144,145,146,147,148]. Femoral heads from patients with hip fractures undergoing total hip arthroplasty demonstrated a significantly increased mineral-to-matrix ratio compared to femoral heads of patients without fractures, suggesting that compositional changes may precede failure [149]. Tissue heterogeneity is known to change with age [150], but studies looking at the relationship between compositional heterogeneity and fracture risk are mixed. In femoral neck biopsies from female hip fracture cases, the compositional heterogeneity (mineral-to-matrix ratio, carbonate-to-phosphate ratio) was lower than in non-fractured controls [151]. However, in iliac crest biopsies from BMD-matched females, compositional heterogeneity (mineral-to-matrix ratio, carbonate-to-phosphate ratio, crystallinity, collagen maturity) was not significantly different between fracture and non-fracture cases [152].
The critical question is how these compositional changes relate to tissue and whole bone mechanical behavior. In rat bone, the mineral-to-matrix ratio, mineral crystallinity, and type-B carbonate substitution were all increased with aging, and these compositional changes were associated with reduced elastic deformation capacity (based on reduced resilience and bending modulus) [153]. Collagen content decreases with age and is associated with reduced post-yield energy dissipation [154]. Age-related accumulation of pentosidine, a marker of advanced glycation endproducts and increased collagen crosslinking, is associated with decreased bone toughness [155]. This accumulation has also been shown to increase matrix protein modifications [156], and advanced glycation end products can predict in vitro fracture properties in aged human bone [157]. Clinically, elevated pentosidine levels in urine have been associated with increased fracture incidence in postmenopausal women in the OFELY study [158].
Sex Effects
Given the relatively higher incidence of fragility fractures in women, understanding the sex-related differences in bone quantity, geometry/architecture, and material properties with aging is critical for improved diagnosis and treatment of osteoporosis. For both sexes, volume fraction in human cancellous bone declines steadily throughout life [159,160,161,162], as does ash density [125, 163]. However, histomorphometry studies indicated that sex appeared to have minimal or no impact on this relationship [159, 161, 162, 164,165,166]. Although volume fraction and ash density may change similarly with age for both sexes, similarly altering bone mechanical performance, the mechanisms of bone loss seem to be different and are at least partially related to sex-specific changes in the cancellous architecture. Regardless of sex, mean trabecular thickness as measured with traditional histomorphometry techniques decreased with age for vertebral bone [160,161,162, 167]. For men, decreased bone volume resulted more from progressive thinning of trabeculae while maintaining the trabecular network, but for women, bone volume reductions resulted mainly from a loss of trabeculae (and consequently an increase in trabecular separation), while the thickness of the remaining trabeculae was maintained [159].
Interestingly, these sex-specific changes in architecture with age alter the modulus and strength of cancellous bone very differently. When a 10% reduction in bone density was modeled in human vertebral cancellous bone, uniform thinning of trabeculae only reduced the bone strength by 20%, while the random removal of entire trabeculae reduced strength by 70%, and a reduction in both thickness and number reduced strength by 77% [168]. Even when normal bone density was restored by increasing the thickness of trabeculae to compensate for the bone loss, a strength deficit of 63% remained, which may help explain the higher fracture incidence observed clinically in women.
Disease
Although bone is a living tissue that adapts to its mechanical environment, disruptions in bone metabolism by diseases such as osteoporosis and osteogenesis imperfecta can seriously compromise structural integrity and the ability of bone to bear loads. Osteoporosis is a skeletal condition marked by reduced bone mass and a deteriorated architecture, which reduces bone strength and increases the likelihood of fracture [169, 170]. About 50% of white women and 20% of white men over 50 years of age will experience an osteoporotic fracture at the spine, hip, or forearm in their lifetime [170]. For white women, the lifetime risk of hip fracture (1 in 6) is greater than the risk of breast cancer (1 in 9). By 2030, the prevalence of osteoporosis and low bone mass are expected to increase by 30% (relative to 2010 levels) in the United States, increasing from 54 million to over 71 million, thereby increasing fracture rates. Osteoporosis is often asymptomatic prior to fracture, thus making prediction and possible prevention difficult.
In addition to reducing bone mass, osteoporosis also detrimentally affects architecture and material properties. Osteoporotic patients who sustain a vertebral fracture experience more trabecular thinning at the spine and iliac crest than normal, non-fractured aging subjects, resulting in a lower trabecular density, loss of trabecular connectivity, and the disappearance of load-bearing trabecular struts [171, 172]. This architectural disruption from osteoporosis is sometimes accompanied by a compensatory increase in trabecular thickness [171], although this adaptive mechanism does not necessarily prevent fracture. Similarly, at the proximal femur, female patients with hip fractures had a lower bone volume fraction, trabecular number, and connectivity than normal cadaveric controls, and the orientation of the trabecular structure was more aligned with the primary direction of loading, a characteristic known as structural anisotropy [173]. The architectural deficits in subjects with osteoporotic fractures were accompanied by reduced bone material stiffness and strength. In addition, bone biopsies of fracture patients revealed changes in tissue composition with osteoporosis, with fracture patients having a lower mineral content, higher crystallinity, and higher collagen maturity than age-matched controls [146, 174].
Often referred to as brittle bone disease, osteogenesis imperfecta (OI) literally means imperfect bone formation and is a group of hereditary genetic disorders that primarily affect bone and lead to increased bone fragility. Most commonly OI results from mutations in the genes that encode for type I collagen [175], but mutations in other genes can also result in OI, including those important for collagen modifications preceding crosslinking and fibril formation and those involved in osteoblast differentiation and mineralization (reviewed by [176]). Therefore, most patients with clinical OI (i.e., types I–IV) experience abnormalities in type I collagen, the primary component of the bone tissue matrix, which may alter the normal mineralization process. Bone strength is compromised in patients with OI, as evidenced by the degradation in bone mass and material properties. Cortical bone in the femora of adult mice with a moderate-to-severe phenotype of OI (oim/oim) was significantly weaker than in wild-type mice, and the bone tissue was less compliant and resistant to fracture, as evidenced by reduced moment of inertia, ultimate load, stiffness, energy to failure, ultimate stress, and toughness and increased brittleness [177]. In this mouse model, the mineral-to-matrix ratio was increased, likely due to a lower matrix collagen content [178]. In children and adults with OI types I–IV, bone mineral content and bone size were substantially reduced by 1.6–5.2 standard deviations as compared to normal controls [179, 180]. Matrix collagen defects will adversely affect bone mineral formation and likely compromise bone tissue properties. Therefore, the accurate evaluation of bone strength using surrogate predictions from routine clinical and laboratory assessment tools is essential, as is understanding the determinants of bone mechanical behavior.
Bone Strength Predictions from In Vivo Measurements
Clinical imaging techniques are routinely used to assess bone mass and geometry, and advancements in CT imaging have enabled analyzing cortical and cancellous compartments separately, as well as characterizing spatial distributions of bone mass and geometry and some measures of cancellous architecture. Direct measurements of tissue material properties cannot yet be made noninvasively, although two instruments can measure resistance to microindentation in cortical bone tissue in vivo: BioDent™ and OsteoProbe® (Active Life Scientific, Santa Barbara, CA) [181,182,183]. This microindentation technology has produced mixed results related to its diagnostic utility. In clinical populations, several studies have reported that the bone material strength index (BMSi) measured in vivo with impact microindentation (OsteoProbe®) at the tibial mid-diaphysis can distinguish between subjects with and without fragility fracture [184,185,186,187]. However, in one study, BMSi was not associated with prevalent fracture in older women (75–80 years old) [188], and in another study, BMSi values were similar across postmenopausal women without fracture and with atypical femoral fracture (AFF) or hip fracture [189]. The BioDent cyclic reference point indentation (RPI) device more consistently discriminated between fracture and non-fracture cases, particularly using indentation distance increase (IDI) measured in vivo in the tibia (fragility fractures, AFF) [181, 190] and ex vivo in femoral neck tissue extracted from hip fracture patients during surgery [191,192,193].
Although metrics from both microindentation tools seem to be associated with bone fracture in some studies, they are generally only weakly correlated with a few specific cortical bone material properties, and these relationships have been inconsistent across studies. IDI measured by cyclic RPI was largely independent of age, aBMD by DXA, and cortical geometry by HR-pQCT [194], and it explained only 25–35% of the variation in apparent-level ultimate stress and toughness from bending tests in one study [195], and only 16% in fracture toughness and derived elastic modulus in another study [192]. However, a finite element model of impact microindentation suggested that BMSi is sensitive to changes in material properties, especially elastic modulus and a scalar damage parameter [196]. In terms of composition, one study reported that accumulation of advanced glycation endproducts in collagen and cortical porosity were both correlated positively with IDI and negatively with BMSi [197], although these relationships were also very weak. Collectively, these studies suggest that metrics from cyclic RPI and impact indentation may reflect aspects of both elastic and plastic properties of cortical bone tissue but are not definitely associated with any particular material property. In addition, when cadaveric bone samples were experimentally manipulated (e.g., drying and ashing to reduce toughness), RPI parameters responded differently than traditional material properties from bending tests, challenging the previous notion that IDI was inversely associated with bone toughness [198]. Furthermore, cyclic and impact measurements are only weakly correlated with each other and likely are related to contributions from different bone properties [194]. More extensive testing is needed to understand the clinical utility of these microindentation devices for specific patient populations and their ability to predict fracture in individual patients. These measures may be useful in assessing bone tissue quality locally during implant surgeries, thereby predicting mechanical competence at the interface [199].
Several analytical techniques can be used to extract structural properties from subject-specific images with varying degrees of simplifying assumptions. These structural properties can then be used to predict the strength and fracture risk of skeletal sites that commonly fracture, as well as provide insight into the etiology of fractures. The analytical approaches include structural analyses of densitometric data based on assumed geometric models, and engineering beam theory and finite element (FE) analyses based on CT data. The strength of these methods is that a mechanically meaningful mechanism can be determined to compare the structural performance of bones from different individuals, rather than representing the complex structure with a single bone density value.
The X-ray attenuation profile obtained from DXA can be used to determine geometric properties, including cross-sectional area and polar moment of inertia about a plane perpendicular to the scan direction, assuming that these measures are defined solely by the mineral phase [55, 200,201,202]. If structural changes in whole bone properties are assumed to arise only from geometric changes and not from alterations in tissue properties, then DXA-derived parameters can also be used to predict structural performance. This method has been applied extensively to the femoral neck and midshaft [200, 203,204,205], the distal radius [201], and more recently the disal femur [206]. Calculating the structural behavior with this method requires assumptions to determine the underlying geometry, mineral distribution and density, and relative cortical and cancellous fractions; therefore, the application of this technique may be most appropriate for cortical sites.
QCT scans can be analyzed slice-by-slice to examine bone strength indices at sites where most fractures occur clinically, the spine, hip, and forearm [207]. The axial, bending, and torsional rigidity can be calculated in each slice based on composite beam theory [208,209,210], and assuming bone tissue fails at a constant strain [211], whole bone failure load can be determined as proportional to the minimum structural rigidity in the cross sections. This approach combines appropriate geometric properties of the bone or bone segment (i.e., cross-sectional area for axial tension/compression, moments of inertia for bending and torsion) with the voxel-based values of material properties (i.e., elastic modulus), calculated based on the apparent-level tissue density and empirical equations noted earlier. Model-based estimates of bending and torsional rigidity together were better predictors of fracture than were traditional radiographic methods [212]. Axial rigidity correlated better with experimentally measured vertebral strength than did BMD-based structural measures and was equivalent to finite element strength predictions, at least for this simple compression loading scenario [213, 214]. Historically, CT-based strength indices were used in retrospective population-based studies to compare the mechanical competence of bone in the spine, hip, and wrist across ages and between sexes [215, 216]. More recently, these CT-based methods were applied prospectively to predict incident vertebral and hip fractures in cancer patients with skeletal lesions [217, 218]; however, these studies used the ratio of the affected bone to the contralateral bone to discriminate fracture vs. non-fracture cases, an approach not appropriate for osteoporosis or other conditions that affect both limbs similarly.
Finite element models of the spine and proximal femur take this QCT-based approach further and provide the opportunity to include subject-specific bone geometry, distribution of apparent properties, and more complex loading conditions in a fully three-dimensional analysis [219, 220]. As in the two-dimensional analysis, the bone geometry is modeled with high fidelity from the scan data, and apparent-level material properties can be included based on the CT-measured density. In contrast to the stiffness determined from the two-dimensional analyses, FE models can predict both stiffness and strength when nonlinear analyses are performed. When FE models of vertebral and femoral bone are compared to ex vivo mechanical testing data, the FE-predicted strength correlates well with the experimentally measured failure strength (explaining 50–95% of the variance) and explains 10–40% more variability in strength than does BMD from DXA or QCT [213, 221,222,223,224,225,226,227,228,229,230,231,232].
The ability of QCT-derived, specimen-specific FE models to predict vertebral and hip fractures independently of BMD has been examined in two prospective clinical studies, the multi-center osteoporotic fractures in men (MrOS) study with a cohort of ethnically diverse men aged 65 and older [73, 77] and the single-center Age, Gene/Environment Susceptibility-Reykjavik Study (AGES-Reykjavik) consisting of Icelandic men and women born between 1907 and 1935 [76, 233,234,235]. In the MrOS study, FE vertebral strength predicted fracture independent of lumbar spine (LS) aBMD; and after adjusting for age, race, body mass index (BMI), and clinical center, FE strength was a better predictor of vertebral fracture than LS aBMD but not QCT integral (cortical and cancellous) vBMD [77]. In the AGES-Reykjavik study, after adjusting for age, BMI, and prior fracture, FE vertebral strength was associated with fracture, independent of vBMD, for men but not women [76]. In the proximal femur, strength from the FE models predicted hip fracture in both cohorts [73, 76, 233, 234], although it was not independent of BMD for all cases. In MrOS, after adjusting for age, BMI, clinical center, and total hip aBMD, FE femoral strength was no longer significantly associated with hip fracture [73]. In AGES, after adjusting for age, BMI, and CT-based femoral neck aBMD, FE strength remained associated with hip fracture for women but not for men, and if CT-based total hip aBMD was used in the model instead, FE strength was associated with fracture for both men and women [76].
QCT-based FE models are a promising technique to predict bone strength noninvasively at sites that commonly experience fragility fractures, although they do not yet reliably predict fracture better than BMD in all studies. The predictive ability of these models depends on the specific density-modulus relationships used [236, 237] and may be improved by the use of subject-specific relationships [238]. In addition, most models simulate quasi-static loading conditions and are validated with quasi-static mechanical testing, but recent studies indicate that dynamic FE models that include more sophisticated material mapping strategies, and are validated with more dynamic impact tests simulating falling, may improve model accuracy [239]. In particular, improving our understanding of both cortical and trabecular bone behavior at high strain rates, and the specific loading conditions that lead to fracture, may lead to improved FE models that are more consistently predictive of fracture. Furthermore, higher spatial resolution in CT scans would also improve these models, as spatial variation in geometric and material properties would be captured more accurately [240].
HR-pQCT scans have enabled the development of micro-FE models [241, 242], although this technique is still mostly limited to research studies and can only be done in the peripheral skeleton. Because HR-pQCT scans overestimate bone volume compared with micro-CT (regression slopes of 0.73–0.86 for ex vivo experiments) [26, 243,244,245], micro-FE models overestimate bone stiffness and strength, which are highly dependent on bone volume fraction. Nevertheless, results from micro-FE models based on HR-pQCT scans are highly correlated with those based on micro-CT scans, and their behavior can be adjusted by altering the tissue modulus or parameters in the failure criterion [241]. Based on ex vivo mechanical testing experiments, micro-FE models from HR-pQCT can accurately predict bone strength in the distal radius and tibia, but results are highly dependent on the modulus and study parameters, which vary across studies [246,247,248,249,250]. In vivo studies showed that FE-predicted properties (e.g., stiffness, strength) at the distal radius and tibia were associated with several types of fragility fractures in men and women [251, 252]. An ex vivo study similarly found that FE-predicted radius strength correlated with measured L4 vertebral strength and that FE-predicted tibial strength was strongly correlated with both vertebral and femoral strength [253]. However, more studies, and in particular prospective studies, are needed to determine the efficacy of micro-FE calculated strength at peripheral sites in predicting vertebral or hip fractures. In addition, although micro-FE models consistently predict bone strength better than BMD, they do not clearly provide better prediction of fracture risk even at the distal radius [241].
In summary, current clinical tools that assess fracture risk based primarily on bone mass and geometry do not reliably predict whether or not a patient will fracture. Based on the concepts of bone mechanics and laboratory studies presented here, we see that the structure and properties of bones are complex and depend on many factors. Future techniques should combine information regarding an individual’s bone mass, geometry/architecture, and tissue material properties to provide a more precise measurement of bone strength and susceptibility to fracture, regardless of age, sex, or the presence of skeletal diseases (and perhaps even more so because of these). A combined imaging–modeling approach can include all of these factors and has the potential to elucidate skeletal structural performance mechanistically and improve our ability to predict skeletal fragility. Recent advances in QCT-based FE modeling and HR-pQCT-based micro-FE modeling show promise for fracture prediction, although more research is needed to improve the accuracy of these models, particularly in terms of more realistic material mapping and mimicking of in vivo loading conditions. Furthermore, fracture risk also depends on the loading environment and the propensity for falling. Improving the accuracy of model boundary conditions through better estimates for the nature and magnitude of mechanical forces experienced during a variety of tasks, and expanding to multi-scale representations that capture other important factors, such as muscle strength and balance, could substantially advance clinical fracture prediction.
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Cole, J.H., van der Meulen, M.C.H. (2020). Biomechanics of Bone. In: Leder, B., Wein, M. (eds) Osteoporosis. Contemporary Endocrinology. Humana, Cham. https://doi.org/10.1007/978-3-319-69287-6_10
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