Abstract
Objectives
Equanimity is a non-reactive attitude that is increasingly recognized as a central component of mindfulness practice and a key mechanism of mindfulness-based interventions that is currently lacking means of measurement. The present study aimed to develop a self-report measure of equanimity, explore its underlying factor structure, validity and reliability.
Methods
An initial pool of 42 items was selected from existing mindfulness questionnaires and measures of related constructs, and subsequently reviewed by researchers and selected based on majority agreement on their construct validity. The Qualtrics online platform was used to administer these items and other questionnaires used to assess validity and collect demographic information in 223 adults from the general community (66.8% females and 33.2% males, age range = 18–75). Questionnaires were then re-administered to assess test-retest reliability.
Results
In agreement with past research, exploratory factor analysis revealed two underlying factors, Experiential Acceptance and Non-reactivity. A final 16-item measure showed good internal consistency (⍺ = .88), test-retest reliability (n = 73; r = .87, p < .001) over 2–6 weeks and convergent and divergent validity, illustrated by significant correlations in the expected direction with the Nonattachment Scale, Depression Anxiety and Stress Scale, Satisfaction with Life Scale and Distress Tolerance Scale.
Conclusions
Based on this initial study, the Equanimity Scale-16 appears to be a valid and reliable self-report measure to assess trait equanimity, and may be further explored in future studies as a tool to assess progress during mindfulness-based interventions, and to assist in the investigation of their underlying mechanisms.
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Mindfulness is a skillset heavily informed by Buddhist contemplative tradition that has been defined in various ways, including as “close, clear-minded attention to, or awareness of, what is perceived in the present” (Quaglia et al. 2015, p. 4), as “paying attention in a particular way: on purpose, in the present moment, and non-judgmentally” (Kabat-Zinn 1994, p. 4), and as “self-regulation of attention” and an orientation “that is characterized by curiosity, openness and acceptance” (Bishop et al. 2004, p. 232). There has been increasing interest in mindfulness over the last few decades (Williams and Kabat-Zinn 2011), during which mindfulness-based interventions (MBIs) have been developed to address a range of mental health conditions. These include Mindfulness Based Stress Reduction (Kabat-Zinn 1990), Mindfulness Based Cognitive Therapy (Segal et al. 2002), Mindfulness-Integrated Cognitive Behavior Therapy (MiCBT; Cayoun 2011), Mindfulness Based Symptoms Management (Monteiro and Musten 2013), Meditation Awareness Training (Shonin et al. 2014) and Mindfulness-Based Positive Behavior Support (Singh et al. 2014).
There have been an increasing number of validated self-report mindfulness questionnaires produced with at least eight widely used (Bergomi et al. 2013a). Researchers have presented one (attention/awareness; Brown and Ryan 2003), two (awareness and acceptance; Cardaciotto et al. 2008), three (intention, attention and attitude; Shapiro et al. 2006), four (observe, describe, awareness and acceptance without judgment; Baer et al. 2004) and five (observe, describe, awareness, non-judgement and non-reactivity; Baer et al. 2006) factor models. Additionally, questionnaires also vary based on the population for which they were intended and whether they are measuring state or trait mindfulness. In comparing mindfulness questionnaires, researchers found that correlations between five widely used measures were very heterogeneous (Baer et al. 2006; Cardaciotto et al. 2008), likely due to differing conceptualizations and therefore operationalizations. While having a choice of mindfulness questionnaires to be used in differing contexts can be seen as a strength and many have good psychometric properties (Baer et al. 2009), each appears to conceptualize mindfulness in a different way, resulting in concerns with content validity (Grossman 2011), making comparisons between studies difficult.
A range of models have been proposed to account for the link between MBIs and positive outcomes (see Gu et al. (2015) for a review). The combined skill of monitoring and acceptance has been suggested to be a key mechanism of beneficial change (Cayoun et al. 2020; Lindsay and Creswell 2017). A meta-analysis found strong and consistent support for the claim that cognitive and emotional reactivity mediates the relationship between MBIs and positive outcomes (Gu et al. 2015), and the mechanisms of acceptance and reactivity also appear in a number of models and reviews of the literature (Baer 2003; Brown et al. 2007; Grabovac et al. 2011; Hölzel et al. 2011; Shapiro et al. 2006).
The Buddhist psychological model (BPM; Grabovac et al. 2011), explains that when we become aware of an object, there is an associated feeling tone (pleasant, unpleasant, or neutral), highlighting the importance of interoceptive awareness as a key function in mindfulness practice (Farb et al. 2015; Hölzel et al. 2011). This model advances that we respond habitually by pursuing pleasant experiences and avoiding unpleasant experiences, triggering a downward cascade of thoughts and emotions (mental proliferation), leading to suffering. Accordingly, while unpleasant experiences are inherent in life, suffering increases based on the way in which one relates to these experiences, through craving pleasant experiences and avoiding unpleasant ones (Teasdale and Chaskalson 2011). This is supported by evidence that experiential avoidance is detrimental to one’s well-being (Hayes et al. 1996). The BPM suggests that mindfulness practice leads to insight into three fundamental components of Buddhist teachings (impermanence of all phenomena, the inexistence of selfhood or “egolessness”, and the suffering that occurs when impermanence and egolessness are ignored). However, one of the conditions for the development of such insight through mindfulness is the coupling between awareness and equanimity (Eberth et al. 2019; Hart 1987), which prevents attachment to pleasant experiences and aversion to unpleasant ones, and thus reduces mental proliferation and associated suffering (Grabovac et al. 2011). Interoceptive awareness has been identified as a key mechanism of MBIs (Farb et al. 2015; Hölzel et al. 2011), as one’s habitual reactions to attach to or avoid experiences are in response to the feeling tone, rather than the stimulus itself (Cayoun et al. 2019; Grabovac et al. 2011).
Equanimity is an attitude that is increasingly recognized as a component of mindfulness practice that is inseparable from experiential awareness (Eberth et al. 2019). Equanimity is described in the Buddhist literature as “a balanced reaction to joy and misery, which protects one from emotional agitation” (Bodhi 2005, p. 154). Equanimity has also been conceptualized as an “even minded mental state or dispositional tendency towards all experiences or objects, regardless of their affective valence (pleasant, unpleasant or neutral) or source” (Desbordes et al. 2015, p. 357). In its behavioral conceptualization, equanimity has been considered to be the central mechanism of change in mindfulness practice because it is the non-reactive stance that prevents attachment (craving) and avoidance (aversion) while exposed to an internal or external trigger, thereby producing an extinction response during unwanted experiences (Cayoun 2011).
Others point towards similar observations, suggesting that acceptance and non-reactivity are central mechanism of MBIs (Eberth et al. 2019; Gu et al. 2015; Lindsay et al. 2018). Mindfulness is also believed to be the first step to developing equanimity (Weber 2017). Whereas mindfulness allows present-moment experiential awareness, equanimity allows an even-minded (and therefore more objective) perception of the experience, through an attitude which does not seek to resist or attach to the experience (Desbordes et al. 2015). Consequently, mindfulness skills develop as a function of equanimity. While equanimity has been described using words such as “detachment”, it should not be mistaken with indifference or apathy, which Buddhist scholars describe as the “near enemy” of equanimity (Bodhi 2000, p. 87). Detachment, in the context of equanimity, refers to the elimination of craving and aversion from experience, suggesting a degree of attentiveness and care. In contrast, indifference is described as a detrimental mental state driven by ignorance (Desbordes et al. 2015).
The Decoupling model of equanimity defines equanimity as the decoupling of desire (wanting vs. not wanting) and hedonic tone (pleasant vs. unpleasant), suggesting that in states of high equanimity desire is based on values, prosocial intentions and long-term goals, while in states of low equanimity desire is based on hedonic tone (Hadash et al. 2016). Equanimity is therefore manifested in an “intentional attitude of acceptance towards experience regardless of its hedonic tone”, and “reduced autonomic reactivity to the hedonic tone of experience” (Hadash et al. 2016, p. 4). This definition shares similarities to that presented by Desbordes et al. (2015). In testing their model, Hadash et al. (2016) examined whether acceptance and reduced reactivity, measured indirectly using pre-existing questionnaires, reflect manifestations of a latent construct which they proposed was equanimity. In their community sample (N = 191), the authors found one higher order factor of equanimity and two lower order factors of reduced reactivity and an attitude of acceptance, and that development of mindfulness was associated with increased equanimity, which supported their model. While this study provided a clarified conceptualization of equanimity, the construct was measured indirectly using existing measures of distress tolerance and thought suppression to assess acceptance, and anxiety sensitivity and cognitive reactivity to sad mood to assess reactivity. This highlights the need for a dedicated measure of equanimity.
Equanimity appears to involve both the prevention of emotional reactivity and the acceptance of one’s direct experience, as reflected in interoception (Hart 1987). For example, one may be reacting emotionally due to grief while fully accepting that they are doing so. In this case, acceptance is associated with reactivity and cannot constitute equanimity. Similarly, one may be non-reactive after the loss of a parent or the end of a relationship while at the same time being unable to accept their lack of emotional closeness with the departed. Hence, reactivity and acceptance are understood as both interrelated and different constructs.
In terms of related measures, Bϋssing et al. (2007) developed a 40-item scale of non-institutional spirituality, which they administered to 488 hospital staff and individuals from different religious communities. The authors suggested that equanimity was one of seven distinct aspects of spirituality. However, items were “trying to practice equanimity”, “trying to achieve a calm spirit” and “meditate”, which conceptualized efforts to cultivate equanimity, rather than equanimity itself. Additionally, it could be questioned whether all individuals would understand the term equanimity in such items as “trying to practice equanimity”, and therefore be able to accurately rate their efforts towards it.
Lundman et al. (2007) defined equanimity as a balanced perspective on one’s life and suggested it to be one of five components that make up resilience, in exploring the underlying factor structure of the 25-item Resilience Scale (Wagnild and Young 1993). The authors found the model to be psychometrically valid and the factor structure was consistent with theory in a diverse sample (N = 1719). However, equanimity items captured present focus, acceptance and an optimistic approach, all of which represent either part or peripheral aspects of equanimity and do not capture its entirety, missing the central concept of non-reactivity which is proposed by Hadash et al. (2016) and others (Cayoun 2011; Desbordes et al. 2015; Hart 1987). Similarly, while the 12-item Peace, Equanimity, and Acceptance in the Cancer Experience (PEACE) (Mack et al. 2008) Scale was statistically valid and reliable in a sample of 160 adults with advanced cancer, items did not fully capture the concept of equanimity as explained above.
Kraus and Sears (2009) developed a scale to measure the Buddhist psychological constructs of the “four immeasurables”, which consist of equanimity, loving-kindness, sympathetic joy and compassion. However, equanimity was only measured with one variable (acceptance towards self and others), which, as previously mentioned, captures only part of the construct of equanimity. More specifically, respondents are asked to rate items on a Likert scale according to the extent that they have thought, felt or acted in a way that is “friendly”, “hateful”, “angry”, “joyful”, “accepting”, “cruel”, “compassionate” or “mean” towards themselves and others during the past week. The element of non-reactivity is not emphasized. More robust evidence is also needed for this instrument, as it was tested in a sample of 124 students and we are not aware of other psychometric studies of this questionnaire.
More recently, the Equanimity Barriers Scale (EBS; Weber and Lowe 2018) was developed. This instrument is a 15-item self-report questionnaire to measure barriers that individuals encounter in developing equanimity, rather than an individual’s degree of equanimity. Hence, apart from the EBS, operationalizations of equanimity have generally been based on subscales with items that lack precision or do not reflect the entirety of the construct, and we are not aware of any measure that captures an individual’s self-reported level of equanimity. Additionally, examining previous mindfulness questionnaires reveals that while some definitions share similarities with equanimity, none adequately captures the construct as a whole (Hadash et al. 2016), which necessitates the development of a more specific measure, as suggested by others (Desbordes et al. 2015).
The principal aim of the present study was to develop a self-report measure of equanimity using items from existing questionnaires conceptually related to equanimity and assess its factor structure and validity in a general community sample. We first hypothesized that the structure would be congruent with traditional Theravada conceptualization (Hart 1987) and Hadash et al.’s (2016) two-factor model, comprising one factor of acceptance and one factor of non-reactivity. Psychometric properties were tested by examining internal consistency, construct validity and test-retest reliability over a 2- to 4-week period. Regarding convergent and divergent validity, it was hypothesized that the measure would show significant positive correlations with the Nonattachment Scale, the Satisfaction with Life Scale and the Distress Tolerance Scale, and significant negative correlations with the Depression Anxiety and Stress Scale.
Methods
Participants
Participants consisted of 223 adults from the general community and the University of Technology, Sydney (UTS). Participants were recruited from advertising around the UTS campus, advertising on social media, an email to the Australian Clinical Psychology Association mailing list and through peer referral. Participants were included in the study if they were aged 18 years or over. There were no other exclusion criteria than being below age 18. Participant demographics are presented in Table 1. Participants had a wide range of ages, were generally engaged in full-time work, the majority were married or in de-facto relationships and indicated a postgraduate level education, most identified as Caucasian, and females were the majority. The sample size appears adequate for the purpose of this study. Tabachnick and Fidell (2001) suggest that 5 participants per item are sufficient, especially if the number of factors is low. Comfrey and Lee (1992) suggest that 200 participants is fair and 300 is good. From this initial sample, 88 participants also completed a second administration to assess test-retest reliability. This involved re-administering the same questionnaires 2–4 weeks later to determine if responses were consistent over time.
Procedures
The study gained approval of the UTS Human Research Ethics Expedited Review Committee (approval number 2015000482-74). Participants accessed the survey online, hosted on the Qualtrics platform, and were required to read the participant information sheet and indicate whether they were over 18-year-old and agreeing to participate. Informed consent was obtained from all participants. The demographics questionnaire, Equanimity Scale-42 (development described below), Nonattachment Scale (NAS; Sahdra et al. 2010), Depression, Anxiety and Stress Scale (DASS-21; Lovibond and Lovibond 1995), Marlowe-Crowne Social Desirability Scale-Short Form (MC-10; Strahan and Gerbasi 1972), Satisfaction with Life Scale (SWLS; Diener et al. 1985) and Distress Tolerance Scale (DTS; Simons and Gaher 2005) were then administered. Participants also had the option of leaving their email address to be contacted for the second administration of the survey to collect test-retest reliability data, which initially took place 2–4 weeks later. Seven of the initial 88 cases were not included in the analysis as responses could not be matched between time points. Additionally, the time between administrations was extended from 2–4 weeks to 2–6 weeks to include participants who responded slightly outside of the initial time period. An additional eight cases were further excluded as their responses were far outside the initial time period (6+ weeks), resulting in a final sample size of 73 participants.
Questionnaire Development
The items to construct the current instrument were selected from twenty existing self-report questionnaires measuring mindfulness and related constructs. These were chosen on the basis that some of their items were conceptually related to equanimity. Items that were most representative of equanimity according to both contemplative traditions and current authors in mindfulness science, as described above, were extracted. This procedure was used based on our observation that these items were theoretically consistent with the construct of equanimity and developing additional items would have required an approximate replication of these items, rather than adding precision or variety to the item pool. These questionnaires were the Cognitive and Effective Mindfulness Scale-Revised (Feldman et al. 2007), Comprehensive Inventory of Mindfulness Experiences Beta (Bergomi et al. 2013b), Difficulties in Emotion Regulation Scale (Gratz and Roemer 2004), Experiences Questionnaire (Fresco et al. 2007), Five Facet Mindfulness Questionnaire (Baer et al. 2006), Freiburg Mindfulness Inventory (Buchheld et al. 2001), Kentucky Inventory of Mindfulness Skills (Baer et al. 2004), Langer Mindfulness Scale (Pirson and Langer 2015), Mindful Attention Awareness Scale (Brown and Ryan 2003), Mindfulness Self Efficacy Scale-Revised (Cayoun et al. 2012), Multidimensional Assessment of Interceptive Awareness (Mehling et al. 2012), Multidimensional Mindfulness Inventory (Dyer and Cayoun 2012; unpublished inventory), Peace, Equanimity, and Acceptance in the Cancer Experience (Mack et al. 2008), Personal Functioning Inventory (Kohn et al. 2003), Philadelphia Mindfulness Scale (Cardaciotto et al. 2008), Resilience Scale (Wagnild and Young 1993, as cited in Lundman et al. 2007), Self-Other Four Immeasurables (Kraus and Sears 2009), Southampton Mindfulness Questionnaire (Chadwick et al. 2008), State Mindfulness Scale (Tanay and Bernstein 2013) and Toronto Mindfulness Scale (Lau et al. 2006).
In total, this formed an initial item pool of 517 items, which were then reviewed by the authors. In relation to the level of experience, two of the three authors of this study have extensive experience of mindfulness meditation and the development of equanimity through daily personal practice and teaching in insight traditions (over 30 years for one and 14 years for the other). A priori criteria for item acceptance and rejection was initially used. Based on traditional and scientifically derived definitions of equanimity, items were retained only if they contained elements of Experiential Acceptance and Non-reactivity, or their opposite (unacceptance and reactivity). Items that at least two out of three authors endorsed as representing equanimity, as it has been outlined above, were retained and sent to an external reviewer with the relevant expertise for an independent third assessment. The final item pool consisted only of items that at least three out of four researchers endorsed as representative of equanimity. Two additional items were developed to represent equanimity towards all experiences (e.g. including physical discomfort) and equanimity when faced with craving as well as aversion. Adjustments to the wording of some items were then made, to change past tense into present tense, to make items simpler or more interpretable and to word some items negatively. Following this revision, the item pool comprised of 42 items, which were retained and will be referred to as the “Equanimity Scale-42” (ES-42). Items rated on a 5-point Likert scale from 1 (Strongly Disagree) to 5 (Strongly Agree), providing a total score ranging from 42 to 210, with higher scores representing higher equanimity.
Measures
Demographics
The demographics questionnaire collected information about age, gender, work status, relationship status, education and ethnicity (see Table 1). Participants were requested to enter a unique identifying code, consisting of their first and last name initials along with their year of birth (e.g. HG67), so that data could be matched between time points for test-retest reliability assessment.
Nonattachment
The Nonattachment Scale (NAS; Sahdra et al. 2010) is a 30-item self-report questionnaire measuring nonattachment. Items are rated on a 6-point Likert scale from 1 (Disagree Strongly) to 6 (Agree Strongly). Scores range from 30 to 180, with higher scores representing higher Nonattachment. Nonattachment is described as not being “stuck” or fixated on experiences (images, sensory objects or ideas) and not feeling a pressure to control these experiences. Similarly, the concept of equanimity involves non-reactivity to experiences preventing attachment or aversion to these experiences (e.g. thoughts, feelings); therefore, this construct was used to assess convergent validity as it is conceptually close to equanimity and therefore high levels of nonattachment are predicted to be associated with high levels of equanimity. The NAS was shown to have high internal consistency (α = .93), adequate test-retest reliability (r = .87, p < .0001) and convergent and divergent validity in a college student sample, and significant groups validity in an online US-wide study (Sahdra et al. 2010).
Negative Affect and Emotional Reactivity
The Depression, Anxiety and Stress Scale (DASS-21; Lovibond and Lovibond 1995) is a widely used 21-item self-report measure of depression, anxiety and stress symptoms. Items are rated on a 4-point Likert scale from 0 (Not at all) to 3 (Very much or most of the time) and form the subscales of depressive, anxiety and stress symptoms. Each subscale has possible scores between 0 and 21, with higher scores representing higher pathology along these dimensions. Given that the subscales of the DASS-21 measure separate constructs, the subscale scores were used for analyses, instead of an overall score. The DASS-21 was selected as a measure of divergent validity, as MBIs are associated with reductions in psychological symptoms (Baer 2003; Hofmann et al. 2010) and equanimity is suggested to be an important mechanism in these interventions (Cayoun 2011; Desbordes et al. 2015). Therefore, high levels of equanimity are predicted to be associated with low levels of psychopathology and emotional reactivity. The DASS-21 subscales have shown good to excellent internal consistency (α = .87 to .94) and concurrent validity in clinical and non-clinical samples (Antony et al. 1998).
Social Desirability
The Marlowe-Crowne Social Desirability Scale-Short Form (MC–10; Strahan and Gerbasi 1972) is a 10-item self-report questionnaire assessing an individual’s tendency to respond in a socially desirable way. Items are rated as True or False, with scores ranging from 0 to 13. Higher scores represent a high degree of socially desirable responding. This questionnaire was used to assess whether individuals responded to the ES items in a socially desirable way. The MC-10 has shown high internal consistency (α = .88), high correlation with the original full scale (r = .96), and has been proposed as a significant improvement over the original scale and other short forms when tested in a sample of psychology university undergraduates (Fischer and Fick 1993).
Life Satisfaction
The Satisfaction with Life Scale (SWLS; Diener et al. 1985) is a 5-item self-report questionnaire assessing individual’s satisfaction with life as a whole. Items are rated on a 7-point Likert scale from 1 (Strongly Disagree) to 7 (Strongly Agree), with scores ranging from 5 to 35, higher scores representing higher satisfaction with life. The SWLS was selected as a measure of convergent validity, as decreased suffering (and perhaps increased satisfaction with life) is an outcome of equanimity (Grabovac et al. 2011), and therefore, it would be expected that higher levels of equanimity would be associated with higher satisfaction with life. The SWLS has shown good internal consistency (α = .87) and good temporal stability (r = .82) over 2 weeks (Diener et al. 1985), and good convergent validity and discriminant validity across a range of different populations (Pavot and Diener 1993).
Distress Tolerance
The Distress Tolerance Scale (DTS; Simons and Gaher 2005) is a 15-item self-report questionnaire assessing a person’s ability to experience and withstand negative psychological states. Items are rated on a 5-point Likert scale from 1 (Strongly Agree) to 5 (Strongly Disagree), with scores ranging from 15 to 75, higher scores representing greater tolerance for emotional distress. The DTS is comprised of a general distress tolerance factor and 4 subscales: tolerance (tolerance of emotional distress), absorption (absorbed in negative emotions), appraisal (appraisal of distress) and regulation (efforts to reduce distress). Given that the DTS has been shown to have the four subscales outlined above and a general distress tolerance factor (mean of the 4 subscales), both the overall distress tolerance factor and subscale scores were used in the analyses. The DTS was selected as a measure of convergent validity, as the ability to tolerate distress shares similarities with equanimity which involves non-reactivity to experiences. The DTS general distress tolerance factor has shown good internal consistency (α = .85) and the subscales were shown to yield acceptable to good internal consistency (α = .73 to α = .84). Additionally, the DTS general distress tolerance factor has shown good stability and convergent, discriminant and criterion validity over a 6-month period (r = .61) in a sample of university students (Simons and Gaher 2005).
Data Analyses
Reverse scoring and computation of scale/subscale scores were completed for each measure. The underlying factor structure of the ES-42 was analyzed using exploratory factor analysis (EFA). Internal consistency was measured using Cronbach’s Alpha. Partial Pearson’s correlation coefficients were used to explore convergent and divergent validity. Participant responses between time points were matched and Pearson’s correlation coefficients were used to assess test-retest reliability.
Results
Exploratory Factor Analysis
EFA was conducted on the ES-42 using Principal Axis Factoring (PAF). Normality was assessed via visual inspection of the histograms, along with the Kolmogorov-Smirnov test, both suggesting a normal distribution, D(223) = 0.05, p = .200. The Kaiser-Meyer-Olkin test (KMO = .91) and Bartlett’s Test of Sphericity (χ2 (861) = 4133.75, p < .001) suggested factor analysis was suitable. Concerns with multicollinearity were identified initially (r2 < 0.0001); however, this was re-examined after the final factor analysis with results suggesting no major concerns with multicollinearity (r2 > 0.0001). Velicer’s Minimum Average Partial (Zwick and Velicer 1986) test suggested retaining two to three factors. EFAs were then conducted for two, three and four factor solutions with both Varimax and Direct Oblimin rotations, to determine which would be most interpretable. The Oblimin rotation was selected for the final analysis, given that factors are expected to be related. Examination revealed that the two-factor solution was the most interpretable, given that the other analyses did not result in four or more items on each factor with loadings > .4, after removing cross loadings. Items with the highest loadings for each factor were retained, resulting in a 2-factor solution with eight items for each factor (see Table 2). We found each factor to be congruent with the theoretical assumptions of the construct. Item 28 was removed as it lacked specificity and replaced with item 21 (next highest loading) and item 15 was removed and replaced with item 23, to ensure that items covered equanimity towards a range of experiences (e.g. equanimity towards things, sensations, thoughts, images, feelings). Additionally, the wording of one item was slightly changed to address conjugation errors at post data collection. These items are identified in Table 2. The EFA with PAF using Direct Oblimin rotation specifying two factors was performed on the 16 remaining items, which accounted for 48.02% of the variance. For convenience, this is henceforward referred to as the “Equanimity Scale-16” (ES-16). Inspection of the items suggested two overlapping factors (r = .56), sharing 31% variance, representing Experiential Acceptance and Non-reactivity. Items comprising the Non-reactivity factor were reverse scored to obtain the total scale score prior to analyses.
Reliability
Cronbach alpha was used to measure internal consistency of the items. Results are presented in Table 3. All scores were in the Acceptable to Excellent range. The alpha score for the ES-16 was in the Good range (George and Mallery 2010).
Convergent and Divergent Validity
Visual inspection of the histograms for the ES-16 factors, NAS, MC-10, SWLS, DASS-21 subscales and DTS subscales revealed non-normal distributions and significant KMO values (p < 0.05). Accordingly, both Spearman (non-parametric) and Pearson (parametric) partial correlations between the above measures were calculated. As the parametric and non-parametric correlations were similar in magnitude and direction, Pearson’s correlations are reported in the results below. Descriptive statistics for these measures are presented in Table 3.
Results of an independent samples t test revealed no significant difference between males and female responses on total ES-16 (t(221) = 1.40, p = .164), Experiential Acceptance (t(221) = 0.99, p = .326), or Non-reactivity (t(221) = 1.48, p = .141). Results indicated a significant positive correlation between age and total ES-16 (r = .28, p < .001), Experiential Acceptance (r = .32, p < .001) and Non-reactivity (r = .18, p < .001), showing that older age was more associated with higher equanimity scores.
Results also indicated a significant positive correlation between social desirability (MC-10) and total ES-16 (r = .36, p < .001), Experiential Acceptance (r = .38, p < .001) and Non-reactivity (r = .25, p < .001). Therefore, age and social desirability were included as covariates in further analyses. Pearson’s partial correlation coefficients controlling for age and socially desirable responding are presented in Table 4. The ES-16 and its factors showed significant positive correlations with the NAS, SWLS and DTS and its subscales and a significant negative correlation with the DASS-21 subscales.
Test-Retest Reliability
Pearson’s Correlation Coefficient was used to measure test-retest reliability. Results showed a significant correlation between participant responses between time points for the ES-16 (r = .87, p < .001) and its subscales, Experiential Acceptance (r = .72, p < .001) and Non-reactivity (r = .82, p < .001).
Discussion
The present study aimed to develop a self-report measure of equanimity, the Equanimity Scale-16 (ES-16; see final scale in the Appendix), and to explore its factor structure, reliability and validity in a general community sample. Consistent with hypotheses, results revealed two factors, Experiential Acceptance and Non-reactivity, accounting for 48% of the total variance. Experiential Acceptance involves acceptance of all internal experiences (thoughts, feelings, body sensations, etc.) and Non-reactivity relates to one’s ability to inhibit a previously learned response to these experiences. Experiential Acceptance is the accompanying attitude that drives this (executive) effort. It can be conceptualized as the opposite of “experiential avoidance”, which has been shown to be detrimental to well-being (Hayes et al. 1996). Acceptance has been shown to reduce reactivity (Lindsay and Creswell 2017; Lindsay et al. 2018), highlighting the interconnectedness of the two factors.
This operationalization is consistent with the Decoupling model of equanimity, proposing that equanimity involves acceptance (regardless of the hedonic tone) and reduced reactivity (Hadash et al. 2016). The two factors identified in the present study are also consistent with existing conceptualizations of equanimity (Desbordes et al. 2015; Hadash et al. 2016; Hart 1987). This operationalization of equanimity also fits within the BPM (Grabovac et al. 2011), the PROMISE model of insight and equanimity (Eberth et al. 2019), and the theoretical underpinnings of MiCBT (Cayoun 2011), as acceptance towards all experiences and non-reactivity to these experiences (equanimity), decrease habitual forms of craving and avoidance associated with suffering and other psychological symptoms. Additionally, the concepts of acceptance (Lindsay et al. 2018) and reactivity (Gu et al. 2015) have been identified as key mechanisms in MBIs. The ES-16 covers a large number of items that fit well with Hadash et al.’s observation that equanimity requires interoceptive acceptance regardless of the hedonic tone associated with the experience (Hadash et al. 2016). In particular, a number of items address equanimity towards body sensations, which has been identified as a key mechanism in both traditional teachings (Hart 1987) and in clinically oriented MBIs (Farb et al. 2015; Hölzel et al. 2011) given its interoceptive desensitization effects (Cayoun et al. 2019).
Many of the previous questionnaires with items assessing equanimity (Bϋssing et al. 2007; Kraus and Sears 2009; Lundman et al. 2007; Mack et al. 2008) tend to focus on the acceptance aspect of equanimity. This study has expanded on these conceptualizations by including a measure of non-reactivity, which is central to equanimity (Eberth et al. 2019) but generally missed in many definitions (Hadash et al. 2016). Behaviorally, preventing reactivity in the presence of an aversive experience is an important aspect of behavior change, requiring the inhibition of a conditioned response (reactivity). As such, the non-reactive component of equanimity may be understood as a key mechanism in the process of desensitization and has been proposed to be the principal active mechanism in MBIs (Cayoun et al. 2019; Desbordes et al. 2015). Just as patience is only needed and can only be developed when it is lacking, equanimity can only be cultivated where an unwanted prepotent response would otherwise occur automatically. Non-reactivity is developed through the necessity to override prepotent responses and prevent reinforcement. When examining the EBS (Weber and Lowe 2018), the interactive factor (representing attention and awareness) in particular appears to reflect awareness of and reactivity to experiences and low acceptance of internal experiences, sharing similarities with the present scale. However, the EBS measures barriers to equanimity, in contrast with assessing an individual’s level of equanimity, which was the focus of the present study. Based on the above observations, there is minimal overlap between these existing scales and the ES-16.
The ES-16 and its factors, Experiential Acceptance and Non-reactivity, showed good internal consistency, suggesting that items are measuring the same construct within each factor. The ES-16 was found to have good test-retest reliability, which suggests that equanimity is relatively stable over 2 to 6 weeks. As such, it also suggests that equanimity may be best conceptualized as a trait developed over time, rather than a state which lacks stability. This view is in line with the frequent observation that MBIs tend to facilitate mood stability and have generally been shown to help prevent relapse (Kuyken et al. 2015).
Consistent with hypotheses, the total ES-16 scores and the scores for each factor showed significant associations in the expected directions with the other measures, showing good convergent and divergent validity. Specifically, responding with high levels of acceptance and non-reactivity towards experiences was significantly associated with higher levels of nonattachment to experiences. This relationship appeared to be one of the strongest associations, with large and significant correlations. This is probably because the constructs are similar. As previously suggested, nonattachment involves the attitude of not being fixated on experiences and not feeling a pressure to control these experiences (Sahdra et al. 2010), reflecting a degree of acceptance and non-reactivity.
Similarly, results showed that responding with high levels of acceptance and non-reactivity towards experiences was associated with higher levels of satisfaction with life. This relationship is consistent with the conceptualization of suffering as being the result of reactive responding to experiences, particularly craving positive experiences and avoiding negative ones (Teasdale and Chaskalson 2011). Since equanimity allows “a skillful emotional response to the full range of feeling tones” (Desbordes et al. 2015, p. 359), it decreases habitual patterns of responding, thereby reducing suffering (Cayoun 2011) and perhaps resulting in greater life satisfaction. Additionally, in states of high equanimity, desire is based on values and long-term goals (Hadash et al. 2016), which is a key component of Acceptance and Commitment Therapy, the aim of which is to create a rich, full and meaningful life (Hayes et al. 1999). A possible reason for which the relationship between the ES-16 and the SWLS was one of the weaker associations, showing small to medium correlations, may be that we do not always accept our experience and prevent reactivity out of a sense of fulfilment. Although equanimity tends to bring a sense of calmness and peace (Hart 1987), it may be perceived as a necessary and wise attitude (e.g. renouncing a destructive craving), but is not necessarily synonymous to joy and happiness in and of itself.
Moreover, the present results showed that responding with high levels of acceptance towards experiences and non-reactivity was strongly associated with higher levels of distress tolerance. This relationship is also likely to be due to the similarity of constructs in these two measures, as distress tolerance involves “the capacity to experience and withstand negative psychological states” (Simons and Gaher 2005, p. 83), and appears to reflect an attitude of acceptance towards unpleasant experiences (Hadash et al. 2016). However, it must be noted that adopting an equanimous attitude is not limited to destressing experiences. It equally applies to pleasant ones, during which applying equanimity prevents the tendency to attach oneself to the experience or crave it when it has subsided. Hence, equanimity also allows acceptance of the passing of pleasant events and the non-reactivity to their absence; it helps prevent the dissatisfaction and intolerance of the inability to obtain what is being desired.
As was hypothesized, the results also show that responding with higher levels of acceptance and non-reactivity towards experiences was associated with lower levels of depression, anxiety and stress symptoms, as shown by the significant negative correlations between all DASS and ES-16 subscales. This relationship is consistent with previously mentioned evidence that MBIs lead to symptom reduction in a range of psychological conditions (Baer 2003; Hofmann et al. 2010), and supports the view that equanimity is an active mechanism in MBIs (Cayoun 2011; Eberth et al. 2019). There was no effect of gender on participant responses. However, controlling for age revealed that participants tended to be more equanimous with age, as being less reactive and intolerant as one matures psychologically would be expected. This supports the ecological validity of the construct.
Additionally, there was a significant association between the ES-16 and social desirability, suggesting that those who scored highly on equanimity also scored highly on socially desirable responding. This association was controlled for in the analysis. Since it has been shown that social desirability also increases with age (Soubelet and Salthouse 2011), it is possible that the relationship between ES-16 scores and social desirability is mediated by age. Future studies will be needed to clarify this relationship.
We are aware that constructing a questionnaire using items from existing measures can lead to an inflation of number of scales measuring similar constructs. However, the ES-16 is only composed of one item from the Southampton Mindfulness Questionnaire, one item from the Toronto Mindfulness Scale, two items from the Five Facet Mindfulness Questionnaire, two items from the Freiburg Mindfulness Inventory, one item from the Comprehensive Inventory of Mindfulness Experiences Beta, one item from the Multidimensional Assessment of Interoceptive Awareness, two items from the Freiburg Mindfulness Inventory, One item from the Mindfulness Self Efficacy Scale-Revised and six items from the Multidimensional Mindfulness Inventory, which is an unpublished scale, only partly developed by one of the authors and colleagues with the intention to include an equanimity subscale—as for the other items of the MMI, these 6 items were selected by 13 lead authors (researchers, authors and traditional/monastic teachers) in this field, from a very large pool constructed by this and other authors. As such, these six items do not contribute to a potential inflation of overlapping items across scales. This procedure was adopted in our study based on the observation that the selected items were conceptually congruent with the target construct and developing additional items would not have provided additional precisions or other advantages to the item pool. Rather, it would have more or less replicated them. The extraction of items from existing scales permits users to measure the single construct of equanimity with a significantly shorter number of items, unencumbered by items that may be irrelevant to what is needed to be measured. For example, Cayoun et al. (2019) examined the effects of equanimity in adults with moderate to severe chronic pain. Participants learned to self-implement interoceptive exposure to pain sensations while remaining equanimous, without any training in mindfulness. Consequently, mindfulness questionnaires (from which ES-16 items were extracted) were not used, as they were irrelevant and would have been inconsistent with hypotheses. A measure such as the ES-16 would be valuable in such cases.
The development of the ES-16 makes a unique empirical and theoretical contribution to the growing literature integrating Buddhist psychological constructs and clinical research. Given the increased recognition that equanimity is central to effective MBIs, the ability to measure this construct reliably is of significant assistance to both clinicians and researchers. Moreover, the ES-16 may be a more direct means of assessing whether equanimity is one of the central mechanisms of change in MBIs, which in turn can assist the development of more effective clinical interventions. For instance, some MBIs emphasize awareness of cognitive experience, whereas others emphasize acceptance of interoceptive experience. It is not clear whether these different emphases yield similar benefits. The ES-16 may also assist in examining the relevance of equanimity in models of mindfulness to allow further theoretical and empirical explorations of models such as the BPM (Grabovac et al. 2011), the PROMISE (Eberth et al. 2019) and the co-emergence model of reinforcement (Cayoun 2011).
Limitations and Future Directions
The present study contains several limitations. With regard to the sample, while participants were recruited from the general community, over half had post-graduate qualifications (a possible bias resulting from recruitment methods), about two-thirds were female and a very high number identified as Caucasian, thereby limiting the generalizability of the results. Future replication studies would benefit from using more balanced samples and replications are needed in clinical samples. Although the sample size was acceptable given the ratio of cases by factors (Comfrey and Lee 1992; Tabachnick and Fidell 2001), it remains small by other standards (Nunnally 1978) and further studies with larger and more heterogenous samples would help confirm our findings. Additionally, despite good test-retest reliability, our assessment of temporal stability was not ideal, as a time interval that varied between 2 and 6 weeks between assessment points can affect the results, which should be prevented in future studies.
Further validation of the ES-16 is needed, including confirmatory factor analysis to confirm the factor structure, administration with other theoretically related constructs (such as suffering) and administration at pre- and post-mindfulness intervention, given that equanimity has been suggested to be a consequence of mindfulness training (Weber 2017). Future research would also benefit from using alternative models, such as a hierarchical model, to examine whether equanimity is a higher order factor, with Experiential Acceptance and Non-reactivity as lower order factors, as proposed by Hadash et al. (2016).
Finally, there are inherent limitations associated with the use of self-report questionnaires, particularly in the measurement of mindfulness, where it is not clear whether an individual can accurately report their own level of mindfulness (Grossman and van Dam 2011). In the present study, higher scores on equanimity were associated with higher scores on social desirability. It is not clear whether increased self-awareness through a mindfulness intervention would have reduced this bias. Further research would benefit from exploring this association, perhaps to determine whether social desirability decreases through the development of equanimity. If the correlations between the ES-16 and social desirability decrease as a function of increased equanimity, then social desirability could be taken as an additional measure during mindfulness training. Moreover, it is unclear whether this association would also be present in clinical samples, which is another avenue for future investigations.
Despite these limitations, the present study is an important first step in exploring the construct of equanimity and its underlying factors. Future research could assist in developing more objective ways of assessing equanimity, including behavioral, psychophysiological and imaging measures. For example, one of the biological correlates of reactivity being the amygdala activation following the detection of stressful triggers and mindfulness meditation has been shown to decrease grey matter volume in the right basolateral amygdala (Hölzel et al. 2011), improvement in equanimity on the ES-16 would be expected to correlate with reduction in amygdala volume.
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Acknowledgements
We thank Dr. Andrea Grabovac for her assistance with item selection.
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HR: executed the study, analyzed the data and co-wrote the paper. AS: co-designed the study and collaborated with the writing of the study and with the editing of the manuscript. BC: collaborated with the design and writing of the study and editing of the manuscript. All authors approved the final version of the manuscript for submission. This manuscript was completed in partial fulfilment of the requirement for the degree of Master of Clinical Psychology at the University of Technology Sydney, October 2018.
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Appendix
Appendix
Equanimity Scale-16 (ES-16)
Select the response that best describes how you view yourself, based on the scale below. Select the appropriate responses based on how much you agree with each statement right at this moment. Try not to spend too much time of any one item. There are no right or wrong answers.
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Strongly disagree = 1
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Mildly disagree = 2
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Agree and disagree equally = 3
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Mildly agree = 4
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Strongly agree = 5
Item number | Item | Subscale |
1 | When I experience distressing thoughts and images, I am able to accept the experience | Experiential Acceptance |
2 | I approach each experience by trying to accept it, no matter whether it is pleasant or unpleasant | Experiential Acceptance |
3 | When I have a distressing thought or image, I “step back” and am aware of the thought or image without getting taken over by it | Experiential Acceptance |
4 | When I have distressing thoughts or images, I am able just to notice them without reacting | Experiential Acceptance |
5 | I can pay attention to what is happening in my body without disliking or wanting more of the feeling or sensation | Experiential Acceptance |
6 | I endeavor to cultivate calm and peace within me, even when everything appears to be constantly changing | Experiential Acceptance |
7 | I perceive my feelings and emotions without having to react to them | Experiential Acceptance |
8 | I remain present with sensations and feelings even when they are unpleasant | Experiential Acceptance |
9 | When I notice my feelings, I have to act on them immediately | Non-reactivity |
10 | I notice that I need to react to whatever pops into my head | Non-reactivity |
11 | I am impatient and can’t stop my reactivity when faced with other people’s emotions and actions | Non-reactivity |
12 | I am not able to prevent my reaction when someone is unpleasant | Non-reactivity |
13 | If I notice an unpleasant body sensation, I tend to worry about it | Non-reactivity |
14 | I am not able to tolerate discomfort | Non-reactivity |
15 | When I feel physical discomfort, I can’t relax because I am never sure it will pass | Non-reactivity |
16 | I can’t keep my mind calm and clear, especially when I feel upset or physically uncomfortable | Non-reactivity |
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Rogers, H.T., Shires, A.G. & Cayoun, B.A. Development and Validation of the Equanimity Scale-16. Mindfulness 12, 107–120 (2021). https://doi.org/10.1007/s12671-020-01503-6
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DOI: https://doi.org/10.1007/s12671-020-01503-6