Abstract
The evolution of large-scale landslides should be studied because, over long periods of time, primary remediation measures may suffer reduced efficiency or have to be adjusted many times. The 102 Landslide in southeast Tibet, which originally formed in 1991 with a volume of 5.1 million m3 and still exhibits post-failure activity, provides a distinctive case study. The landslide evolved from earthquake destruction and unloading, rainfall-triggered sliding, and debris flow to sands sliding slopes. The NE ringed scarp receded by 38.96 m during a five-year period (2003–2008). The total recession was 160 m with a total area of 2500 m2 during a 17-year period (1991–2008). Although several types of remediation measures were applied and were temporarily effective, the normal function of the Sichuan–Tibet Highway was affected by landslide reactivation from time to time. Actual effects of the engineering measures such as retaining walls, prestressed anchor cables, and drainage ditches confirm that hasty governance of this type of large-scale landslide is generally unfeasible over long time periods. Finally, an approach involving a tunnel running backward from the front face has been adopted as a permanent solution to large-scale moraine slope failures: This engineering practice has been in progress since April 2012. This paper describes the evolution of the 102 Landslide, the engineering interventions to mitigate the effects of the landslide on the Sichuan–Tibet Highway, and the choice of tunneling as a final mitigation measure. The present study concludes that approaches that allow escape from developing geo-hazards should always be the initial choice.
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Introduction
Assessment of landslide hazards requires consideration of both the complex initial stages of failure and unpredictable post-failure behavior, which involve changes in the failure mechanism and movement procedure, substantial variations in volume, and alterations in the characteristics of the moving mass. Geology and topography are the main factors affecting the initial failure mechanism (Evans et al. 2006), although the post-failure mechanism of partial collapse is affected by human activity on the cut slope. To improve hazard assessment and understanding of landslide behavior, observations of typical landslides over a long period are necessary.
At mileage pile K4078—4081 km of the Sichuan–Tibet Highway (Chengdu–Lhasa, a section of No. 318 state highway), the 102 Landslide sits at No. 102 maintenance squad east of Tongmai Town, Bomi County, SE Tibet (Fig. 1). The squads, which are sited at 10-km intervals, were put in place to supply large trucks transporting construction supplies with water and oil during the initial construction of the highway in the 1950s.
The 102 Landslide is a landslide group containing a total of 22 landslides (6 large-scale, 16 small-scale). Of the 6 large-scale landslides, No. 2 (vol. 510 × 104 m3) is the largest (Wang and Zhang 1998). The total volume of the other five large-scale slides is approximately 59.7 × 104 m3. The present study addresses only No. 2 slide of the 102 Landslide (Table 1; Fig. 2). In the altitude zone 1500–3400 m, in the wider parts of the valleys moraines have been breached and reworked by fluvial processes, resulting in moraine-derived secondary accumulations (Iturrizaga 1999).
The 102 Landslide occurred on June 20, 1991. The landslide dam, which was 10–50 m in height, lasted for 40 min and destroyed 3.5 km of highway (Wang and Zhang 1998). Traffic was blocked for 179 days in 1991, 116 days in 1992, 101 days in 1993, 97 days in 1994, and more than 50 days each year from 1995 to 2002. According to local news reports, there were 17 accidents between June 1991 and December 1996. By reinforcing the landslide, the whole situation was brought under control by the use of wood piles for consolidation; however, there are still debris flow in gullies and local loose weathered rocks. The soil on the slope has been stabilized with prestressed anchor cable frames, and cleaning works related to debris accumulations above the highway were carried out after 2001. In addition, monitoring has been strengthened.
Previous investigations of the landslide included geophysical exploration, core drilling, triaxial tests on undisturbed samples from the landslide shear outlet, and back-analysis of the shear strength of the slip zone (Zhu et al. 1998; Liao et al. 2004). Continuous observation of the landslide’s evolution and operation status was carried out by the authors, particularly from 2001 to 2008. In addition, it is valuable to perform retrospective analyses of remediation measures and to assess human–slope interactions (Shang et al. 2003; Zhu et al. 2000).
Herein, the 102 Landslide is described and its failure mechanism is analyzed. From observations of the landslide variation over a long period, the 102 Landslide originated as a landslide was transformed to slope debris flows because of the formation of five gullies and is now sand sliding slopes as a result of construction of retaining walls and installation of prestressed anchor cables at cut slopes inside the highway, which was accomplished in 2002. Construction of one tunnel directed backward from the slope front face is currently being undertaken as a permanent landslide measure.
Physiographic and geological setting
The study area is located on the southern face of Nyainqentanglha Shan Mountain, SE Tibet, and is mainly a steep alpine canyon (Fig. 1). Over most of the area, the difference in elevation ranges from 4000 to 2000 m (Shang et al. 2005a). The interactions of exogenic and endogenic agents are intense. Exogenic agents include rainfall, groundwater saturation, stream scouring, and glacier erosion and are relatively intense in the Quaternary strata, which contain uniquely thick moraines and display mass movement, i.e., mud–rock flows and avalanches (TPSRT 1982, 1986; IMHE and ITS 1999). Endogenic agents include neotectonic movements (faulting and uplift) and earthquakes.
The study region sits in the northern margin of the northern subtropical region, where warm and humid air from southeastern Bay of Bengal in the Indian Ocean blows along the Brahmaputra and moves into the Yarlu Tsangpo Canyon as a wet tongue (Sun 1996) to the drainage area of the Parlung Tsangpo River. The study area almost faces the tip of the tongue. There are two seasons in the year: the rainy season (May to October) and the drought season (November to April). The mean annual precipitation is 1086.1 mm, and the mean annual temperature is 11.9 °C (Fig. 3). In general, the highest monthly precipitation is in June, accounting for 21.2% of the total annual amount (Fig. 4a).
The Parlung Tsangpo River, a branch of the Yarlu Tsangpo River, has an average discharge value of 420.8 m3/s (1953–1996), with a maximum value of 529.2 m3/s in 1988 (Fig. 4b) and a minimum of 296.5 m3/s in 1971 (IMHE and ITS 1999). The hydrological station of the river is located in the lower reach of the 102 Landslide in the outlet from Jiamaqimei Gully (Fig. 2a).
Active major geological structures and strong neotectonic movements regulate the origin and evolution of geological hazards (Parise et al. 1997; Schenk and Bulmer 1998; Philip and Ritz 1999; Strecker and Marrett 1999). The study area in the Parlung Tsangpo drainage area is part of the Gangdise island-arc terrane, i.e., the Lhasa block, in the region between the Bangong Nujiang suture (thrust) and the Yarlu Tsangpo suture (thrust). Many deep faults, including the left-lateral strike-slip Linzhi-Dongjiu fault, the large-scale right-lateral strike-slip Jiali fault, and the right-lateral strike-slip Zayu fault, are still active (Shang et al. 2005a; Fig. 1).
The Motuo (previously called the Zayu) earthquake occurred on August 15, 1950, and was the largest earthquake in China (Ms = 8.6). Small-scale earthquakes often occur in the region (Fig. 5). The geological setting is exceptionally active and complex. These active geological factors, together with exogenic agents such as precipitation, stream scouring, weathering, and erosion, contribute to the occurrence of landslips. The Sichuan–Tibet Highway was originally constructed in 1950–1969. Human activity such as cutting and reinforcing disturbs the normal balance of natural slopes. The highway must be able to cope with the challenges of large-scale slope failure. Highway restorations and modifications reflect human–slope interactions to a certain extent.
Layout of the 102 Landslide
In terms of the engineering geological zonation of the highway section along the Parlung Tsangpo River, the 102 Landslide is located in sub-zone VI2, which has been qualitatively evaluated as the worst class (Shang et al. 2005b). The 102 (2#) Landslide occupies an area 360 m long, 420 m wide, and 35 m thick in the original slope, with the main slip direction being toward the Parlung Tsangpo River (Shang et al. 2005a). The thickest part of the sliding body is more than 35 m thick (Fig. 2b).
The difference in elevation is more than 400 m [2120–2525 m above sea level (a.s.l.)]. The landslide body has a stepped shape with a mean slope angle of more than 37° and steeply dipping (>70°) scarps. The scarp height is 80–90 m in the eastern section, 40–50 m in the middle section, and 60–70 m in the western section. The underlying sliding surface has a dip of 15°–20° in its front section, altering to a dip of 30°–45° in its back section.
The 102 Landslide is a Type II (tractive) landslide. This type of landslide occurs next to streams, and different ranks of mass movement in the sliding layers of moraines typically occur in the area (Table 2). This classification can be characterized by considering volume, thickness of slides, composition, and action time (Shang et al. 2005a).
Investigation of the lateroglacial sediment landscape of the Karakoram glaciers demonstrated that secondary debris supplied by reworking of older glaciogenic deposits (Late Glacial slope moraines) represents a major debris source (Iturrizaga 2001). At the 102 Landslide site, the Late Pleistocene moraines, which occupy a large thickness of 256.4 m, formed during the penultimate glaciation (Fig. 2b).
In the upper part of the slope (from 2220 m a.s.l. in the western part of the slope to 2380 m a.s.l. in the east), there are 13 springs above the moraines that are active all year (Fig. 6). The spring water temperature varies between 10 and 20 °C, and the artesian discharge is 0.1–2.6 l/s (IMHE and ITS 1999). These springs flow out from the contact zone between underlying ancient moraines formed during the penultimate glaciation and overlying pluvial–alluvial deposits formed during the later interglacial stage. The latter, which are 182.61 m thick, can be divided into two sections. The upper part (127.86 m thick) consists of light yellow to brown-yellow moderate–coarse sandy gravels, interbedded with dark gray coarse sandy gravels. The lower part (54.75 m thick) consists of gray to dark gray sandy gravels.
There are five gullies in the slope surface (Fig. 7), which divide the sliding body into several parts with different movement styles. The gullies are 220–455 m long, 5–65 m wide, and 5–30 m deep, with a normal gradient of 586–622‰. Slope debris flows often emerge and rush out along these gullies in rainy seasons.
The particle-size distribution of the loose slope material was measured using the sieving method (Fig. 8). The loose material consists of gravel-bearing sands, with little clay and a few cobbles (Fig. 8). The shape of the curve is very similar in samples obtained from different parts of the slope, with only one peak in the particle-size distribution curves (Fig. 8).
The shear strength of these moraines is mostly characterized by inner friction angles (φ) of 30°–35°, consistent with the angular particle friction in gravelly sand. The cohesive force (c) is as small as 100 kPa because of the small amount of clay (Fig. 9). The scatter in the c values of total and effective shear strength reflects the influence of pore water pressure and magnifies the sensitivity of the sediment to unloading, i.e., a decrease in c.
To understand the characteristics of surface water flow around the landslide zone and in the surrounding area, hydrological modeling techniques based on geographic information system (GIS) were applied. A digital elevation model (DEM) of the study area was extracted from the six Advanced Spaceborne Thermal Emission and Reflection Radiometer (ASTER) Global Digital Elevation Model version 2 (GDEM V2) tiles squared off every one degree of latitude and longitude (Fig. 10a). The spatial resolution of the DEM was 1 arc-second (Tachikawa et al. 2011). Catchment areas in the study area and the relative amounts of flowing water in streams were determined from the DEM using ArcGIS 10.3 software and Arc Hydro Tools (Djokic et al. 2011) using the following process: pit removal in the DEM; determination of flow directions; calculation of cumulative flow; extraction of streams from the cumulative flow values using a threshold of 100,000 cumulative cells threshold; and delineation of catchments.
The calculation of cumulative stream flow reflects relatively higher discharge volume in the stream adjacent to the 102 Landslide (i.e., the Parlung Tsangpo River) because of its location close to the outlet of a downstream branch (Fig. 10b). The catchment area encompassing the 102 Landslide is relatively larger than is usual for a catchment area (Fig. 10c): a larger catchment basin can lead to greater flooding potential.
Formation and evolution of the 102 Landslide
During the 1950s, when the Sichuan–Tibet highway was under construction, signs of slope deformation appeared in the No. 2 section (landslide) along the highway. Unstable sliding masses slowly developed by creeping deformation between 1960 and 1980 at the site.
An earthquake of Ms 5.3 (Richter magnitude) in 1982 triggered eastward enlargement of the unstable sliding land (Zhu et al. 1998). During 1988–1990, several extreme floods intensively scoured the front margin of the slope in the convex bank of the Parlung Tsangpo River; as a result, several slope failures occurred in the form of basement subsidence along the highway at a rate of 0.5–1.0 m annually. On June 16, 1991, the basement suddenly subsided by 2 m in this section, subsidence of 1 m occurred on 17 June, and local collapse took place. On 20 June, the whole slope rapidly moved downward to the river, and a landslide dam was formed over the bed.
From historical records, the landslide was initiated as a result of earthquake influence between 1980 and 1996, with heavy rainfall and flooding erosion directly acting as trigger factors. The pluvial–alluvial and colluvial deposits were saturated and moved slowly along their boundary with the Late Pleistocene (Q 3) moraines (Shang et al. 2005a).
The failed volume of about 510 × 104 m3, which ruined 550 m of highway (Wang and Zhang 1998), mainly slipped to the Parlung Tsangpo River. The front of the landslide moved directly to the other side of the Parlung Tsangpo River, causing 3 km of backflooding. The landslide dam was about 20 m high and blocked the river in 40 min. The subsequent dam burst led to formation and expansion of the Nos. 3–6 landslides in the lower reaches (Zhang et al. 1998), and the field geological investigations being carried out by the No. 7 group of the Gangsu Regional Geology Survey Team on the 1:200,000 Tongmai and Bomi sheets had to be stopped (Zhang et al. 2004). In 1998, large-scale sliding occurred again.
From the 1950 Zayu Earthquake until 1986, the 102 Landslide underwent creeping deformation. Between 1987 and June 1991, the slide moved faster than before, and then the slide completely slipped with showing slightly accelerating behavior of slippage. On June 20, 1991, complete slippage occurred, after previous basement subsidence and local collapse between June 16 and June 18, 1991. After the complete landslide on 20 June, almost fully saturated sliding mass was seen by someone walking through the adjacent area, but the saturated condition disappeared soon.
After the stepped slope had been divided into several small landslides by five deeply scoured gullies (Fig. 7), the highway passed through the slide as a snake curve with a wooden retaining wall to reinforce the basement (Fig. 11).
After its formation, the 102 Landslide became a debris flow and subsequently a sands sliding slope. The scarp retreated to 38.95 m in its NE area during a five-year period (2003–2008; Fig. 12a, b): The amount of retreat was 160 m, and the area was 2500 m2 over a 17-year period (1991–2008; Fig. 12c).
According to the 102 Landslide topographic map surveyed in April 2003 by the No. 1 Institute of Design and Survey, China Transportation Inc., one drainage ditch was constructed as designed 15–30 m northward of the scarp. The southern margin of the ditch was 25 m north of the scarp. However, when the drainage ditch was checked in 2004, it was found that the scarp had receded to the northern margin of that ditch and the middle section of the ditch had fallen down and disappeared, together with the slipped scarps. At that time, the scarp had receded by 25 m. On March 20, 2006, one total station (TCA2003) was set up to survey the landslide. At that time, the scarp was 13.96 m north of the left-hand section of the ditch. On April 4, 2008, the data from the total station revealed that there was no obvious change in the scarp relative to the ditch, and scarp recession had slowed. On average, the recession speed was 7.79 m/a over 5 years (2003–2008; Fig. 12c).
Even in the drought season, debris flows occurred in gullies with banks containing more than two sliding platforms and steps (Fig. 13a). One of the platforms was situated immediately above the road surface. The top of a drill hole in the platform was observed to be approximately 0.5 m higher than the neighboring ground level. In addition, an abandoned road surface is exposed in the gully and below the current road surface. From this information, the slope is calculated to have experienced approximately 10 m of horizontal displacement and 4 m of subsidence between 1997 and 2000. On the upper slope side of the highway, a layer of carbonated vegetation and tree roots buried by landslide debris was examined. A secondary sliding plane between the overlaying gray-brown Holocene silty sands from sliding deposits (Q 4) and the buried gray-black Late Pleistocene moraines (Q 3) was observed during the site survey, during which an undisturbed block sample was obtained at the shear outlet of a secondary landslide for triaxial testing in the laboratory (Shang et al. 2005a; Fig. 14).
From the site investigation, the landslide was controlled by the active right-lateral strike-slip Zayu fault in the north and the Jiali fault in the south (Fig. 1). Heavy rainfall and flood scouring triggered landslide occurrence on June 20, 1991, during the rainy season.
In terms of the mechanism of the 102 Landslide, earthquake vibration, precipitation saturation, stream, and groundwater erosion were significant in its toe and scarp sections. During the whole procedure with different deformation and failure features, precipitation and stream scouring played major roles in triggering land slippage: The peaks in precipitation in 1997, 1998, and 1992 and the corresponding peaks in discharge were correlated with the occurrence of deformation (Shang et al. 2005a; Fig. 15).
Engineering remediation and stability
As described above, the 102 Landslide occurred on the northern bank of the Parlung Tsangpo River and blocked the river with landslide dams. The stream scouring the concave bank plays a dominant role in triggering slippage of the underlying slope. Accordingly, effective engineering measures include prevention of slope toe scouring, reinforcement of the sliding body, and diversion of runoff (Shang et al. 2005a). A cheap and easy engineering measure, mud-proof corridors, were erected for temporary traffic safety, but were frequently destroyed during the 1960s.
Figures 11 and 13 display examples of engineering remediation measures. These measures include flood-diversion walls on the gully banks, such as wooden retaining walls at the foundation of the highway, to prevent erosion. A widely adopted measure is timber retaining walls built in the foundation of the highway in the middle portion of the 102 Landslide. A timber retaining wall bounded with reinforced bars was installed using local pine timber. The walls act to retain soil without loosening and prevent mass movement of slopes. The walls are generally constructed on both sides of the highway at the 102 Landslide (Fig. 13) to reinforce the highway foundations by supporting the lower slope and to protect the highway from the failing rock blocks and loose soil (Shang et al. 2005a). After a significant length of time, the timbers will lose their strength as a result of decay (Shang et al. 2003). The plentiful use of pine does not result in durability and is not feasible in ecological terms, because the work requires a large number of pine trees and consequent forest destruction. The remediation measures did not work very effectively (Fig. 13). Hence, improving the stability of the slope is necessary to prevent additional sliding at this site. Measures also include erosion-protection and flood-diversion walls on the gully banks. These were constructed along the river bank at a larger width as a retaining wall against the landslide front and to decrease the scouring force in the concave bank.
At significant cost, temporary consolidation for normal traffic passing the 102 Landslide was completed in 2002 (Fig. 16). Erosion-protection and flood-diversion walls were installed to protect the highway slope toes from direct erosion by the stream. One such wall 400 m in length was built in front of the 102 Landslide and on the banks of the river at the slope toes to prevent further erosion of the slope, which was regarded as an economic way to reduce stream incision (Shang et al. 2005a). From field inspection, it was found that the walls were cracked, and there were large fissures in some rock blocks that have fallen to the ground (Fig. 16). It is important to ensure that construction work is resistant to weathering to avoid slope failures near or under important buildings.
As the highway region is in a remote area, any construction work will encounter many tremendous difficulties. Therefore, quality control and assurance of construction work along the highway are extremely important; in addition, it is extremely difficult to ensure that the work will last for a long time.
Different slope failure mechanisms operated at different times (Fig. 16); thus, appropriate engineering measures were adopted and adjusted to cope with these changes.
Existing problems and proposed measures
The evolution of the 102 Landslide has been continuous, resulting in development of sand sliding slopes. Reinforcement of the landslide is difficult because of springs and leakage in the loose material, and it is not possible to avoid the landform because of its position as a concave bank beside the stream route. Therefore, cessation of slope deformation or failure to ensure normal operation of the highway is impossible. Thus, it is better to avoid direct contact with or significant disturbance of this large-scale slope slippage.
Tunnels immediately north of and behind the landslip have been proposed, as illustrated in Fig. 2. There are four tunnels to be considered. Tunnels 1 and 2 cross the landslide and escape the zones affected by unloading adjacent to the deep gorges. These tunnels do not pass perpendicularly under gullies or creeks and are shorter than tunnels 3 and 4. In contrast, tunnels 3 and 4 are at least twice as long and pass through some gullies and streams. Shallow tunnels aligned close to steep valley walls should be avoided in case of potential geo-hazards. Thus, the geological risks of tunnels 1 and 2 are higher than those of tunnels 3 and 4; however, if the economic cost and construction period are taken into account, tunnels 3 and 4 have some disadvantages. Thus, the four tunnels should be compared in terms of feasibility, potential secondary geo-hazards, and economics. After comparison, tunnel 3 was deemed to be a better one with a short length that efficiently escapes from the unloading free wall of the gorge. By the end of 2012, the proposal for tunnel 3 was adopted; construction of the tunnel has begun.
Conclusions
The evolution of the 102 Landslide and efficiency of engineering measures reveal that the landslide was transformed to a debris flow and subsequently to sand sliding slopes. This pattern reflects that the natural occurrence of the landslide was initiated by an earthquake after a long period of 40 years of creeping deformation, with total slippage triggered by precipitation, leakage, and stream scouring in 1991. The landslide activities over the subsequent 20 years were affected by slope cutting and reinforcing to a certain extent; thus, human–slope interactions have an effect on the interior evolution of large-scale moraine slopes. Currently used engineering measures such as prestressed anchor cables constrained these slopes to adjust locally and be transformed into small-scale debris movements.
A practically feasible approach for permanent avoidance of this type of large-scale slope failures in concave banks in high-relief gorge areas is tunneling. The tunnel should be far from unloading steep walls and deep enough to escape the influence of slip planes, and the excavation method and advanced rate should be controlled to diminish disturbance of weak moraines. At the time of writing, the proposal for construction of one tunnel has been accepted and that tunnel is currently under construction.
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The authors appreciate supports from the Chinese Natural Science Foundation Committee (No. 41372324), the Brain Korea 21 Plus Project, and the Research Institute of Energy and Resources, Seoul National University.
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Shang, Y., Hyun, CU., Park, HD. et al. The 102 Landslide: human–slope interaction in SE Tibet over a 20-year period. Environ Earth Sci 76, 47 (2017). https://doi.org/10.1007/s12665-016-6365-z
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DOI: https://doi.org/10.1007/s12665-016-6365-z