Abstract
Bio-based polymers have emerged as a feasible alternative to petrochemical polymers mainly due to their biodegradability and renewable feedstock. Brazil is considered one of the largest producers of agricultural commodities. Hence, the country is also distinguished by the large generation of this residue type, which can be potentially used as a source to obtain biopolymers, such as cellulose. Based on the Brazil agriculture market, the study aims to analyze the suitability of agroindustrial residues as raw material for cellulose-based materials. A methodology for the selection of the most suitable residues is proposed, which takes into account the chemical composition of residues, namely the cellulose content and the cellulose-to-lignin ratio, as well as, their availability. In order to meet conservation issues, the availability of residues is calculated as a function of sustainable removal rates and competitive uses. Taking as reference the main crops identified, the average amount of agroindustrial residues available in Brazil was estimated at 108 million tons/year. Among the most suitable residues to be used as cellulose feedstock are soybean straw, sugarcane top/leaves, maize husk and stover and sugarcane bagasse.
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Introduction
In the last decades, the industrial segment of polymeric products has shaped the humankind life. Increasing demand for versatile products for several applications has been a major factor responsible for the growth of this segment. Nowadays, polymers are found throughout many sectors and industries including packaging, build and construction, automotive, electric and electronics, agriculture and consumer goods [1].
Currently, its improper disposal, persistence and fossil-based raw material represent factors with negative environmental and economic effects, namely greenhouse gas emission and land and marine pollution [2, 3]. In terms of disposal for example, only in Brazil, plastic represents around 13.5% of the total solid waste collectible [4]. Nonetheless, in 2015, from 72.5 million tons of solid waste collected, almost 30 million tons were sent to unsuitable destinations such as dumps [4]. Depending on the kind of plastic, it will take a very long time to degrade when released into the environment, enhancing its accumulation [5]. Even in the controlled environment of landfills plastics hardly degrade [6]. In the marine environment, common plastics used in packaging degrade at a very slow rate [2, 7]. According to Eriksen et al. [8], a minimum of 5.25 trillion plastic particles weighing 268,940 tons is estimated to be floating in the world’s oceans.
In this sense, the search for renewable raw materials suitable for the production of biodegradable polymeric products is imperative, especially considering the depletion of fossil resources, fluctuation in oil price and the negative environmental impacts. Indeed, bioplastics have been mentioned as a lead market by the European Commission, with global production capacity set to grow 350% by 2019 [1]. In recent years, the group of bioplastics derived from renewable and biodegradable resources has received greater interest. They can be manufactured by different techniques using biopolymers as feedstock, such as cellulose, lignin and starch.
Among the available sources of renewable feedstock, lignocellulosic biomass stands out in the global scenario. Currently, this category of biomass assumes relevant importance for the generation of renewable energy, fuels and several other products (composites, dispersants, flocculants, textile fibers and activated carbon), mainly due to its chemical constitution. Lignocellulosic biomass consists mainly of three natural organic polymers—cellulose, hemicellulose and lignin—and small amounts of proteins, pectin and extractives [9, 10]. Among the aforementioned components, cellulose is the most abundant organic polymer on earth, and owing to its mechanical and thermal properties, renewability, widely availability, non-toxic, low cost, biodegradability and derivatizability, cellulose is considered a promising feedstock for the development of sustainable materials [11,12,13,14].
Cellulose is a high molecular weight homopolymer assembled from the repetition of cellobiose units (β 1–4 glucosidic covalent bonds between d-glucopyranose subunits) [15, 16]. Each cellobiose unit has hydroxyl groups that promote strong interactions by intra and intermolecular hydrogen bonds. This spatial structure allows the molecules to crystallize in a horizontal plane and in parallel chains, forming microfiber packages [17]. In the plant cell walls, the cellulose is embedded in a matrix of hemicellulose and lignin, bound together by covalent cross-links, which results in the recalcitrant property of the lignocellulosic biomass. Hence, the performance of physical or chemical pretreatments aiming the fractionation of lignocellulosic biomass is essential to convert cellulose into polymeric materials [10, 18]. After extraction, cellulose can be processed in the form of nanocellulose, derivatized cellulose, composites fillers or matrix and regenerated materials, such as films and gels [13, 19].
In general, lignocellulosic biomass may result from agricultural waste, forest waste, energy crops and municipal and industrial wastes [10, 20]. The set of activities associated with the vegetable agribusiness sector stands out as one of the main residues generators. Framed worldwide as one of the leading agricultural producers, Brazil also excels due to the large waste generation originated from this type of activity. It is estimated that the production of agricultural residues in Brazil exceeds 200 million tons per year [21, 22]. Despite some of these residues are currently applied to a range of valorization processing, a large portion is still directed to sanitarium landfills and incineration plants, or burned in the harvest field.
The first step in the sense of analyze the valorization feasibility of agroindustrial residues, regarding its application to produce cellulose-based products, consists in the identification of residues types that besides to have high content of cellulose, are also generated and available in significant quantities. In general, the availability of agroindustrial residues is estimated based on the annual production of crops and its respective residue-generation-rate. In Brazil, studies aiming this type of estimation have already been performed by [22,23,24,25]. However, besides the time lag and lack of properly environmental constraints and competitive uses assumptions, these studies are focused on the assessment of residues as an energy resource and, in many cases, potentials and limitations are exclusively based on the residues availability.
The present study aims to estimate the amount of agroindustrial residues available in Brazil and to identify the most suitable residues that can be used as raw material in the production of cellulose-based materials. The required estimates were carried out based on the agroindustrial market of Brazil and the availability of residues was calculated as a function of the average crop production and conservative assumptions, such as sustainable removal rates and competitive uses. Furthermore, the availability and chemical composition of residues were taken into account in order to assess their suitability to produce for the development of cellulose-based materials.
Methodology
Crop Residues Production and Chemical Composition
Spatiotemporal characterization of agricultural crops production was performed with statistical data of Brazilian Institute of Geography and Statistics (IBGE) [26], extending from 2004 to 2014. In order to complement this previous assessment and support the selection of main crops, information about residues types and their respective cellulose, hemicellulose and lignin contents were obtained from associated literature.
The crop residues production can be calculated in terms of the average annual production of crops (AAP) and the residue generation rate (RGR). The AAP of crops intended to processing industries was set as the portion of production allocated for this purpose. For all other residues, the AAP values resulted directly from IBGE database. RGR values were obtained directly as default values from natural resource module (NRM), as well as from other published documents. The NRM consist of a data processing and handling digital module, applied to assess the availability of bioenergy feedstock originating from crop production, agricultural residues and forestry [27].
Residue Generation Rate
The RGR can be understood as the ratio, on a dry basis, of the weight of residue produced to the total weight of the main crop product (e.g. the ratio of straw to wheat grain). RGR values may vary temporally and spatially according to several aspects, depending on the cultivation techniques, soil fertility and weather conditions [22]. Considering that RGR data used come from other studies targeted to different geographic areas, including those belonging to NRM database, it is expected that these values encompass a technical, environmental and cultural variability, so that their application meet only a rough estimate. The diversity and variability of residues generation rates can be seen in Table 1.
Availability of Agricultural Residues
After identifying the main crops produced in Brazil, the availability of crop residues (ARCR) (Eq. 1) was calculated as a function of the AAP, RGR, sustainable removal rate (SSR) and other competitive uses, while the availability of industry-driven crops residues (ARIDC) (Eq. 2) took into consideration the AAP, the portion of production allocated to industrial processing (IP), RGR and other competitive uses (CU).
Sustainable Removal Rate
SRR of crop residues are required to meet environmental and economic sustainability associated with the agricultural activity. The main objectives of sustainable crop residues removal consist in maintaining the natural soil fertility via incorporation of nutrients, promoting stability of upper soil layers and increase the organic matter content [40]. The percentage of crop residues that must be kept in the field depends on factors, such as the soil structure and type, planting techniques (e.g. fertilizers usage, crop rotation and till or no-till farming) and conservation practices.
In the literature is commonly suggested that a residue removal up to 30% does not imply damage to the soil [41,42,43,44]. However, estimates for sustainable residue removal may vary greatly from crop to crop, and it depends on another series of factors, such as geographical, climatic and technical/technological. For example, according to SoCo project team [45], regardless the cultivation method, it is indicated a maximum removal rate of straw around 70%. Karkee et al. [46] found that depending on soil characteristics, topography and farming practices (tillage, conventional and no-till), the percentage of available biomass to be removed may vary from 0 to 98%, without negative effects on the soil. In this study we adopted the sustainable removal rates of 40% for wheat straw, maize residues, rice straw and husk, bean straw and cotton stalk [24], and 30% for sugarcane top/leaves [41], cassava stalk and soybean straw and pods [24].
Competitive Use of Residues
Besides SRR, agroindustrial residues may be used in a range of applications, including energetic valorization, animal feed and bedding, application in the construction sector, as well as starting materials for activated carbon production [45, 47,48,49]. These applications represent competitive use with direct influence over the availability of residues and must be taken into account. It is worth mentioning that Brazil, besides being one of the main producers/generators of lignocellulosic fibers, also stands out for the development of projects and research related to the valorization of this sort of material/residue [50]. Considerable attention has been given to the application of some lignocellulosic residues as reinforcing agents/fillers in composite materials [50,51,52,53,54]. While recognizing such applications, the use of some residues is still restricted to research activities, and therefore they were not handled as a competitive use since they still do not have commercial or large-scale application.
Generally, very little information is available on industrial processing residues used for recycling/reuse purposes. Notwithstanding, in order to proceed with conservative estimates, for those crops with no information on the percentage of residues destined for other valorization routes it is assumed that only 50% is available. For residues that no other valorization route was identified, such as cassava stalk, rice straw, cotton stalk, soybean straw and sugarcane top/leaves, is estimated that 75% of the total generated is available (Table 2). It was also assumed that 35% of coconut [55], 10% of mango [56, 57], 40% of tomato [58], 10% of potato [59] and 15% of apple national production [60] are allocated to industries processing. Besides, it is verified that practically all the production of cocoa and coffee goes to processing industries [61, 62].
Suitability of Agroindustrial Residues to Develop Cellulose-Based Products
The assessment of residues suitability has been carried out based on methodology reported by Araújo et al. [80], where the suitability scale of residues is measured (Eq. 3) taking into account the normalized values of three main parameters (\({\chi ^{\prime}_i}\)): Availability of residues (AR), cellulose content (CC) and cellulose to lignin ratio (RC/L). The presence of lignin in lignocellulosic biomass can be considered as one of the major obstacle in biomass pretreatment processes [81, 82]. Therefore, the influence of lignin over the selection of residues was accounted by including the cellulose-to-lignin ratio. The greater the ratio, the greater is the cellulose percentage compared to the lignin content, and thus more efficient is the biomass treatment.
where,
The constants a and b in Eq. 4 correspond to arbitrary points, equivalent to 0.1 and 1, respectively, used to restrict the range of suitability values. Besides, \({w_i}~\) correspond to weights of parameters AR, CC and RC/L, which are equivalent to 35, 45 and 20, respectively, and the subscript index j represents the residue under evaluation. In the same equations, the parameters designated by maximum and minimum subscripts are related to residues that present the highest and lowest values, respectively, of the parameter concerned. Thus, for each residue, the suitability index (Sij′) may vary from 10 (lowest suitability) to 100 (highest suitability), expressed as dimensionless (Eq. 3).
Results and Discussion
Agricultural Production and Harvested Area
The crop production can be divided into two categories: (i) permanent and (ii) temporary. The permanent category includes the long-term crops that do not require replanting after harvesting, while the temporary one generally require replanting after harvesting. Within the period from 2004 to 2014, among all permanent crops, excel the high production of orange, banana, coffee and coconut (Fig. 1). In fact, Brazil is among the world’s leading producers of these crops. Only the Southeast region is responsible for more than 80% of national orange production and 55% of the total permanent crops production. Northeast region accounts the largest production of coconut and banana and 23% of permanent crops production (Fig. 2a, b).
Southeast and Northeast regions accounted about 5,224,000 ha (43.43 and 39.68%, respectively), on average, of the total area used for the cultivation of permanent crops in Brazil. Around 80% of coffee plantation and 74% of orange plantation are located in the Southeast region. In the Northeast predominates plantation areas for banana, cocoa, cashew nut, coconut and sisal. In other regions, crops with lower percentage of area for cultivation prevails.
Regarding the temporary crops, over the last 11 years of data, it was possible to verify that the production has almost doubled, reaching 972.2 megatons in 2014. Among all the temporary crops, sugarcane production is by far the most relevant. In 2014 were produced 737.2 Mt of sugarcane, 86.7 Mt of soybean, and 79.8 Mt of maize (Fig. 2). These figures place Brazil among the world’s largest producers of these crops. The other crops, which account for a total of 28 different types, contributed with 68.5 Mt (about 7% of the total production) (Fig. 2). About 52% of the national temporary crops production takes place in the Southeast region. The Centre-West region presents the second higher percentage contribution, mainly due to its leadership as maize and soybean producer.
It could also be noticed that 43% of the total harvesting area was used for soybean crop, 22.5% was used for maize plantation and 14.8% for sugarcane growing. It is worth highlighting that, in 2014, two Brazilians regions accounted for about 45% of all harvested areas, namely Centre-west (with 24.3 million hectares) and South (with 21 million hectares).
Chemical Composition of Agroindustrial Residues
Depending on the morphological structure of crops and the processing levels to which they are subject, different types of residues with specific cellulose, hemicellulose and lignin contents can be obtained (Fig. 3; Tables 3, 4). Cereals and oilseed crops may be mentioned as crops capable of generating residues still in the harvesting phase. On the other hand, crops such as grape, orange, apple, potato, coconut, coffee, mango and cocoa, particularly interesting to obtain processed products, may result in the generation of residues at different stages of industrial processing. Figure 3 presents different agroindustrial residues provided by local farmers and processing industries. Tables 3 and 4 present cellulose, hemicellulose and lignin values for a range of lignocellulosic residues derived from temporary and permanent agricultural crops, respectively. These tables highlight several agroindustrial residues with high cellulose content and potentially interesting to be used as sustainable resources to produce cellulose-based materials.
Availability of Agroindustrial Residues
The availability of residues related to the main crops identified in previous assessment took into consideration: (i) average annual production of crops; (ii) residue generation rate; (iii) sustainable removal rates; and (iv) other competitive uses. Table 5 shows the values of variables encompassed in Eqs. 1 and 2, as well as the annual RP and the availability of residues. Exclusively for the industry-driven crops, the AAP is equivalent to the portion of production allocated for industrial processing. Residues classified in this approach are highlighted in Table 6.
Taking into account only the main residues identified, the total amount of agroindustrial residues produced in Brazil is estimated at over 589 million tons/year on average. However, in response to the conservation assumptions, the availability of residues is estimated at about 108 million tons/year (Table 6). The analysis of these results along with the data provided in Tables 2 and 3, emphasize the potential of the accounted residues as a cellulosic feedstock for valorization options.
Figure 4 summarizes the information discussed so far about the availability of residues and the average percentage of cellulose. Evaluating only these two parameters, it can be observed the greater relevance of sugarcane top/leaves, soybean straw, maize stover, sugarcane bagasse and rice straw, which accounted for about 82% of the total generation of available residues. It is worth highlight the relevance of sugarcane crop, which contributes alone with 41% of the total available residues. The remaining residues, despite having reasonably high percentages of cellulose, are generated and available in smaller quantities.
By comparison, the estimates obtained in this study are similar to others identified in literature, especially when taken into consideration the total production of residues and not only the portion available [22,23,24]. For instance, Forster-Carneiro et al. [22] also highlight the sugarcane as the crop with the largest production of residues (estimated at 157 million tons), and stressed a possible increase in the generation of agroindustrial residues around 25.2% by 2020.
Assessing the annual variability of AR for the whole historical series (Fig. 5) it is possible to notice a marked increase of residues generation throughout the years. For instance, from 2005 to 2014 the availability of residues increased 40%. It is estimated that 134 million tons of residues were available in Brazil in 2014. These estimates are consistent with current developments in the global agricultural sector. Only in the last three decades the Brazilian agricultural production has more than doubled in volume. The sector has contributed significantly to the country’s trade balance, mainly as a foreign currency collector due to export business. Driven by continuous productivity improvements, and the implementation of stimulus and investment policies in research and development as well, the outlook for 2024 is that the sector will continue to grow [121].
In Brazil, the massive generation of agroindustrial residues (Fig. 6), which still have marginal economical use [22], has kept pace with the high agricultural productivity. Taking as reference the average availability of residues from 2004 to 2014, positive and negative variations of availability ranging from − 25.7 to + 24.04% were found. Moreover, it is possible to predict an increase of agroindustrial residues generation, considering that, since 2005, the availability of residues has shown positive growth rate, with average annual fluctuation of about + 5.43%.
Suitability of Agroindustrial Residues
The ranking of residues with greater potential to be used as raw material (Fig. 6) was obtained by applying ARi′, CCi′ e RC/Li′ (previously calculated and shown in Table 5) as input parameters in Eq. 3. From the results obtained, it could be noticed that the parameters AR e RC/L play an important role in the final ranking of suitability. The low lignin content associated with pineapple peel resulted in a normalized cellulose-to-lignin ratio much higher than the others’ (Tables 3, 5), which contributed significantly to the final value of suitability. The same is true for sugarcane top/leaves and soybean straw, in response to their great availability.
Among the main agroindustrial residues identified, those with greater potential to be used as raw material are soybean straw, sugarcane top/leaves, maize husk, maize stover and sugarcane bagasse. The lowest suitability values were assigned to apple pomace, potato skin and tomato pomace (Fig. 6). A close relationship between the suitability of residues and the productivity of crops was identified, since the most suitable residues are originated from the most productivity crops. Additionally, in the production and manufacturing cycle of agricultural products, the largest parcel of residues is generated during the harvest phase. However, some residues coming from processing industries excel as potential feedstock for cellulose-based materials manufacturing, namely sugarcane bagasse, mango seed, coffee husk and pineapple peel.
Residues with intermediate or low value of suitability may also be applied to the application concerned. However, in such situations, the feasibility of using these residues should be assessed, since the improvement and optimizing of treatments or pretreatments techniques must be carried out. For instance, besides to affect the efficiency of pretreatment steps, the presence of substantial amounts of non-cellulosic components may negatively influence their biodegradability, crystallinity, density, tensile strength, modulus and moisture of fibers and end products [11, 122, 123].
It is worth mentioning that the use of agricultural residues as a polymeric feedstock requires to encompass, besides availability and good chemical composition, a number of issues, including the temporal variability of generation, technological alternatives affordable, perception and social impact on different farmers’ category and logistical issues. For instance, in Brazil, about 63% of sugarcane production takes place in the southeast region, hence, the largest share of sugarcane residues will be available in that region.
Several agroindustrial residues highlighted herein have already been reported as source for nanocellulose production, namely mango seed [116], soy hulls [124], cotton stalk [125], sugarcane bagasse [126], oil palm empty fruit bunch pulp [127], corncob [128] and wheat straw [129]. Ongoing studies in this field are focused mainly on the use of nanocrystalline cellulose (NCC) and microfibrillated cellulose (MFC) as fillers to nanocomposites, aiming the improvement of packaging and films properties [130,131,132].
Other newly applications and trends on cellulose-based materials are focused on the functionalization of natural lignocellulosic fibers, to produce polymeric composites [133,134,135] and biosorbents [136, 137], and NCC and MFC for assembling well-defined nanomaterials with unique properties [14, 125, 132, 138]. Additionally, is worth mentioning the development of regenerated cellulose, which is manufactured through the dissolution of cellulose, followed by its shaping and subsequent regeneration [13], as well as the conversion of lignocellulosic biomass into chemical building blocks through the biorefinery concept approach [139, 140].
Conclusion
In this study, a methodology to select agroindustrial residues suitable for cellulose-based materials production has been conducted based on the agricultural sector of Brazil. Besides the availability of residues, the chemical composition was also taken into account. The results indicated a large amount of residues available (108 million tons/year, on average) that could be recovered. Furthermore, since 2005 the availability of residues has shown positive growth rate, and it is likely that the generation of residues will continue to increase in the coming years along with the expected increase in agricultural productivity. Based on the methodology applied, the results indicate that the soybean straw is the most suitable residue to be used as feedstock to produce cellulose-based materials, followed by sugarcane top/leaves, maize husk and stover and sugarcane bagasse. This clearly reveals that the most suitable residues are derived from the main agricultural crops produced in the country. Moreover, over the next decades these residues tend to increase and be used as a potential resource.
As future works and improvements, should be mention that spatial and temporal variability related to residues generation should also be considered when planning valorizations routes. Besides acceptable physical performance, the viability of using the new developed products will be defined by environmental and economic aspects associated with their production, use and post use destination chains, which must be assessed by life and cost cycle analysis.
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This work was supported by the Brazilian National Council for Scientific and Technological Development (Grant Number 201940/2015-9).
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Araújo, D.J.C., Machado, A.V. & Vilarinho, M.C.L.G. Availability and Suitability of Agroindustrial Residues as Feedstock for Cellulose-Based Materials: Brazil Case Study. Waste Biomass Valor 10, 2863–2878 (2019). https://doi.org/10.1007/s12649-018-0291-0
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DOI: https://doi.org/10.1007/s12649-018-0291-0