Abstract
A hybrid clustering-fusion methodology is developed in this study that employs genetic algorithm (GA) optimization method, k-means method, and several soft computing (SC) models to better estimate land subsidence. Estimation of land subsidence is important in planning and management of groundwater resources to prevent associated catastrophic damages. Methods such as the Persistent Scatterer Interferometric Synthetic Aperture Radar (PS-InSAR) can be used to estimate the subsidence rate, but PS-InSAR does not offer the required efficiency and accuracy in noisy pixels (obtained from remote sensing). Alternatively, a fusion-based methodology can be used to estimate subsidence rate, which offers a superior accuracy as opposed to the traditionally used methods. In the proposed methodology, five SC methods are employed with hydrogeological forcing of frequency and thickness of fine-grained sediments, groundwater depth, water level decline, transmissivity and storage coefficient, and output of land subsidence rate. Results of individual SC models are then fused to render more accurate land subsidence rate in noisy pixels, for which PS-InSAR cannot be effective. We first extract 14,392 different input–output patterns from PS-InSAR technique for our study area in Tehran province, Iran. Then, k-means method is used to divide the study area into homogenous zones with similar features. The five SC models include adaptive neuro fuzzy inference system, support vector regression, multilayer perceptron neural network and two optimized models, namely radial basis function and generalized regression neural network. To fuse individual SC models, three methods including GA, K-nearest neighbors and ordered weighted average (OWA) based on ORNESS method and ORLIKE method, are developed and evaluated. Results show that the fusion-based method is significantly superior to each of the employed individual methods in predicting land subsidence rate.
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1 Introduction
Metropolitan and agricultural development increase groundwater resources withdrawal, which in turn poses serious environmental challenges. Unregulated and excessive groundwater extraction for agricultural, domestic and industrial use have resulted in severe drop in groundwater table in several basins in Iran (Motagh et al. 2008; Sadegh et al. 2010; Sadegh and Kerachian 2011). Decline in groundwater level increases the effective stress in the aquifer system that promotes compaction in fine-grained sediments (Budhu and Adiyaman 2010; Dehghani et al. 2013), which in turn prompts land subsidence. In addition to groundwater level decline, other geology and hydrogeology factors can affect subsidence rate, including gas, oil and geothermal water extraction (Gambolati et al. 2005), coal mining (Jung et al. 2007) and sudden hydrogeological changes along faults (Burbey 2002).
Precise estimation of land subsidence provides helpful information to decision makers in their efforts to control and mitigate the impacts of such a grave hazard. Satellites have provided alternative land subsidence monitoring methods complementing in situ observations based on remote sensing techniques. In the previous decades, several studies have performed monitoring and analyzing land subsidence due to groundwater withdrawal based on observations from satellites and radars such as Environmental Satellite Advanced Synthetic Aperture Radar (ENVISAT ASAR) (Osmanoglu et al. 2011; Yue et al. 2011; Ng et al. 2012; Dehghani et al. 2013; Strozzi et al. 2017; Deng et al. 2017; Lu et al. 2018; Du et al. 2018). Interferometry Synthetic Aperture Radar (InSAR) is one such technique that provides accurate measurements of land subsidence (Amelung et al. 1999; Carnec and Fabriol 1999; Nakagawa et al. 2000; Ding et al. 2004; Dehghani et al. 2009; Yue et al. 2011; Calderhead et al. 2011;Cigna et al. 2012; Teatini et al. 2012; Qu et al. 2014; Strozzi et al. 2017; Lu et al. 2018; Du et al. 2018; Nadiri et al. 2018). Another such technique is Persistent Scatterer Interferometric Synthetic Aperture Radar (PS-InSAR) that is recently developed to address the decorrelation problem in land subsidence estimation, and is widely used in the literature (Jung et al. 2007; Osmanoglu et al. 2011; Cigna et al. 2012; Teatini et al. 2012; Dehghani et al. 2013; Strozzi et al. 2013; Wu and Hu 2016; Sun et al. 2017; Deng et al. 2017; Maghsoudi et al. 2018). However, although the remotely sensed techniques offer valuable opportunities and advantages for land subsidence estimation as opposed to traditional in situ observations, a potential drawback associated with remote sensing is lack of accurate and detailed information about subsidence in noisy pixels (Dehghani et al. 2013). In view of the fact that the PS-InSAR technique is based on persistent scatterer points, noisy behavior could be observed in many points of the study area especially in non-urban regions (Gehlot and Hanssen 2008). In such cases, an approach based on soft computing models can be effectively utilized to estimate land subsidence. For example, Artificial Neural Networks (ANNs) have been used to monitor subsidence in various studies. In Table 1, related studies on subsidence analysis using soft computing models are summarized.
In a closely related effort to this study, Dehghani et al. (2013) studied land subsidence due to groundwater extraction in Tehran basin, Iran. They considered six hydrogeological variables as multilayer perceptron (MLP) model’s forcing to estimate subsidence rate. In their study, forcing of the MLP model is not classified, and the subsidence rate is estimated only by one soft computing model (MLP). Hence, the developed model is not sufficiently precise as evidenced by relatively high root-mean square error (RMSE). To improve the accuracy of land subsidence rate estimation one can cluster forcing data and train a separate model for each cluster, and/or employ several soft computing models and fuse their estimations.
In the past years, the increasing demand for enhanced accuracy of soft computing (SC) models has stimulated researchers to develop fusion-based methods. Model fusion is the procedure of gathering data from several models such as different individual SC models’ outputs, aiming to provide more precise and reliable information compared to each individual model (Dasarathy 1997). Fusion-based methods, such as Bayesian Model Averaging, have been recently used in different research areas, namely drought index estimation (Azmi et al. 2016; Alizadeh and Nikoo 2018), river-level forecasting (See and Abrahart 2001) and hydrological engineering (Shu and Burn 2004; Duan et al. 2007; Ajami et al. 2007; Azmi et al. 2010; Ashouri et al. 2015). But to the best of authors knowledge, there is not any study on estimation of land subsidence rate using fusion-based methods. The importance of this phenomenon motivated the authors to develop a fusion model in order to achieve more precision in land subsidence estimation. Therefore, in this study a fusion-based methodology is developed based on five individual soft computing (SC) models, which are subsequently fused using genetic algorithm (GA), K-nearest neighbors (KNN) method and ordered weighted average (OWA) method. Five SC models, namely adaptive neuro fuzzy inference system (ANFIS), support vector regression (SVR), multilayer perceptron (MLP), and two optimized models based on genetic algorithm (GA) including radial basis function (RBF) and generalized regression neural network (GRNN) were employed to estimate subsidence rate. The input variables of all SC models are six effective hydrogeological variables and the output is the subsidence rate derived from PS-InSAR. Then, k-means is utilized for dividing the study area into clusters (homogenous zones) with similar features. 70% and 30% of each cluster’s data are used for training and validating the individual and fusion-based models, respectively. Four fusion methods based on genetic algorithm (GA) optimization method, K-nearest neighbors (KNN) and ordered weighted average (OWA) models are then developed to fuse the outputs of individual SC models. The latter (OWA) consists of two submodels, namely ORNESS and ORLIKE methods. The main novelty of proposed methodology is developing several fusion-based models as well as optimized soft computing (SC) models to achieve the best possible result in land subsidence estimation. In the next sections main parts of proposed methodology, case study and results are presented.
2 Methodology
Flowchart of the fusion-based methodology which proposed for land subsidence rate estimation is presented in Fig. 1. The proposed methodology consists of five main steps. In the first step, the data are prepared and derived from ENVISAT ASAR and PS-InSAR. In the next step, to obtain more precision in subsidence rate estimation, the k-means method is used to classify data. Then, each cluster’s data are randomly separated as train and validation sets. In the third step, five individual Soft Computing (SC) models, namely ANFIS, SVR, MLP and two optimized models, namely RBF and GRNN are developed. In the fourth step, four different methods including KNN, GA and two OWA-based models, namely ORNESS and ORLIKE are utilized as fusion methods for analysis and estimation of land subsidence rate based on PS-InSAR data. Finally, the results of SC models and model fusion methods are assessed and compared through different statistical error indices. In the next sections, the main steps of proposed methodology are briefly described.
2.1 k-Means method
This algorithm classifies data into several homogenous clusters with similar features. k-Means method initializes the center of k clusters by random search in each iteration and subsequently measures the distances between data points (xij) and the centers (cj). So, by minimizing the objective function specified in Eq. 1, this algorithm assigns cluster k to data point xij (MacQueen 1967).
In this study, we have tried different number of iterations to avoid converging to local optima by the k-means algorithm, and successively increased the number of iterations until the result not change anymore. We also have repeated the k-mean algorithm several times, each time setting the initial centroid point at the previous optimized points to ensure k-means reached a global optimum.
2.2 Soft computing (SC) models
In order to reach the optimal network architecture of individual SC models, various values of models’ effective parameters (model settings) were optimized with two approaches: (1) Trial-and-error analysis for MLP, SVR and ANFIS, and (2) Genetic algorithm (GA) optimization model for RBF and GRNN. Eventually, SC model structures were selected that provided superior results according to several statistical error indices such as scatter index (SI), root-mean-square error (RMSE), root-mean relative error (RMRE), Nash–Sutcliffe (NS) efficiency, correlation coefficient (CC) and bias:
where ei and oi are respectively ith estimated and observed subsidence rate (SR) and n is the size of dataset. Also, E and O indicate the average estimated and observed SR, respectively. The name of main parameter(s) of each individual SC model and their method of determination are shown in Fig. 2.
2.3 Fusion-based models
Model fusion is a subset of data fusion technique which amalgamates different model simulations with a goal that the result of combining data from different sources becomes more accurate and reliable than the result of each of the primary sources (Hall and Llinas 1997). Key role of the fusion method is to specify weights to individual models. There are various methods available to specify such weights. In this paper, in order to acquire a more precise estimate of land subsidence rate, four fusion methods including genetic algorithm (GA), K-nearest neighbors (KNN), and ordered weighted average (OWA) method based on ORNESS and ORLIKE methods are employed to derive the weights of individual SC models. For estimation purposes, suppose yj(j = 1, 2, …, k) represents observed data, n signifies each individual model, and the estimated value by ith individual model is shown as \(\hat{y}_{ij} (i = 1,\, \ldots ,\,n)\). If weights vector is w = [w1, w2, …, wn]T, the estimated output of fusion model (Yj) can be expressed as below:
Individual model errors are calculated through \(e_{ij} = \hat{y}_{ij} - y_{j}\), while the corresponding error of fusion methods is specified as Ej = Yj − yj.
In order to improve estimation accuracy, the corresponding errors of fusion methods should be minimized. For this purpose, four different fusion methods including GA, KNN and OWA method (ORNESS and ORLIKE methods) are utilized (Fig. 3). A brief explanation of these approaches is given in the next sections.
2.3.1 GA fusion method
Genetic algorithm (GA) is one of the optimization methods based on evolutionary process. This method, by iteratively generating a set of possible solutions, tries to achieve a global optimum solution. In the present study, decision variables of the GA optimization model are the weights assigned to each individual SC model. The objective function is to obtain decision variables that minimize Mean Absolute Relative Error (MARE) between the weighted individual models’ output (output of fusion method, \(w_{i} \hat{y}_{ij}\)) and target values of subsidence rate (yj):
where n is the number of individual models and k is the size of dataset.
2.3.2 KNN fusion method
K-nearest neighbor (KNN) obtains the best estimate of a target variable for a specific point based on a weighted average of the target values from its k-nearest samples (Altman 1992). Briefly, Euclidean distance of all available samples to the desired point is calculated according to Eq. 11, and its k-nearest samples are selected to estimate the target value at this point. Neighbors that are closer to the desired point should be weighted more heavily than more distant ones. Hence, reciprocal of squared distance of each data (Eq. 12) is used as weight. Then, using Eq. 13, the target value for the desired point is estimated (Larose 2005):
where xi(i = 1, …, n) are the sample data with known target values Yi, and xx is the desired point, for which the target value, Ynew, is being sought. In this study, the best results of five SC models are applied as inputs of KNN method in order to fuse them. For further information about this method refer to Altman (1992) and Larose (2005).
2.3.3 ORNESS-OWA
The ordered weighted average (OWA) method is a mapping tool F:Rn → R, in which n is the number of individual models. This method allocates weight of each model with the constraint:
Here we first provide some background about the OWA methodology, and then discuss assigning wi values in the subsequent sections. If the predicted subsidence rate of ith individual model is bi, then the vector of the results of n individual models will be B = {b1, b2, …, bn} and the vector of corresponding weights will be w = {w1, w2, …, wn}. Since weighing individual models by the OWA method makes different combinations of weights, Yager (1988) defined the parameter orness and Dispersion to determine the dispersion of weights around the median value of the parameters:
A 0.5 value for orness represents the equality of all weights, meaning weights are normally distributed around the median. Therefore, orness values between 0.5 and 1 indicate that the weight distribution has a positive skewness, so that larger weight is assigned to a better model.
In this approach, the fusion weights for the SC models are estimated using the genetic algorithm (GA) optimization model for different α values between 0 and 1 (Eq. 16). O’Hagan (1988) used the following optimization model to determine the weights so that for the specified values (α) of the orness parameter, the maximum value of Dispersion(w) is calculated:
2.3.4 ORLIKE-OWA
Yager and Filev (1994) present a family of OWA weights named S-OWA, which include two main weighing methods (ORLIKE and ANDLIKEFootnote 1). In this paper, ORLIKE-OWA is used. In this method, similar to ORNESS, the best model gets the highest weight and worst model is penalized in the weighting scheme. This method calculates the weights by solving the following equations. F is the ORLIKE method’s operator as shown in Eq. 20:
In this method, for α = 0, the orness parameter is equal to 0.5 and for α = 1, the value of orness parameter is equal to 1, that means the first model will gain more weight. Since the results of individual models are sorted in the descending order of the best result to the worst one, it is necessary that the model weights are also adjusted in the descending order so that the highest weight is given to the best model output. It is noteworthy that for α values smaller than 0.5, the weights of the models are ascending, and for more than 0.5, the weights of the models are descending. To accommodate weights and variables, α values > 0.5 have been used to implement the optimization and weighting process. For more information about OWA methods, refer to Yager (1988), O’Hagan (1988) and Yager and Filev (1994). In this study, ORNESS and ORLIKE methods are performed for different α values and their best results are determined (Tables 6, 7).
3 Study area
Tehran basin with a total area of 2250 km2 is surrounded by the Alborz and the Fashapouye Mountains (Dehghani et al. 2013). The vast majority of this basin, which is under agricultural activities, is subject to subsidence due to excessive abstraction of groundwater. The study area, depicted in Fig. 4, is in the southwest of the Tehran basin in central north part of Iran.
The data collected by Dehghani (2010) is used in this study to develop a model fusion methodology for estimating land subsidence using PS-InSAR technique. Dehghani (2010) extracted, with piezometric measurements, the effective parameters on subsidence rate, including water level decline (observed between 1968 and 2003), groundwater depth, storage coefficient, transmissivity, alluvial thickness and frequency of fine-grained sediments. Also, the subsidence rates were inferred from the PS-InSAR technique. As previously mentioned, to achieve more accuracy in land subsidence rate estimation, the dataset were clustered using k-means method. Statistics of hydrogeological variables, including maximum, minimum and average, for each cluster are presented in Table 2.
4 Results
For all Soft Computing (SC) models, available hydrogeology information, which were extracted from piezometric measurements, are utilized as forcing and subsidence rates from PS-InSAR technique is used as output data. Available data is categorized by k-means method into five clusters, and of each cluster’s data, 70% are used for training and 30% for validation. To train the five SC models, namely ANFIS, SVR, MLP, RBF and GRNN, we employed trial-and-error analysis and genetic algorithm (GA) optimization. It should be noted that the GA optimization method is utilized for training two SC models (RBF and GRNN), optimizing ORNESS-OWA and also as one of the fusion methods. Specifications relating to the GA optimization method used in aforementioned models are presented in Table 3. Scattered crossover function with fraction value 0.8 is considered for this approach. The TolFun 1e-10 (tolerance value) for StallGenLimit 80 (generation limits) are defined as stopping criteria for models. The results of each individual model’s parameters and their method of determination are listed in Table 4.
In order to evaluate the accuracy of these models, six statistical error indices including NS, CC, SI, RMSE, RMRE and Bias (Eqs. 2–7) are calculated for all individual models. As an example, the results of all SC models in estimating land subsidence rate in validation stage are presented in Table 5.
Proximity of the NS and CC to 1, and RMSE, RMRE, SI and Bias indices to 0, indicate higher accuracy of the model. Each model result is then ranked based on superior performance and ranked, with 1 representing best model. Minimum summation of ranking in each cluster (Table 5) specifies the more accurate SC model according to all indices (bold values). Since the aim of this study is to improve accuracy of subsidence rate estimation, four fusion-based methods including genetic algorithm (GA) optimization model, K-nearest neighbors (KNN) and two ordered weighted average (OWA) models, namely ORNESS and ORLIKE methods were used to fuse the outputs of individual SC models and were compared with the best individual model in each cluster (Fig. 6). The performance of ORNESS (Eqs. 14–19) for α values from 0.5 to 1 and ORLIKE (Eqs. 20–22) for α values from 0.1 to 1 are determined and compared based on trial-and-error analysis (Tables 6, 7). As noted earlier, in ORNESS and ORLIKE methods, the best model gets the highest weight. Therefore, according to Tables 6 and 7, the results obtained from these two methods are compared based on two statistical error indices (NS and RMSE) for different α values. Best prediction and associated α are shown in bold in Tables 6 and 7 for the ORNESS and ORLIKE methods. In addition to the trial-and-error analysis, α values were also optimized using GA optimization methods, results of which did not significantly change the findings of Tables 6 and 7.
Table 8 presents performance evaluation of four fusion methods of this study in terms of the six statistical error indices mentioned before. Also, in this table, bold values represent the best fusion method for each cluster. Comparing the statistical error indices shown in Tables 5 and 8 shows the superior accuracy of the fusion methods compared to the individual models.
To make the intercomparison of fusion methods more visually appealing, bar charts of fusion models performance with respect to different statistical error indices are presented in Fig. 5. This figure shows that ORNESS-OWA model has a superior performance and is more accurate as opposed to the other fusion methods in most of clusters.
Figure 6 compares the best fusion method in each cluster with the best individual SC model in the same cluster. The figure confirms that the fusion-based methods are more accurate in estimation of land subsidence rate.
The average RMSE reported by Dehghani et al. (2013) is 4.055 (mm/year), while in this study, we obtained an RMSE value of 3.89 (mm/year) for the best individual SC model (SVR) in most clusters and 2.55 (mm/year) for the best fusion model (ORNESS-OWA) in most clusters. Comparing the present study results with Dehghani et al. (2013) shows that the presented methodology in this study is more accurate. Moreover, fusion-based methods are more accurate than individual soft computing methods.
5 Summary and conclusion
Land subsidence due to excessive and unsustainable groundwater withdrawal is a paramount hazard to infrastructure safety. Estimating subsidence rate (SR) with sufficient precision is hence of particular interest to sustain human and environmental safety and well-being. In this paper, in order to increase the precision of subsidence rate estimation in the Tehran basin, Iran, a new methodology is developed based on four fusion-based methods, namely genetic algorithm (GA), K-nearest neighbors (KNN) and ordered weighted average (OWA) with two weighting methods (ORNESS and ORLIKE) to fuse five individual Soft Computing (SC) models. The approach initiates with obtaining hydrogeological information and subsidence rates estimated based on PS-InSAR technique, and employing a k-means method to categorize different station data into homogeneous groups. The cluster data are in turn used to train five Soft Computing (SC) models, namely adaptive neuro fuzzy inference system (ANFIS), support vector regression (SVR), multilayer perceptron (MLP) neural network and two optimized models, namely radial basis function (RBF) and generalized regression neural network (GRNN). Fusion methods then create a weighted average of individual SC models to improve land subsidence rate accuracy. To evaluate and compare the results of all models, six statistical error indices, namely scatter index (SI), root-mean-square error (RMSE), root-mean-relative error (RMRE), Nash–Sutcliffe (NS) efficiency, correlation coefficient (CC) and bias, were utilized. The results show that, fusion methods are more accurate than individual SC models. Also, the result of fusion methods, reveals that ORNESS-OWA method is the superior model in most of clusters. Authors’ suggestions for future studies are (i) to consider Subsidence Vulnerability Indices (SVIs) to represent subsidence potential that affect the vulnerable aquifer, and (ii) to employ the proposed methodology to determine these indices more precisely. Also, Fuzzy set theory can be utilized to address uncertainty sources in land subsidence estimation.
Notes
In the ANDLIKE method, the worst model gets the highest weight. Authors considered in this study both models to assign weight in a sequence. Both (ORLIKE and ORNESS) assign the highest weight to the best.
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The authors would like to thank Dr. Maryam Dehghani for providing the dataset used in this study.
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Taravatrooy, N., Nikoo, M.R., Sadegh, M. et al. A hybrid clustering-fusion methodology for land subsidence estimation. Nat Hazards 94, 905–926 (2018). https://doi.org/10.1007/s11069-018-3431-8
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DOI: https://doi.org/10.1007/s11069-018-3431-8