Abstract
Edible packaging is a thin layer formed on food surface, which can be eaten as an integral part of the food product. While an edible coating is formed as thin layer directly on the food surface for improving shelf life of fruits and vegetables, the edible film is formed as thin layer separately and wrapped on food surface later. The edible films have attracted much interest as it has potential to overcome the problems associated with plastic packaging. However, their film properties are not as good as the conventional packaging materials, such as plastics. The food and beverage industry is showing much interest to incorporate the benefits of nanotechnology. The nanomaterials have unique characteristics (such as, large surface area-to-volume ratio, distinct optical behaviour and high mechanical strength), which, when incorporated with the edible films, could improve the film properties of the edible films. Therefore, the right selection and incorporation of nanomaterials can improve the film properties. Most of the previous review articles on food packaging summarized the research findings of synthetic and/or biodegradable films and coatings. Only few review articles were devoted for edible films and coatings. Among them, very few review articles had discussion about the use of nanotechnology for all kinds of food packaging applications. However, there is no comprehensive review on nanoedible films. The objective of this review article is to cover the recent works on nanoedible films prepared incorporating the nanofillers (such as, nanostarch, nanocellulose, nanochitosan/nanochitin, nanoproteins and nanolipids), the film properties (such as, the mechanical properties, WVP and film colour of some of the recent nanoedible films), and the challenges and opportunities for future research.
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Introduction
Food packaging is primarily used to store the food items in a cost-effective way, protect them from environmental influences or damage during transportation and maintain food quality from the time of packaging to the time of consumption [1, 2]. The most used packaging materials, according to FICCI, are plastics (42%), paper board (31%), metals (15%), glass (7%) and other materials (5%). Among these, plastics packaging has become the dominant packaging material, due to their high cost-to-performance ratio, light weight and convenience [3]. Food packaging is the largest and fast growing sector within the plastic packaging. It was forecasted for the period of 2003–2009 that 54% of plastic packaging would be consumed by food and beverages sectors, 40% and 14%, respectively [4]. Plastics used for food packaging are usually discarded after consumption of food, with a very limited quantity being recycled. The plastics waste, if recycled, might reduce the landfills. However, a little amount of plastics are only recovered through recycling. If not recycled, plastics are either dumped in landfills where they last forever or burnt for energy recovery (incineration) producing harmful gases causing air pollution. The space availability for landfills is a major issue in many countries, especially in highly populous cities. Another problem with plastics is its dependency on petroleum reserves [5]. Biodegradable plastics, on the other hand, decompose plastic molecules into carbon dioxide, water and other by-products like methane. Since landfills reduce the presence of oxygen and moisture which are essential for biodegradation, biodegradability is affected. Moreover, land space is still required for storing wastes until they are fully decomposed. Therefore, biodegradable materials show little impact on reducing landfills [1, 6].
Edible packaging is a thin layer (film or coating), formed on food surface, which can be eaten as an integral part of the food product. If the thin layer is formed directly on the food surface, it is termed as coating. If the layer is formed separately and wrapped on food surface later, it is termed as film. Edible films and coatings are formed only when the packaging material can form a continuous and cohesive structure. Polymers and composites, that are edible and capable of forming such continuous cohesive structures, qualify as edible packaging materials [7]. As these edible packages can be consumed along with food or beverages, nothing will be left out for disposal. They do not harm the environment even if not consumed. As they are produced from food ingredients, the edible packaging degrades more readily than synthetic and biodegradable packaging materials. As a result, edible packaging materials have attracted researchers’ attention as the promising alternative that has bright potential to replace synthetic as well as biodegradables plastics [8].
Edible films are produced from edible polymers which are categorized into polysaccharides, proteins and lipids. A list of the widely used edible polymers for making edible films is shown in Fig. 1. There is a basic difference between polysaccharides and proteins. Polysaccharides are homopolymers consisting of a monomer (glucose, for example) of repeating units, while proteins are heteropolymers consisting of more than at least 20 amino acids. Polysaccharides are better gas barriers but poor water vapour barriers. Proteins are also poor water vapour barriers, but show better mechanical strength. Unlike polysaccharides and proteins, lipids do not form self-supporting film structures, but are good water vapour barriers. So, lipids can be used either used as coating material that is directly applied onto the food surface, or as an additive added to a self-supporting emulsion films containing polysaccharides or proteins for improving the hydrophobic nature and gloss of the resulting composite films. The edible composite film, where the type and amount of polymers (polysaccharides, proteins and lipids) are appropriately selected, could be made in order to obtain the improved film properties [9, 10].
The food and beverage industry is showing much interest to add the benefits of nanotechnology. With nanotechnology, one can achieve lightweight packaging material with stronger barrier properties, which can protect the food quality during packaging, transportation and consumption and can preserve meat or poultry products from the spoiling pathogens. The nanomaterials of size ranging from 10–100 nm are added to several kinds of packaging materials, and alternative packaging materials with improved film properties (for instance, barrier properties and mechanical strength) can be produced [11,12,13]. The unique characteristics of nanomaterials, which are possible only at nanosize, make them so interesting. The materials at nanoscale offer entirely different physical and chemical properties as compared to their micro- and macroscopic counterparts. Some of the unique properties of nanomaterials, such as, large surface area-to-volume ratio, distinct optical behaviour and high mechanical strength make them suitable for the packaging industry. The incorporation of the right nanomaterials in compatible polymers can offer superior mechanical and barrier properties, thermal stability and better optical properties of the packaging materials as compared to those of the conventional packaging materials [14,15,16,17]. The use of nanotechnology for food packaging has been reviewed by some of the researchers [18,19,20,21,22,23,24,25,26,27,28]. Almost all these articles focused on the synthetic as well as biodegradable films and coatings. None of these articles gave a comprehensive review on nanoedible films. Even though few of them included the details of the nanoedible films, they could only provide the brief note. Because of the scarcity of information about the use of nanotechnology for food packaging, it would be useful for the research community if the recent research works on nanoedible films are summarized. This article is therefore aimed to summarize the research findings of nanoedible films in recent times, problems against their progression and opportunities for future research.
Nanostarch reinforced edible films
Starch structure generally consists of starch granules (2–100 µm) as white powder, which is made of growth rings (120–500 nm). These growth rings are composed of blocklets (20–50 nm), which consisted of amorphous and crystalline lamellae (9 nm) into which we find amylopectin and amylose chains (0.1–1 nm) [29]. The first report on isolation of starch nanocrystals was found in 1996 by Dufresne et al. [30], in which acid hydrolysis of potato starch produced the so called then microcrystals of diameter a few tens of nanometres. In another work by Putaux et al. [31], starch nanocrystals were isolated from the native maize granules using acid hydrolysis. After 6 weeks of acid hydrolysis, the starch nanocrystals were produced with width of 5–7 nm and 30–45% crystallinity. In the work of Kim et al. [32], starch nanocrystals were produced through acid hydrolysis followed by centrifugation from various starch sources, such as waxy maize, normal maize, high amylose maize, potato and mung bean. The size of the nanocrystals varied from about 40–70 nm diameters with round or oval shapes. Starch nanocrystals typically exhibit the crystallinity of about 45%, as opposed to cellulose nanocrystals that exhibit the crystallinity close to 100%. Isolation of starch nanocrystals has been reported with various isolation methods, such as, acid hydrolysis [33,34,35,36,37], enzymatic hydrolysis [38], high-pressure homogenization [39, 40], ultrasonication [41] and nanoprecipitation [42].
Angellier et al. [43] studied the effects of the ageing of the waxy maize starch edible films reinforced with the waxy maize starch nanocrystals. During the 2 weeks of aging, the mechanical properties of the waxy maize starch nanocrystals reinforced edible films changed significantly. Ageing increased TS and YM while decreasing %E. The mechanical properties of non-aged starch films of 10 wt% starch nanocrystals are close to those of the aged starch films. The nanocrystals above 10 wt% resulted in the high YM and TS (after aging), with %E remaining almost a constant about 20%. Shi et al. [44] produced starch nanoparticles loaded corn starch-based edible films and investigated the effects of drying methods on physical and mechanical properties of the prepared films. Emulsion cross-linking method with the help of a high-pressure homogenizer, followed by two drying techniques, namely spray drying and vacuum freeze drying, was used for producing the nanoparticles. The results showed that the addition of starch nanoparticles, prepared by both drying techniques, in the corn starch films increased the surface roughness, reduced the degree of crystallinity by 23.5%, reduced WVP by 44% and reduced the glass transition temperature by 4.3 ◦C, respectively, as compared to those of control films. The addition of corn starch nanoparticles slightly increased the creep strain, creep compliance and creep rate, but did not significantly different statistically. Drying technique did not affect these properties significantly. The drying method affected only the opacity of the starch films. The opacity of starch films containing the vacuum freeze-dried nanoparticles was found to be higher (30.499 AU nm), as compared to that of the starch films containing the spray-dried starch nanoparticles (23.965 AU nm).
Piyada et al. [45] prepared solution-cast rice starch-based film dispersed with rice starch nanocrystals (5 to 30%) and found that the addition of rice starch nanocrystals improved the mechanical properties, WVP and thermal stability of the rice starch edible films. The edible films containing up to 20% of rice starch nanoparticles exhibited the best mechanical properties, such as TS (16.43 MPa) and %E (5.76%), respectively. Li et al. [46] produced the pea starch edible composite films loaded with starch (waxy maize) nanocrystals and investigated the effects of the concentrations (1–9%) of starch nanocrystals on WVP and mechanical properties. The results showed that the moisture content and WVP of the composite films decreased significantly, while TS and YM increased with the increase of the concentration of starch nanocrystals up to 5%. The films with up to 5% starch nanocrystals produced smooth and dense surface. However, for the composite films produced with the concentrations of the starch nanocrystals above 7%, the longitudinal fibrous structure was developed on the film surface as the starch nanocrystals started to aggregate. Dai et al. [47] produced the nanoedible films from corn starch reinforced with varying proportions of taro starch nanoparticles (0.5–15%). The results showed that the addition of taro starch improved WVP, TS (from 1.11 MPa to 2.87 MPa) and thermal stabilities of the films. Liu et al. [48] prepared waxy corn starch-based nanocomposite films reinforced with corn starch nanoparticles (0–25%). The addition of corn starch nanoparticles, particularly below 15%, greatly improved the mechanical strength (TS from 1.40 to 2.35 MPa), water vapour barrier (from 5.89 × 10–12 to 3.08x10–12 g/m s Pa) and thermal stability as compared to the plain corn starch-based films. González and Igarzabal [49] prepared soy protein isolate edible films dispersed with native corn starch nanocrystals (5–40%) through casting method and found that the nanostarch addition improved the physical and mechanical properties, such as, water solubility, swelling, WVP and TS. The nanostarch incorporated films were found to be more transparent and homogeneous as the amount of nanostarch particles increased. However, the opacity and degree of crystallinity had slightly increased with the higher amounts of starch nanocrystals.
Condés et al. [50] investigated the effects of the origin of maize starch nanocrystals, waxy or normal, on the amarnath protein-based edible films prepared through film casting. The nanoedible films showed better physical properties (lower WVP, lower water uptake and higher surface hydrophobicity) and the mechanical properties as compared to those of the protein control films. The starch nanocrystals incorporated films were homogeneous and translucent than the neat protein film, without affecting the thickness and the optical properties. Jiang et al. [51] produced pea starch-based nanoedible films incorporated with the potato starch nanoparticles. The potato nanoparticles exhibited the spherical-shaped nanoparticles in the SEM characterization with diameter of about 15–30 nm. The relative crystallinity of potato starch nanoparticles reinforced nanoedible films was found to be higher than that of the native starch films. The addition of nanoparticles improved the mechanical properties (increased from 8.8 MPa to 15.0 MPa at 6% concentrations of nanoparticles). Moreover, the nanocomposite films also exhibited good water resistance and thermal stability as compared with native pea starch-based film. Oliveira et al. [52] used mango kernels for preparing both mango starch and starch nanocrystals and produced the starch-based nanoedible films with 0–10 wt% concentrations of starch nanocrystals. The corn starch nanoedible films were also prepared for the comparison purpose by adding 0–10 wt% of nanocrystals isolated from corn starch. The mechanical properties of both the films were compared. The incorporation of up to 7.5% starch nanoparticles to mango starch-based nanoedible films showed higher TS (90%) and YM (120%), while reducing the WVP (15%), as compared to that of plain films. It was also noted that the mechanical properties were superior for mango starch-based nanoedible films as compared to those of corn starch-based nanoedible films.
Nanocellulose reinforced edible films
Nanocellulose is one of the most discussed emerging biopolymers in the past few decades with exceptional physicochemical properties, such as transparency, light weight, non-toxic, low density (around 1.6 g/cm3) and high strength to weight ratio (8 times higher than that of stainless steel). It has high stiffness (YM of 220 GPa) which is higher than that of Kevlar fibre and has high tensile strength (TS of 10 GPa), which is higher than that of cast iron [53,54,55,56,57]. Nanocellulose can be extracted from the cellulosic sources, such as agricultural plants and residues, lignocellulosic biomass and wastes, microcrystalline cellulose, animals, bacteria and algae [55, 58, 59]. Isolation of nanocellulose has been reported in the literatures from different cellulose sources, such as, rice husk [60], rice straw [61, 62], banana pseudostem [63, 64], jute stem [65], pineapple leaf [63, 65], wheat straw [66], kenaf bast [67], potato pulp [68], corncob [69], mulberry [70], wood [71], cotton [72, 73], ramie [74], sisal [75, 76], soybean straw [77], sugarcane bagasse [78, 79], tunicates [80], bacteria [81, 82] and fruit & vegetable wastes [83,84,85]. The common methods reported for isolating such nanocellulose include acid hydrolysis [78, 79, 86], steam explosion [63, 65], ultrasonication [87,88,89] and high-pressure homogenization [90,91,92] and enzymatic hydrolysis [93].
Three kinds of nanocellulose structures are possible: cellulose nanocrystals, nanofibrillated cellulose and bacterial cellulose. Cellulose nanocrystals represent the smallest fundamental unit of about 5 nm width. The cellulose nanocrystals are generally rigid and reasonably straight with aspect ratio ranging from 11 to 67, making them to be suitable for thin film applications. While the crytallinity of the cellulose ranges from 25 to75%, the crystallinity of the cellulose nanocrystals is about 85%. Nanofibrillated cellulose has relatively larger width and aspect ratio as compared to those of the cellulose nanocrystals. The individual fibrils of nanofibrillated cellulose typically range from 20 to30 nm in width. The crystallinity varies from 60 to70% representing the presence of higher amounts of non-crystalline matter. Hence, nanofibrillated cellulose is considered to be more flexible in wet conditions as compared to that of cellulose nanocrystals. Bacterial nanocellulose is synthesized primarily with the help of the bacterium ‘Gluconacetobacter xylinus’. Although initial production of bacterial nanocellulose was studied in Gluconacetobacter xylinus, other microorganisms, such as Gluconacetobacter, Agrobacterium tumefaciens, Rhizobium spp. and Gram-positive Sarcina ventriculi, are also capable of synthesizing this nanocellulose. Unlike plant-derived nanocellulose, bacterial nanocellulose is devoid of lignin, hemicellulose, pectin, or any other compound present in the plant-derived nanocellulose. Therefore, bacterial cellulose is considered as the pure form of the nanocellulose without any further treatment and could be used in direct food applications. The width of individual fibrils of bacterial nanocellulose ranges from 20–100 nm with superior mechanical properties as compared to plant-derived nanocellulose [94,95,96].
The research works specific to nanocellulose reinforced nanoedible films are summarized as follows. In the work of Azeredo et al. [97], nanocomposite films were prepared from chitason reinforced with nanocellulose and the resulting films containing 15% nanocellulose and 18% glycerol had exhibited higher TS and YM as comparable to those of the synthetic polymers. However, their %E and WVP were poorer, making it suitable only for the applications that do not require WVP and flexibility. Bilbao-Sainz et al. [98] incorporated three types of nanocellulose particles, namely (a) nanofibrils cellulose, (b) oxidized nanofibrils cellulose using tempo reaction and (c) nanocellulose whiskers, into HPMC edible films. The results showed that incorporation of nanofibrils and oxidized nanofibrils exhibited negative effects on mechanical and water barrier properties. However, nanocellulose whiskers improved the mechanical properties (by 22% higher in TS and 55% higher in YM) and water barrier properties (by 14% lesser in WVP). Furthermore, the film transparency of nanocellulose whiskers was decreased only by 3–6% of the HPMC films, while nanofibrils and oxidized nanofibrils decreased the film transparency by 42% and 35%, respectively. George and Siddaramaiah [82] prepared bacterial cellulose nanocrystals (20 ± 5 nm and 290 ± 130 nm) from Gluconacetobacter xylinus using acid hydrolysis, and produced bionanocomposite with gelatin. The produced edible films showed improved mechanical properties, moisture sorption and water vapour permeability.
Shankar and Rhim [99] produced the nanocellulose from microcrystalline cellulose using NaOH/urea dissolution method, followed by regeneration, neutralization and ultrasonication and prepared edible films by incorporating the nanocellulose or microcellulose in agar matrix, and the film properties were evaluated. The results showed that the mechanical and water vapour barrier properties were significantly higher at lower amounts of nanocellulose as compared to those of microcrystalline cellulose addition. Chaichi et al. [100] produced pectin-based edible films reinforced with crystalline nanocelullose (2, 5 and 7 wt%). The results showed that the film having 5% nanocellulose produced the optimum mechanical and water vapour properties with up to 84% increase in TS and 40% decrease in WVP. Chaichi et al. [100] prepared the edible pectin-based films reinforced with celullose nanocrystals (2, 5 and 7% w/w) using solution casting method. The optimum film performance was achieved at 5% incorporation of the cellulose nanocrystals in which about 84% increase in TS and 40% decrease in WVP were observed. It was also observed that the addition of cellulose nanocrystals did not significantly affect the thermal properties, such as glass transition temperature. Viana et al. [101] produced nanoedible films from pectin and fruit puree matrix reinforced with nanofibrillated bacterial cellulose. The bacterial cellulose was produced from cashew apple juice by Komagataeibacter xylinus. Two different fruit purees, namely guava puree and mango puree, were used as the plasticizers. The edible films were prepared by replacing pectin with different amounts of bacterial nanocellulose (0, 25, 50, 75, and 100%). The addition of fruit purees improved the plasticizing effects due to the presence of fruit sugars, and the increase in WVP (13–18 times), decrease in TS (90%), decrease in YM (99%) and increase in %E (13 times) were noticed. The partial or complete replacement of pectin with bacterial nanocellulose improved film properties, making them stronger, stiffer, more resistant to water. It was suggested from the results that the fruit containing edible films based on pectin were suitable for sachets, while the same on bacterial nanocellulose was suitable for food wrapping or coating.
Wang et al. [102] produced the agar-based edible films reinforced with nanobacterial cellulose (0, 3, 5, 8 and 10%), and film properties were investigated. The addition of nanobacterial cellulose improved the crystallinity and the thermal stability of films. The dispersion of nanobacterial cellulose was good at low concentrations (3–5%) as compared to high concentrations (8–10%). The addition of high concentrations of nanobacterial cellulose (10%) significantly reduced the moisture content, water solubility and WVP by about 60.4%, 13.3% and 25.7%, respectively. With respect to mechanical properties, the addition of nanobacterial cellulose increased TS from 22.1 MPa to 44.51 MPa, while %E was initially increased up to 0–5% and then decreased for 8–10% concentrations. Shabanpour et al. [103] produced the fish myofibrillar protein-based edible films reinforced with bacterial nanocellulose of 2, 4 and 6%, w/w concentrations. The results showed that 6% addition of nanocellulose improved TS by 49%, while also improving WVP and solubility index. Ilyas et al. [104] prepared the nanoedible films from sugar palm starch and sugar palm cellulose nanocrystals (0–1.0 wt%) with sorbitol/glycerol as plasticizer using solution casting method. The length, diameter and L/D ratio of the cellulose nanocrystals are 130 ± 30.23 nm, 8.5 ± 1.82 nm and 15.3, respectively. Due to chemical similarities and compatibility of both sugar palm starch and sugar palm cellulose nanocrystals, good dispersion and adhesion were observed in the prepared edible films. The results showed that the addition of nanocellulose improved the crystallinity, the mechanical strength (TS from 4.80 to 11.47 MPa and YM from 54 to 178.83 MPa), thermal stability and water barrier properties compared to the plain sugar palm starch film.
Nanochitosan/nanochitin reinforced edible films
Chitin (and its derivative chitosan) is a naturally occurring polysaccharide, which is the second most abundant semi-crystalline biopolymer next to cellulose. It is mainly found in the exoskeletons of crabs, shellfish, shrimp, tortoise, insects and cell walls of yeast, fungus and mushrooms [105, 106]. The chitin fibres are made up of thin filaments, called microfibrils embedded in protein matrix. The diameters of the microfibrils range from 2.5 to 2.8 nm, which are tightly bonded to each other with strong hydrogen bonds and are arranged in the order of alternating crystalline and amorphous domains. The isolation treatments cut these microfrbrils in a longitudinal direction breaking the amorphous domains. This dissolution of amorphous domains can therefore separate the chitin crystallites, also called chitin nanowhiskers) [107, 108]. Chitin nanowhiskers can be extracted through a series of extraction methods and chemical treatments, such as acid hydrolysis [109,110,111], partial deacetylation [112, 113], ultrasonication [114, 115], mechanical treatment [116] and gelation treatment [117].
Fan et al. [118] prepared and compared the properties of the cast films produced from four types of chitins produced through different preparation methods (HCl-hydrolyzed chitin nanowhiskers, TEMPO-oxidized chitin nanowhiskers, partially deacetylated chitin nanowhiskers and squid-pen chitin nanofibre). TEMPO-oxidized and HCl-hydrolyzed chitin nanowhiskers were rod-like structures with few aggregates, while the partially deacetylated and squid-pen (mechanical treatment) chitin nanowhiskers were dispersions of individual nano-elements of approximately 4 nm width. All chitin nanowhisker had shown almost the similar thermal degradation point and O2 permeability, which were approximately 200 ◦C and 1 mL mm−2 day−1 kPa−1, respectively. While the partially deacetylated chitin nanowhiskers films exhibited the highest TS of 140 MPa, %E of 10% and light transmittance of about 87% at 400 nm, the squid-pen chitin nanofibre films had exhibited the lowest TS of 35 MPa, %E of 3.2% and light transmittance of about 75% at 400 nm. De Moura et al. [119] prepared the chitosan-tripolyphosphate nanoparticles (of different particle sizes of 21 nm, 110 nm and 221 nm, respectively) using ionic gelation of chitosan with tripolyphosphate anions and produced four hydroxypropyl methylcellulose (HPMC) edible films by incorporating with or without nanoparticles. The effect of sizes of nanoparticles were studied, and the results showed improved mechanical properties, WVP and thermal degradation in the order (best to worst) of 21 nm sized nanoparticles followed by 110 nm and 221 nm and HPMC film. Ifuku et al. [119,120,121] produced the transparent nanoedible films from chitosan reinforced with surface-deacetylated chitin nanofibres. With 10% addition of chitin nanofibres, the mechanical strength of the nanoedible films increased such that TS and YM by 65% and 94%, respectively, while reducing the thermal expansion coefficient from 35.3 ppm/K to 26.1 ppm/K. These films also showed good antifungal activity against Alternaria alternata.
Antoniou et al. [122] produced tara gum films by incorporating the bulk chitosan or chitosan nanoparticles at varying concentrations (0, 5, 10, 15% w/w). With the addition of chitosan nanoparticles, mechanical and barrier properties were improved, i.e. TS increased by 35.73 MPa, elongation decreased by 7.21%, film solubility decreased by 74.3% and WVP decreased by 22.7%).The properties of tara gum films with chitosan nanoparticles were superior than that of with bulk chitosan. Hosseini et al. [123] prepared fish gelatin-based nanoedible films reinforced with chitosan nanoparticles (size ranging between 40 and 80 nm). The incorporation of chitosan nanoparticles (0%, 2%, 4%, 6% and 8%) had resulted in the improvement on the gelatin edible films. Mechanical strength (TS and YM) had increased and WVP decreased due to the addition of nanoparticles. Qin et al. [124]. prepared maize starch-based edible films dispersed with chitin nanowhiskers at different concentrations (0%, 0.5%, 1%, 2% and 5%). The addition of nanowhiskers had improved the mechanical and barrier properties of maize starch films with significant increase in film opacity. Vahedikia et al. [125] produced zein-based nanofilms loaded with chitosan nanoparticles (4%) and/or cinnamon essential oil (2%). The produced films, particularly, the one having both chitosan nanoparticles and cinnaon essential oil, decreased the WVP by 41% and increased TS by 112%, while decreasing %E by about 45%. It was also observed that the composite nanofilms could be used as an antibacterial agent against Gram-positive (Staphylococcus aureus) and Gram-negative bacteria (Escherichia coli).
Nanoproteins reinforced edible films
Protein is a linear heterogeneous biopolymer made up of different kinds of amino acids to form the unique three-dimensional network structures. The variations in the amino acid sequences determine the interactions of the functional groups leading to the possibility of more than thousand different protein structures [126]. Protein nanoparticles are typically biodegradable, non-antigenic, metabolizable and easily amenable for surface modification. The processing and control of desired size, morphology and weight of the protein nanoparticles are easy [127, 128]. The protein nanoparticles are generally obtained through (a) desolvation, (b) emulsification, (c) thermal gelation and (d) nanospray drying [129]. The isolation of protein nanoparticles were reported in the literature from the protein sources, such as, corn zein [130,131,132], gelatin [133, 134], whey protein [135, 136], egg albumin [137, 138], soy protein [139] and casein [140, 141].
Li et al. [142] produced the peanut protein nanoparticles through the anti-solvent method and produced the nanoparticles incorporated (0–4%) soy protein isolate and corn starch edible films. The experimental results showed that addition of protein nanoparticles improved the TS, WVP and thermal stability of both soy protein and corn starch-based edible films. While the corn starch films performed the best with 4% nanoparticles, the soy protein films performed the best with 2% nanoparticles, due to high compatibility and cohesion between protein matrix and protein nanoparticles reinforcement. Li et al. [143] prepared the antimicrobial sodium caseinate-based edible films with zein-sodium caseinate nanoparticles and thymol oil (thymol ro zein ration from 0 to 40%). The thymol oil loaded zein-sodium caseinate nanoparticles were first produced by anti-solvent method, and the solution casting method was used to produce the edible films. Thymol oil improved the DPPH radical scavenging activity and the antimicrobial activity against Escherichia coli and Salmonella. The mechanical strength was improved for the small addition of nanoparticles up to 10%, and the films became weaker above 10% addition of nanoparticles. Moreover, there was no significant difference observed on WVP among the films. Oymaci & Altinkaya [144] produced whey protein isolate-based edible self standing films with corn zein nanoparticles through solution casting. Zein is a safe material for consumption with high hydrophobicity, which makes it a good choice for improving WVP. However, to achieve homogeneous distribution, sodium caseinate was coated over the films. The results showed that the incorporation of zein nanoparticles improved the mechanical (303% higher TS) and barrier properties (84% lower).
Zhang and Zhao [145] prepared the edible active films corn starch with zein–rutin composite nanoparticles incorporated at different concentrations (0, 0.5, 1, 2, 4 and 10%, w/w). The incorporation of nanoparticles improved the antioxidant property of the corn starch films and the mechanical and physical properties. TS of the prepared edible films was increased from 1.19 MPa to 2.42 MPa, and %E was increased from 42.1 to 78.84% with the increase in the concentrations of nanoparticles, while decreasing the WVP. Gul et al. [146] investigated the effects of ultrasonic treatment on the film properties of the hazelnut meal protein nanoemulsion-based films enriched with clove essential oil. An ultrasound homogenizer was used in for the ultrasonic treatment in which hazelnut meal protein (4% (w/v)) and clove essential oil (CEO) (3% (v/v)) were homogenized at different time durations (2, 4 and 6 min) and different amplitudes (50, 75 and 100%) to produce the nanoemulsions. The nanoemulsion was then poured into an acrylic plate and dried to produce the nanoedible films. The average particle size was decreased with increasing amplitudes. The prepared films became more transparent and decreased the WVP. The clove oil improved the antimicrobial activity of the edible films against L. monocytogenes, B. subtilis, S. aureus, P. aeruginosa and E. coli. Aboul-Anean [147] isolated the nanoparticles separately from both quinoa protein and quinoa starch, and also the phenolic compounds extract from luria leaves and pomegranate peels. The quinoa protein nanoedible films as well as the quinoa starch nanoedible films were prepared using solution casting. The results showed that the addition of protein and starch nanoparticles on the edible films increased mechanical properties and improved the barrier properties. The films were also able to inhibit the microbial growth with the addition of phenolic compounds extract.
Nanolipids reinforced edible films
Lipids derived from animal and vegetable fats, such as waxes, acylglycerols and fatty acids, have been used for making the edible films and coatings. Lipid films exhibit excellent water barrier properties [148]. Nanolipids are very interesting for self-assembled nanofilms and other nano-structures. Lipid nanoparticles consist of a lipid core surrounded by one or more surfactant materials. The earlier nanolipids are nanoemulsions, liposomes, polymeric nanoparticles. Solid lipid nanoparticles, followed by nanostructured lipid carriers, were later developed in order to overcome the problems associated with these nanolipid carriers, such as emulsions, polymeric nanoparticles and liposomes. Solid lipid nanoparticles consist of 0.1–30% solid fat dispersed in an aqueous medium. Nanostructured lipid carriers are modified solid lipid nanoparticles where a solid fat and liquid lipid are in liquid phase at ambient temperature [149,150,151,152]. Some of the commonly used techniques used for the preparation of nanoemulsions include high-pressure valve homogenization, ultrasonic homogenization, high-pressure microfluidic homogenization, colloid mills, spontaneous emulsification, phase inversion temperature and phase inversion composition [153, 154].
Acevedo-Fani et al. [155] produced sodium alginate edible films with nanoemulsions made from thyme oil (Thymus vulgaris), lemongrass oil (Cymbopogon citratus) or sage oil (Salvia officinalis). The results indicated that the incorporation of nanoemulsions (1% v/v) improved the colour difference, mechanical and barrier properties of the edible films. Among three essential oils, sage oil produced the significant improvement in terms of mechanical and barrier properties without much penalty in colour difference as compared to other two oils. Wu et al. [156] produced fish gelatin-based nanoedible films incorporated with cinnamon essential oil nanoliposomes (5% v/v), and the film properties were compared with the plain gelatin films. The nanoliposomes-reinforced edible films showed TS of 6.5 MPa and %E of 85.71%, while plain gelatin films showed TS of 8.97 MPa and %E of 65.41%. Thus, the addition of nanoliposomes decreased the mechanical strength, but improved the elongation of the films. WVP of nanoliposomes-reinforced edible films is found to be lower than that of the plain films. The opacity of nanoliposomes-reinforced edible films was increased from 2.19 to 2.34, making the film more opaque. Cui et al. [157] produced agar-based edible film incorporated with Artemisia annua oil nanoliposomes and chitosan for improving the antibacterial effect on Escherichia coli. The mean size of liposomes was around 191.8 nm. The antibacterial effect was evaluated on cherry tomatoes, and the results showed that the addition of chitason and nanoliposomes brought the antibacterial effect on the agar-based edible films.
Hashemi-Gahruie et al. [158] produced the basil seed gum-based edible films reinforced with Zataria multiflora essential oil nanoemulsions and investigated the effect of the nanoemulsion droplet size on the antibacterial activity. It was found that the decrease in the nanoemulsion particle size increased the antibacterial activity against Gram-positive and Gram-negative bacteria. In addition, the mechanical strength of the films was improved due to the addition of nanoemulsion. Robledo et al. [159] produced thymol nanoemulsions through spontaneous emulsification, ultrasound, and a combination of both these methods, and found that the best result was found in spontaneous emulsification method in terms of size and dispersion. The nanoedible films were then produced by incorporating thymol nanoemulsion in water in quinoa-chitosan films. The resulting edible film exhibited porous microstructure. There was no significant variation in WVP. The mechanical strength differed from the control film, where TS reduced and %E increased, with the addition of nanoemulsions. The nanoemulsion incorporated films significantly decreased the mould growth of Botrytis cinerea on cherry tomatoes. Frank et al. [160] produced alginate-based nanoedible films by incorporating cinnamon essential oil nanoemulsions, and the film properties were evaluated. While YM and YS increased with an increasing amount of nanoemulsions, %E decreased. The maximum TS and %E of the films were found to be 15.63 MPa and 23.67%, respectively, for the film with 20% nanoemulsion. The film containing 20% nanoemulsion also increased the antibacterial effects against Escherichia coli, Bacillus cereus, Salmonella typhimurium and Staphylococcus aureus. Restrepo et al. [161] produced green banana (Musa paradisiaca L.) starch-based nanoedible films reinforced with nanoemulsions of two essential oils. The nanoemulsions were prepared separately from lemongrass (Cymbopogon citratus) oil and rosemary (Rosmarinus officinalis) oil using the emulsion-phase inversion method. The nanoedible films were prepared by incorporating nanoemulsions of three different proportions. The results showed that incorporation of the lemongrass nanoemulsion or rosemary nanoemulsion had increased the plasticizing effect of the banana starch edible films. The plasticizing effect had resulted in higher transparency and increased %E, TS and YM, but this plasticizing effect led to higher WVP. However, the increase in WVP was not significant as the hydrophobic nature of the lemongrass nanoemulsion or rosemary nanoemulsion counteracted this plasticizing effect.
Film properties of some nanoedible films
Mechanical properties
The mechanical strength of a material at the nanoscale is usually different from that of at its macroscopic scale. Nanofiller chemistry, filler size and the shape are the major contributors of the overall mechanical properties of the nanocomposites. The nanofiller chemistry affects the polymer–nanofiller interactions and inter-filler interactions. The polymer–nanofiller interactions contribute more for the stress transfer at the nanofiller–polymer interfaces, while the inter-filler interactions contribute to agglomerates at high volume fractions of the filler. The nanofiller chemistry thus greatly affects the mechanical properties, and it is essential to have the homogeneous dispersion of the fillers in the matrix, breaking of the agglomerates and good wettability of the fillers with the polymer for improving the stress transfer of the composite. The filler size is dictated by surface-to-volume ratio and excluded volume interactions. Surface-to-volume ratio is an indicator of the amount of interfacial region compared to the bulk material. For instance, the surface-to-volume ratio of the spherical filler material particles of radius, r, would be \( \left( {\frac{3}{r}} \right) \). From this relationship, one can say that the available surface area per volume of the filler material increases with the decrease in radius. The total surface area or interfacial area within a composite is given by \( \left( {\frac{3\emptyset }{r}} \right) \), where φ is the volume fraction of the filler material in the composite. From this relationship, one can say that, for the constant volume fraction of filler material, if the filler radius is reduced, the surface area available for interfacial interactions increases. With higher surface-to-volume ratio of the nanomaterials as filler material, quantity of chain-filler interactions is more facilitating the increased stress transfer between the filler material and polymer. As a result, the mechanical strength is increased. Filler shape also contributes a significant role to surface-to-volume ratios. For instance, the surface-to-volume ratio of the a cylindrical filler particle of radius (r) and length (L) is given by \( \left( {\frac{2}{r} + \frac{2}{L}} \right) \). Now, if we determine the surface-to-volume ratio of sphere relative to the cylinder, the value would be \( \left( {\frac{3}{{2\left( {1 + \frac{r}{L}} \right)}}} \right) \). From this relationship, it is understood that if (r > L) and (L < 2r), the surface-to-volume ratio of the cylindrical particles is higher than that of the spherical particles. When L > 2r, the spherical particles have greater surface-to-volume ratios as compared to the cylindrical particles. However, the maximum increase of the surface-to-volume ratios of spherical particles is only 50%. If surface-to-volume ratio is considered as the primary design factor, the plate-like structures have significant effect on improving the stress transfer and mechanical strength. Unfortunately, shape factor should also act as a critical design factor for mechanical strength. For instance, dispersion of cylindrical fillers isotropically is difficult as the aspect ratio increases. In such cases, the non-isotropically dispersed filler particles produce anisotropic nature in the mechanical strength of the resulting composite [162,163,164,165]. For microscale structures, the elastic strain energy controls the mechanical properties. But, for nanoscale structures, because of higher surface-to-volume ratios, the surface effects are predominant and therefore the surface effects control the mechanical properties. The elastic modulus of the nanomaterials was found to be significantly higher than that of the bulk material [166].
ASTM Standard D882 (Standard Test Method for Tensile Properties of Thin Plastic Sheeting) is used to determine the tensile properties of the edible films. The edible films are cut and placed in the metal grips of a universal testing machine. Ultimate tensile strength, expressed in force per unit area (MPa), is calculated by dividing the maximum load by the original cross-sectional area of test films. Per cent elongation at break, expressed in percentage (%), is calculated by dividing the elongation of the film by the initial gage length and multiplying by 100. Modulus of elasticity, expressed in force per unit area (MPa), is a measure of stiffness and is calculated by dividing applied stress by strain corresponding to the applied stress (in stress–strain curve) [167,168,169]. Table 1 shows the mechanical properties of the nanoedible films produced from different sources of matrix and reinforcement. The mechanical strength of the edible films was improved with the addition of nanomaterials. While TS and YM of nanoedible films increased, %E decreased with the addition of nanomaterials. Therefore, the addition of nanomaterials during the preparation of edible films has the potential to improve the mechanical properties with the penalty of reduced %E. In some cases, the mechanical strength was comparable with the synthetic plastics. However, %E of nanoedible films was found to be much lower than that of synthetic plastic films. Further investigation is required in the improvement of mechanical strength, while not compromising on %E.
Water vapour permeability
The effect of nanofillers on barrier properties can be explained with a well-known theory developed by Nielsen [172]. According to him, the permeability of a polymer is decreased with the addition of a filler material. If the filler material is impenetrable to a gas or liquid that is diffusing into the polymer, then the diffusing gas or liquid must go around these filler material particles. This phenomenon is explained in Fig. 2, in which the diffusing gas or liquid is forced to take a tortuous path leading to an increase in path length and the permeability is decreased drastically. According to the theory, the addition of fillers should substantially increase the travel path of the diffusing gas and vapours so as to improve the barrier properties of the composite, if the filler particles are thin plates having a large length to width aspect ratio, homogeneously dispersed and oriented so that the filler surfaces are parallel to the polymer surface [172, 173]. Variations of Neilsen model were proposed by different researchers like Nape et al. [174], Aris [175], Cussler et al. [176], Fredrickson and Bicerano [177], Gusev and Lusti [178], Bharadwaj [179]. Modified-Neilsen mechanism is often used to explain the barrier properties in nanocomposites. However, from the data collected from more than 1000 articles by Wolf et al. [180], it was observed, however, that the improvement of barrier properties in the nanocomposites was not as high as what predicted from the theory. According to them, various interfering mechanisms, which influence tortuosity, sorption, polymer matrix crystallinity, polymer matrix free volume, molar mass of polymer matrix, interphase, voids and cracks, etc. could cause unexpected changes in the barrier properties of the nanocomposites.
The permeability is explained with three parameters: diffusion coefficient, solubility coefficient and permeability coefficient. Diffusion coefficient represents the movement of permeant molecules through a polymer film. Solubility coefficient represents dissolution of a permeant in a polymer film. Permeability coefficient combines both diffusion coefficient and solubility coefficient to provide a gross mass transport property. Diffusion coefficient can be described with the help of Fick’s first law. It states that the mass flow rate of a permeant, J, is directly proportional to the concentration gradient (∂C/∂X) and is expressed as J = − D. (∂C/∂X), where, C is the concentration of permeant, X is the thickness of the film, and D is the diffusion coefficient. Solubility coefficient is described by Nernst distribution function and is expressed as C = S·p, where, p is the vapour pressure of the permeant, and S is the solubility coefficient. The permeability coefficient is related diffusion coefficient and solubility coefficient by the expression, P = D·S. With two assumptions: (a) steady state diffusion and (b) constant diffusivity, mass flow rate is given by, \( J \, = \frac{{D \left( {C_{2} - C_{1} } \right)}}{X} = \frac{Q}{{\left( {A*t} \right)}} \), where, Q is the amount of permeant atoms diffused through the film (g), A is the area of the film (mm2) and t is the diffusion time (s). Hentry’s law allows to consider partial pressure differential of the permeant, and the expression is rearranged as, \( \frac{Q}{{\left( {A*t} \right)}} = \frac{{D*S*(p_{2} - p_{1} )}}{X} = \frac{P*\Delta p}{X} \), where, S is Hentry’s law solubility coefficient (mole/atom), Δp is the partial pressure difference across the film (Pa), and P is the permeability (g mm/(m2 s Pa)). The permeability is thus expressed as the following expression, \( P = \frac{Q*X}{{\left( {A*t*\Delta p} \right)}} \) [168, 181, 182]. ASTM E96 is generally used as the standard test procedure, also known as gravimetric or cup method, for determining water vapour transmission rate. This method uses a temperature and humidity controlled chamber that contains a cup or a dish filled with desiccant/water. The prepared films are sealed on cups, and weight changes are periodically monitored [168, 183]. Table 2 shows the WVTR of the nanoedible films produced from different sources of matrix and reinforcement. The WVTR of the edible films was increased when the nanoparticles were added to the nanoedible films. Due to the nanoscale dimensions of the nanoparticles, they could cover up the matrix material that prevents the diffusion of water molecules. This, in turn, decreased the WVP of the edible films making the nanoedible films the potential candidates with improved WVTR. However, WVTR values of the nanoedible films were much lower than those of the synthetic plastic films. Further investigation is required to explore the techniques to improve the WVTR to compete with the synthetic plastics.
Film colour
Another interesting property of nanoparticles is their optical properties. The optical properties of the nanoparticles strongly depend upon the particle size and shape. For example, gold in microscale appears as yellow colour in reflected light, while the same gold in nanoscale appears blue in colour. When the particle size of gold is further reduced to about 3 nm, the blue colour is changed to orange. Hence, understanding the optical behaviour of nanoparticles is essential before their use in packaging applications [184,185,186]. Microscale particles used in a polymer matrix scatter light, which in turn reduces the light transmittance and optical clarity. But, when efficient nanoscale particles are used with good polymer–nanofiller interfacial adhesion, the composite eliminates the scattering effect which in turn develops transparent films and coatings [187,188,189,190]. The composites generally scatter more light due to differences in refractive indices resulting in a loss of transparency. However, in the work of Yano et al. [191], a high degree of transparent sheets was produced with transparent thermoset polymers (epoxy, acrylic and phenol formaldehyde) and 60–70 wt% cellulose nanofibres. Despite having high fibre content and variations in refractive indices, the composite sheets could maintain a high degree of transparency. The results indicate that the nanosize allowed combining the optically functional materials of different refractive indices without affecting the transparency. The optical properties depend on the size, shape and scattering behaviour of the nanofillers and the scattering behaviour of the polymer. The particle size of below 40 nm is essential to produce the transparent nanocomposites. This is due to Rayleighs law in which the intensity of scattered light increases with increasing particle size. The intensity ratio is given by: \( \left( {\frac{I}{{I_{0} }}} \right) = {\text{e}}^{{ - \left[ {\frac{{3 \varphi_{\text{p}} x r^{3} }}{{4 \delta^{4} }} \left( {\frac{{n_{\text{p}} }}{{n_{\text{m}} }} - 1} \right)} \right]}} \), where I is the intensity the transmitted light and I0 is the intensity of the incident light, r is the radius of the spherical particles, np is the refractive index of the nanoparticles, nm is the refractive index nm of the matrix, δ is the wavelength of the light, φp the volume fraction of the particles and x the optical path length [192].
ASTM D2244 is generally used for determining the colour of the films. Hunter lab scale and CIE lab scale are the widely used colour measurement methods for determining film colour. In hunter lab scale, the colorimeter uses a standard white plate with standard values, L*, a* and b* as 93.49, − 0.25 and − 0.09, respectively. The colour parameters range represents the following: L = 0 (black) to L = 100 (white), a (greenness) to +a (redness) and b (blueness) to +b (yellowness). D65 illuminant and 2° observer angle are considered for making measurements. The film specimens are placed on the colorimeter to measure three colour parameters of the films, L, a and b [193,194,195]. In CIE Lab scale (recommended by The International Commission on Illumination), D65 illuminant and 10° observer angle are considered with a white reference plate of L, a and b as 93.52, − 0.81 and 1.58, respectively [196, 197]. Digital colorimetry is another method used for evaluating the film colour. Though this method is not as accurate as the above-mentioned methods, it is considered to be a low-cost method for evaluating the film colour. In this method, high-resolution picture of a film sample is captured using a digital camera. The picture is then imported in an image software (Adobe Photoshop), and the L, a and b colour parameters are evaluated. L values range from 0 (black) to 100 (white); a values range from − 80 (greenness) to 100 (redness); b values range from − 80 (blueness) to 70 (yellowness) [198,199,200]. Table 3 shows the film colour parameters of the nanoedible films produced from different sources of matrix and reinforcement. It was found that the addition of nanomaterials improved the film colour. In most cases, parameter ‘L’ was increased to ‘>90’, indicating that the whiteness of the edible films was increased with the addition of the nanomaterials. Parameter ‘a’ was slightly increased in negative direction, but the change of colour parameter was not significant. The values of ‘a’ ranged between − 2.98 and 1.13, which represents the neutrality in terms of greenness or redness. Parameter ‘b’ also showed the increasing trend in most cases indicating an increase in yellowness, but there were also ups and downs in some cases. On the whole, the whiteness of the nanoedible films was increased with slight increase in yellowness. However, due to limited research, further research is required to investigate more on improving film colour or effects of colour additives, printing inks, etc.
Challenges and opportunities
Inadequate film properties
The addition of nanomaterials has improved the overall performance of edible films as compared to the plain edible films (without nanomaterials) by enhancing their mechanical, thermal and barrier properties. Therefore, the use of nanomaterials is a promising way of improving the performance of food packaging films. Several nanoedible films can not only merely carry the food items passively, but also can impart active and/or smart properties to the packaging films, such as antimicrobial properties, multifunctionality, oxygen scavenging ability, enzyme immobilization and biosensing to indicate some level of food degradation [18]. Some of the most important factors deciding the choice of edible films for packaging applications include film flexibility, transparency and superior barrier properties. Even though exhibiting sufficient barrier properties to oxygen and light, most of the edible films are poor water barriers. The edible films also lack of other issues, such as poor mechanical strength and poor flexibility as compared to the synthetic plastics, which prevents their commercialization [201].
Barrier and mechanical properties play a vital role for food packaging materials for protecting and carrying the packaged food products from external factors. There is no specific legislation available on the material properties of such food packaging materials. However, a conventional requirement for a food packaging material is that the tensile strength should be more than 3.5 MPa. In order to evaluate whether a new or modified films meet the requirements of other physical properties, those properties are usually compared with the physical properties of the commonly used synthetic packaging materials, such as such as LDPE (low density polyethylene), HDPE (high density polyethylene), PP (polypropylene) and PET (polyethylene terephthalate) [202].
The mechanical properties of edible films are important for food packaging applications. As poor mechanical properties may lead to poor flexibility and premature failure during its production, handling, storage or use, higher mechanical properties are expected from edible films. For films, puncture strength (ASTM F1306), seal strength (ASTM F88) and tear strength (ASTM D1922) are considered as important mechanical properties. However, most investigations focused on tensile tests, where ultimate tensile strength, elastic modulus of elasticity and percentage of elongation at break of edible films were calculated [203].
Most research works had that the nanoscale fillers were reinforced onto macroscale edible materials to produce nanoedible films. Only limited research was carried out to find the effects of nanomaterials as both matrix and fillers to make the complete nanoedible films. In the work of Taniguchi and Okamura [204], they produced direct nanocellulose films (of about 3–100 microns thickness) from cellulose nanofibrils of about 20–90 nm. The cellulose nanofibrils nanofilms were prepared from wood pulp, tunicin cellulose and a mixture of wood pulp, chitosan and collagen, and the mechanical properties of these films were compared with those of commercial print grade paper and LDPE films. The mechanical propteries of nanofilms were found to be 2–5 times higher than those of the print grade paper and LDPE films. Among, wood pulp, tunicin cellulose and hybrid composite, tunicin showed the highest tensile strength. The results showed that tensile strengths of the films obtained from nanoparticles are higher than the regular films. Leitner et al. [205] produced nanocellulose films from sugar beet pulp using solution casting method, and the films exhibited TS of 104 MPa and YM of 9 GPa, respectively. In another work by Shao et al. [206], the composite solutions (of pullulan, carboxymethylcellulose sodium and tea polyphenols) with different concentrations (0.5%, 1%, 1.5%, w/v) of tea polyphenols were electrospun onto aluminium foil in order to produce the nanocomposite nanofibre films. When the concentration of tea polyphenols is lower, nanofibres of smaller sizes were produced (for example, average diameter is 127 nm at 1% concentration of tea polyphenols). When coated over strawberries, these edible coatings could reduce the weight loss and improve the firmness, quality and shelf life of the strawberries during the fruit storage. However, these kinds of research are rarely found in the literatures. Future investigation is required to produce and investigates on complete nanomaterials-based edible films.
Lack of evidence on biodegradability and edibility
The possible health risks associated with the use of food contained in the nanofilms are not yet clearly understood [207]. The use of nanoedible films is the right candidate for packaging materials where the food has direct contact with the packaging materials. Most of the researchers have proposed various nano-based edible films. However, these research studies did not consider the edibility test for evaluating edibility of such films. Rather, the edibility of such films was assumed from the edible nature of the materials used for the film preparation. If all materials used for the preparation of the edible films were edible, then the produced films were considered as edible [94]. The biodegradability of edible packaging materials themselves is susceptible, and their barrier and mechanical properties are stable for only a short period of time than synthetic packaging materials. Therefore, further investigation is required in the aspects of safety and stability of the intended functions [208].
The antimicrobial additives, added to the edible films and coatings, are approved by FDA, but some are not approved. It is also unsure whether some bacteria could develop resistance to these antimicrobial additives, which may cause food-borne diseases. There is a need of attention for reducing food-borne diseases due to the presence of antimicrobial additives [209]. The use of essential oils, as natural antimicrobials, is limited due to their poor aroma properties and toxicity problems. The essential oils, usually regarded as GRAS (Generally Regarded as Safe), are considered beneficial only at very low concentrations. But, higher dosage of essential oils may cause serious toxicity problems, as well as allergic problems [210].
Although most of the research works suggested that edible films and coatings could be eaten, a very little investigation was carried out on their digestibility. Film formation, film forming materials and additives, in fact, could largely modify their sensitivity to enzyme hydrolysis and digestibility [211]. Plasticizers, often necessary to improve the mechanical properties, weaken the hydrogen bonding and decrease the intermolecular attractions. Consequently, film flexibility and tensile strength decrease. The use of plasticizers also affects the digestion rate of the edible films and coatings. Starch, once considered as a completely digestible by human body, is not anymore. According to recent studies, the inclusion of additives can significantly modify the digestibility. Structural properties, composition, food form, molecular arrangement, chain length and degree of crystallinity are some of the reasons that determine the extent of enzyme digestion. In the work of Hernandez et al. [212], native banana (44%), potato (46%) and sagu (34%) starches showed significant resistance to enzyme digestion, while native maize starch showed high digestibility. However, the edible films produced from these starches contained completely different degree of digestibility. Films produced from banana (9.4%), potato (7.4%) and sagu (9.9%) showed a decrease in resistance to digestibility, while maize (5.4%) increased resistance to digestibility. An extensive study may be required in digestibility properties of edible films and coatings for their extended use in food packaging applications.
Scarcity of research
Most of the research works in the past on nanoedible films were carried to determine the effects of the addition of a nanofiller, such as nanocellulose, nanostarch, nanochitin, nanoprotein or nanolipid, on film properties of polysaccharides, proteins and/or lipids as matrix materials. Though isolation of nanofillers was carried out for most of the sources, the nanoedible films were prepared with only a few nanofillers. The effects of the rest of the nanofillers should be explored. The use of nanomaterials for both reinforcements and matrix was also not evaluated yet. Therefore, future investigations are required to explore clear understanding of the effects of the addition of nanomaterials to make the nanoedible films.
The packaging materials are often produced under high temperatures, which, in turn, can cause thermal decomposition of polymers to form volatile compounds that can migrate into food. For example, food-on-plastic trays, heated in a microwave oven, produce an off-flavour or odour. The reason for the odour is the volatiles compounds produced by decomposition of the plastic material or residual solvents left in the plastic trays. The sources of such migrants can be adhesives, residual monomers, food additives, residual solvents, inks for printing, coatings, decomposition products of polymers, etc. [213].
Several reports have indicated a high level of uncertainty in the prediction of toxicity effects of nanomaterials. There is a lack of knowledge about the toxicity of nanomaterials and the processes. On the other hand, few food products with unlabelled invisible nano-additives are already in the market place. However, a good understanding on the effects of nanomaterials is necessary in the aspect of human health and environment, before they are used in food packaging [132, 148, 214]. Institute of Food Science and Technology (IFST) recommend that nanomaterials should be considered as potentially harmful without clear evidences on their safety [215]. Nanomaterials, used to prepare edible films and coatings, exhibit significant improvement in the functional properties. However, there are safety issues. While the bulk properties of nanomaterials are well known (macroscale), the material properties might be different at nanoscale. If nanomaterials exhibit any toxicological effects, the nanomaterials could penetrate into the human body on consumption and resides in the body. Therefore, it is necessary to understand and have accurate information about the behaviour of nanomaterials on human health before they are available for usage [216,217,218].
The effects of polymer structure, orientation, degree of crystallinity, degree of cohesion, degree of adhesion, solvent temperature, pressure, salt, acid and base concentration (pH), free volume, additives, thickness, etc. might influence the properties of edible films. Only few researchers have worked on the effects of degree of cohesion and adhesion. However, the effects of other factors have not yet been explored, and it is essential to understand the film properties completely for their successful applications [182].
The future edible films and coatings can be multifunctional. The films and coatings should incorporate one or more functions, such as heat-proof, air-proof, anti-corrosion, insect prevention, disease-resistant, high film properties, etc. Furthermore, the currently available edible packaging materials could not satisfy the market requirements. A variety of packaging materials should be developed to meet the tailor-made demands of the market [219].
Scale-up difficulties
Though the research towards nanocomposite films is constantly growing, the transition from the laboratory scale production into industrial-scale production is not easy. Different film preparation methods are proposed by the research community leading to nanocomposite films with different film properties. The size, source and fabrication methods of the nanomaterials and the matrix materials also affected the film properties. There are many problems faced with the existing fabrication methods, and there is a need of developing new or improved technology to reduce the production cost as well as the preparation time of such nanocomposite films [220, 221]. The selection of efficient isolation method and homogenous dispersion of nanofibres is the major challenges in the use of nanofibres. Even though reinforcement, of nanofibres is replaced by nanofibres, has shown environmental benefits, production of nanofibres is not considered economical due to heavy energy consumption. The use of different pre-treatments could be beneficial in order to reduce the energy consumption. Another problem is to use the efficient drying process that can reduce the drying time, because size change after drying has impact on its properties. Surface modifications, which can be used for improving the surface properties of the films, are (a) producing hydrophobic surface and (b) including ionic groups on fibre surface. The edibility of the nanofibres after surface modifications should be evaluated in order to ensure the safety of the films. Therefore, further research should be carried out in order to find efficient production methods, pre-treatments, post-treatments, surface modifications and drying process [222]. The film properties, such as cohesion, adhesion and durability, depend on the composition of film material, coating method and drying method. For industrial applications, the film or coating material must meet certain requirement. The film must be applied or spread in wet condition on the food surface and the required film or coating must be formed on drying, while the film or coating has adequate film properties. Lack of attention, in these points, has resulted in unsatisfactory results in many cases [223].
Most of the lab-scale edible films are prepared in two steps: gelatinization followed by air-drying. Air-drying of edible films takes place through natural evaporation and hence is a very slow process (2–3 days). But, fairly rapid drying process should be developed in order to scale-up to industrial-scale. In the work of Kaya and Kaya [224], whey protein isolate-based edible films were dried using microwave drying (5 min) method or air-drying (18 h) method. The results showed that there was no significant difference in WVP of both drying methods, but the mechanical properties of microwave drying were higher than that of air-drying. In the work of Mayachiew et al. [225] and Thakhiew et al. [226], the film properties of the edible chitosan films were compared for three drying methods: (a) hot air-drying (at 40 °C), (b) vacuum drying (at 90 °C, 10 kPa) and (c) low-pressure superheated steam drying (at 90 °C, 10 kPa). The air-dried (at 30 °C) films were considered as the control. The results showed that vacuum and low-pressure superheated steam drying methods dried the unplasticized films at about 45 min and 60 min, respectively, which were much shorter drying time as compared to hot air-drying method (10 h) and ambient air-drying method (54 h). For the same drying method, the drying time increased with the glycerol concentrations. It was observed that the colour and WVP did not significantly differ with the drying methods, while the mechanical properties varied significantly. In the work of De Moraes and Laurindo [227], cellulose fibre-reinforced starch-based films were dried using three drying methods, (a) conduction drying, (b) infrared drying (42.3 Wm−2) and (c) conduction-infrared drying with drying times of about 1 h, 30 min and 80 min, respectively. In the work of Ortiz et al. [228], the soy protein isolate (10.5% w/v)-based edible film was prepared using tape casting and the effects of two drying methods, namely, (a) heat conduction drying, (b) IR (42.3 Wm−2) drying, were investigated. At 60 °C, the drying time for both the drying methods was found to be about 120 min, which was much lower than that of solution-cast films.
Despite being some progress in the reduction in total drying time of the edible films, the current progress is not sufficient for the industrial-scale production of edible films. Well-established fabrication techniques should be established so as to automate or continuously produce the edible films. One such continuous film fabrication was explained by Munhoz et al. [229] in which the pectin- and rind-based edible films were produced with IR pre-dryer followed by hot drying. The wet layer of film forming solution was first dried in a conveyor (at a speed of 12 cm/min) using a IR pre-dryer and then dried in an air circulating oven (of 80 cm length) at 120 °C. The total drying time was 7 min, and productivity was 0.03 m2 film per min. However, the productivity of the edible films was very low. Research attention is required to establish low-cost fabrication methods to continuously produce the edible films with increased productivity.
Obstacles for commercialization
There are many issues in the commercialization of nanoedible films. First, the nanoedible films show poor barrier and mechanical properties as compared to that of the synthetic plastics. Secondly, the production of edible films and coatings is still in the laboratory level and is not yet expanded to industrial level due to their high cost of production. Research work is required to find new or better production methods for large scale production. Lack of awareness about edible materials is another hurdle in its utilization. For example, some people fear of accidental consumption of foreign particles and ingestion by children. Some marketing strategies, such as price discounts, customer attention towards edible packaged foods, consumption of edible packaged food items, etc. might be used for commercialization [208, 216, 230, 231]. Consumers accept edible films and coatings as long as they feel as safe and friendly [214]. The cost of edible films and coatings is 10 to 50 times higher than that made from polyethylene or polypropylene. However, the cost of edible films and coatings cannot be considered now, since the quantities are less used in the development phase [232]. The implementation cost of nanotechnology (including cost of nanomaterials, active ingredients and intelligent factors) will increase the total food packaging cost per package, leading to a low profit margin of the product cost. The total cost of the packaging should be less than 10% of the product cost. Therefore, proper cost–benefit analyses should be performed to justify the adaptation of nanotechnology [233].
The film forming materials and other additives, used to prepare the edible films and coatings, must be food grade and non-toxic; the equipments and process resources should meet a high level of standards for maintaining hygiene. Each country follows certain regulations defining the approved list of food additives. Europe regulations incorporated the use of fatty acids, fatty acid salts, shellac resins, pectin, lecithin, gums, beeswax, candelilla wax and carnauba wax, polysorbates into the edible films and coatings. US FDA (Food and Drug Administration) mentioned morpholine, polydextrose, sorbitan monostearate, sucrose fatty acid esters, cocoa butter and castor oil as materials used for making protective coatings on fruits and vegetables. In India, beeswax or carnauba wax might be coated on fruits and vegetable with proper labelling. People, for example vegetarians and others who avoid food made of animal products, may have concerns to use edible packaging materials containing animal fats and acids. Some people believe that edible films and coatings might attract pesticides that make food unsafe. If edible coatings are prepared from allergens, they could also cause allergic reactions. Some of the well-known allergens, which are used in edible packaging, include wheat, milk, fish, nuts, soy beans and peanuts. Thus, it is important to label the presence of any known allergens in the edible coating. Thus, it becomes essential to emphasize producers and packers to label the necessary information about coating materials, so that the customers can avoid foods coated with edible materials [168, 234,235,236].
Summary
In this review article, recent research activities carried out in the fabrication of nanoedible films were discussed along with problems and opportunities for future research. Nanoedible films are so called when an edible nanofiller is reinforced with the edible matrix. From the discussion, it is clear that the addition of nanofillers improved the mechanical properties, film colour and WVP of the resulting edible films as compared to plain edible films. However, these properties are not adequate to compete with the properties of synthetic plastic films. For example, the nanoedible films showed very low %E making them highly fragile and show lower WVP at high RH conditions making them more hydrophilic. Hence, further investigation is required to find techniques to improve the film properties. The use of nanocellulose, starch nanocrystals, nanochitin/nanochitason, soy/whey protein isolate nanocrystals and nanolipids has been reviewed in this review article. The nanoscale particles of other edible polymers, such as polysaccharides, proteins and lipids and their effects on edible films are not yet explored. The research carried out is also limited with the available nanofillers. Moreover, the effects of high proportions of nanofillers as well as completely nanofillers-based edible films were not much discussed in the literatures. There are also voids in the literatures related to degradability and edibility of films, lack of research, processing issues, scale-up issues and lack of awareness. Therefore, further research must be directed towards overcoming the above-said challenges and research deficiencies so that the nanoedible films will soon replace the synthetic plastics for food packaging.
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Jeevahan, J., Chandrasekaran, M. Nanoedible films for food packaging: a review. J Mater Sci 54, 12290–12318 (2019). https://doi.org/10.1007/s10853-019-03742-y
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DOI: https://doi.org/10.1007/s10853-019-03742-y