Abstract
In this study, we propose a method for quantitative prediction of changes in concentrations of a number of key signaling, structural and effector molecules within the extracellular matrix of tendon. To achieve this, we introduce the notion of elementary cell responses (ECRs). An ECR defines a normal reference secretion profile of a molecule by a tenocyte in response to the tenocyte’s local strain. ECRs are then coupled with a model for mechanical damage of tendon collagen fibers at different straining conditions of tendon and then scaled up to the tendon tissue level for comparison with experimental observations. Specifically, our model predicts relative changes in ECM concentrations of transforming growth factor beta, interleukin 1 beta, collagen type I, glycosaminoglycan, matrix metalloproteinase 1 and a disintegrin and metalloproteinase with thrombospondin motifs 5, with respect to tendon straining conditions that are consistent with the observations in the literature. In good agreement with a number of in vivo and in vitro observations, the model provides a logical and parsimonious explanation for how excessive mechanical loading of tendon can lead to under-stimulation of tenocytes and a degenerative tissue profile, which may well have bearing on a better understanding of tendon homeostasis and the origin of some tendinopathies.
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1 Introduction
Tendon is a tissue that joins muscle and bone and primarily has a mechanical role. The extracellular matrix (ECM) of tendon, like other musculoskeletal tissues such as cartilage and bone (Pivonka et al. 2008; van Turnhout et al. 2008, 2011, 2010), undergoes constant remodeling (Killian et al. 2012; Magnusson et al. 2008; Sun et al. 2015; Young et al. 2016). In the case of tendon, this remodeling is thought to adjust the tendon’s mechanical properties to optimize the performance of the musculotendon unit (Killian et al. 2012; Magnusson et al. 2008; Markowitz and Herr 2016; Sun et al. 2015; Young et al. 2016). Tendon ECM composition is closely controlled by a variety of tenocyte-mediated regulatory processes (Kjaer 2004; Lavagnino et al. 2015; Screen et al. 2015; Smith et al. 2013). While details of all these processes are still poorly defined, they all depend on the secretion profile of nearby cells. Consequently, an important first step in beginning to understand changes in ECM composition of tendon is to understand how these secretion profiles arise, and then to predict them. To this end, in this paper we seek to develop a method to quantitatively predict the concentrations of secreted molecules in tendon tissue.
Tendon loading induces strain in the tissue ECM (Arnoczky et al. 2002; Fang and Lake 2015; Screen et al. 2015) which, in turn, is sensed by tenocytes (Arnoczky et al. 2004). Given tendon’s mechanical role, as one expects, mechanical cues such as ECM strain are employed by tenocytes to regulate the synthesis of ECM precursors and various catabolic and anabolic proteins (Arnoczky et al. 2007; Killian et al. 2012; Kjaer 2004; Lavagnino et al. 2015; Maeda et al. 2011; Sharma and Maffulli 2005; Sun et al. 2015). Therefore, employing data from several previous experiments on tendon tissue, in this study we introduce and give effect to the notion of an elementary cell response (ECR) over a continuum of strain signals for a number of tendon ECM molecules. An ECR is defined to be the normal reference secretion profile for a molecule by a normal tenocyte in vivo in response to the tenocyte’s local strain.
The continuum of strain experienced by tenocytes ranges from tensile strains through to compressive strains, with very significant changes in the secretion profile of tenocytes over this range. It is well established that subject to physiological tensile loads, tenocytes express a characteristic tissue secretion profile including abundant secretion of collagen type I and comparatively small amounts of large proteoglycans (Andarawis-Puri et al. 2015). The absence of cellular strain has been shown to significantly alter this secretion profile toward greater catabolism (Arnoczky et al. 2007) as well as induce nuclear rounding (Egerbacher et al. 2008). On the other hand, compressive loadings are shown to lead fibroblastic-like cells (including tenocytes) toward a chondrocytic phenotype (Benjamin and Ralphs 1998; Cook and Purdam 2012). This phenotype change corresponds to a change in characteristic secretion profile, which in cartilage includes abundant secretion of collagen type II and much higher amounts of larger proteoglycans (Benjamin and Ralphs 1998; Cook and Purdam 2012). Building upon these previous observations, we assume that the cell-level strain environment is a key signal informing tenocyte secretion profiles (Castagna et al. 2013; Wren et al. 2000). Thus, molecule-specific secretion responses may be predicted by creating an ECR over a continuum of strain based on previously reported studies.
Cellular strains are known to be a key signal transduced by tenocytes attached to tendon ECM (Arnoczky et al. 2002) and in particular through their attachments to type I collagen fibrils. However, cyclic loading of tendon is known to induce mechanical damage that is visible in collagen fibrils and fibers (Hwang et al. 2017; Fung et al. 2009; Józsa and Kannus 1997; Provenzano et al. 2005; Screen et al. 2015). So while changes in strain experienced by a fiber, secondary to mechanical damage, is predicted to subsequently affect the tendon’s secretion profile, we clearly need to develop a suitable tendon fatigue model to quantify cumulative collagen fiber damage.
Therefore, the goal of this study is to quantitatively predict concentrations of a number of secreted molecules in a normal adult human Achilles tendon under various straining conditions. The three steps required to achieve this goal are to: (i) create multiple molecular ECRs, (ii) develop a tendon fatigue model and (iii) combine the ECR model with the result of the tendon damage model using homogenization, to finally predict concentration profiles of secreted molecules in tendon tissue. We hypothesize that the quantitative changes in ECM molecular concentrations as a function of straining intensity predicted by the model will be in qualitative agreement with experimental observations.
2 Methods
2.1 Overview
To develop our theoretical model of tendon ECM, we first provide a mathematical framework to relate cell scale processes to tissue level observations. Using observations from in vivo and in vitro studies, we find that there exist normal reference tenocyte secretion profiles for various molecules as functions of a tenocyte’s local strain. These reference secretion profiles are referred to here as ECRs. To define the ECRs, we consider the entire physiological range of strain, both tensile (which is the dominant mode of operation of a tendon) and compressive (which occurs in wrap-around tendons), because doing so provides more data to estimate the shape of the ECRs curves, and increase the reliability of our estimated ECRs. Next, based on experimental fatigue tests of the whole human Achilles tendon, we develop a collagen fiber fatigue damage model that estimates cumulative damage to an initially intact tendon as it undergoes tensile straining during a short period of activity.
Finally combining the ECRs and estimates of tendon fatigue damage under various tensile (only) straining conditions, we can theoretically calculate changes in the average tissue-level concentration profiles (or TLRs) of various signaling, structural and effector molecules in tendon tissue.
2.2 Mechanical damage, tissue strain and local tenocyte strain
Fundamental to our model here is to clearly distinguish between the cell scale and tendon (or whole tissue) scale processes. What is observed at the tissue scale is not necessarily what is informing a cell’s response. Rather it is the chemical and mechanical environment at the cell scale that is likely to be more important to the tenocyte (Arnoczky et al. 2007, 2004; Lavagnino et al. 2015). For example, although loads applied by muscle to the tendon do affect the cell scale mechanical environment (Arnoczky et al. 2002), the specific strain experienced by a cell will depend on the load carried by local collagen fibers and the degree of attachment of the tenocytes to those collagen fibers (Arnoczky et al. 2007, 2004; Gardner et al. 2008, 2012; Lavagnino et al. 2006b, 2015).
Tissue strain is generally greater than average collagen fiber strain (Flynn et al. 2013; Han et al. 2013). The strain attenuation in native tissues has been attributed to several factors, including collagen fiber translation and rotation, fiber un-crimping, fiber recruitment and the presence of structural and cellular heterogeneities within the tendon (Arnoczky et al. 2002; Han et al. 2013; Screen et al. 2004; Screen and Evans 2009).
Arnoczky et al. (2002) and Han et al. (2013) demonstrated a linear correlation between tissue strain and local matrix (and cell) strain. From these studies, in the simplest form cell strain (\(\varepsilon _\mathrm{c} )\) can be written as a linear function of tissue strain (\(\varepsilon _\mathrm{T} \)):
where \(k_i \) denotes the attenuation factor from one tissue level to the next, and K is a residual strain. For instance, in juvenile bovine patella tendons Han et al. (2013) determined the attenuation coefficient from tissue to local matrix to be \(k_1 =0.31\), and the attenuation coefficient from the local matrix to the cell to be \(k_2 =0.85\) (Han et al. 2013). Experimental observations for the rat tendon fascicles tested by Arnoczky et al. yielded \(k_1 =0.45\) and \(k_2 =0.65\) (Arnoczky et al. 2002).
In their detailed study of strain attenuation, Han et al. examined correlations between tissue strain, local strain and cell strain in thin sheets (0.8 mm) of engineered scaffolds with known collagen fiber alignment, and in thin samples (0.3–0.8 mm) of juvenile (1–6 months) bovine patellar tendons (Han et al. 2013). Putting to one side possible effects of small sample size, Han et al. found that the observed correlation between principal tissue strain and principal local strain (measured by triads of cell nuclei) are not statistically different from one to one, see Fig 3C in Han et al. (2013). For tissue scaffold that has collagen fibers aligned in the direction of loading, tissue strain in the direction of loading is highly correlated with local strain, and their Fig 3A shows a correlation of 0.89 (Han et al. 2013). Finally for the same tissue scaffold, cell strain and local tissue strain were found not to be statistically different, Fig 4A in Han et al. (2013). Taken together, these data indicate that for tissues that have nearly all collagen fibers closely aligned with the direction of loading and with the principal tissue strain, the cell strain is directly correlated with tissue strain. This correlation weakens with increasing dispersion of fiber direction, which causes local variations in tissue shear strain and is particularly prominent in juvenile tissues, and with increasing cell heterogeneity, e.g., as one might expect, microdomains of rounded cells within abundant proteoglycan content (i.e., tenoblasts) appeared to be protected from tissue strain in contrast to spindle-shaped elongated cells (i.e., tenocytes). Han et al. concluded: ‘we demonstrated that strain transfer to the cell-level depended on the underlying fiber orientation (aligned vs. angled). In aligned samples, the cell strain was uniform and directly correlated with the local matrix strain’ (Han et al. 2013). For adult human Achilles tendon, which has collagen fibers strongly aligned in the direction of tensile loading (Riggin et al. 2014), this experimental evidence suggests cell strain is likely to be directly related to tissue-level strain.
Consequently in the present study, we have assumed the simplest model for a normal adult human Achilles tendon, i.e., collagen fibers are uniform, with constant material properties and length, and all fibers are aligned along the longitudinal axis of the tendon in the direction of loading. In such a tissue, it is reasonable to approximate cell strain with local fiber strain and with tissue strain. However, more generally, it is clear that cell strain need not be directly related to local fiber strain (e.g., if a substantial fraction of collagen fibers are not aligned with the direction of loading), nor local fiber strain directly relates to tissue strain (e.g., if there is significant spatial heterogeneity in shear straining). In these cases, tissue and location-specific strain attenuation factors need to be introduced into the model and used for both the interpretation of ECRs and mechanical fatigue. While this is beyond the scope of the basic normal adult Achilles tendon model being developed here, it clearly represents a direction for future model development.
It is known that cyclic loading of tendons induces damage to collagen fibers (Fung et al. 2009; Józsa and Kannus 1997; Screen et al. 2015). Indeed, fatigue damage increases with increasing levels of cyclic loading from ‘sub-failure’ fibrillar injuries to microscopically visible tears in tendons, as has been repeatedly reported in the literature and is collectively referred to as ‘mechanical fatigue damage’ (Fung et al. 2010, 2009; Hess 2010; Kongsgaard et al. 2005; Kujala et al. 2005; Lavagnino et al. 2006b; Wren et al. 2003). While more complex models would take account of various types of fatigue damage (e.g., ‘generalized’ and ‘focal’ (or fracture) damage), we capture the effect of fiber damage most simply as fiber breakage, which changes the local strain experienced by a tenocyte. Then a simplifying assumption is made that fiber fracture reduces the local cell strain to zero (as shown in Fig. 1), neglecting possible frictional forces along the fiber that may generate local strains even if the fiber is broken.
The fatigue response of human Achilles tendon to cyclic mechanical loading is perhaps best demonstrated in the experimental studies of Wren et al. (2003). To develop a model for probability of damage to fibers as a function of tendon straining conditions, we have employed the fatigue damage data in Wren et al. (2003) and posited an exponential failure function to estimate cumulative fiber damage. By this approach, we find the probability of focal breakage of individual collagen fibers (\(P_\mathrm{M} \)) within the Achilles tendon at a given fiber strain \(\left( {\varepsilon _\mathrm{f} } \right) \) and number of loading cycles \(\left( N \right) \) can be expressed as:
where \(N_{\mathrm{fail}} \left( {\varepsilon _\mathrm{f} ,N} \right) \) is the number of loading cycles to failure for a given fiber strain level \(\left( {\varepsilon _\mathrm{f} } \right) \) defined from the experimental data of Wren et al. (2003). The parameters, \(\alpha \) and \(\beta \), are fitting constants. See ‘Appendix’ for details.
As mentioned earlier, we only consider the simplest case of a tendon with uniform fiber lengths. This assumption implies that all intact fibers undergo exactly the same strain, and furthermore, the strain of intact fibers can be regarded as the tendon tissue strain \(\left( {\varepsilon _\mathrm{f} \approx \varepsilon _\mathrm{T} } \right) .\) Initially all collagen fibers in tendon are assumed to be intact, and we employ a cumulative tendon damage model to estimate the fractions of damaged \(\left( {R_\mathrm{D} } \right) \) and remaining intact \(\left( {R_\mathrm{I} } \right) \) fibers for a given tendon straining condition as:
2.3 ECM composition from cell level to tissue level
Employing the fractional fiber notations, at any instant we can now consider two distinct populations of tenocytes—those associated with the damaged (broken) fibers (\(R_\mathrm{D} \)) experiencing no strain \(\left( {\varepsilon _\mathrm{c} \approx 0} \right) \), and those associated with the intact fibers (\(R_\mathrm{I} \)) experiencing strains equal to the tendon strain \(\left( {\varepsilon _\mathrm{c} \approx \varepsilon _\mathrm{f} \approx \varepsilon _\mathrm{T} } \right) \). These two tenocyte populations will have distinct secretion profiles corresponding to their differing local strain.
We now need a homogenization procedure to change scales from cell-level responses at the microscale to tissue-level responses at the macroscale. To do this, we now define the average tissue-level concentration of a molecule \(({\bar{c}})\), referred to as tissue-level response (TLR), in terms of an average volume integral of individual cells ECRs (c) and local volumes \(\left( v \right) \) in the ECM, expressed by:
where the i and j indexes refer to the \(i\mathrm{th}\) molecule and \(j\mathrm{th}\) cell, while H refers to an indicator function that is zero over the entire tissue volume except for the local volume \(v_i^j \), where it is equal to one. Our objective is to quantitatively predict average concentrations of target molecules as an initially intact tendon undergoes fatigue damage in response to a given straining intensity (e.g., everyday activity or planned exercise). Therefore, pathologic states of the tendon and their long-term effects on cell number, morphology and phenotype (Cook and Purdam 2009; Magnusson et al. 2010; Riley 2008; Sharma and Maffulli 2005) are not discussed here. For a normal homogenous tendon, we may assume uniform local volumes for all molecules \(\left( {v_i^j =v_{\mathrm{constant}} } \right) \), simplifying Eq. (5) to:
where n denotes total number of tenocytes in tendon. Using the above expression, for a tendon with uniform fiber length, uniform number of tenocytes associated with all fibers and subject to loading and damage, TLR of the \(i\mathrm{th}\) molecule \(({\bar{c}}_i )\) is a weighted sum of the ECR of tenocytes associated with damaged and remaining intact fibers at a given tendon straining condition, expressed by:
2.4 Elementary cell response (ECR)
We now propose there exist ECRs related to local fiber (i.e., to cell scale) strain, which can then determine \(c_i \left( {\varepsilon _\mathrm{c} } \right) \) appearing in Eq. (7). There are potentially scores of signaling molecules present in tendon tissue (Andarawis-Puri et al. 2015; Lavagnino et al. 2015; Screen et al. 2015; Sun et al. 2015), and so scores of ECRs. Clearly different molecules will be of interest depending on the particular application, and so here we choose a representative selection of possible molecules known to be important in tendon. For simplicity, we select transforming growth factor \(\upbeta \) (TGF-\(\upbeta \)) as representative of all anabolic signaling molecules (which induces tenocytes to increase secretion of collagen type I and aggrecan), while interleukin 1 \(\upbeta \) (IL-\(1\upbeta \)) is taken to be representative of all catabolic signaling molecules (which induces tenocytes to increase secretion of proteolytic enzymes such as MMPs and ADAMTSs).
To represent anabolic profiles, collagen type 1 (Col-1) is selected as the primary structural tensile component of tendon tissue, while glycosaminoglycan (GAG) content is employed to account for the relative changes in total proteoglycan concentration, and more particularly the larger proteoglycans such as aggrecan and versican. To represent catabolic profiles, the main tendon fibrillar collagenase, matrix metalloproteinase 1 (MMP-1) in humans, MMP-13 in rodents (Riley 2008), and the main tendon aggrecanase, a disintegrin and metalloproteinase with thrombospondin motifs 5 (ADAMTS-5) are chosen.
We note that straining of the tissue may lead to both autocrine and paracrine signaling through cytokines such as TGF-\(\upbeta \) and IL-\(1\upbeta \), which, in turn, may modify base-level secretion profiles of tenocytes for other signaling, effector and structural molecules. Nevertheless, to capture the end result of such complex processes in the present work, we focus our attention on available experimental data on tenocyte secretion profiles solely as a function of mechanical strain. Consequently, any cytokine-mediated responses that may accompany tissue straining are implicitly included in the ECRs. We emphasize that the proposed ECRs are not meant to imply a direct causal pathway between local strain and tenocyte secretion profile, although this may in fact exist, rather they are representing the outcome of the complex system that is tenocyte mechanobiology.
Each chosen molecule has a characteristic ECR. To define the ECRs, we have searched the literature for appropriate experimental studies that help reveal ECRs, and we have sought to include both tensile and compressive strain states so as to more reliably define the shape of ECR curve over a more extensive domain. While there are hundreds of experimental reports on the behavior of tendon cells to various stimuli published in the literature, no one study was found adequate by itself to determine the ECR for any one of the secreted ECM molecules.
As a result, each ECR is an amalgam of observations from several studies, and so necessarily a composite of our interpretation of those studies. There are many factors confounding interpretations: test conditions (most experiments have their own protocol), species (rodents, rabbits, human, bovine and horse tissues are commonly reported) and tendon type (e.g., Achilles tendon vs. tail tendon). Clearly we are seeking to define the average adult human Achilles tenocyte response under normal in vivo conditions (our reference state of operation). Consequently reports in the literature require careful interpretation, and we note that the ECRs proposed here are necessarily provisional. But based on a careful reading of the evidence currently available in the literature, taking into account species and test conditions, we believe the available in vivo reports are generally consistent and point to the existence of ECRs for our defined reference state. See ‘Appendix’ for a detailed comparison of reports on secretion profiles of molecules of interest in response to straining.
Tendon primarily carries tensile loads, which leads to a characteristic fibrogenic response by tenocytes (Andarawis-Puri et al. 2015). While here we only focus on quantifying the response of tendon to tensile loading, in the construction of the provisional ECRs, we found that extending the strain profile into the compressive region is useful on three counts, namely: (i) assessment of the same molecules in cartilage gives us perspective on the likely concentrations of molecules in tendon, particularly as tensile strain approaches zero, allowing us to better estimate the most appropriate ECR curve fit, (ii) some ‘wrap-around’ tendons are in fact subject to significant compressive and tensile load (Fang and Lake 2015), though biaxial strain states are not considered in the present work, and (iii) the so-called chondrocytic changes in tenocytes such as rounding of tenocytes to become tenoblasts and increased production of proteoglycans are observed in both normal (Chuen et al. 2004) and abnormal tissue states such as tendinopathies (Riley 2008; Thorpe et al. 2015; Wren et al. 2000).
To define ECRs, we first searched the literature for average tissue-level concentrations of molecules, or in the absence of this, relative changes in the molecule’s gene expression profile, for different levels of tissue straining. Such conditions included: (a) tendons with complete load isolation, via tendon slackening or transection, where the majority of tenocytes are expected to receive no strains, (b) tendons under moderate tensile straining (e.g., moderate physiological straining during normal daily activity) wherein no abnormal damage to the collagenous matrix is expected, (c) tendons under compression where majority of tenocytes are expected to receive compressive strains, and (d) cartilage tissue under compressive strain. Absolute concentrations of molecules are infrequently reported in the literature, so whenever absolute concentration levels of molecules could not be determined, ECRs are expressed in fold changes. Steady-state concentration changes based on fold changes in mRNA implicitly assume production is proportional to mRNA expression, and first-order degradation in the ECM.
Recognizing that nearly all cell responses have upper bounds at maximum production and lower limit of no production (Lauffenburger and Linderman 1993), the provisional ECR is constructed by fitting the data points with curves that reflect these constraints. This results in the ECRs in Fig. 1 for TGF-\(\upbeta \), IL-\(1\upbeta \), collagen type I, GAG, MMP-1 and ADAMTS-5 as functions of tenocyte strain.
One important factor for consideration in construction of the ECRs is the interspecies difference in normal tendon strain. For example, human Achilles tendon normally strains around 4–5% when walking (Ishikawa et al. 2005; Lichtwark and Wilson 2006, 2005), while rabbit Achilles tendon strains around 6% while hopping (Wang et al. 2015), and the superficial digital flexor tendon (SDF) in horse strains around 6–10% at the trot (Stephens et al. 1989). Therefore, numerical strain scales on the x axis of ECRs are intentionally left undefined. However, for better understanding of the conditions of the experiment leading to each data point, the following qualitative descriptors are added to the strain axis: \(\varepsilon _c =0\) at the intersection with the y axis indicating complete strain deprivation of cells, the light blue region to the right of the y axis indicates tensile strains, and the light yellow region to the left of the y axis indicates compressive strains. We also use the label \(\varepsilon _{\mathrm{lps}} \) to indicate a normal lower physiological tensile cell strain and \(\varepsilon _{\mathrm{hps}} \) to indicate a normal higher physiological tensile cell strains.
2.5 Modeling ECRs
From this point, we focus our attention on the dominant mode of straining in human Achilles tendon that primarily experiences tensile strain. To quantify the ECRs in Fig. 2 to the physiologically relevant tensile strain levels for the simplified human Achilles tendon model employed in this study, the following constraints on the mathematical functions are required be satisfied: (a) the functions must best fit the data points in Fig. 2, (b) the functions must exhibit maximum and minimum responses (Lauffenburger and Linderman 1993), and (c) the functions reach their saturation levels at the physiological level of strains associated with everyday normal activities of human Achilles tendon, i.e., 4–5% during walking (Ishikawa et al. 2005; Lichtwark and Wilson 2006, 2005).
Hill functions provide a flexible mathematical model that can capture the behavior of many physiological processes that generally involve saturation and monotonicity (Goutelle et al. 2008; Maly 2009). Hill functions have been used extensively in systems biology (Alon 2006; Ingalls 2013; Klipp et al. 2016) and pharmacological modeling (Goutelle et al. 2008) where cellular response scenarios involving translation, transcription, binding/unbinding, etc., are of particular interest (Maly 2009). Using a generic form of Hill function, the saturating monotonic ECR of the \(i{\mathrm{th}}\) molecule \(\left( {c_i } \right) \) at cell strain \(\left( {\varepsilon _\mathrm{c} } \right) \) can be expressed by Eq. (8) for a monotonically increasing response, and by Eq. (9) for a monotonically decreasing response, Fig. 3.
In the above expressions, \(c_i^{\mathrm{max}} \) and \(c_i^{\mathrm{min}} \) refer to the maximum and minimum equilibrium concentrations, respectively. \(c_i^\mathrm{m} \) refers to the strain level at which concentration levels reach the ‘half maximum’ (\(c_i =c_i^{\mathrm{min}} +h/2\)). b represents the response offset, and \(\gamma \) controls the curve steepness. For every individual ECR, values of these parameters are determined by fitting the data points while imposing the abovementioned ECR constraints on the Hill functions.
3 Results
Figure 4 shows the ECRs for cell tensile strains, based on Fig. 2, together with the calculated TLRs for the molecules examined here. We have focused on tensile tendon strains from 0–10%, as they likely reflect the strain range for normal adult human Achilles tendon. From our fatigue damage model, and in agreement with in vivo observations (Butler et al. 1984; Ker et al. 1988; Wren et al. 2001), the maximum tensile strain at ultimate tensile strength of Achilles tendon is about 10%. Whole tendon macroscale strains are denoted by \(\varepsilon _\mathrm{T} \), cell strains by \(\varepsilon _\mathrm{c} \) and number of loading cycles by N. Furthermore, acknowledging the strain attenuation from tissue level to local cell level, strain levels on the horizontal axes of ECRs are scaled by Eq. 1.
Every TLR values are calculated using Eq. 7, starting with an initially intact tendon and then taking into account the cumulative fiber damage associated with repeated cyclic loading (using Eq. 2) at each straining condition, i.e., tendon strain and number of loading cycles. We note that in Fig. 4, each TLR value at a given straining condition is independent of the other TLR values.
We observed that at low tensile strains, TLRs start at levels similar to those of their respective ECRs. This corresponds with average concentration levels of molecules in stress-deprived tendons. TLRs then follow a similar trend to the ECRs up to ‘moderate’ straining conditions of tendon, i.e., tendon strains and number of loading cycles where damage to tendon is minimal. At more extreme straining conditions, TLRs and ECRs start to deviate significantly. This occurs when damage to collagen fibers is more likely. Finally at extreme straining conditions, TLR levels reach those of their respective ECRs at cell strain \(\varepsilon _\mathrm{c} =0\). This leads to the characteristic U-shaped TLR curves (e.g., TGF-\(\upbeta \) and IL-1), or in some cases, inverted U-shaped TLR curves (e.g., Col-1 and ADAMTS-5).
4 Discussion
It is important to first note the difficulties associated with finding consistent absolute concentrations of ECM molecules in the literature that can be directly compared with the TLRs shown in Fig. 4. Most often, molecular changes in tenocytes are reported as fold changes in mRNA expression, rather than fold changes in equilibrium concentration values, or rather than absolute concentrations. Furthermore, variations in species, test conditions, protocols and tendon types make it difficult to consistently compare quantitative molecular concentrations at different physiological strains. Therefore, the majority of the observations are made on animals and limited to semi-quantitative comparisons under a variety of tendon loading conditions. Nevertheless, based on a careful reading of the evidence currently available in the literature, taking into account species and test conditions, we believe the available in vivo reports point to the existence of ECRs and are generally consistent with the ECRs proposed here.
An examination of Fig. 4 shows that the proposed ECR curves are monotonic functions of cell strain. In contrast, TLRs exhibit curves that are most definitely U-shaped (or inverted U-shaped) functions with respect to tissue strain and so have either a local minimum or maximum. The similarity in TLR concentrations at both low intensity and high intensity straining conditions, shown in Fig. 4, is due to the tenocytes in both states experiencing lower functionally effective strains, either due to reduced straining of the whole tendon tissue, or due to the absence of straining for the damaged fraction of fibers.
The U-shaped TLRs in Fig. 4 and their extremum points can be used to identify three distinct tendon tissue phenotypes with respect to its straining conditions: a low intensity strain phenotype (tissue strains less than 4%), a normal intensity strain phenotype (tissue strains 4–6%) and a high intensity strain phenotype (tissue strains greater than 6%). Only general strain ranges are given, because straining intensity depends not only on strain level but also on the number of load cycles. Of significance here is that the low intensity and high intensity strain phenotypes are largely indistinguishable, based on the molecular concentrations predicted by our model.
We have simplified our model by hypothesizing that the tenocytes along the damaged collagen fibers are deprived of tensile straining, as demonstrated by the presence of new crimp pattern along damaged fibers of over-strained rat tail tendons observed by Lavagnino et al. (2006b). However, in principle, we acknowledge the possibility of other straining mechanisms may arise following fiber damage. For instance, it is completely plausible that an absence of principal axial straining from bulk tissue straining in a damaged fiber translates to higher shear straining of tenocytes along such fibers (Screen and Evans 2009). In fact, there is some good evidence for a swing toward a more cartilaginous secretion profile from tenocytes when they experience increased shear stress, as evidenced by upregulation of TGF-\(\upbeta 1\), proteoglycan and MMP gene expression and downregulation of collagen type I gene expression (Fong et al. 2005), which is generally consistent with the swing toward a more catabolic and cartilaginous secretion profile of tenocytes isolated from tensile strains (Fig. 2 and Table 1). Another possibility when tendon undergoes various degrees of loading and damage is local changes occurring in the fluid dynamics within the ECM domain that may as well alter the fluid-induced shear stress on tenocytes. For instance, Archambault et al. (2002) observed an increased expression of MMP-1, MMP-3, COX-2 and IL-\(1\upbeta \) genes in cells isolated from the paratenon of the rabbit Achilles tendon subject to fluid flow in a specially designed multi-slide flow device. Conversely in rat tail tendons, Lavagnino et al. (2008) observed a dose-dependent reduction in interstitial collagenase gene expression as fluid-induced shear stress on tenocytes was increased by means of increased frequency of tensile loading of tendon samples.
Here we have shown that by choosing a relatively simple parsimonious model involving only tensile strain, our proposed model is capable of reproducing and quantifying changes in average concentration of tendon ECM molecules for a range of loading conditions and tissue type, ranging from compressive loads in tendons and cartilage tissue, to strain isolation, to moderate everyday tensile straining and finally to excessively damaging tensile straining of tendon tissue.
In Table 1, we present a summary of published reports on observed molecular changes in damaged tendon tissues relative to healthy ones, which all provide support for the general shape of the TLRs shown in Fig. 4. High concentrations of TGF-\(\upbeta \), IL-\(1\upbeta \), collagenase MMPs and GAG content in tendons experiencing low intensity straining (Chard et al. 1994; Gardner et al. 2008; Matuszewski et al. 2012; Uchida et al. 2005) and (damaged) tendons experiencing high intensity straining (Andarawis-Puri et al. 2012; Riley 2008; Sun et al. 2008), are both in good agreement with the predictions of our model (also see Table 1). In the same vein, observed lower concentrations (and production levels) of ADAMTS-5 and collagen type I in high- and low-load intensity tendons (Andarawis-Puri et al. 2015; Bell et al. 2013; Jones et al. 2013; Riley et al. 1994; Wang et al. 2013) again fall very well within the predictions of our model. This builds confidence in the model.
However, we note that the model we have developed here is entirely consistent with the counterintuitive hypothesis of Arnoczky et al. (2007). Arnoczky et al. (2007) proposed that ‘over-stimulation’ and ‘under-stimulation’ of tendon tissue resulted in the same tissue phenotype and had the same cause, specifically under-stimulation of tenocytes. However, most importantly, our model gives clarity to the descriptors ‘under-stimulation’ and ‘over-stimulation’ by explicitly relating macroscale tissue concentrations to microscale processes through strain intensity, all of which are quantitated. The qualitative and quantitative similarity of phenotypes at low and high strain intensity predicted by the model occurs as a result of our fatigue damage model, based on tendon strain and number of loading cycles (Eqs. 2–4), interacting with our proposed nonlinear ECRs (Eqs. 8, 9) and then upscaled via our tissue homogenization model (Eq. 7).
Further modifications to the model presented here may provide additional insights into future research. A closer inspection of the TLRs in Fig. 2 reveals often sharp changes in TLR levels as tensile straining conditions change. Shapes of the TLRs are affected by: (a) the ECR formulation and (b) the progress of fatigue damage in collagen fibers and (c) the homogenization scheme.
Cells are reported to have significantly different responses with changes in cyclic strain of a few percent, which may lead to the dramatic changes in the ECRs (Fig. 2). For instance, Arnoczky et al. observed a sudden rise of nearly 2000 times in MMP-13 mRNA expression (main fibrillar collagenase in rats) for stress-deprived rat tail tendons after 24 h (Arnoczky et al. 2008). Interestingly, applying as little as 1% static strain lowers this MMP-13 mRNA expression about 30–70 times that of the control tissues.
Here we assume the simplest form for a normal adult human Achilles tendon as composed of fibers with uniform fiber properties, i.e., fiber length, material properties, thickness, which are all aligned along the longitudinal axis of the tendon. With the assumption of uniform fiber properties, at damaging straining conditions, i.e., high tendon strains and high numbers of loading cycles, the fibers undergo mechanical damage uniformly contributing to more rapid changes in the TLRs in Fig. 4. We note there is some evidence for a distribution of fiber lengths in tendons (Bontempi 2009; Eppell et al. 2006; Legerlotz et al. 2014; Young et al. 2016). Assuming a nonuniform fiber length distribution would lead to differential straining of intact fibers, as the tendon is stretched (Young et al. 2016). This is expected to result in differential fiber damage and tenocyte straining that, in turn, leads to more gradual changes in the TLRs.
The present model is developed for a healthy tendon that undergoes a given strain intensity for short periods of time, emulating scenarios such as everyday activity or planned exercise. Short-term repair (over the course of the straining activity) is implicitly incorporated in the fatigue damage model by assuming the starting point for each simulation is a normal tendon. Consequently, the tendon damage can reasonably be assumed to be uniform throughout the tendon rather than heterogeneous as likely to occur in pathological states, and so the homogenization scheme can also be simplified. We did not explicitly include time dependence of repair processes. And further, we have not consider generalized fiber damage modes (e.g., plastic damage of collagen fibers), nor incorporated strain attenuation (e.g., due to fibers not aligning with load direction or slippage between collagen fiber and cell), nor have we gone into details of potentially more complex micromechanical force chains within the ECM that may result in additional inter-fiber and inter-fibril strain attenuation (Szczesny et al. 2017). While the current model focuses on changes in average concentration of tendon molecules over short straining periods, incorporating an explicit repair response following tendon damage would be an interesting extension enabling the study of cumulative damage over days, weeks and months, which could then drive models describing changes in tendon composition and structural integrity over time. Molecular changes in the ECM associated with tendon overuse are discussed extensively in the literature (Andarawis-Puri et al. 2015; Riley 2008). Some of the more important changes are increased levels of GAG, active TGF-\(\upbeta \), IL-\(1\upbeta \), MMP, collagen type II and III molecules, combined with lower levels of ADAMTS and collagen type I (Jones et al. 2013; Lavagnino et al. 2015; Riley 2008). All of these changes are predicted by the model presented here, but disease states require more specialized models. Extensions of this model will be the target of future studies.
5 Conclusion
Mechanical loading affects tendon development, maintenance, damage and repair. Changes in load intensity on tendon are known to result in biochemical changes within the ECM that play an important role in tendon development, adaption and homeostasis. Here we developed a mathematical model to quantitatively predict average concentrations of a number of key signaling, structural and effector molecules in tendon ECM as a function of tendon mechanical straining conditions. To enable our model, we first developed the new concept of ECRs. An ECR defines a normal reference secretion profile of a molecule from a normal adult Achilles tenocyte in response to localized strain. Combining the ECR model with a tendon mechanical fatigue damage model through a homogenization model enables the prediction of average steady-state tissue-level molecular concentration of various molecules at a range of tendon straining conditions. Our results predicted U-shaped and inverted U-shaped tissue-level concentration profiles as tissue strain and number of loading cycles are increased from zero up to very damaging levels. The model predictions are consistent with the hypothesis that ‘under-stimulation’ and ‘over-stimulation’ of tendon result in similar molecular profiles and have a similar explanation—under-stimulation of tenocytes (Arnoczky et al. 2007). Our model now gives clarity to the qualitative descriptors ‘under-stimulation’ and ‘over-stimulation’ by quantitatively relating tissue secretion profiles to tendon strain intensity using our fatigue damage model, interacting with our proposed nonlinear ECRs, via our tissue homogenization model. Most importantly, model predictions are found to be consistent with experimental observations in numerous in vivo and in vitro studies that show both low and high intensity loading lead toward a catabolic tissue phenotype with increasing IL-\(1\upbeta \), MMP-1 and GAG levels and decreasing levels of collagen type 1 and ADAMTS-5. Future work incorporating a nonuniform fiber length tendon model and a time-dependent damage and repair model may further improve our understanding of tendon adaptation over time and may give insight into tendon disease states such as tendinopathy.
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This work has been funded by Australian Research Council Grant ARCLP 110100581.
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Appendix
Appendix
1.1 Collagen fiber fatigue damage model
At the microscale, mechanical fatigue damage of collagen fibrils may present itself in ‘focal’ or ‘generalized’ modes. Generalized damage is evidenced by repeating patterns of kinks and distortions along a number of fibrils (Veres and Lee 2012), whereas focal damage is evidenced by the clean fracture of collagen fibrils (Provenzano et al. 2005). One mode of damage may dominate the other depending on the prevalence and type of cross-links within collagen fibrils (Svensson et al. 2013). More cross-linking between tropocollagen molecules results in stiffer tendons, such as Achilles and patellar tendons, which favors the focal fatigue damage mode (Svensson et al. 2013), whereas the generalized damage mode is observed in more compliant tendons such as ‘tail tendon’ (Veres and Lee 2012). For simplicity, in this paper we have focused on the focal mode of damage only. Nevertheless, the damage model may be modified to include other modes of collagen fiber damage as required.
Our estimates for the likelihood of mechanical fatigue damage of primary collagen fibers are based on the empirical fatigue damage data for the whole human Achilles tendon obtained by Wren et al. (2003). The implicit assumption here is that the whole Achilles tendon fatigue behavior is also representative of the constituent primary collagen fibers fatigue behavior in human Achilles tendon.
In order to represent the in vivo damage in a young adult population, rather than an older age group as in Wren et al. (2003), we chose to rescale the tendon fatigue curve from Wren et al. (2003). Therefore, in agreement with the in vivo ultimate tensile strength of Achilles tendon for a young adult (Butler et al. 1984; Ker et al. 1988; Wren et al. 2001), we chose to rescale the ultimate tensile strength value of 70 MPa reported by Wren et al. (2003) to 100 MPa, while leaving the slope of the fatigue curve unchanged. Other scaling factors may be deemed appropriate depending on the intended purpose, but the actual value for scaling is not critical to the findings reported here. Using an average Young’s modulus of 1GPa for the entire tendon (Lichtwark and Wilson 2005), results in the tendon fatigue curve in Fig. 5 at different tendon strain levels. By the fatigue curve in Fig. 5, the number of cycles to failure \(\left( {N_{\mathrm{fail}} } \right) \) at a given tendon strain \(\left( \varepsilon \right) \) is calculated by:
where \(\varepsilon _0 =0.1\) is the maximum strain at ultimate tensile strength of the tendon, and \(m=-0.008\) is the slope of the fatigue curve. Typical daily activities lead to tendon stress levels that rarely result in complete failure of the tendon. Consequently a ‘cumulative damage function’ is deemed necessary to estimate partial damage to tendon at different tendon straining conditions, i.e., tendon strains and number of loading cycles.
In our model, cumulative damage is assumed to be directly proportional to the fraction of broken fibers. The fraction of broken fibers, as a result of tendon straining, can be estimated from a failure (or reliability) function for individual collagen fibers. However, due to the absence of experimental data on failure functions (\(P_\mathrm{M}\)), or reliability functions (\(R=1-P_\mathrm{M} \)), for tendon, we employed a commonly adopted ‘exponential failure function’ (Finkelstein 2008) to describe focal damage failure of individual collagen fibers within the Achilles tendon. That is, the probability of (mechanical) failure for an individual fiber at a given strain \(\left( \varepsilon \right) \) and number of cycles \(\left( N \right) \) is assumed to be:
where \(N_{\mathrm{fail}} \) is the number of loading cycles to failure expressed by Eq. (11). The curve is fitted to pass through three points \(\left( {P_{\mathrm{M}} ,N} \right) =\left( {0,0} \right) ,\left( {0.1,N_{\mathrm{fail}} /2} \right) ,\left( {1,N_{\mathrm{fail}} } \right) \) resulting in the fitted constants \(\beta =0.0125\) and \(\alpha =4.4\). Note that these constants can generally be adjusted to alter damage sensitivity.
1.2 Basis for proposed elementary cell response (ECR) functions
The objective here is to first determine the general trend and then quantify changes in secretion of various molecules from tenocytes with respect to their local strain, referred to as ECRs. Identifying the ECRs and their combination with the collagen fiber fatigue damage model, enables us to conveniently calculate average concentrations of our molecules of interest for the whole tendon, as it undergoes various strain intensities.
While the precise levels of mechanobiological stimulation that is required to maintain normal homeostatic state of tendon are not yet known, long-term operation in changed physiological loading states is believed to disturb tendon homeostasis, resulting in either adaptation or degeneration (Arnoczky et al. 2007; Lavagnino et al. 2015; Wang 2006).
Primarily motivated to elucidate the origins of disruption in normal tendon homeostasis, several studies have reported changes to secretion (or gene expression) of various tendon ECM molecules in response to tendon and tenocyte loading (Lavagnino et al. 2015; Sun et al. 2015). With often contending reports, these studies can be classified into two main categories (Arnoczky et al. 2007; Jones et al. 2013): (i) the studies attributing disruption of homeostatic secretion profile of tenocytes to over-stimulation of tenocytes, and (ii) studies attributing disruption of homeostatic secretion profile of tenocytes to under-stimulation of tenocytes, secondary to focal damage to the collagen matrix and unloading of tenocytes.
The former, here referred to as advocates of ‘tenocyte over-straining hypothesis’, have demonstrated upregulation of a catabolic response from tenocytes undergoing high intensity straining conditions (Skutek et al. 2001; Tsuzaki 2003b; Wang et al. 2003). The latter, here referred to as advocates of ‘tenocyte under-straining hypothesis’, refer to the observed similarities in under-strained and over-strained (damaged) tendons (Killian et al. 2012) to propose under-straining of tenocytes as the origin of the abnormal tenocyte secretion profiles (Arnoczky et al. 2007; Gardner et al. 2008, 2012).
For the sake of a balanced assessment of the literature, we have included studies supporting both hypotheses. Tables 2 and 3 provide a summary of tendon mechanobiology responses in support of the ‘tenocyte over-straining hypothesis’ and ‘tenocyte under-straining hypothesis,’ respectively. In these tables, the upward arrows indicate an increase in a specific stimuli or product, whereas the downward arrows indicate a decrease.
In addition to mechanical stimuli, secretion profiles of tenocytes are also functions of signaling molecules (Lavagnino et al. 2015; Screen et al. 2015). In fact, the cytokines and mechanical loading have a synergistic effect on production of ECM components (Kjaer 2004). Anabolic growth factors such as TGF-\(\upbeta \), IGFs, FGFs, BMPs and others play significant roles in transcription and production of possibly hundreds of ECM components including the main structural components, namely collagen and the proteoglycans (Heinemeier et al. 2003; Jones et al. 2013; Maeda et al. 2011; Robbins et al. 1997). In particular, anabolic mechanotransduction in tenocytes is mostly mediated through TGF-\(\upbeta \) signaling pathways (Jones et al. 2013; Killian et al. 2012; Maeda et al. 2011). For simplicity, here, we have assumed all anabolic responses are represented by TGF-\(\upbeta \). There are lots of inflammatory molecules, e.g., interleukins (there is about 20 of them, of which IL-\(1\upbeta \) is one), TNF-\(\upalpha \), prostaglandins, nitric oxide, chemokines. (Kjaer 2004; Skutek et al. 2001). Again IL-1 is generally agreed to play an important role in tendon, and for simplicity, here we chose IL-\(1\upbeta \) to represent the main catabolic cytokine in tendon.
The dry mass of tendon ECM is mainly composed of collagen, 60–85% (Kjaer 2004). About 60–95% of this collagen content is consisted of type I collagen that is arranged in tensile resistant fibers acting as the main structural component of tendon tissue (Kjaer 2004; Screen et al. 2015). Therefore, collagen type I is selected here to account for the most abundant structural component of tendon ECM. Proteoglycans are a member of the remaining non-collagenous elements of the tendon dry mass and generally contain a core protein and multiple chains of glycosaminoglycans (GAG chains). Role of large proteoglycans such as aggrecan and versican in tendon function and homeostasis is not completely understood yet. They are thought to have a spacing and lubricating role in the interfibrillar space (Kjaer 2004), and change in their concentration in different tendon states is reported (Bell et al. 2013; Juneja and Veillette 2013; Parkinson et al. 2010; Yoon and Halper 2005). Here we chose the total GAG content to represent relative changes in concentration of large tendon proteoglycans.
ECM composition is also largely affected by tendon metalloproteinases (Nagase and Woessner 1999; Woessner 1991). These class of proteinases are subdivided into a number of protein families namely: matrix metalloproteinases (MMPs), A Disintegrin and Metalloproteinase Domain (ADAM) and A Disintegrin and Metalloproteinase Domain with Thrombospondin motifs (ADAMTS) all important in the process of ECM degradation. Members of the MMP family (mainly MMP-1, -2, -8, -13, -14) mediate fibrillar, types I, II and III, collagen degradation, and ADAMTS family members (ADAMTS-1, -4, -5, -9, -15) degrade ECM proteoglycans. Given the higher activity and selectivity of ADAMTS-5 in degradation of large proteoglycans, such as aggrecan, compared to other members of the ADAMTS family (Gendron et al. 2007), we chose it to represent the main proteoglycan protease. MMP-1 is also chosen to represent the main protease of human interstitial collagenous matrix.
With no prior bias in favor of either the ‘tenocyte over-straining hypothesis’ or the ‘tenocyte under-straining hypothesis’, we investigated the general trend of changes in secretion profiles of tenocytes in studies that closely approximate conditioning of tenocytes in vivo. In that respect, we primarily selected reports from in vivo and in situ experiments wherein tenocytes reside within their natural environment. We have specifically excluded studies characterizing tenocyte tissue cultures on artificial substrates that deviate substantially from normal in vivo conditions (Arnoczky et al. 2007). The resultant ECRs for TGF-\(\upbeta \), IL-\(1\upbeta \), collagen type I, GAG, MMP-1 and ADAMTS-5, and the selected references are shown in Fig. 2. An ECR in Fig. 2 defines a theoretical reference, monotonically increasing (or decreasing) and saturating, secretion profile of a molecule for a tenocyte in relation to its local strain.
In Fig. 2, minimum concentration level of GAG at high cell strains, [X] = 1 gm/mL, is estimated from GAG mass fraction in healthy active tendons:
where \(\left[ {\hbox {GAG}} \right] \) represent the GAG concentration, \(R_{\mathrm{GAG}} \) is the GAG content of the solid fraction of the tendon, \(R_{\mathrm{solid}} \) is the dried mass fraction of the tendon (Kjaer 2004), and \(\rho _{\mathrm{T}} \) is average density of the tendon (Hashemi et al. 2005).
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Mehdizadeh, A., Gardiner, B.S., Lavagnino, M. et al. Predicting tenocyte expression profiles and average molecular concentrations in Achilles tendon ECM from tissue strain and fiber damage. Biomech Model Mechanobiol 16, 1329–1348 (2017). https://doi.org/10.1007/s10237-017-0890-x
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DOI: https://doi.org/10.1007/s10237-017-0890-x