Abstract
Each solution of infinite order of the stationary Schrödinger equation defined in a smooth cone and continuous in the closure can be represented in terms of the modified Poisson integral and an infinite series vanishing continuously on the boundary.
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1 Introduction and results
Let \(\mathbf R\) and \(\mathbf{R}_+\) be the set of all real numbers and the set of all positive real numbers, respectively. We denote by \(\mathbf{R}^{n} (n\ge 2)\) the \(n\)-dimensional Euclidean space. A point in \(\mathbf{R}^{n}\) is denoted by \(P=(X,x_n),\) \(X=(x_1,x_2,\ldots ,x_{n-1}).\) The Euclidean distance of two points \(P\) and \(Q\) in \(\mathbf{R}^{n}\) is denoted by \(|P-Q|\). Also \(|P-O|\) with the origin \(O\) of \(\mathbf{R}^{n}\) is simply denoted by \(|P|\). The boundary and the closure of a set \(\mathbf S\) in \(\mathbf{R}^{n}\) are denoted by \(\partial \mathbf{S}\) and \(\overline{\mathbf{S}}\), respectively.
We introduce a system of spherical coordinates \((r,\Theta ),\) \(\Theta =(\theta _1,\theta _2,\ldots ,\theta _{n-1}),\) in \(\mathbf{R}^{n}\) which are related to cartesian coordinates \((X,x_n)=(x_1,x_2,\ldots ,x_{n-1},x_n)\) by \(x_n=r\cos \theta _1\).
For \(P\in \mathbf{R}^{n}\) and \(r>0\), let \(B(P,r)\) denote the open ball with center at \(P\) and radius \(r\) in \(\mathbf{R}^{n}\). \(S_{r}=\partial {B(O,r)}\). The unit sphere and the upper half unit sphere in \(\mathbf{R}^{n}\) are denoted by \(\mathbf{S}^{n-1}\) and \(\mathbf{S}_{+}^{n-1}\), respectively. For simplicity, a point \((1,\Theta )\) on \(\mathbf{S}^{n-1}\) and the set \(\{\Theta ; (1,\Theta )\in \Omega \}\) for a set \(\Omega \), \(\Omega \subset \mathbf{S}^{n-1},\) are often identified with \(\Theta \) and \(\Omega \), respectively. For two sets \(\Lambda \subset \mathbf{R}_+\) and \(\Omega \subset \mathbf{S}^{n-1},\) the set \(\{(r,\Theta )\in \mathbf{R}^{n}; r\in \Lambda ,(1,\Theta )\in \Omega \}\) in \(\mathbf{R}^{n}\) is simply denoted by \(\Lambda \times \Omega .\) In particular, the half space \(\mathbf{R}_{+}\times \mathbf{S}_{+}^{n-1}=\{(X,x_n)\in \mathbf{R}^{n}; x_n>0\}\) will be denoted by \(\mathbf{T}_n\).
By \(C_n(\Omega )\), we denote the set \(\mathbf{R}_+\times \Omega \) in \(\mathbf{R}^{n}\) with the domain \(\Omega \) on \(\mathbf{S}^{n-1}.\) We call it a cone. We denote the sets \(I\times \Omega \) and \(I\times \partial {\Omega }\) with an interval on \(\mathbf R\) by \(C_n(\Omega ;I)\) and \(S_n(\Omega ;I)\). By \(S_n(\Omega ; r)\) we denote \(C_n(\Omega )\cap S_{r}\). By \(S_n(\Omega )\) we denote \(S_n(\Omega ; (0,+\infty ))\) which is \(\partial {C_n(\Omega )}-\{O\}.\)
Furthermore, we denote by \(d\sigma _{Q}\) (resp. \(dS_{r}\)) the \((n-1)\)-dimensional volume elements induced by the Euclidean metric on \(\partial {C_n(\Omega )}\) (resp. \(S_{r}\)) and by \(dw\) the elements of the Euclidean volume in \(\mathbf{R}^{n}\).
Let \(\fancyscript{A}_a\) denote the class of nonnegative radial potentials \(a(P)\), i.e. \(0\le a(P)=a(r)\), \(P=(r,\Theta )\in C_n(\Omega )\), such that \(a\in L_{loc}^{b}(C_n(\Omega ))\) with some \(b> {n}/{2}\) if \(n\ge 4\) and with \(b=2\) if \(n=2\) or \(n=3\).
This article is devoted to the stationary Schrödinger equation
where \(\Delta \) is the Laplace operator and \(a\in \fancyscript{A}_a\). These solutions are called \(a\)-harmonic functions or generalized harmonic functions (g.h.f.s) associated with the operator \(Sch_a\). Note that they are classical harmonic functions in the case \(a=0\). Under these assumptions the operator \(Sch_a\) can be extended in the usual way from the space \(C_0^{\infty }(C_n(\Omega ))\) to an essentially self-adjoint operator on \(L^{2}(C_n(\Omega ))\) (see [11, Ch. 13]). We will denote it \(Sch_a\) as well. This last one has a Green function \(G(\Omega ,a)(P,Q)\) which is positive on \(C_n(\Omega )\) and its inner normal derivative \(\partial G(\Omega ,a)(P,Q)/{\partial n_Q}\ge 0\), where \({\partial }/{\partial n_{Q}}\) denotes the differentiation at \(Q\) along the inward normal into \(C_n(\Omega )\). We denote this derivative \(P(\Omega ,a)(P,Q)\), which is called the Poisson \(a\)-kernel with respect to \(C_n(\Omega )\).
Let \(\Delta ^{*}\) be a Laplace-Beltrami operator (spherical part of the Laplace) on \(\Omega \subset \mathbf{S}^{n-1}\) and \(\lambda _j~(j=1,2,3\ldots , 0<\lambda _1<\lambda _2\le \lambda _3\le \ldots )\) be the eigenvalues of the eigenvalue problem for \(\Delta ^{*}\) on \(\Omega \) (see, e.g., [12, p. 41])
Corresponding eigenfunctions are denoted by \(\varphi _{j}(\Theta )\). We set \(\lambda _0=0\), norm the eigenfunctions in \(L^2(\Omega )\) and \(\varphi _1(\Theta )>0\).
In order to ensure the existences of \(\lambda _j~(j=1,2,3,\ldots )\). We put a rather strong assumption on \(\Omega \): if \(n\ge 3,\) then \(\Omega \) is a \(C^{2,\alpha }\)-domain \((0<\alpha <1)\) on \(\mathbf{S}^{n-1}\) surrounded by a finite number of mutually disjoint closed hypersurfaces (e.g. see [5, p. 88–89] for the definition of \(C^{2,\alpha }\)-domain), \(\varphi _j\in C^2(\overline{\Omega })\) \((j=1,2,3,\ldots )\) and \({\partial \varphi _1}/{\partial n}>0\) on \(\partial {\Omega }\) (here and below, \({\partial }/{\partial n}\) denotes differentiation along the interior normal).
Here well-known estimates (see, e.g., [2], and also [4, p. 120 and p. 126–128] imply the following inequalities:
and
where \(M_1\) and \(M_2\) are two positive constants.
Let \(V_j(r)\) and \(W_j(r)\) stand, respectively, for the increasing and non-increasing, as \(r\rightarrow +\infty \), solutions of the equation
normalized under the condition \(V_j(1)=W_j(1)=1\).
We will also consider the class \(\fancyscript{B}_a\), consisting of the potentials \(a\in \fancyscript{A}_a\) such that there exists the finite limit \(\lim \nolimits _{r\rightarrow \infty }r^2 a(r)=k\in [0,\infty )\), moreover, \(r^{-1}|r^2 a(r)-k|\in L(1,\infty )\). If \(a\in \fancyscript{B}_a\), then the g.h.f.s are continuous (see [13]).
In the rest of paper, we assume that \(a\in \fancyscript{B}_a\) and we shall suppress this assumption for simplicity. Meanwhile, we use the standard notations \(u^{+}=\max \{u,0\}\), \(u^{-}=-\min \{u,0\}\) and \([d]\) is the integer part of \(d\), where \(d\) is a positive real number.
Denote
The solutions to Eq. (1.3) have the asymptotic (see [6])
where \(M_3\) and \(M_4\) are some positive constants.
Further, we have
from (1.1), where \(M_5\) is a positive constant independent of \(j\).
If \(a\in \fancyscript{A}_a\), it is known that the following expansion for the Green function \(G(\Omega ,a)(P,Q)\) (see [3, Ch. 11])
where \(P=(r,\Theta )\), \(Q=(t,\Phi )\), \(r\ne t\) and \(\chi ^{\prime }(t)=w\left( W_1(r),V_1(r)\right) |_{r=1}\) is their Wronskian. This series converges uniformly if either \(r\le s t\) or \(t\le s r\) \((0<s<1)\). In the case \(a=0\), this expansion coincides with the well-known result by Lelong-Ferrand (see [9]).
For a nonnegative integer \(m\) and two points \(P=(r,\Theta ), Q=(t,\Phi )\in C_n(\Omega )\), we put
where
To obtain the modified Poisson integral representation for the Schrödinger operator in a cone, we use the following modified kernel function defined by
for two points \(P=(r,\Theta ), Q=(t,\Phi )\in C_n(\Omega ).\)
Write
where
and \(u(Q)\) is a continuous function on \(\partial C_n(\Omega )\).
Now we define the function \(\rho (R)\) under consideration. Hereafter, the function \(\rho (R)~(\ge 1)\) is always supposed to be nondecreasing and continuously differentiable on the interval \([0,+\infty )\). We assume further that
Remark
\(\iota _{{[\rho (R)]+1},k}^{+}\) in (1.6) is not the function \(V_j(R)\). For any \(\epsilon \) \((0<\epsilon <1-\epsilon _0)\), there exists a sufficiently large positive number \(R_{\epsilon }\) such that \(R>R_{\epsilon }\), by (1.5) and (1.6) we have
where \(M\) is a positive constant.
For positive real numbers \(\beta \), we denote \(\mathcal C _{\Omega ,\beta ,a}\) the class of all measurable functions \(f(t,\Phi )\) \((Q=(t,\Phi )\in C_n(\Omega ))\) satisfying the following inequality
and the class \(\mathcal D _{\Omega ,\beta ,a}\), consists of all measurable functions \(g(t,\Phi )\,(Q=(t,\Phi )\in S_n(\Omega ))\) satisfying
where \(\chi ^{\prime }(t)=w\left( W_1(r),V_1(r)\right) |_{r=t}\) is their Wronskian.
We will also consider the class of all continuous functions \(u(t,\Phi )\) \(((t,\Phi )\in \overline{C_n(\Omega )})\) generalized harmonic in \(C_n(\Omega )\) with \(u^{+}(t,\Phi )\in \mathcal C _{\Omega ,\beta ,a}\,((t,\Phi )\in C_n(\Omega ))\) and \(u^{+}(t,\Phi )\in \mathcal D _{\Omega ,\beta ,a}\,((t,\Phi )\in S_n(\Omega ))\) is denoted by \(\mathcal E _{\Omega ,\beta ,a}\).
Next we define the order of g.h.f, which is similar to the F. Riesz’ definition for the order of classical harmonic function (see [7, Definition 4.1]). We shall say that a g.h.f.-\(u(P)\,(P=(r,\Theta )\in C_n(\Omega ))\) is of order \(\lambda \) if
If \(\lambda <\infty \), then \(u\) is said to be of finite order.
In case \(\lambda <\infty \), about the solutions of the Dirichlet problem for the Schrödinger operator with continuous data in \(\mathbf{T}_n\), we refer the readers to the paper by Kheyfits (see [8]).
Motivated by Kheyfits’s conclusions, we prove the following results for the g.h.f.s of infinite order. In the case \(a=0\), we refer readers to the paper by Qiao (see [10]).
Theorem 1
If \(u\in \mathcal E _{\Omega ,\beta ,a}\), then \(u\in \mathcal D _{\Omega ,\beta ,a}\).
Theorem 2
If \(u\in \mathcal E _{\Omega ,\beta ,a}\), then the following properties hold:
-
(I)
\(U(\Omega , a,[\rho (t)];u)(P)\) is a g.h.f. on \(C_n(\Omega )\) and can be continuously extended to \(\overline{C_n(\Omega )}\) such that \(U(\Omega , a,[\rho (t)];u)(P)=u(P)\) for \(P=(r,\Theta )\in S_n(\Omega )\).
-
(II)
There exists an infinite series \(h(P)=\sum \nolimits _{j=1}^{\infty }A_jV_j(r)\varphi _j(\Theta )\) vanishing continuously on \(\partial {C_n(\Omega )}\) such that
$$\begin{aligned} u(P)=U(\Omega , a,[\rho (t)];u)(P)+h(P) \end{aligned}$$for \(P=(r,\Theta )\in C_n(\Omega )\), where \(A_j\) \((j=1,2,3,\ldots )\) is a constant.
2 Lemmas
The following Lemma generalizes the Carleman’s formula (referring to the holomorphic functions in the half space) (see [1]) to the g.h.f.s in a cone, which is due to Levin and Kheyfits (see [3, Ch. 11]).
Lemma 1
If \(u(t,\Phi )\) is a g.h.f. on a domain containing \(C_n(\Omega ;(1,R))\), then
where
Lemma 2
(see [3, Ch. 11]) For a non-negative integer \(m\), we have
for any \(P=(r,\Theta )\in C_n(\Omega )\) and \(Q=(t,\Phi )\in S_n(\Omega )\) satisfying \(2r\le t\), where \(M_8\) is a constant depending only \(n\).
Lemma 3
If \(h(r,\Theta )\) is a g.h.f. in \(C_n(\Omega )\) vanishing continuously on \(\partial {C_n(\Omega )}\), then
where the series converges uniformly and absolutely in any compact set of \(\overline{C_n(\Omega )}\), and \(B_j\) \((j=1,2,3,\ldots )\) is a constant satisfying
for every \(r~(0<r<\infty )\).
Proof
Set
Making use of the assumptions on \(h\) and self-adjoint of the Laplace-Beltrami operator \(\Delta ^{*}\), one can check directly (by differentiating under the integral sign) that the functions \(y_j~(j=1,2,3,\ldots )\) satisfy the Eq. (1.3). This equation has a general solution \(y_j(r)=B_jV_j(r)+D_jW_j(r)\), where \(B_j\) and \(D_j\) are constants independent of \(r~(j=1,2,3,\ldots )\). We note that \(h(r,\Theta )\) converges uniformly to zero as \(r\rightarrow 0\) and hence \(\lim \nolimits _{r\rightarrow 0}y_j(r)=0~(j=1,2,3,\ldots ).\) Thus we see that \(D_j=0~(j=1,2,3,\ldots )\). Since \(y_j(r)\) takes the value \(y_j(r_1)\) at \(r=r_1\), we have
for any \(r\) and \(r_1\) \((0<r,r_1<R_1)\), where \(0<R_1\le +\infty \). In particular, if \(R_1=\infty \), then
exists.
Since \(y_j(r_1)\rightarrow y_j(R_1)\) as \(r_1\rightarrow R_1\), we see that
which gives
from (1.2) and (1.4), where \(w_n\) is the surface area \(2\pi ^{n/2}\{\Gamma (n/2)\}^{-1}\) of \(\mathbf{S}^{n-1}\).
Now we set
The existence of this \(J\) is known from (1.5). Hence if we put
and use (1.2), then from the completeness of \(\{\varphi _j(\Theta )\}\) we can expand \(h(r,\Theta )\) into the Fourier series
satisfying
on \(C_n(\Omega ;(0,\frac{R_1}{2}))\), where \(M_{9}\) is a positive constant independent of \(r\) and \(R_1\).
Take any compact \(H\), \(H\subset \overline{C_n(\Omega )}\) and a number \(R_1\) satisfying \(R_1>2\max \{r;(r,\Theta )\in H\}\). So we can represent \(h(r,\Theta )\) as
where \((r,\Theta )\) is a point in \(H\). Hence we observe in (2.5) that \(y_j(r)\) is a number independent of \(R_1\). Hence as \(R_1\rightarrow \infty \), we see from (2.4) that \(y_j(r)=B_jV_j(r)\), which is (2.3). This and (2.7) give (2.2).
To prove the absolute and uniform convergence of (2.7) on \(H\), see from (2.6) that
which converges to 0 as \(l\rightarrow \infty \). Then Lemma 3 is proved. \(\square \)
3 Proof of Theorem 1
Since \(u\in \mathcal E _{\Omega ,\beta ,a}\), we obtain by (1.7)
From (1.4) and (1.8), we conclude that
where \(\chi _{1,k}=\iota _{1,k}^{+}-\iota _{1,k}^{-}.\)
It follows from (1.4), Remark and the L’hospital’s rule
which yields that there exists a positive constant \(M_{10}\) such that for any \(t\ge 1\),
From (3.1), (3.2) and Lemma 1 we see that
Then Theorem 1 is proved from \(|u|=u^{+}+u^{-}\).
4 Proof of Theorem 2
Let \(l_1\) be any positive number such that \(l_1\ge 2\beta \). For any fixed \(P=(r,\Theta )\in C_n(\Omega )\), take a number \(\sigma \) satisfying \(\sigma >\sigma _r=\max \{[2r]+1,\vartheta _r \}\), where \(\vartheta _r=\exp (\frac{l_1}{\beta }\iota _{{[\rho (e)]+1,k}}^{+} 2^{1+\epsilon _0+\epsilon }\ln 2r)^{\frac{1}{1-\epsilon _0-\epsilon }}\).
From the Remark we see that there exists a constant \(M(r)\) dependent only on \(r\) such that \(M(r)\ge (2r)^{\iota _{{[\rho (i+1)]+1,k}}^{+}}i^{-\frac{\beta }{l_1}}\) from \(\sigma \ge \vartheta _r\).
By (1.4), (1.8), (2.1) and Theorem 1, we have
Hence \(U(\Omega ,a,[\rho (t)];u)(P)\) is absolutely convergent and finite for any \(P\in C_n(\Omega )\). Thus \(U(\Omega ,a,[\rho (t)];u)(P)\) is generalized harmonic on \(C_n(\Omega )\).
Now we study the boundary behavior of \(U(\Omega ,a,[\rho (t)];u)(P)\). Let \(Q^{\prime }=(t^{\prime },\Phi ^{\prime })\in \partial {C_n(\Omega )}\) be any fixed point and \(l_2\) be any positive number such that \(l_2>t^{\prime }+1\).
Set \(\chi _{S(l_2)}\) is the characteristic function of \(S(l_2)=\{Q=(t,\Phi )\in \partial {C_n(\Omega )},t\le l_2\}\) and write
where
and
Notice that \(U^{\prime }(P)\) is the Poisson integral of \(u(Q)\chi _{S(2l_2)}\), we have \(\lim \nolimits _{P\in C_n(\Omega ),P\rightarrow Q^{\prime }} U^{\prime }(P)=u(Q^{\prime })\). Since \(\lim \nolimits _{\Theta \rightarrow \Phi ^{\prime }}\varphi _{j}(\Theta )=0~(j=1,2,3\ldots )\) as \(P=(r,\Theta )\rightarrow Q^{\prime }=(t^{\prime },\Phi ^{\prime })\in S_n(\Omega )\), we have \(\lim \nolimits _{P\in C_n(\Omega ),P\rightarrow Q^{\prime }}U^{\prime \prime }(P)=0\) from the definition of the kernel function \(K(\Omega ,a,[\rho (t)])(P,Q)\). \(U^{\prime \prime \prime }(P)=O(M(r)\varphi _1(\Theta ))\) and therefore tends to zero.
So the function \(U(\Omega ,a,[\rho (t)];u)(P)\) can be continuously extended to \(\overline{C_n(\Omega )}\) such that
for any \(Q^{\prime }=(t^{\prime },\Phi ^{\prime })\in \partial {C_n(\Omega )}\) from the arbitrariness of \(l_2\).
So (I) is proved. Finally (I) and Lemma 3 give the conclusion of (II). Then we complete the proof of Theorem 2.
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Communicated by A. Jüngel.
This work is supported by the National Natural Science Foundation of China (Grant No. 11226093).
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Qiao, L., Ren, Y. Integral representations for the solutions of infinite order of the stationary Schrödinger equation in a cone. Monatsh Math 173, 593–603 (2014). https://doi.org/10.1007/s00605-013-0506-1
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DOI: https://doi.org/10.1007/s00605-013-0506-1