Abstract
Purpose
Intraforaminal ligaments (IFL) in lumbar neural foramina (NF) and their relation to the lumbar spinal nerves (SN) are addressed.
Method
Giemsa- and PAS-stained plastinated body slices of 15 lumbar spines were made and compared to MRI and CT data acquired of the same fresh specimens. We dissected one fixed lumbar spine to discuss our results with previous literature. Macroscopic pathophysiological changes and operational interventions at these lumbar spines were excluded.
Results
In the NF, thin medial IFL touch the SN. As a second compartment, intermedial vertical IFL are seen. A third lateral horizontal compartment of IFL is formed by thick cranial and caudal ligaments. Ligaments of the second and third compartments have no direct contact with the SN. From medial to lateral, the IFL thicken. All compartments are 3D reconstructed. If compartments of the IFL have no direct contact with the SN seen in the slices, a connection was noticed after dissection.
Conclusion
Manual dissection seems to be inappropriate for a detailed study of the IFL. The lateral and intermedial compartments being free of the SN may transmit power and protect the SN, while the thin medial IFL may lead the SN passing the NF under physiological conditions. We conclude from the close topographical relation that the IFL may be relevant in foraminal stenosis. Any herniation in the NF presses IFL to the SN. Therefore, we think the IFL themselves could cause neurogenic claudication in case of their non-physiological turnover. Visualisation of IFL seems to be possible by using MRI.
Graphic abstract
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Introduction
Symptoms concerning the lumbar region such as low back pain and radicular pain are often seen in clinical routine having lifetime prevalence up to 50–70% [1]. Lumbar spinal stenosis is found in ~ 20% of patients with radicular pain having an increasing prevalence [2]. Therefore, the anatomical region of lumbar neural foramina (NF) has been studied extensively. Spinal nerves (SN), spinal vessels, lymphatics and the recurrent meningeal nerve transmit the NF [3]. Immediately next to these structures, there are ligamentous structures taking course inside the NF. These ligaments are called intraforaminal ligaments (IFL). IFL connect the bordering structures such as lumbar vertebral bodies, intervertebral discs, ligamenta flava, articular processes and the capsule of the facet joint or connect them with the SN. According to the literature, all of these mentioned structures are relevant in lumbar spinal stenosis [4,5,6,7].
Of these IFL, contradictory descriptions exist. Caglar’s group described them to be inverted-Y-shaped, Akdemir as tunnel-like sheaths of the SN [8, 9]. Consent has been reached only for the existence of the caudal horizontal IFL being visible in magnetic resonance imaging (MRI) [8, 9] and proven by anatomical slices [10]. A connection of the IFL to the lumbar SN, as Akdemir claimed in the literature, contradicts an interpretation of a biomechanical function of these ligaments [9]. How could pathological–anatomical changes be explained, if the regular constitution of the IFL is still being discussed?
In this research, we review the anatomy of the IFL by using newer, highly resolving slice techniques in combination with computed tomography (CT) and MRI.
Materials and methods
Preparation and CT/MRI
Fifteen lumbar spines including the first to fifth lumbar vertebrae have been dissected from fresh human bodies (nine females, six males, age 65–94 years; 83.9 years average) by manual preparation to study the IFL of 92 NF. Table 1 shows the analysis of the body donators. While alive, the donor had given consent for the use of body parts for scientific purposes at the Institute of Anatomy, University of Leipzig in accordance with the Saxonian Death and Funeral Act of 1994. No data about lumbar diseases or the environment of the body donators during their lifetime have been available. However, macroscopic pathophysiological changes such as osteophytes near the neural foramina, herniated discs and visible spinal tumours and visible operational interventions at the lumbar spines have been excluded. The donors have been brought to the institute between the first and third day post-mortem.
The bodies have been cooled for the whole time and have been dissected directly after arriving in the Institute of Anatomy. To accelerate the freezing process after dissection, the received specimens have been immersed in 85% acetone at − 80 °C and afterwards stored in a deep freezer (− 80 °C) [11].
Subsequently, 11 of the spines have been examined with CT (slice thickness 0.67 mm; Brilliance iCT, Philips 100054, Hamburg, Germany). In addition, four of the spines have been analysed with 3-tesla MRI (slice thickness 1.00 mm; MAGNETOM TRIO a Tim System, Siemens, Erlangen, Germany). One T1-weighted sequence (fl2d = FLASH sequence) and two T2-weighted sequences (spc = SPACE sequence and de3d = dual echo sequence) have been performed.
We have defrosted the specimens slowly for the MRI and CT scans [11].
Dehydration and staining
For the further procedure, the specimens have been divided into groups, A (six specimens): block plastination and B (nine specimens): slice plastination (Table 1).
After dehydration in 100% acetone (Hollborn, Leipzig, Germany) for 3–4 months, block plastinates have been produced from the spines of group A (Table 2; Fig. 1) [11].
Subsequently, the blocks have been sawed into either frontal, horizontal or sagittal slices with a layer thickness down to 800 µm by using a diamond band saw (BS270 S-86, Dramet, Kleinmaischeid, Germany) [11]. Slices of A have been stained alternately with a modified Giemsa method [12] and a staining method with periodic acid–Schiff (PAS) [13].
From the unfixed, frozen specimens of group B, horizontal, frontal, sagittal or oblique slices have been sawed with a thickness ~ 1 mm using a stationary band saw (HL30, Biodur, Heidelberg, Germany, equipped with a 10-mm sawing band from Otto Lange, Leipzig, Germany) [11]. The frozen slices have been stored in 100% acetone (Hollborn, Leipzig, Germany) at − 80 °C [11]. The received slices have been stained with the modified Giemsa method mentioned above or with the adjusted PAS reaction (Table 3, Figs. 2, 3, 4, 5) [13].
To sustain the dehydration, the acetone has been renewed biweekly.
Plastination
The stained slices have been plastinated with epoxy resin (E12/E1, Biodur). Covered with the resin, the slices have been put into a vacuum chamber for 6 h and afterwards embedded between two plastic sheets following the von Hagen’s sandwich method (Figs. 1, 2, 3, 4, 5) [11,12,13]. The plastic sheets have been removed after the resin has hardened to achieve better scans of the embedded slices. For comparison with the corresponding CT and MRI, we have documented the slices with a high-resolution scanner (600–1240 dpi, Scanner EPSON Perfection V750PRO, Epson Deutschland GmbH, 40670 Meerbusch, Deutschland) [11].
Three-dimensional reconstruction
A three-dimensional model of the lumbar spine has been generated to give an overview of the main types of IFL (Fig. 6). The software Mimics 19.0.0.347 (Materialise GmbH, 82205 Gilching, Deutschland) has been used for this purpose. The data of both block and slice plastinates together with their correlating MRI and CT data have been used.
The bone model has been designed with the MRI and CT data of one specimen (female, 85a, Table 1). The IFL have been transmitted into the bone model by hand as seen in the ~ 600 plastinated slices of all 15 available specimens of this study (Fig. 6). Each particular lumbar level has been analysed separately using Mimics.
Dissection
A manual preparation of one thiel-fixed human body (female, age 86) has been conducted [14] showing the third to fifth lumbar vertebrae with the NF on the right half of the body (Fig. 7).
Thiel’s embalming method is based on a diluted salt solution containing ethylene glycol [14]. This technique maintains the colour, texture, plasticity and flexibility similar to a fresh specimen.
Analysis
The method of planning sample sizes of Rother’s group is used to calculate the probability of error by having analysed 15 cases [15].
Results
Preparation
Of the removed lumbar spines, the neural foramina L1/2 to L4/5 have been examined. Three spines have been sliced in the frontal, four in the horizontal, six in the sagittal and two in the oblique section. In total, 92 foramina have been analysed, 16 of L1/2, 24 of both L2/3 and L4/5 and 28 of L4/5 in ~ 600 slices (Table 1).
Staining and plastination
The prepared body slices have a thickness of 0.75–2 mm. The integrity of the neuroforaminal structures has been preserved during the process.
The intraforaminal ligaments (IFL) show different directions. Horizontal IFL can be found as one compartment (small red arrows in all figures, cf. Table 2), which have been cut longitudinally in the horizontal (Fig. 1) and sagittal body slices (Figs. 2, 3). They have been found in all horizontal and sagittal cut NF and therefore in 66 NF (ten cases, cf. Table 1).
Vertical IFL ligaments (small pink arrows in all figures) are visible as another compartment in sagittal (Figs. 2, 3), frontal (Fig. 4) and oblique slices (Fig. 5). They have been found in all sagittal, frontal and oblique NF (68 NF, 11 cases). The horizontal and vertical IFL have no direct connection to the spinal nerves (SN) (Figs. 1, 2, 3, 4, 5, 6). The horizontal ligaments appear thicker than the vertical ones (Figs. 2, 3).
Additionally, IFL with direct nerve contact with the SN are visualised (small purple arrows in all figures). They can be seen in horizontal (Fig. 1), frontal (Fig. 4) and oblique slices (Fig. 5) (50 NF, ten cases). The latter are thinner than the IFL without direct nerve connection (Figs. 1, 4, 5). From segments L1/2 to L4/5, all of the IFL increase in thickness (Fig. 1: first to second row). No difference has been detected between left and right side of the body.
Three-dimensional reconstruction
The 3D model illustrates the anatomical course of the IFL (Fig. 6, supplemental video). The thin ligaments with direct contact with the SN take course from the dorsal side of the vertebral body and the articular processes to the perineurium of the SN, running from medial to lateral (Fig. 6, purple colour).
The IFL without direct contact with the SN connect the foraminal structures with each other (red and pink arrows in all figures; in 3D model Fig. 6, horizontal: red, vertical: pink). The vertical ligaments connect the pedicles of adjacent vertebrae or the back of the vertebral body with the intervertebral disc. The horizontal IFL are located both cranially and caudally to the SN and link the vertebral body and the articular processes or the capsule of the facet joint and the intervertebral disc. They are located more laterally than the vertical ligaments (Fig. 6).
MRI/CT
IFL can be identified in CT and T2-weighted MRI by using the correlating body slices as anatomical reference points (Figs. 8, 9). Again, the diameter of the horizontal IFL is the biggest. They are visible in axial and sagittal MR and axial CT images.
The slightly thinner vertical IFL have been identified in sagittal T2-weighted MRI, but not in CT. The IFL with a connection to the SN, which are the thinnest of the described ligaments, are seen in axial T2-weighted MRI (Fig. 9).
Dissection
IFL can be shown using manual dissection. Vertical and horizontal ligaments and ligaments with and without a direct connection to the SN have been displayed in dissection (Fig. 7). All of them except one (*) have touched the SN.
Analysis
A probability of error has been calculated about 25% for describing the IFL as anatomical structures using 15 cases [15].
Discussion
The plastinates show clearly that most of the main intraforaminal ligaments (IFL) have no direct connection to the spinal nerves (SN). This is contradictory to the results of Zhong’s group [16]. Their manuscript presented nerve touching ligaments at the entrance zone of the intervertebral foramen. These results were gained by manual dissection having used a medial approach. In our dissection from ventro-lateral, these ligaments seem to also have a connection to the nerve (Fig. 7). However, fewer connections can be seen in the body slices (Table 2; Figs. 1, 2, 3, 4, 5). On plastinates, the thicker ligaments pass the SN.
For example, Zhong’s group has shown an IFL lateral to the SN which directly contacts the nerve. In our study, the same ligament at the equal vertebral level is shown in Fig. 1, central row (red arrow); it does not touch the SN. The slices have been sawn from frozen or plastinated blocks [11]; therefore, the resulting offcut may impede seeing the connection between IFL and the SN. Considering that we have examined 15 cases and ~ 600 slices, it seems implausible for us that we have overseen the main IFL attaching to the SN (cf. Table 1 and supplemental figures). In our view, previous data obtained exclusively by manual dissection (Zhong’s group) may overestimate the connections of IFL to the SN. Zhong’s group also presents thinner medial ligaments connecting to the nerve. They correspond to our nerve touching ligaments, which are, indeed, thin, and seen medially (Figs. 1, 4, 5, 6, purple arrows/ligaments, supplemental video of 3D reconstruction).
Yuan’s group analysed neuroforaminal ligaments also using manual dissection [17]. They referred to ligaments lying more laterally in the intervertebral foramen than the ligaments Zhong’s group presented [16]. In similarity to our study, Yuan’s group has shown horizontal ligaments taking course cranially and caudally the SN without touching it (Figs. 1, 2, 3, 6; red). In this sector of the intervertebral, foramina thinner vertical ligaments can be found as well (Figs. 2, 3, 4, 5, 6; pink). Yet, they were not seen by Yuan’s group.
We think they could not discover these thinner ligaments using manual dissection alone even if they are (unnaturally) indurated due to formaldehyde fixation.
Manual dissection seems to be prone to error due to the mentioned methodical difficulties.
Our dissection shows IFL connected to the SN (Fig. 7). This coincides with the results of others [16, 17]. However, such result does still not reflect the situation in the slices (Figs. 1, 2, 3, 4, 5, 6). The stained plastinates reveal smaller parts of IFL connecting to the SN, while the larger parts do not (Table 2). Due to our data, the main compartments of the IFL pass the lumbar neural foramina freely, not being connected to the SN. All these compartments are visible in standard MRI (Figs. 8, 9).
In our results, we call the intraforaminal ligamentous structures “ligaments” as they are stained in the same colour as common ligaments, (i.e. like the anterior longitudinal ligament and the interspinous ligaments), when using Giemsa and periodic acid–Schiff reaction (PAS) (Table 3; Figs. 2, 3) [12, 13]. Therefore, the IFL, similar to these well-known ligaments, may consist of collagen and transfer loads [18]. Zhong’s as are Akdemir’s groups indicated that the IFL contain collagen [9, 16]. The PAS-stained ligaments occurred by slice plastination coloured red and pink as the ligamenta flava and the perineurium of the SN are shown in Figs. 3, 4 and 5. Probably IFL protect the SN like the perineurium does, whose structure contains collagen type III [19]. However, neither Akdemir’s group, nor Zhong’s, nor could we determine the exact types of collagen. This should be done by using specific antibodies via immunohistochemistry in future studies.
According to clinical routine, we have used MRI and CT correlating with the body slices. Direct correlation of each anatomical slice to the imaging has been possible by using the same specimens for radiological analysis and the following plastination process (Fig. 8) [11,12,13]. Because of MR/CT images and plastinates arising from the same specimen, they can be compared directly [10].
The multiplicity of neuroforaminal structures makes the identification of IFL difficult. In stained slices, the ligaments can be distinguished easily from nerves and vessels (Figs. 1, 2, 3, 4, 5). We have used plastinates to localise the ligaments reliably in the MRI scans (Figs. 8, 9). Nowicki’s group alone recognised the importance of slice techniques for identifying IFL in clinical imaging [10]. They studied unstained frozen slices together with body images previously taken from the same specimens to correlate the IFL with clinical imaging. Nowicki’s results as ours confirm the hypothesis of Cramer’s group that sagittal T2-weighted MRI scans are most suitable for locating and thus diagnosing IFL (Fig. 8) [20]. Cramer’s group identified horizontal IFL caudally to the SN in sagittal MR images and therefore the thickest of the IFL, due to our data (Fig. 8, red arrows). Beyond that Maric’s group was able to show horizontal so-called superior corporotransverse ligaments cranially to the SN as well as vertical ligaments in sagittal MR images, as shown in Fig. 9. They again used manual dissection as a correlate [23]. With chosen sagittal body slices, Nowicki’s group was able to identify the same horizontal and vertical ligaments as Maric’s group in axial and sagittal MR and CT images [10, 21]. In our results, we see the horizontal (red arrows) and vertical (pink arrows) IFL in sagittal T2-weighted MR and axial CT images as well confirming these findings in plastinated slices (Figs. 8, 9). Even the thin IFL with a seen connection to the SN can be visualised in axial MR images (Fig. 9). The used T2 sequences enable a high spatial resolution within an acceptable measurement time. They are used as a standard for orthopaedic spine purposes and are suitable for acquiring high-resolution 3D data sets.
Due to our data, we think that the close topographical relation and the small available space in neural foramina (NF) could cause radicular pain by a thickening of IFL (Figs. 1, 2, 3, 4, 5, 6). As seen here, the IFL and the SN are divided by a small gap, which can be detected in MRI.
Also, the ligaments connected to the SN may change to some extent which is provable using standard MRI (Figs. 8, 9). Any narrowing of the remaining space in the NF brings IFL and SN closer together. Such idea of neural or vascular compression by the IFL is already hypothesised for lumbosacral region [16]. Minimal changes in the IFL could be responsible for this effect.
Huge herniations squeeze the IFL against the SN narrowing the space in-between them and resulting in stenosis with radiological visible hernia. Transformations of the IFL themselves may have the same effect without any visible herniation. The success of therapeutic procedures confirms this hypothesis. Pereira’s group experienced pain relief after secondary dilation of the NF for patients with persistent pain after decompression [22]. Overall, the IFL seem to be involved in all types of stenosis [4, 6]. Therefore, a so-called occult stenosis would not exist, if in the clinical diagnosis the IFL could be ascertained as pain generator.
Limitations
Considering the comparatively low number of specimen, a probability of error has been calculated to 25% using 15 cases for describing the IFL compartments [15]. A secondary proof of our description arises by the MRI data of specimens which appear to be macroscopically normal, where all three compartments of IFL are visible (Figs. 8, 9).
The applied method is limited by the advanced age of the body donators (83.9 years average), which implicates physiological degeneration of ageing. According to German ethical standards and Saxonian Death and Funeral Act of 1994, the patient has to be at least 65 years old when dying for becoming a body donator. However, relevant degeneration or diseases were not diagnosed by the experienced physicians contributing to this study (C.E.H.; A.V.). Macroscopic pathophysiological changes and operational interventions at the lumbar spines were excluded.
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Acknowledgements
Our sincere thanks are due to the association “Deutsche Arthrose-Hilfe e.V.”, which has funded this study, and Mrs. Charlotte Kulow (Institute for Anatomy, University Leipzig) for proofreading. Mrs. Heike Röder (Institute for Radiology, University Leipzig) has helped with CT/MRI scans and Ms. Marie Lynn Speckert and Mr. Thomas Wolfskämpf in staining and plastination process. Ms. Anna Katharina Rowedder made the photograph of the dissected specimen.
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Dina Wiersbicki and Anna Völker are contributed equally.
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Wiersbicki, D., Völker, A., Heyde, CE. et al. Ligamental compartments and their relation to the passing spinal nerves are detectable with MRI inside the lumbar neural foramina. Eur Spine J 28, 1811–1820 (2019). https://doi.org/10.1007/s00586-019-06024-y
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DOI: https://doi.org/10.1007/s00586-019-06024-y