Abstract
Gait and balance disorders are the major source of motor disabilities in advanced forms of Parkinson’s disease (PD). Low-frequency stimulation of the pedunculopontine nucleus area (PPNa-DBS) has been recently proposed to treat these symptoms with variable clinical results. To further understand the effects of PPNa-DBS on resistant gait and balance disorders, we performed a randomised double-blind cross-over study in six PD patients. Evaluation included clinical assessment of parkinsonian disability, quality of life and neurophysiological recordings of gait. Evaluations were done 1 month before, 4 and 6 months after surgery with four double-blinded conditions assessed: with and without PPNa-DBS, with and without levodopa treatment. Four patients completed the study and two patients were excluded from the final analysis because of peri-operative adverse events (haematoma, infection). Clinically, the combination of PPNa-DBS and levodopa treatment produced a significant decrease of the freezing episodes. The frequency of falls also decreased in three out of four patients. From a neurophysiological point of view, PPNa-DBS significantly improved the anticipatory postural adjustments and double-stance duration, but not the length and speed of the first step. Interestingly, step length and speed improved after surgery without PPNa-DBS, suggesting that the lesioning effect of PPNa-DBS surgery alleviates parkinsonian akinesia. Quality of life was also significantly improved with PPNa-DBS. These results suggest that PPNa-DBS could improve gait and balance disorders in well-selected PD patients. However, this treatment may be riskier than others DBS surgeries in these patients with an advanced form of PD.
Similar content being viewed by others
Avoid common mistakes on your manuscript.
Introduction
Gait and balance disorders are the major source of motor disabilities in advanced forms of Parkinson’s disease (PD) and are a burden for the patients and their families. They are a cause of high morbidity leading to a large number of minor injuries, fractures and increased nursing home placements, and have been related to mortality [1] as well as high healthcare cost [2]. At present, gait and balance disorders are less or unresponsive to dopaminergic treatment as well as deep brain stimulation (DBS) of the subthalamic nucleus (STN) or internal pallidum [3, 4]. Their physiological basis is poorly understood, but recent data obtained in animal models, healthy volunteers and PD patients strongly suggest a dysfunction of the mesencephalic locomotor region (MLR) containing the pedunculopontine nucleus (PPN) and the cuneiform nucleus. In monkeys, a specific lesion of PPN cholinergic neurons is sufficient to induce gait and postural deficits [5]. Using fMRI in healthy adults and in PD patients, MLR activation has been observed during mental imagery of gait [6, 7]. Furthermore, in PD patients, PPN cholinergic neurons degenerate progressively over time [8, 9], with a significant correlation between falls and speed of gait and the number of cholinergic neurons in the PPN and the reduction of thalamic acetylcholine concentrations [5, 10–12].
Recently, some teams have proposed and performed low-frequency PPN area-DBS (20–40 Hz) in order to activate the remaining cholinergic neurons and alleviate levodopa-resistant gait and balance disorders in some selected PD patients. PPNa-DBS was first proposed for PD patients previously implanted with STN or zona-incerta DBS in open label trials [13–15]. In these patients, it was shown for the first time that PPNa-DBS can improve not only gait and balance but also parkinsonian symptoms [13–15]. Unfortunately, these results have not been consistently confirmed in double-blind assessments [16]. In PD patients not previously operated for STN-DBS, variable results have been reported with PPNa-DBS, with subjective improvement in the number of falls or freezing episodes [17, 18]. More recently, an objectively measured improvement was finally demonstrated in PD patients during blinded On/Off stimulation comparisons by using specific and precise assessments of freezing of gait (FOG) [19]. Taken together, these results suggest that PPNa-DBS can sometimes reduce gait and balance disorders by 50 % with a long lasting effect for a few PD patients [18], although it remains unclear which selection criteria predict positive outcomes.
The variable clinical results could be explained by different factors. First, advanced PD patients are a heterogeneous population and no parameters that predict a good motor outcome with PPNa-DBS has been identified to date. Second, FOG and falls are difficult to quantify because they are episodic and context dependent [20]. More importantly, there is high variability in terms of the brainstem areas targeted, which have poorly defined boundaries, and for which detailed knowledge of the anatomical projections is unavailable in humans. To date, targeted brainstem areas include the peripeduncular nucleus [14], the PPN [16] or deeper pontine areas [18].
In the present study, we aim to address some of these issues and specifically evaluate the effects of PPNa-DBS in carefully selected and tested PD patients with levodopa-resistant gait and balance disorders. For this purpose, we used a validated method of targeting to precisely implant the electrodes within the PPNa, defined individually for each patient [5, 16], and assessed parkinsonian symptoms and gait and balance disorders by using a combination of specific clinical and neurophysiological approaches [19] in a controlled double-blind randomised trial.
Patients
Six PD patients with dopa-unresponsive gait and/or balance disorders were operated for bilateral PPNa-DBS at the Pitié-Salpêtrière Hospital, Paris (INSERM promotion, C08-07, No. IDRCD/2008-A00324-51, ClinicalTrials.gov Registration NCT02055261). This study received approval from the local ethics committee (CPP, Ile-de-France, Paris VI) and all the patients gave written informed consent to participate. Patients met the following inclusion criteria: (1) age below 71 years, (2) a severe form of PD (Hoehn and Yahr ‘Off’ drug >2.5) [21], (3) gait and/or balance disorders partly responsive to levodopa treatment, with the items falling (item 13) and/or freezing of gait (item 14) and/or gait (item 29) and/or postural instability (item 30) of the Unified Parkinson’s Disease Rating Scale (UPDRS) ≥2 with levodopa treatment (‘on’ drug) [22], (4) >50 % decrease in others motor symptoms with levodopa treatment, (5) presence of disabling levodopa-induced motor complications despite optimal medical treatment. Exclusion criteria included dementia (Mattis Dementia Rating Scale <129, MDRS) [23], ongoing psychiatric disturbances, surgical contraindications and relevant brain lesions detected on MRI.
Imaging data, surgical procedure and stimulation parameters settings
MRI imaging acquisition (1.5 T) was performed the day before surgery, with a Leksell stereotactic frame in place. The PPNa was targeted using two different methods with (1) direct individual targeting using a 3D deformable atlas of the basal ganglia [7, 16] and (2) calculation of a statistical target as previously reported [24]. The two sets of coordinates were compared and a mean target chosen. Quadripolar electrodes (Model 3389, Medtronic, Minneapolis, MN) were bilaterally implanted and electrode placement was verified using intraoperative radiography [16, 17].
A 3D helical CT-scan was performed after surgery to visualise electrode tracks and determine contact locations and coordinates (Fig. 1) [16, 25]. The contacts coordinates were calculated in millimetres from midline (laterality), ventrodorsal distance (d) from floor of the fourth ventricle and rostrocaudal distance (h) from a pontomesencephalic line connecting the pontomesencephalic junction to the inferior colliculi caudal margin, as described (− above this line; + below this line) [16, 19].
After 4 days, the electrodes were connected to the Kinetra stimulator (Medtronic). Clinical effects were checked for each contact (frequency 5–130 Hz; pulse width 60 µs, amplitude 0–5 V). Stimulation parameters were optimised over a 2 month post-operative period and set to below the threshold for side-effects, which were principally paresthesia and oscillopsia (Fig. 1) [16]. The sequence of the stimulation conditions (‘Off’ versus ‘On’) for the double-blind cross-over period was individually randomly assigned for two periods of 2 months duration (Fig. 1). Stimulation parameters and medication were constant for at least 4 weeks before each evaluation.
Outcome measures
Patients were evaluated a month before surgery (‘Off’ and ‘On’ drug conditions), and 4 and 6 months following surgery (‘Off’ and ‘On’ PPNa-DBS according to the randomisation sequence, and ‘Off’ and ‘On’ drug conditions) (Fig. 1).
Clinical evaluation
Gait and balance disorders and parkinsonian disability
The Rating Scale for Gait Evaluation (RSGE) was chosen as the main outcome criterion to precisely evaluate gait and balance deficits in PD patients [26]. This scale is multidimensional, and comprised of four parts: (I) functional impairment including falling (item 6), (II) gait/balance side-effects of levodopa treatment including freezing of gait (item 7), assessed by patient interview in both with and without levodopa treatment, (III) socioeconomic impact and part (IV) objective clinical assessment focused on gait and balance evaluated in both the Off state, after a 12-h interruption of antiparkinsonian medication, and in the best On levodopa condition after the administration of a single suprathreshold dose of levodopa.
Parkinsonian disability was evaluated using the UPDRS part II-activities of daily living with patient interview comprising frequency of falls (item 13) and FOG (item 14) subscores in both Off and On levodopa conditions; UPDRS part III-motor disability score with objective clinical assessment comprising the ‘axial’ subscore (sum of items 18 + 27 + 28 + 29 + 30; i.e. speech, rise from a chair, posture, gait and postural stability) also performed in the Off and best On levodopa status [22].
Parkinsonian quality of life was assessed by interview using the Parkinson’s Disease Questionnaire Summary-Index (PDQ-39-SI) [27].
Levodopa-equivalent dosage was also recorded and levodopa-related complications evaluated using the UPDRS part IV [22].
Cognitive and psychiatric status
Neuropsychological evaluation focused on executive functions, attention, memory and visuoconstructive abilities with (1) global efficiency assessed using the MDRS, (2) cognitive auto-activation abilities using the Phonological Fluency test (P in 120 s), (3) reactive flexibility using the Trail Making test, (4) inhibitory control using the Stroop Task, (5) sustained attention and impulsivity using the Continuous Performance test (CPT), (6) verbal learning with the Free and Cued Selective Reminding tests and (7) the visuoconstructive abilities and non verbal memory with the Rey–Osterrieth Complex Figure copying test, visual agnosia being controlled with the overlapping figures [28]. The Comprehensive Psychopathological Rating Scale (CPRS) [29] was used to assess depression (Montgomery and Asberg depression scale—MADRS) and anxiety (Brief Anxiety scale—BAS). Lastly, emotional functions were examined using the recognition of facial expressions (happiness, surprise, fear, disgust and sadness) [30].
Gait initiation walking test
Biomechanical parameters of gait initiation were recorded using a force platform (0.9 m × 1.8 m, AMT Inc. LG6-4-1) [31]. The accelerations and velocities of the centre of gravity (CG) and centre of foot pressure (CP) displacements of the first two steps were calculated in real time.
During the anticipatory postural adjustments (APAs) phase, the period between the first biomechanical event (t 0) and the foot-off of the swing leg (t FO1), the CP posterior and lateral displacements and the duration of APAs were calculated. During step execution, the period between the FO1 and foot-contact (FC), step length (L), step width (W) and peak AP velocity of the CG (V m) were measured. The vertical CG velocity was also calculated and two values extracted from it: the peak negative value during the swing phase (V 1) and its value at the time of foot contact (V 2). The braking index, which reflects active postural control, was then calculated ((V 1 − V 2)/V 1 × 100) [32]. The double-stance duration (t FC − t FO2) was also measured (Fig. 2).
Statistical analysis
The primary endpoint was the change in the RSGE at the end of each stimulation period (M4 versus M6). We determined that to reach a power of 80 % with an alpha risk of 5 %, we had to recruit six patients, given the following hypothesis: (i) five out of six patients would complete the study and (ii) the improvement of RSGE scale with PPNa-DBS would be of 30 %. The Wilcoxon Signed-Ranks test was used to compare the clinical scores and biomechanical parameters of gait obtained at the end of each period, and with baseline status, with respect to the same preoperative drug condition. Statistical analyses were performed using Statview® (Statview Software, USA). The significance level was taken as p < 0.05.
Results
Two out of six patients could not complete the study because of severe adverse effects. Patient 1 presented an infection that required removal of the electrodes and stimulator 1 month after surgery. He recovered without sequelae and decided not to be re-implanted. Patient 5 suffered from a centrimetric midbrain haematoma that occurred 72 h after electrodes implantation, before stimulator implantation (Fig. 1). The immediate post-operative period was unremarkable and the CT-scan performed a few hours after surgery revealed no bleeding. The patient’s conditions abruptly worsened 72 h later with preserved consciousness, right third cranial nerve palsy, left hemibody hypotonia and increased rigidity of the right side. Four days later, consciousness became impaired, necessitating life support in the intensive care unit. After recovery, he was discharged at home, wheel-chair bound, anarthric and had to be fed with a gastrostomy feeding tube. Thus, only four patients completed the cross-over study (Table 1).
Location of the DBS electrodes
For all the patients, all the electrodes were localized bilaterally within the PPNa according to our method (Fig. 1).
Effects of PPNa-DBS alone on gait and balance disorders compared to PPNa-DBS and before surgery without levodopa treatment
Clinical assessments
Overall, no significant change of the RSGE (Fig. 2) or UPDRS (Fig. 3) scores was found during the double-blind period comparing On versus Off PPNa-DBS, nor when comparing On PPNa-DBS to before surgery (Off drug condition).
Individually, PPNa-DBS alone induced a decrease in the falling (item 6-RSGE) and FOG (item 7-RSGE) subscores in three out of four patients compared to without PPNa-DBS, and a decrease in FOG in three out of four patients compared to before surgery (Fig. 2c, d, Off levodopa). Objective clinical assessment (RSGE-part IV) revealed that gait initiation (item 14), postural stability while walking (item 18) and posture (item 23) were increased in two patients after surgery in the absence of drug and PPNa-DBS (Fig. 2k, j, o). UPDRS assessments showed that individually, PPNa-DBS alone (Off levodopa) decreased frequency of falls (item 13) in two patients (4 and 6; Fig. 3b), the FOG (item 14) in two patients (3 and 6; Fig. 3c), and reduced the postural instability (item 30) in two patients (3 and 6; Fig. 3f), compared to without PPNa-DBS and before surgery (Off levodopa). Lastly, falling (item 6-RSGE and item 13-UPDRS) and FOG (item 7-RSGE and item 14-UPDRS) subscores were aggravated in one to three patients after surgery, in the absence of drug and PPNa-DBS (Figs. 2c, d, 3b, c).
Physiological parameters of gait and postural control
PPNa-DBS alone (‘Off’ drug) significantly increased the posterior and lateral CP displacements during the APAs and decreased double-stance duration (Fig. 4). Compared to the preoperative period On levodopa, the combination of PPNa-DBS and levodopa treatment (On stimulation On levodopa) also significantly decreased double-stance duration (Fig. 4).
The length and velocity of the first step were also significantly higher after surgery, independent of PPNa-DBS conditions (Fig. 4).
Effects of PPNa-DBS combined with levodopa treatment on gait and balance disorders compared to PPNa-DBS and before surgery with levodopa treatment
Clinical assessments
Overall, no significant change of the RSGE (Fig. 2) and UPDRS (Fig. 3) scores was found during the double-blind period comparing On PPNa-DBS On levodopa versus Off PPNa-DBS On levodopa, nor when comparing to before surgery (On levodopa).
Individually, PPNa-DBS combined with levodopa treatment decreased falling (item 6-RSGE) in three out of four patients compared to without PPNa-DBS or before surgery (On levodopa; Fig. 2c). PPN-DBS combined with levodopa treatment also decreased FOG (item 7-RSGE) in three out four patients compared to without, and in all patients compared to before surgery (On levodopa; Fig. 2d). UPDRS assessments also revealed that the frequency of falls (item 13-UPDRS) and FOG (item 14-UPDRS) subscores decreased with PPNa-DBS combined with levodopa treatment compared to without PPNa-DBS as well as to before surgery (Fig. 3b, c).
Physiological parameters of gait and postural control
Combining the PPNa-DBS and levodopa treatment induced a significant decrease in double-stance duration, compared to before surgery (On levodopa; Fig. 4d) with no significant change in the gait initiation parameters compared to without PPNa-DBS after surgery (Fig. 4).
The length and velocity of the first step were also significantly higher after surgery with levodopa treatment, independent of PPNa-DBS conditions (Fig. 4).
Effects of PPNa-DBS on quality of life, cognition, psychiatric symptoms and levodopa treatment
During the double-blind period, a significant improvement in the quality of life (PDQ-SI; Fig. 3h) was observed with PPN-DBS compared to without PPNa-DBS during the double-blind period and to before surgery.
No significant changes were observed in cognitive, psychiatric or emotional functions after surgery, regardless of PPNa-DBS stimulation condition (Fig. 2g, h; Table 2), except for patient 6 who presented with a major depression 4 months after surgery without PPNa-DBS that improved a few days after switching On the PPNa-DBS.
Levodopa-related complications and levodopa-equivalent dosage were not significantly modified by PPNa-DBS (mean UPDRS part IV 7.0 ± 3.2 vs 7.0 ± 3.6; mean antiparkinsonian treatment daily dosage 1138 ± 392 vs 983 ± 306 mg/day, in Off and On PPNa stimulation conditions, respectively). However, the dosages for patients 3 and 6 were reduced by 170 mg/day and 450 mg/day, respectively, after surgery.
Discussion
This study reports for the first time the effects of bilateral low-frequency PPNa-DBS on clinical and neurophysiological parameters of gait and balance in a randomised cross-over controlled study performed in six PD patients. Overall, there was no significant difference at the group level for the total RSGE score in the double-blind cross-over part of the study. However, data were only obtained for four patients because of severe adverse events.
The complex effect of PPNa-DBS
PPNa-DBS combined with levodopa treatment induced a significant improvement of FOG and a subjective decrease of the falls in three out of four patients, and was associated with a significant improvement in quality of life. Conversely, no significant effect on objective clinical gait and balance scores was detected. As previously reported, we observed a discrepancy between the magnitude of the subjective (patient interviews) and clinical objective assessments designed to evaluate the effects of PPNa-DBS [16, 17]. This suggests that the traditional objective clinical tests are unable to detect the subtle changes induced by PPNa-DBS. The interpretation of the results of our study, but also of others reports in the field, is challenged by specific difficulties to correctly assess freezing of gait and falls that are highly context dependent episodic phenomena [20], and therefore difficult to capture during experimental clinical assessment. Embedded system as proposed by others teams could allow to record gait in ecological conditions over long durations and would therefore be more suitable to examine the effects of PPNa-DBS in these patients [33].
Here, we used precise physiological testing to show that PPNa-DBS modifies gait initiation parameters and alleviates the postural disruption of gait initiation. We showed that these postural parameters improved with PPNa-DBS. More precisely, we showed that PPNa-DBS modified APAs and double-stance duration that are known to be related to postural instability in PD patients [34]. This result suggests that the PPN area is involved in human balance and gait initiation process. This hypothesis is in line with animal studies and clinical observations. In normal monkeys, a specific lesion of the PPN cholinergic neurons impairs posture and locomotion [5]. By modulating the PPNa in PD patients with DBS, we hypothesised that we could restore, at least partly, the cholinergic pathway to the basal ganglia, thalamus and to the descending pathways to the spinal cord [35]. Indeed, in PD patients, PPNa-DBS induces cerebral blood flow increases in the thalamus, cerebellum and midbrain region [36] and restores the H-reflex [37]. The effects of PPNa-DBS could also result from a modulation of others output or input non-cholinergic pathways via antidromic and/or orthodromic activation [38], in particular the basal-ganglia-MLR pathways, or current diffusion to structures external to PPN area, such as the cuneiform nucleus, known to control locomotion and postural controls in animals [39].
After surgery, in the absence of PPNa-DBS, length and speed of the first step (biomechanical parameters) increased but FOG and falling was aggravated in some patients. Although we did not observe significant improvement in hypokinesia (UPDRS part III) scores during the double blind period (4 months after surgery), all the patients presented an alleviation of parkinsonian symptoms shortly after surgery with increased levodopa-induced dyskinesias with their usual dosages that led to a significant reduction in dopaminergic drug treatment (with a few days’ pause for one) that persisted after the end of the study in two patients. This result is in line with the concomitant improvement of hypokinesia that is visible during gait (increased length and step speed) but induction of specific dopamine-resistant gait and balance disorders after PPN lesions in parkinsonian monkeys [40]. One possible explanation could be that lesioning of the PPN area diminishes the excitatory cholinergic input to the STN [35] resulting in a decrease of its deleterious hyperactivity [41, 42]. This modification of STN activity could then lead to an alleviation of levodopa-sensitive motor parkinsonian symptoms [43], although further experiments are needed to confirm this hypothesis.
Limitations of the study and patients selection
Our study had several limitations. The main one is that the results were obtained in only four patients because of severe adverse events in two patients, that may have rendered unable to detect significant effects of PPNa-DBS. Such a limited sample was the result of a trade off between the preliminary nature of this study and our objective to demonstrate a relevant clinical effect of PPNa-DBS on gait and balance beyond the changes of biomechanical parameters.
The adverse events were those reported using the DBS technique on other targets [44]. No such side effects have been reported in patients with PPNa-DBS but the total number of patients included in these study remains very low (n = 35) with small samples for each study (n = 2–7) [13–18]. The occurrence of these surgical side-effects must be considered significant. Compared to our previous experience [45], these adverse events could indicate that these patients with advanced stages of PD are at particularly high risk for surgical side-effects that may be not related to the structure targeted per se. To ensure the double-blind evaluation and allow the tolerability of PPNa-DBS, the stimulation parameter settings were adjusted with heterogeneous and low intensity and frequency. This could have masked a more efficient effect of PPNa-DBS, as reported with larger group of patients and/or higher intensity or frequency of stimulation [14, 17]. Moreover, the cross-over design of the study could also have influenced the results with an order effect or a carry-over effect in the absence of a wash-out period. The fact that the two patients that show the best outcome with PPNa-DBS were randomised for one in the ‘Off’/‘On’ stimulation sequence and for the other in the ‘On’/‘Off’ stimulation sequence suggests that this is probably not the case.
The therapeutic contacts were located bilaterally within the PPNa according to the deformable atlas that we used to target and localize postoperatively the electrodes. In comparison to previous published studies, the fact that the therapeutic contacts used in our study were located more rostrally and medially than in others published studies could explain, at least partly, the lesser improvement observed in our patients [18, 19]. Indeed, bilateral DBS applied deeper near the pontomesencephalic junction induced a significant objective improvement of the FOG with decreased duration and increased cadence during half turn in PD patients with freezing [18, 19].
Although, the overall effect on RSGE score was not significant, low-frequency PPNa-DBS could represent a treatment for the alleviation of freezing of gait and balance deficits for PD patients. However, this treatment may be more risky than other DBS surgeries in these PD patients with an advanced form of the disease. This highlights the need to carefully weigh the risks against the variable efficacy before considering PPNa-DBS as a routine option for levodopa unresponsive gait disorders. Moreover, further studies are now needed to examine which parameters of gait and postural control are more likely to be significantly improved with PPNa-DBS, the best anatomical targets and the influence of the form of the disease to accurately define an ideal target for obtaining the best therapeutic effect with PPNa-DBS. Furthermore, the performance of high-resolution analyses with functional or metabolic brain imagery could be useful for individualised predictions of the existence of dysfunction and/or a loss of cholinergic neurons of the brainstem and its relationship to the effects of PPNa-DBS.
References
Kempster PA, O’Sullivan SS, Holton JL, Revesz T, Lees AJ (2010) Relationships between age and late progression of Parkinson’s disease: a clinico-pathological study. Brain 133:1755–1762
Kaltenboeck A, Johnson SJ, Davis MR et al (2012) Direct costs and survival of medicare beneficiaries with early and advanced Parkinson’s disease. Parkinsonism Relat Disord 18:321–326
Bonnet AM, Loria Y, Saint-Hilaire MH, Lhermitte F, Agid Y (1987) Does long-term aggravation of Parkinson’s disease result from nondopaminergic lesions? Neurology 37:1539–1542
Welter ML, Houeto JL, Tezenas du Montcel S et al (2002) Clinical predictive factors of subthalamic stimulation in Parkinson’s disease. Brain 125:575–583
Karachi C, Grabli D, Bernard FA et al (2010) Cholinergic mesencephalic neurons are involved in gait and postural disorders in Parkinson disease. J Clin Invest 120:2745–2754
Snijders AH, Leunissen I, Bakker M et al (2011) Gait-related cerebral alterations in patients with Parkinson’s disease with freezing of gait. Brain 134:59–72
Karachi C, Andre A, Bertasi E, Bardinet E, Lehericy S, Bernard FA (2012) Functional parcellation of the lateral mesencephalus. J Neurosci 32:9396–9401
Hirsch EC, Graybiel AM, Duyckaerts C, Javoy-Agid F (1987) Neuronal loss in the pedunculopontine tegmental nucleus in Parkinson disease and in progressive supranuclear palsy. Proc Natl Acad Sci USA 84:5976–5980
Pahapill PA, Lozano AM (2000) The pedunculopontine nucleus and Parkinson’s disease. Brain 123:1767–1783
Jahn K, Deutschlander A, Stephan T et al (2008) Imaging human supraspinal locomotor centers in brainstem and cerebellum. Neuroimage 39:786–792
Bohnen NI, Muller ML, Koeppe RA et al (2009) History of falls in Parkinson disease is associated with reduced cholinergic activity. Neurology 73:1670–1676
Bohnen NI, Frey KA, Studenski SA et al (2013) Gait speed in Parkinson disease correlates with cholinergic degeneration. Neurology 81:1611–1616
Plaha P, Gill SS (2005) Bilateral deep brain stimulation of the pedunculopontine nucleus for Parkinson’s disease. NeuroReport 16:1883–1887
Stefani A, Lozano AM, Peppe A et al (2007) Bilateral deep brain stimulation of the pedunculopontine and subthalamic nuclei in severe Parkinson’s disease. Brain 130:1596–1607
Khan S, Gill SS, Mooney L et al (2012) Combined pedunculopontine-subthalamic stimulation in Parkinson disease. Neurology 78:1090–1095
Ferraye MU, Debu B, Fraix V et al (2010) Effects of pedunculopontine nucleus area stimulation on gait disorders in Parkinson’s disease. Brain 133:205–214
Moro E, Hamani C, Poon YY et al (2010) Unilateral pedunculopontine stimulation improves falls in Parkinson’s disease. Brain 133:215–224
Thevathasan W, Coyne TJ, Hyam JA et al (2011) Pedunculopontine nucleus stimulation improves gait freezing in Parkinson disease. Neurosurgery 69:1248–1253 (discussion 1254)
Thevathasan W, Cole MH, Graepel CL et al (2012) A spatiotemporal analysis of gait freezing and the impact of pedunculopontine nucleus stimulation. Brain 135:1446–1454
Giladi N, Horak FB, Hausdorff JM (2013) Classification of gait disturbances: distinguishing between continuous and episodic changes. Mov Disord 28:1469–1473
Hoehn MM, Yahr MD (1967) Parkinsonism: onset, progression and mortality. Neurology 17:427–442
Fahn S, Elton RL, Members of UPDRS Development Committee (1987) Unified Parkinson’s disease rating scale. In: Fahn S, Marsden CD, Calne D, Goldstein M (eds) Recent Developments in Parkinson’s disease, vol 2. Macmillan, New Jersey, pp 153–163
Schmidt R, Freidl W, Fazekas F et al (1994) The Mattis Dementia Rating Scale: normative data from 1,001 healthy volunteers. Neurology 44:964–966
Zrinzo L, Zrinzo LV, Tisch S et al (2008) Stereotactic localization of the human pedunculopontine nucleus: atlas-based coordinates and validation of a magnetic resonance imaging protocol for direct localization. Brain 131:1588–1598
Bardinet E, Bhattacharjee M, Dormont D et al (2009) A three-dimensional histological atlas of the human basal ganglia. II. Atlas deformation strategy and evaluation in deep brain stimulation for Parkinson disease. J Neurosurg 110:208–219
Martinez-Martin P, Garcia Urra D, del Ser Quijano T et al (1997) A new clinical tool for gait evaluation in Parkinson’s disease. Clin Neuropharmacol 20:183–194
Jenkinson C, Fitzpatrick R, Peto V, Greenhall R, Hyman N (1997) The Parkinson’s Disease Questionnaire (PDQ-39): development and validation of a Parkinson’s disease summary index score. Age Ageing 26:353–357
Pillon B (2002) Neuropsychological assessment for management of patients with deep brain stimulation. Mov Disord 17(Suppl 3):S116–S122
Asberg M, Montgomery SA, Perris C, Schalling D, Sedvall G (1978) A comprehensive psychopathological rating scale. Acta Psychiatr Scand Suppl 5–27
Ekman P, Friesen WV (1976) Pictures of facial affect. Consulting Psychologist Press, Palo Alto
Demain A, Westby GW, Fernandez-Vidal S et al (2014) High-level gait and balance disorders in the elderly: a midbrain disease? J Neurol 261:196–206
Chastan N, Do MC, Bonneville F et al (2009) Gait and balance disorders in Parkinson’s disease: impaired active braking of the fall of centre of gravity. Mov Disord 24:188–195
Weiss A, Brozgol M, Dorfman M et al (2013) Does the evaluation of gait quality during daily life provide insight into fall risk? A novel approach using 3-day accelerometer recordings. Neurorehabil Neural Repair 27:742–752
Frank JS, Horak FB, Nutt J (2000) Centrally initiated postural adjustments in parkinsonian patients on and off levodopa. J Neurophysiol 84:2440–2448
Hamani C, Moro E, Lozano AM (2011) The pedunculopontine nucleus as a target for deep brain stimulation. J Neural Transm 118:1461–1468
Ballanger B, Lozano AM, Moro E et al (2009) Cerebral blood flow changes induced by pedunculopontine nucleus stimulation in patients with advanced Parkinson’s disease: a [(15)O] H2O PET study. Hum Brain Mapp 30:3901–3909
Pierantozzi M, Palmieri MG, Galati S et al (2008) Pedunculopontine nucleus deep brain stimulation changes spinal cord excitability in Parkinson’s disease patients. J Neural Transm 115:731–735
Butson CR, Cooper SE, Henderson JM, McIntyre CC (2007) Patient-specific analysis of the volume of tissue activated during deep brain stimulation. Neuroimage 34:661–670
Takakusaki Habaguchi T, Ohtinata-Sugimoto J, Saitoh K, Sakamoto T (2003) Basal ganglia efferents to the brainstem centers controlling postural muscle tone and locomotion: a new concept for understanding motor disorders in basal ganglia dysfunction. Neuroscience 119:293–308
Grabli D, Karachi C, Folgoas E et al (2013) Gait disorders in parkinsonian monkeys with pedunculopontine nucleus lesions: a tale of two systems. J Neurosci 33:11986–11993
Hutchison WD, Allan RJ, Opitz H et al (1998) Neurophysiological identification of the subthalamic nucleus in surgery for Parkinson’s disease. Ann Neurol 44:622–628
Breit S, Lessmann L, Unterbrink D, Popa RC, Gasser T, Schulz JB (2006) Lesion of the pedunculopontine nucleus reverses hyperactivity of the subthalamic nucleus and substantia nigra pars reticulata in a 6-hydroxydopamine rat model. Eur J Neurosci 24:2275–2282
Bergman H, Wichmann T, DeLong MR (1990) Reversal of experimental parkinsonism by lesions of the subthalamic nucleus. Science 249:1436–1438
Hariz MI (2002) Complications of deep brain stimulation surgery. Mov Disord 17(Suppl 3):S162–S166
Welter ML, Schupbach M, Czernecki V et al (2014) Optimal target localization for subthalamic stimulation in patients with Parkinson disease. Neurology 82:1352–1361
Acknowledgments
This study was supported by the Institut National de la Recherche Médicale (INSERM), the ‘Institut du Cerveau et de la Moelle Epinière’ (ICM) Foundation, the ‘Régie Autonome des Transports Parisiens’ (RATP), the ‘Fondation pour la Recherche Medicale’ (FRM) and the programme ‘Investissements d’avenir’ (ANR-10-IAIHU-06). We extend our deepest thanks to all the patients who participated in this research with great dedication.
Conflicts of interest
This study was sponsored by the INSERM. ML Welter received research support from the ‘Institut du Cerveau de la Moelle épinière’ (ICM) Foundation and the Agence Nationale de la Recherche, and consulting fees from Medtronic, Boston Scientific and Teva-Lundbeck. A Demain received a research grant from the ICM Foundation. C Ewenzcyk received a research grant (doctoral fellowship) from the ‘Fondation pour la Recherche Médicale’. V Czernecki reports no financial disclosure. B Lau reports no financial disclosure. A El Helou reports no financial disclosure. H Belaid reports no financial disclosure. J Yelnik reports no financial disclosure. C François reports no financial disclosure. E Bardinet received a research grant from Medtronic. C Karachi reports no financial disclosure. D Grabli received lectures fees and travel grants from Lundbeck, Teva, Novartis, UCB, Boerhinger-Ingelheim and AbbVIe. He has consulting activity for AbbVie, and research grants from the Direction Générale de l’Organisation des Soins (DGOS), Institut National de la Santé et de la Recherche Médicale (INSERM), Michael J. Fox Foundation for Parkinson Research, France Parkinson association and the French association for Essential Tremor (APTES).
Author information
Authors and Affiliations
Corresponding author
Additional information
ClinicalTrials.gov Registration: NCT02055261.
Rights and permissions
About this article
Cite this article
Welter, ML., Demain, A., Ewenczyk, C. et al. PPNa-DBS for gait and balance disorders in Parkinson’s disease: a double-blind, randomised study. J Neurol 262, 1515–1525 (2015). https://doi.org/10.1007/s00415-015-7744-1
Received:
Revised:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00415-015-7744-1