Abstract
The aim of this article is to develop the theory of product Hardy spaces associated with operators which possess the weak assumption of Davies–Gaffney heat kernel estimates, in the setting of spaces of homogeneous type. We also establish a Calderón–Zygmund decomposition on product spaces, which is of independent and use it to study the interpolation of these product Hardy spaces. We then show that under the assumption of generalized Gaussian estimates, the product Hardy spaces coincide with the Lebesgue spaces, for an appropriate range of p.
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1 Introduction
Modern harmonic analysis was introduced in the ’50s, with the Calderón–Zygmund theory at the heart of it. This theory established criteria for singular integral operators to be bounded on different scales of function spaces, especially the Lebesgue spaces \(L^p\), \(1 < p < \infty \). To achieve this goal, an integrated part of the Calderón–Zygmund theory includes the theory of interpolation and the theory of function spaces, in particular end-point spaces such as the Hardy and BMO spaces. The development of the theory of Hardy spaces in \(\mathbb {R}^n\) was initiated by Stein and Weiss [42], and was originally tied to the theory of harmonic functions. Real-variable methods were introduced into this subject by Fefferman and Stein [21]; the evolution of their ideas led eventually to characterizations of Hardy spaces via the atomic or molecular decomposition. See for instance [6, 41] and [43]. The advent of the atomic and molecular characterizations enabled the extension of the Hardy spaces on Euclidean spaces to the more general setting of spaces of homogeneous type [14].
While the Calderón–Zygmund theory with one parameter was well established in the four decades of the ’50s to ’80s, multiparameter Fourier analysis was introduced later in the ’70s and studied extensively in the ’80s by a number of well known mathematicians, including R. Fefferman, S.-Y. A. Chang, R. Gundy, E.M. Stein, and J.L. Journé (see for instance [8–10, 22–27, 33]). For recent works, see also [5, 7, 29, 30].
It is now understood that there are important situations in which the standard theory of Hardy spaces is not applicable and there is a need to consider Hardy spaces that are adapted to certain linear operators, similarly to the way that the standard Hardy spaces are adapted to the Laplacian. In this new development, the real-variable techniques of [14, 21] and [13] are still of fundamental importance.
Recently, a theory of Hardy spaces associated to operators was introduced and developed by many authors. The following are some previous closely related results in the one-parameter setting.
-
(i)
Auscher et al. [2] introduced the Hardy space \(H_L^1(\mathbb {R}^n)\) associated to an operator L, and obtained a molecular decomposition, assuming that L has a bounded holomorphic functional calculus on \(L^2(\mathbb {R}^n)\) and the kernel of the heat semigroup \(e^{-tL}\) has a pointwise Poisson upper bound.
-
(ii)
Under the same assumptions on L as in (i), Duong and Yan [19, 20] introduced the space \(\mathrm{BMO}_L(\mathbb {R}^n)\) adapted to L and established the duality of \(H_L^1(\mathbb {R}^n)\) and \(\mathrm{BMO}_{L^*}(\mathbb {R}^n)\), where \(L^*\) denotes the adjoint operator of L on \(L^2(\mathbb {R}^n)\). Yan [45] also studied the Hardy space \(H_L^p(\mathbb {R}^n)\) and duality associated to an operator L under the same assumptions as (ii) for all \(0<p<1\).
-
(iii)
Auscher et al. [3] and Hofmann and Mayboroda [32], treated Hardy spaces \(H^p_L, p\ge 1\), (and in the latter paper, also BMO spaces) adapted, respectively, to the Hodge Laplacian on a Riemannian manifold with a doubling measure, or to a second order divergence form elliptic operator on \(\mathbb {R}^n\) with complex coefficients, in which settings pointwise heat kernel bounds may fail.
-
(iv)
Hofmann et al. [31] developed the theory of \(H^1_L(X)\) and \(\mathrm{BMO}_L(X)\) spaces adapted to a non-negative, self-adjoint operator L whose heat semigroup satisfies the weak Davies–Gaffney bounds, in the setting of a space of homogeneous type X.
-
(v)
Kunstmann and Uhl [35, 44] studied the Hardy spaces \(H^p_L(X)\), \(1<p<\infty \), associated to operators L satisfying the same conditions as in (iv) as well as the generalized Gaussian estimates for \(p_0\in [1,2)\), and proved that \(H^p_L(X)\) coincides with \(L^p(X)\) for \(p_0 < p < p'_0\) where \(p'_0\) is the conjugate index of \(p_0\).
-
(vi)
Duong and Li [17] considered the Hardy spaces \(H_L^p(X)\), \(0 < p \le 1\), associated to non-self-adjoint operators L that generate an analytic semigroup on \(L^2(X)\) satisfying Davies–Gaffney estimates and having a bounded holomorphic functional calculus on \(L^2(X)\).
In contrast to the above listed established one-parameter theory, the multiparameter theory is much more complicated and is less advanced. In particular, there has not been much progress in the last decade in the direction of the paper [20] on singular integral operators with non-smooth kernels and the related product function spaces.
Deng et al. [16] introduced the product Hardy space \(H^1_L(\mathbb {R}\times \mathbb {R})\) associated with an operator L, assuming that L has a bounded holomorphic functional calculus on \(L^2(\mathbb {R})\) and the kernel of the heat semigroup \(e^{-tL}\) has a pointwise Poisson upper bound.
Recently, Duong et al. [18] defined the product Hardy space \(H^1_{L_1,L_2}(\mathbb {R}^{n_1}\times \mathbb {R}^{n_2})\) associated with non-negative self-adjoint operators \(L_1\) and \(L_2\) satisfying Gaussian heat kernel bounds, and then obtained the atomic decomposition, as well as the \(H^1_{L_1,L_2}(\mathbb {R}^{n_1}\times \mathbb {R}^{n_2})\rightarrow L^1(\mathbb {R}^{n_1}\times \mathbb {R}^{n_2})\) boundedness of product singular integrals with non-smooth kernels.
In the study of Hardy spaces \(H^p\) associated to operators, \(1\le p<\infty \), the assumptions on these operators determine the relevant properties of the corresponding Hardy spaces. One would start with the definition of Hardy spaces associated to operators under “weak” conditions on the operators so that the definition is applicable to a large class of operators. However, to obtain useful properties such as the coincidence between the Hardy spaces \(H^p\) and the Lebesgue spaces \(L^p\), one would expect stronger conditions on the operators are needed. A natural question is to find a weak condition that is still sufficient for the Hardy spaces and Lebesgue spaces to coincide. We do so in part (\(\gamma \)) below.
This article is devoted to the study of Hardy spaces associated to operators, in the setting of product spaces of homogeneous type. Assume that \(L_1\) and \(L_2\) are two non-negative self-adjoint operators acting on \(L^2(X_1)\) and \(L^2(X_2)\), respectively, where \(X_1\) and \(X_2\) are spaces of homogeneous type, satisfying Davies–Gaffney estimates (DG) (see Sect. 2.2 (c)). We note that the Davies–Gaffney estimates are a rather weak assumption, as they are known to be satisfied by quite a large class of operators (see Sect. 2.2 below).
Our main results are the following. In this paper we work in the biparameter setting. However our results, methods and techniques extend to the full k-parameter setting.
(\(\alpha \)) We define the product Hardy space \(H^1_{L_1,L_2}(X_1\times X_2)\) associated with \(L_1\) and \(L_2\), in terms of the area function, and then obtain the corresponding atomic decomposition (Theorem 2.9). This is the generalisation of the results in [18] from the product of Euclidean spaces under the stronger assumption of Gaussian estimates (GE) (see Sect. 2.2 (a)) to the product of spaces of homogeneous type with the weaker assumption of Davies–Gaffney estimates (DG). This is also the extension of [31] from the one-parameter setting to the multiparameter setting. This part is the content of Sect. 3.
(\(\beta \)) We define the product Hardy space \(H^p_{L_1,L_2}(X_1\times X_2)\) for \(1 < p < \infty \) associated with \(L_1\) and \(L_2\), and prove the interpolation result that if an operator T is bounded on \(L^2(X_1\times X_2)\) and is also bounded from \(H_{L_1,L_2}^1(X_1\times X_2)\) to \(L^1(X_1\times X_2)\), then it is bounded from \(H_{L_1,L_2}^p(X_1\times X_2)\) to \(L^p(X_1\times X_2)\) for all p with \(1\le p\le 2\) (Theorem 2.12). The proof of this interpolation result relies on the Calderon–Zygmund decomposition in the product setting, obtained in Theorem 2.11 below, which generalizes the classical result of Chang and Fefferman [9] on \(H^1(\mathbb {R}\times \mathbb {R})\). This is done in Sect. 4.
(\(\gamma \)) Next we assume that \(L_1\) and \(L_2\) satisfy generalized Gaussian estimates (see Sect. 2.2 (b)) for some \(p_0 \in [1,2)\). This assumption implies that \(L_1\) and \(L_2\) are injective operators (see Theorem 5.1) and satisfy the Davies–Gaffney estimates. We prove that our product Hardy spaces \(H_{L_1,L_2}^p(X_1\times X_2)\) coincide with \(L^p(X_1\times X_2)\) for \(p_0 < p < p'_0\), where \(p'_0\) is the conjugate index of \(p_0\) (Theorem 2.13). This is the extension to the multiparameter setting of the one-parameter result in [44], and is carried out in Sect. 5.
Along this line of research, in [11] we study the boundedness of multivariable spectral multipliers on product Hardy spaces on spaces of homogeneous type.
In the following section we introduce our assumptions on the underlying spaces \(X_1\) and \(X_2\) and the operators \(L_1\) and \(L_2\), give some examples of such operators, and then state our main results. Throughout this article, the symbols “c” and “C” denote constants that are independent of the essential variables.
2 Assumptions, and statements of main results
This section contains background material on spaces of homogeneous type, dyadic cubes, heat kernel bounds, and finite propagation speed of solutions to the wave equation, as well as the statements of our main results.
2.1 Spaces of homogeneous type
Definition 2.1
Consider a set X equipped with a quasi-metric d and a measure \(\mu \).
-
(a)
A quasi-metric d on a set \(X\) is a function \(d:X\times X\longrightarrow [0,\infty )\) satisfying (i) \(d(x,y) = d(y,x) \ge 0\) for all x, \(y\in X\); (ii) \(d(x,y) = 0\) if and only if \(x = y\); and (iii) the quasi-triangle inequality: there is a constant \(A_0\in [1,\infty )\) such that for all x, y, \(z\in X\),
$$\begin{aligned} d(x,y) \le A_0 [d(x,z) + d(z,y)]. \end{aligned}$$We define the quasi-metric ball by \(B(x,r) := \{y\in X: d(x,y) < r\}\) for \(x\in X\) and \(r > 0\). Note that the quasi-metric, in contrast to a metric, may not be Hölder regular and quasi-metric balls may not be open.
-
(b)
We say that a nonzero measure \(\mu \) satisfies the doubling condition if there is a constant C such that for all \(x\in X\) and \(r > 0\),
$$\begin{aligned} \mu (B(x,2r)) \le C \mu (B(x,r)) < \infty . \end{aligned}$$(2.1) -
(c)
We point out that the doubling condition (2.1) implies that there exist positive constants n and C such that for all \(x\in X\), \(\lambda \ge 1\) and \(r > 0\),
$$\begin{aligned} \mu (B(x, \lambda r)) \le C\lambda ^{n} \mu (B(x,r)). \end{aligned}$$(2.2)Fix such a constant n; we refer to this n as the upper dimension of \(\mu \).
-
(d)
We say that \((X,d,\mu )\) is a space of homogeneous type in the sense of Coifman and Weiss if d is a quasi-metric on \(X\) and \(\mu \) is a nonzero measure on X satisfying the doubling condition.
Throughout the whole paper, we assume that \(\mu (X) = +\infty \).
It is shown in [14] that every space of homogeneous type X is geometrically doubling, meaning that there is some fixed number T such that each ball B in X can be covered by at most T balls of half the radius of B.
We recall the following construction given by Christ [12], which provides an analogue on spaces of homogeneous type of the grid of Euclidean dyadic cubes. The following formulation is taken from [12].
Lemma 2.2
([12]) Let \((X,d,\mu )\) be a space of homogeneous type. Then there exist a collection \(\{I_\alpha ^k \subset X: k\in \mathbb {Z}, \alpha \in \mathcal {I}_k\}\) of open subsets of X, where \(\mathcal {I}_k\) is some index set, and constants \(C_3 < \infty \), \(C_4 > 0\), such that
-
(i)
\(\mu (X{\setminus } \bigcup _\alpha I_\alpha ^k) = 0\) for each fixed k, and \(I_\alpha ^k\cap I_\beta ^k = \emptyset \) if \(\alpha \ne \beta \);
-
(ii)
for all \(\alpha ,\beta ,k,l\) with \(l\ge k\), either \(I_\beta ^l\subset I_\alpha ^k\) or \(I_\beta ^l\cap I_\alpha ^k = \emptyset \);
-
(iii)
for each \((k,\alpha )\) and each \(l<k\) there is a unique \(\beta \) such that \( I_\alpha ^k \subset I_\beta ^l \);
-
(iv)
\(\mathrm{diam}(I_\alpha ^k)\le C_3 2^{-k} \); and
-
(v)
each \(I_\alpha ^k\) contains some ball \(B(z_\alpha ^k, C_4 2^{-k} )\), where \(z_\alpha ^k \in X\).
The point \(z^k_\alpha \) is called the centre of the set \(I^k_\alpha \). Informally, we can think of \(I_\alpha ^k\) as a dyadic cube with diameter roughly \(2^{-k}\), centered at \(z_\alpha ^k\). We write \(\ell (I^k_\alpha ) := C_3 2^{-k}\).
Given a constant \(\lambda > 0\), we define \(\lambda I_\alpha ^k\) to be the ball
if \(\lambda > 1\) then \(I^k_\alpha \subset \lambda I_\alpha ^k\). We refer to the ball \(\lambda I_\alpha ^k\) as the cube with the same center as \(I_\alpha ^k\) and diameter \(\lambda \mathrm{diam}(I_\alpha ^k)\), or as the \(\lambda \)-fold dilate of the cube \(I_\alpha ^k\). Since \(\mu \) is doubling, we have \(\mu (\lambda I^k_\alpha ) \le C \mu (B(z^k_\alpha ,C_4 2^{-k})) \le C \mu (I^k_\alpha )\).
2.2 Generalized Gaussian estimates, Davies–Gaffney estimates, and finite propagation speed
Suppose that L is a non-negative self-adjoint operator on \(L^2(X)\), and that the semigroup \(\{e^{-tL}\}_{t>0}\) generated by L on \(L^2(X)\) has the kernel \(p_{t}(x,y)\).
-
(a) Gaussian estimates: The kernel \(p_{t}(x,y)\) has Gaussian upper bounds (GE) if there are positive constants C and c such that for all x, \(y\in X\) and all \(t > 0\),
$$\begin{aligned} |p_{t}(x,y)| \le \frac{C}{V(x,t^{1/2})} \exp \left( -\frac{d(x,y)^2}{c\,t}\right) . \end{aligned}$$(GE) -
(b) Generalized Gaussian estimates: We say that \(\{e^{-tL}\}_{t>0}\) satisfies the generalized Gaussian estimates (\(\mathrm{GGE}_{p}\)), for a given \(p\in [1,2]\), if there are positive constants C and c such that for all x, \(y\in X\) and all \(t > 0\),
where \(1/p + 1/p' = 1\).
-
(c) Davies–Gaffney estimates: We say that \(\{e^{-tL}\}_{t>0}\) satisfies the Davies–Gaffney condition (DG) if there are positive constants C and c such that for all open subsets \(U_1,\,U_2\subset X\) and all \(t > 0\),
$$\begin{aligned} |\langle e^{-tL}f_1, f_2\rangle | \le C\exp \left( -\frac{\mathrm{dist}(U_1,U_2)^2}{c\,t}\right) \Vert f_1\Vert _{L^2(X)}\Vert f_2\Vert _{L^2(X)} \end{aligned}$$(DG)for every \(f_i\in L^2(X)\) with \(\text{ supp }\,f_i\subset U_i\), \(i=1,2\). Here \(\mathrm{dist}(U_1,U_2) := \inf _{x\in U_1, y\in U_2} d(x,y)\).
-
(d) Finite propagation speed: We say that L satisfies the finite propagation speed property (FS) for solutions of the corresponding wave equation if for all open sets \(U_i\subset X\) and all \(f_i\in L^2(U_i)\), \(i = 1\), 2, we have
$$\begin{aligned} \langle \cos (t\sqrt{L})f_1,f_2\rangle = 0 \end{aligned}$$(FS)for all \(t\in (0,d(U_1,U_2))\).
As the following lemma notes, it is known that the Davies–Gaffney estimates and the finite propagation speed property are equivalent. For the proof, see for example [15, Theorem 3.4].
Lemma 2.3
Let L be a non-negative self-adjoint operator acting on \(L^2(X)\). Then the finite propagation speed property (FS) and the Davies–Gaffney estimates (DG) are equivalent.
Remark 2.4
Note that when \(p=2\), it is shown in [15, Lemma3.1] that the generalized Gaussian estimates are the same as the Davies–Gaffney estimates (DG). Also, when \(p=1\), the generalized Gaussian estimates (\(\mathrm{GGE}_{p}\)) are equivalent to the Gaussian estimates (GE) (see [4, Proposition 2.9]). By Hölder’s inequality, we see that if an operator satisfies the generalized Gaussian estimates for some p with \(1 < p < 2\), then it also satisfies the generalized Gaussian estimates \((\mathrm{GGE}_{q})\) for all q with \(p < q \le 2\). In particular,
We also note that if the generalized Gaussian estimates (\(\mathrm{GGE}_{p}\)) hold for some \(p\in [1,2)\), then the operator L is injective on \(L^2(X)\) (see Theorem 5.1).
Suppose L is a non-negative self-adjoint operator acting on \(L^2(X)\), and satisfying the Davies–Gaffney estimates (DG). Then the following result holds.
Lemma 2.5
(Lemma 3.5, [31]) Let \(\varphi \in C^{\infty }_0(\mathbb R)\) be an even function with \(\text {supp}\,\varphi \subset (-1, 1)\). Let \(\Phi \) denote the Fourier transform of \(\varphi \). Then for every \(\kappa =0,1,2,\dots \), and for every \(t>0\), the kernel \(K_{(t^2L)^{\kappa }\Phi (t\sqrt{L})}(x,y)\) of the operator \((t^2L)^{\kappa }\Phi (t\sqrt{L})\), which is defined via spectral theory, satisfies
Examples. We now describe some operators where property (FS) and the estimates (\(\mathrm{GGE}_{p}\)) hold for some p with \(1\le p < 2\).
Let \(V\in L^1_\mathrm{loc}({\mathbb R}^n)\) be a non-negative function. The Schrödinger operator with potential V is defined by \(L=-\Delta +V\) on \({\mathbb R}^n\), where \(n\ge 3\). From the well-known Trotter–Kato product formula, it follows that the semigroup \(e^{-tL}\) has a kernel \(p_t(x,y)\) satisfying
See [39, p. 195]. It follows that property (FS) and the estimates (\(\mathrm{GGE}_{p}\)) hold with \(p=1.\)
Next we consider inverse square potentials, that is \(V(x) = c/| x |^2\). Fix \(n \ge 3\) and assume that \(c > -{(n-2)^2/4}\). Define \(L := -\Delta + V\) to be the standard quadratic form on \(L^2(\mathbb {R}^n, dx)\). The classical Hardy inequality
shows that for all \(c > -{(n-2)^2/4}\), the self-adjoint operator L is non-negative. Set \(p_c^{*} := n/\sigma \), and \(\sigma := \max \{ (n-2)/2-\sqrt{(n-2)^2/4+c}, 0\}\). If \(c \ge 0\) then the semigroup \(\exp (-tL)\) is pointwise bounded by the Gaussian semigroup and hence acts on all \(L^p\) spaces with \(1 \le p \le \infty \). If \( c < 0\), then \(\exp (-tL)\) acts as a uniformly bounded semigroup on \(L^p(\mathbb {R}^n)\) for \( p \in ((p_c^{*})', p_c^{*})\) and the range \(((p_c^{*})', p_c^{*})\) is optimal (see for example [37]). It is known (see for instance [15]) that L satisfies property (FS) and the estimates (\(\mathrm{GGE}_{p}\)) for all \(p \in ((p_c^{*})', 2n/(n+2)]\). If \(c \ge 0\), then \(p = (p_c^{*})' = 1\) is included.
It is also known (see [36]) that the estimates (\(\mathrm{GGE}_{p}\)) hold for some p with \(1\le p < 2\) (and hence the property (FS) also holds) when L is the second order Maxwell operator with measurable coefficient matrices, or the Stokes operator with Hodge boundary conditions on bounded Lipschitz domains in \({\mathbb R}^3\), or the time-dependent Lamé system equipped with homogeneous Dirichlet boundary conditions.
2.3 Main results: product Hardy spaces associated with operators
We begin this section by defining the Hardy space \(H^2({X_1\times X_2})\). Next we introduce the area function Sf, and use it to define the Hardy space \(H^1_{{L_1,L_2}}({X_1\times X_2})\) associated to \(L_1\) and \(L_2\) (Definition 2.6). We define \((H^1_{L_1, L_2}, 2, N)\)-atoms \(a(x_1,x_2)\) (Definition 2.7) and use them to define the atomic Hardy space \(H^1_{L_1, L_2, at,N}({X_1\times X_2})\) (Definition 2.8). We show that these two definitions of this Hardy space coincide (Theorem 2.9). We also define the Hardy space \(H^p_{L_1,L_2}(X_1\times X_2)\) associated to \(L_1\) and \(L_2\), via a modified area function (Definition 2.10). We present the Calderón–Zygmund decomposition of the Hardy spaces \(H^p_{L_1,L_2}(X_1\times X_2)\) (Theorem 2.11). We use this decomposition to establish two interpolation results and to show that \(H^p_{L_1,L_2}(X_1\times X_2)\) coincides with \(L^p(X_1\times X_2)\) for an appropriate range of p (Theorems 2.12 and 2.13).
We work with the product of spaces of homogeneous type \((X_1,d_1,\mu _1)\times (X_2,d_2,\mu _2)\). Here, for \(i = 1\), 2, \((X_i,d_i,\mu _i)\) is a space of homogeneous type with upper dimension \(n_i\), as in Definition 2.1, and \(\mu _i(X_i)=\infty \).
Following [3], one can define the \(L^2({X_1\times X_2})\)-adapted Hardy space
that is, the closure of the range of \(L_1\otimes L_2\) in \(L^2({X_1\times X_2})\). Then \(L^2({X_1\times X_2})\) is the orthogonal sum of \(H^2({X_1\times X_2})\) and the null space \(N(L_1\otimes L_2)=\{ f\in L^2({X_1\times X_2}): (L_1\otimes L_2)f=0 \}\).
We shall work with the domain \((X_{1}\times \mathbb {R}_+) \times (X_{2}\times \mathbb {R}_+)\) and its distinguished boundary \({X_1\times X_2}\). For \(x = (x_1,x_2)\in {X_1\times X_2}\), denote by \(\Gamma (x)\) the product cone \(\Gamma (x) := \Gamma _1(x_1)\times \Gamma _2(x_2)\), where \(\Gamma _i(x_i) := \{(y_i,t_i)\in X_{i}\times \mathbb {R}_+: d_i(x_i,y_i) < t_i\}\) for \(i = 1\), 2.
Our first definition of the product Hardy space \(H^1_{L_1,L_2}(X_1\times X_2)\) associated to operators \(L_1\) and \(L_2\) is via an appropriate area function. For \(i = 1\), 2, suppose that \(L_i\) is a non-negative self-adjoint operator on \(X_i\) such that the corresponding heat semigroup \(e^{-tL_i}\) satisfies the Davies–Gaffney estimates (DG). Given a function f on \(L^2({X_1\times X_2})\), the area function Sf associated with the operators \(L_1\) and \(L_2\) is defined by
Since \(L_1\) and \(L_2\) are non-negative self-adjoint operators, it is known from \(H_\infty \) functional calculus [38] that there exist constants \(C_1\) and \(C_2\) with \(0 < C_1 \le C_2 < \infty \) such that
for all \(f\in L^2(X_1\times X_2)\), and (by duality)
for all \(f\in H^2(X_1\times X_2)\).
Definition 2.6
For \(i = 1\), 2, let \(L_i\) be a non-negative self-adjoint operator on \(L^2(X_i)\) such that the corresponding heat semigroup \(e^{-tL_i}\) satisfies the Davies–Gaffney estimates (DG). The Hardy space \(H^1_{{L_1,L_2}}({X_1\times X_2})\) associated to \(L_1\) and \(L_2\) is defined as the completion of the set
with respect to the norm
We now introduce the notion of \((H^1_{L_1, L_2}, 2, N)\)-atoms associated to operators.
Definition 2.7
Let N be a positive integer. A function \(a(x_1, x_2)\in L^2({X_1\times X_2})\) is called an \((H^1_{L_1, L_2}, 2, N)\)-atom if it satisfies the following conditions:
-
(1)
there is an open set \(\Omega \) in \({X_1\times X_2}\) with finite measure such that \(\text {supp}\,a\subset \Omega \); and
-
(2)
a can be further decomposed as
$$\begin{aligned} a = \sum \limits _{R\in m(\Omega )} a_R, \end{aligned}$$where \(m(\Omega )\) is the set of all maximal dyadic rectangles contained in \(\Omega \), and for each \(R\in m(\Omega )\) there exists a function \(b_R\) such that for all \(\sigma _1\), \(\sigma _2 \in \{0, 1, \ldots , N\}\), \(b_R\) belongs to the range of \(L_1^{\sigma _1}\otimes L_2^{\sigma _2}\) in \(L^2({X_1\times X_2})\) and
-
(i)
\(a_R = \big (L_1^{N} \otimes L_2^{N}\big ) b_R\);
-
(ii)
\(\text {supp}\,\big (L_1^{\sigma _1} \otimes L_2^{\sigma _2}\big )b_R\subset \overline{C}R\);
-
(iii)
\(||a||_{L^2( {X_1\times X_2} )}\le \mu (\Omega )^{-1/2}\) and
$$\begin{aligned}&\sum _{R = I\times J \in m(\Omega )} \ell (I)^{-4N} \ell (J)^{-4N} \left\| \left( \ell (I)^2 \, L_1\right) ^{\sigma _1}\otimes \left( \ell (J)^2 \, L_2\right) ^{\sigma _2} b_R\right\| _{L^2({X_1\times X_2})}^2\\&\quad \qquad \le \mu (\Omega )^{-1}. \end{aligned}$$
-
(i)
Here \(R = I\times J\), \(\overline{C}\) is a fixed constant, and \(\overline{C}R\) denotes the product \(\overline{C}I\times \overline{C}J\) of the balls which are the \(\overline{C}\)-fold dilates of I and J respectively, as defined in Section 3.
We can now define an atomic \(H^1_{L_1,L_2,at,N}\) space, which we shall show is equivalent to the space \(H^1_{L_1,L_2}\) defined above via area functions.
Definition 2.8
Let N be a positive integer with \(N > \max \{n_1, n_2\}/4\), where \(n_i\) is the upper doubling dimension of \(X_i\), \(i = 1\), 2. We say that \(f = \sum \lambda _ja_j\) is an atomic \((H^1_{L_1, L_2}, 2, N)\)-representation of f if \(\{\lambda _j\}_{j=0}^\infty \in \ell ^1\), each \(a_j\) is an \((H^1_{L_1, L_2}, 2, N)\)-atom, and the sum converges in \(L^2({X_1\times X_2})\). Set
with the norm given by
The Hardy space \(H^1_{L_1, L_2, at,N}({X_1\times X_2})\) is then defined as the completion of \(\mathbb {H}^1_{L_1, L_2,at,N}({X_1\times X_2})\) with respect to this norm.
Our first result is that the “area function” and “atomic” \(H^1\) spaces coincide, with equivalent norms, if the parameter \(N > \max \{n_1, n_2\}/4\).
Theorem 2.9
Let \((X_i,d_i,\mu _i)\) be spaces of homogeneous type with upper dimension \(n_i\), for \(i = 1\), 2. Suppose \(N > \max \{n_1, n_2\}/4\). Then
Moreover,
where the implicit constants depend only on N, \(n_1\) and \(n_2\).
It follows that Definition 2.8 always yields the same Hardy space \(H^1_{L_1, L_2, at,N}({X_1\times X_2})\), independent of the particular choice of \(N>\max \{n_1, n_2\}/4\).
The proof of Theorem 2.9 will be given in Section 3.
We turn from the case of \(p = 1\) to the Hardy spaces \(H^p_{L_1,L_2}(X_1\times X_2)\) associated to \(L_1\) and \(L_2\), for \(1 < p < \infty \).
Definition 2.10
Let \(L_1\) and \(L_2\) be two non-negative, self-adjoint operators acting on \(L^2({X_1})\) and \(L^2({X_1})\) respectively, satisfying the Davies–Gaffney condition (DG).
-
(i)
For each p with \(1 < p \le 2\), the Hardy space \(H^p_{L_1,L_2}(X_1\times X_2)\) associated to \(L_1\) and \(L_2\) is the completion of the space \(\Big \{ f\in H^2({X_1\times X_2}): \ Sf\in L^p({X_1\times X_2})\Big \}\) in the norm
$$\begin{aligned} \Vert f\Vert _{H_{L_1,L_2}^p(X_1,X_2)} = \Vert Sf\Vert _{L^p(X_1,X_2)}. \end{aligned}$$ -
(ii)
For each p with \(2 < p < \infty \), the Hardy space \(H^p_{L_1,L_2}(X_1,X_2)\) associated to \(L_1\) and \(L_2\) is the completion of the space \(D_{K_0, p}\) in the norm
$$\begin{aligned} \Vert f\Vert _{H_{L_1,L_2}^p(X_1,X_2)} := \Vert S_{K_0}f\Vert _{L^p(X_1,X_2)}, \quad \text {with}\quad K_0 :=\max \Big \{\left[ \,{n_1\over 4}\,\right] ,\left[ \,{n_2\over 4}\,\right] \Big \} + 1, \end{aligned}$$where
$$\begin{aligned}&S_{K}f(x)\nonumber \\&\quad := \left( \int _{\Gamma (x)} |(t_1^2L_1)^{K}e^{-t_1^2L_1} \otimes (t_2^2L_2)^{K}e^{-t_2^2L_2} f(y)|^2 {d\mu _1(y_1)\over V(x_1,t_1)} {dt_1\over t_1} {d\mu _2(y_2)\over V(x_2,t_2)} {dt_2\over t_2}\right) ^{1/2},\nonumber \\ \end{aligned}$$(2.9)and
$$\begin{aligned} D_{K, p} := \Big \{ f\in H^2({X_1\times X_2}): \ S_{K}f\in L^p({X_1\times X_2})\Big \}. \end{aligned}$$
Next we develop the Calderón–Zygmund decomposition of the Hardy spaces \(H^p_{L_1,L_2}({X_1\times X_2})\), which is a generalization of the result of Chang and Fefferman [9].
Theorem 2.11
Fix p with \(1 < p < 2\). Take \(\alpha > 0\) and \(f\in H_{L_1,L_2}^p(X_1\times X_2)\). Then we may write \(f = g + b\), where \(g\in H_{L_1,L_2}^{2}( X_1\times X_2 )\) and \(b\in H_{L_1,L_2}^{1}( X_1\times X_2 )\), such that
and
Here C is an absolute constant.
As a consequence of the above Calderón–Zygmund decomposition, we obtain the following interpolation result.
Theorem 2.12
Suppose that \(L_1\) and \(L_2\) are non-negative self-adjoint operators such that the corresponding heat semigroups \(e^{-tL_1}\) and \(e^{-tL_2}\) satisfy the Davies–Gaffney estimates (DG). Let T be a sublinear operator which is bounded on \(L^2(X_1\times X_2)\) and bounded from \(H_{L_1,L_2}^{1}( X_1\times X_2 )\) to \(L^{1}( X_1\times X_2 )\). Then T is bounded from \(H_{L_1,L_2}^p( X_1\times X_2 )\) to \(L^p( X_1\times X_2 )\) for all \(1<p<2\).
The proofs of Theorems 2.11 and 2.12 will be given in Sect. 4.
Next, we establish the relationship between the Hardy spaces \(H^p_{L_1,L_2}({X_1\times X_2})\) and the Lebesgue spaces \(L^p({X_1\times X_2})\) for a certain range of p.
First note that under the assumption of Gaussian upper bounds (GE), following the approaches used in [31] in the one-parameter setting, we can obtain that \(H^p_{L_1,L_2}({X_1\times X_2})=L^p({X_1\times X_2})\) for all \(1<p<\infty \). Second, if one assumes only the Davies–Gaffney estimates on the heat semigroups of \(L_1\) and \(L_2\), then for \(1 < p < \infty \) and \(p\not = 2\), \(H^p_{L_1,L_2}({X_1\times X_2})\) may or may not coincide with the space \(L^p({X_1\times X_2})\). An example where the classical Hardy space can be different from the Hardy space associated to an operator L is when L is the elliptic divergence form operator with complex, bounded measurable coefficients on \(\mathbb { R}^n\); see [32]. However, it can be verified by spectral analysis that \(H^2_{L_1,L_2}({X_1\times X_2}) = H^2({X_1\times X_2})\). Here the \(L^2({X_1\times X_2})\)-adapted Hardy space \(H^2({X_1\times X_2})\) is as defined in (2.6) above.
Theorem 2.13
Suppose that \(L_1\) and \(L_2\) are non-negative self-adjoint operators on \(L^2(X_1)\) and \(L^2(X_2)\), respectively. Suppose that there exists some \(p_0\in [1,2)\) such that \(L_1\) and \(L_2\) satisfy the generalized Gaussian estimates \(\mathrm{(GGE_{p_0})}\). Let \(p'_0\) satisfy \(1/p_0 + 1/p'_0 = 1\).
-
(i)
We have \( H^p_{L_1,L_2}({X_1\times X_2}) = L^p({X_1\times X_2}) \) for all p such that \(p_0<p<p'_0\), with equivalent norms \(\Vert \cdot \Vert _{H^p_{L_1,L_2}}\) and \(\Vert \cdot \Vert _{L^p}\).
-
(ii)
Let T be a sublinear operator which is bounded on \(L^2(X_1\times X_2)\) and bounded from \(H_{L_1,L_2}^{1}( X_1\times X_2 )\) to \(L^{1}( X_1\times X_2 )\). Then T is bounded on \(L^p( X_1\times X_2 )\) for all p such that \(p_0<p<p'_0\).
The proof of Theorem 2.13 will be given in Section 5.
3 Characterization of the Hardy space \(H^1_{L_1,L_2}({X_1\times X_2})\) in terms of atoms
The goal of this section is to provide the proof of Theorem 2.9.
Our strategy is as follows: by density, it is enough to show that when \(N > \max \{n_1,n_2\}/4\), we have
with equivalent norms. The proof of this fact proceeds in two steps.
Step 1. \(\mathbb {H}^1_{L_1,L_2,at,N}({X_1\times X_2})\subseteq H^1_{L_1,L_2}({X_1\times X_2})\cap L^2({X_1\times X_2})\), for \(N > \max \{n_1,n_2\}/4\). This step relies on the fact that the area function S is bounded on \(L^2({X_1\times X_2})\) and that \(\Vert Sa\Vert _{L^1({X_1\times X_2})}\) is uniformly bounded for every atom a.
Step 2. \( H^1_{L_1,L_2}({X_1\times X_2})\cap L^2({X_1\times X_2})\subseteq \mathbb {H}^1_{L_1,L_2,at,N}({X_1\times X_2})\), for all \(N\in {\mathbb N}\). In the proof of this step we use the tent space approach to construct the atoms in the Hardy spaces associated to operators in the product setting.
We take these in order.
Proof of Step 1
The conclusion of Step 1 is an immediate consequence of the following pair of Lemmata.
Lemma 3.1
Fix \(N\in {\mathbb N}\). Assume that T is a linear operator, or a non-negative sublinear operator, satisfying the weak-type (2,2) bound
and that for every \((H^1_{L_1, L_2}, 2, N)\)-atom a, we have
with constant C independent of a. Then T is bounded from \(\mathbb {H}^1_{L_1,L_2,at,N}( {X_1\times X_2} )\) to \(L^1( {X_1\times X_2} )\), and
Therefore, by density, T extends to a bounded operator from \(H^1_{L_1,L_2,at,N}( {X_1\times X_2} )\) to \(L^1( {X_1\times X_2} )\).
The proof of Lemma 3.1 follows directly from that of the one-parameter version: Lemma 4.3 in [31]. The proof given there is independent of the number of parameters. We omit the details here.
Lemma 3.2
Let a be an \((H^1_{L_1,L_2}, 2, N)\)-atom with \(N > \max \{n_1,n_2\}/4\). Let S denote the area function defined in (2.7). Then
where C is a positive constant independent of a.
Given Lemma 3.2, we may apply Lemma 3.1 with \(T=S\) to obtain
from which Step 1 follows.
To finish Step 1, it therefore suffices to verify estimate (3.2) in Lemma 3.2. To do so, we apply Journé’s covering lemma.
We recall from [28] the formulation of Journé’s Lemma [34, 40] in the setting of spaces of homogeneous type. Let \((X_i,d_i,\mu _i)\), \(i = 1\), 2, be spaces of homogeneous type and let \(\{I_{\alpha _i}^{k_i}\subset X_i\}\), \(i = 1\), 2, be open cubes as in Lemma 2.2. Let \(\mu = \mu _1\times \mu _2\) denote the product measure on \(X_1\times X_2\). The open set \(I_{\alpha _1}^{k_1}\times I_{\alpha _2}^{k_2}\) for \(k_1\), \(k_2\in \mathbb {Z}\), \(\alpha _1\in I_{k_1}\) and \(\alpha _2\in I_{k_2}\), is called a dyadic rectangle in \(X_1\times X_2\). Let \(\Omega \subset X_1\times X_2\) be an open set of finite measure. Denote by \(m(\Omega )\) the maximal dyadic rectangles contained in \(\Omega \), and by \(m_{i}(\Omega )\) the family of dyadic rectangles \(R\subset \Omega \) which are maximal in the \(x_i\)-direction, for \(i = 1\), 2.
In what follows, we let \(R = I\times J\) denote any dyadic rectangle in \(X_1\times X_2\). Given \(R = I\times J\in m_1(\Omega )\), let \(\widehat{J}\) be the largest dyadic cube containing J such that
Similarly, given \(R = I\times J\in m_2(\Omega )\), let \(\widehat{I}\) be the largest dyadic cube containing I such that
Also, let w(x) be any increasing function such that \(\sum _{j=0}^\infty jw(c2^{-j})<\infty \), where c is a fixed positive constant. In particular, we may take \(w(x) = x^\delta \) for any \(\delta > 0\).
Lemma 3.3
([28]) Let \(\Omega \subset X_1\times X_2\) be an open set with finite measure. Then
and
for some constant C independent of \(\Omega \).
Proof of Lemma 3.2
Given an \((H_{L_1,L_2}^1,2,N)\)-atom a, let \(\Omega \) be an open set of finite measure in \(X_1\times X_2\) as in Definition 2.7 such that \( a = \sum _{R\in m(\Omega )} a_R \) is supported in \(\Omega \).
For each rectangle \(R = I \times J\subset \Omega \), let \( I^* \) be the largest dyadic cube in \(X_1\) containing I such that \( I^* \times J \subset \widetilde{\Omega }\), where \(\widetilde{\Omega } := \{x\in X_1\times X_2 :\ M_s(\chi _{\Omega })(x) > 1/2\}\) and \(M_s\) denotes the strong maximal function. Next, let \( J^* \) be the largest dyadic cube in \(X_2\) containing J such that \( I^* \times J^* \subset \widetilde{\widetilde{\Omega }}\), where \(\widetilde{\widetilde{\Omega }} := \{x\in X_1\times X_2 :\ M_s(\chi _{\widetilde{\Omega }})(x) > 1/2\}\).
Now let \(R^*\) be the 100-fold dilate of \( I^* \times J^* \) concentric with \( I^* \times J^* \). That is, \(R^* = 100I^* \times 100J^*\) is the product of the balls \(100I^*\) and \(100J^*\) centered at the centers of \(I^*\) and \(J^*\) respectively, as defined in Sect. 2. An application of the strong maximal function theorem shows that \(\mu \big (\cup _{R\subset \Omega } R^*\big )\le C\mu (\widetilde{\widetilde{\Omega }})\le C\mu (\widetilde{\Omega })\le C\mu (\Omega )\).
Then we write
Thus, by Hölder’s inequality and the property (iii) of the \((H_{L_1,L_2,}^1,2,N)\)-atom, we see that the first term on the right-hand side is bounded by
Now it suffices to prove that
From the definition of a, we see that the left-hand side of (3.5) is controlled by
It suffices to verify that the term D is bounded by a positive constant C independent of the atom a, since the estimate for E follows symmetrically. For the term D, by splitting the region of integration \((100 I^* )^c\times X_2 \) into \((100 I^* )^c\times 100J \) and \( (100 I^* )^c\times (100J)^c\), we write D as \(D^{(a)}+D^{(b)}\).
Let us first estimate the term \(D^{(a)}\). Using Hölder’s inequality, we have
Next, we claim that
for some \(\epsilon _1>0\). Assuming this claim holds, then by using Hölder’s inequality, Journé’s Lemma and property (2)(iii) of Definition 2.7, we have
It remains to verify the claim (3.8). Set \(a_{R,2}=(\mathbbm {1}_1\otimes L_2^N)b_R\); then \(a_R = (L_1^N\otimes \mathbbm {1}_2)a_{R,2}\). Then, from the definition of the area
function, we have
where the last inequality follows from the \(L^2\) estimate of the area function on \(X_2\).
Define \(U_j(I)=2^{j}I\backslash 2^{j-1}I\) for \(j\ge 1\). Then we see that \((100I^*)^c \subset \cup _{j>4}U_j(I)\). Moreover, we have that \(\mu _1(U_j(I))\le C2^{jn_1}\mu _1(I)\). Then, by Hölder’s inequality and the estimate in (3.9), we get
Next, we split the integral area \((0,\infty )\) for \(t_1\) into three parts: \((0,\ell (I))\), \((\ell (I), d_1(x_1,x_I)/4)\) and \((d_1(x_1,x_I)/4,\infty )\). Then the right-hand side of the above inequality is bounded by the sum of the following three terms
where
and \(D_{2}^{(a)}\) and \(D_{3}^{(a)}\) are the same as \(D_{1}^{(a)}\) with the integral \(\int _0^{\ell (I)}\) replaced by \(\int _{\ell (I)}^{d_1(x_1,x_I)/4}\) and \(\int _{d_1(x_1,x_I)/4}^\infty \), respectively. Here we use \(x_I\) to denote the center of the dyadic cube I.
We first consider the term \(D_{1}^{(a)}\). We define \(E_j(I):=\{y_1: d_1(x_1,y_1)<\ell (I)\ \mathrm{for\ some\ } x_1\in ( 100I^* )^c\cap U_j(I)\}\). Then we can see that \(\mathrm{dist}(E_j(I),I)>2^{j-2}\ell (I)+\ell (I^*)\). Now we have
where the second inequality follows from the Davies–Gaffney estimates, and the third inequality follows from the fact that \(e^{-x}\le x^{-\beta }\) for all \(x>0\) and \(\beta >0\) and that we choose \(\beta \) satisfying \(\beta >4N\).
Moreover, noting that
we obtain that \(D_{1}^{(a)}\) is bounded by the right-hand side of (3.8) for \(\epsilon _1:=\beta /2-n_1/2\).
Next we consider the term \(D_{2}^{(a)}\). Similarly, we set
We see that \(\mathrm{dist}(F_j(I),I) > 2^{j-3}\ell (I) + \ell (I^*)\). Now we have
where the second inequality follows from the Davies–Gaffney estimates, and \(\beta \) is chosen to satisfy \(n_1 < \beta <4N\). Now using (3.10), we obtain that \(D_{2}^{(a)}\) is bounded by the right-hand side of (3.8) for \(\epsilon _1:=\beta /2-n_1/2\).
Now we turn to the term \(D_{3}^{(a)}\). Since \(x_1\in ( 100I^* )^c\cap U_j(I)\), we can see that \(d(x_1,x_I)>2^{j-1}\ell (I)+\ell (I^*)\). Thus, the Davies–Gaffney estimates imply that
Now using (3.10), we obtain that \(D_{3}^{(a)}\) is bounded by the right-hand side of (3.8) for \(\epsilon _1:=2N-n_1/2\).
Combining the estimates of \(D_{1}^{(a)}\), \(D_{2}^{(a)}\) and \(D_{3}^{(a)}\), we obtain that the claim (3.8) holds for \(\epsilon _1:=\beta /2-n_1/2\), and hence \(D^{(a)}\) is uniformly bounded.
We now consider the term \(D^{(b)}\). Similar to the estimates for the term \(D^{(a)}\), we set \(U_{j_1}(I)=2^{j_1}I\backslash 2^{j_1-1}I \) for \(j_1\ge 1\) and \(U_{j_2}(J)=2^{j_2}J\backslash 2^{j_2-1}J \) for \(j_2\ge 1\). Then we have \((100I^*)^c \subset \cup _{j_1>4}U_{j_1}(I)\) and \((100J)^c \subset \cup _{j_2>4}U_{j_2}(J)\). Moreover, we have the following measure estimate for the annuli: \(\mu _1(U_{j_1}(I))\le C2^{j_1n_1}\mu _1(I)\) and \(\mu _2(U_{j_2}(J))\le C2^{j_2n_2}\mu _2(J)\). Now we have
where the second inequality follows from Hölder’s inequality.
We claim that
for some \(\epsilon _1>0\), which, together with (3.11), implies that
From the definitions of the area function Sf and the \((H_{L_1,L_2}^1,2,N)\)-atom \(a_R\), we have
Similarly to the estimate for the term \(D^{(a)}\), we split the region of integration \((0,\infty )\) for \(t_1\) into three parts \((0,\ell (I))\), \((\ell (I), d_1(x_1,x_I)/4)\) and \((d_1(x_1,x_I)/4,\infty )\), and the region of integration \((0,\infty )\) for \(t_2\) into three parts \((0,\ell (J))\), \((\ell (J), d_2(x_2,x_J)/4)\) and \((d_2(x_2,x_J)/4,\infty )\). Hence \(|Sa_R(x)|^2\) is decomposed into
Now for \(\iota =1,2,3\) and \(\kappa =1,2,3\) we set
We first consider \(D_{1,1}^{(b)}\). Similar to the estimate in \(D_{1}^{(a)}\), we define \(E_{j_1}(I):=\{y_1: d_1(x_1,y_1)<\ell (I)\ \mathrm{for\ some\ } x_1\in ( 100I^* )^c\bigcap U_{j_1}(I)\}\) and \(E_{j_2}(J):=\{y_2: d_2(x_2,y_2)<\ell (J)\ \mathrm{for\ some\ } x_2\in ( 100J )^c\bigcap U_{j_2}(J)\}\). Then we get \(\mathrm{dist}(E_{j_1}(I),I)>2^{j_1-2}\ell (I)+\ell (I^*)\) and \(\mathrm{dist}(E_{j_2}(J),J)>2^{j_1-2}\ell (J)\). Now we have
where the second inequality follows from the Davies–Gaffney estimates, and the third inequality follows from the fact that \(e^{-x}\le x^{-\beta }\) for all \(x>0\) and \(\beta >0\) and that we choose \(\beta \) satisfying \(\beta >4N\).
Thus,
where the second inequality follows from (3.10) with \(\epsilon _1 := \beta /2-n_1/2\). Note that \(\beta >\max \{n_1,n_2\}\) follows from the fact that \(N>\max \{n_1/4,n_2/4\}\).
As for \(D_{1,2}^{(b)}\), similar to the term \(D_{2}^{(a)}\), set \(F_{j_2}(J):=\{y_2: d_2(x_2,y_2)<{d_2(x_2,x_J)/ 4}\) for some \(x_2\in (100J )^c\bigcap U_{j_2}(J)\}\). Then we can see that \(\mathrm{dist}(F_{j_2}(J),J)>2^{j_2-3}\ell (J)\). Now we have
where the second inequality follows from the Davies–Gaffney estimates, and the third inequality follows from the fact that \(e^{-x}\le x^{-\beta }\) for all \(x>0\) and \(\beta >0\), and that we choose \(\beta _1\) satisfying \(\beta _1>4N\) and \(\beta _2\) satisfying \(n_2<\beta _2<4N\). Hence, similar to the estimate of the term \(D_{1,1}^{(b)}\),
with \(\epsilon _1:=\beta _1/2-n_1/2\). Note that \(\beta _1>n_1\) follows from the fact that \(N>n_1/4\).
As for \(D_{1,3}^{(b)}\), since \(x_2 \in (100J)^c\cap U_{j_2}(J) \), we see that \(d_2(x_2,x_J)>2^{j_2-1}\ell (J)\). Thus, the Davies–Gaffney estimates imply that
in which we choose \(\beta _1>4N\). Hence, we have
with \(\epsilon _1:=\beta _1/2-n_1/2\). Note that \(\beta _1>n_1\) follows from the fact that \(N>n_1/4\).
For the remaining terms \(D^{(b)}_{\iota ,\kappa }\) for \(\iota =2,3\) and \(\kappa =1,2,3\), we estimate the integral with respect to the first variable \(t_1\) in a way similar to that for \(D^{(a)}_\iota \) above, while for the integral with respect to \(t_2\), we use an estimate similar to that used for the \(t_2\) integral in \(D^{(b)}_{1,\kappa }\) above. This completes the estimate of \(D^{(b)}\), and hence that of D.
The estimate for the term E is symmetric to that of D.
Combining the estimates of D and E, we obtain (3.5), which, together with the fact that \(\Vert Sa\Vert _{L^1(\cup R^*)}\le C\), yields the estimate (3.2). Thus Lemma 3.2 is proved.\(\square \)
This completes the proof of Step 1. \(\square \)
Proof of Step 2
Our goal is to show that every function \(f\in H_{L_1,L_2}^1( {X_1\times X_2} )\cap L^2( {X_1\times X_2} )\) has an \((H^1_{L_1, L_2}, 2, M)\)-atom representation, with appropriate quantitative control of the coefficients. To this end, we follow the standard tent space approach, and we are now ready to establish the atomic decomposition of \(H_{L_1,L_2}^1( {X_1\times X_2} )\cap L^2( {X_1\times X_2} )\).
Proposition 3.4
Suppose \(M\ge 1\). If \(f\in H_{L_1,L_2}^1( {X_1\times X_2} )\cap L^2( {X_1\times X_2} )\), then there exist a family of \((H^1_{L_1, L_2}, 2, M)\)-atoms \(\{a_j\}_{j=0}^\infty \) and a sequence of numbers \(\{\lambda _j\}_{j=0}^\infty \in \ell ^1\) such that f can be represented in the form \(f=\sum \lambda _ja_j\), with the sum converging in \(L^2( {X_1\times X_2} )\), and
where C is independent of f. In particular,
Proof
Let \(f\in H_{L_1,L_2}^1( X_1\times X_2 )\cap L^2( {X_1\times X_2} )\). For each \(\ell \in \mathbb {Z}\), define
where \(\mathcal {M}_s\) is the strong maximal function on \( X_1\times X_2\).
For each rectangle \(R = I_{\alpha _1}^{k_1}\times I_{\alpha _2}^{k_2}\) in \(X_1\times X_2\), the tent T(R) is defined as
For brevity, in what follows we will write \(\chi _{T(R)}\) for \(\chi _{T(R)}(y_1, y_2, t_1, t_2)\).
Using the reproducing formula, we can write
Here the coefficients \(\lambda _\ell \) are defined by
Also the functions \(a_\ell (x_1,x_2)\) are defined by
First, it is easy to verify property (1) in Definition 2.7, since from Lemma 2.5 and the definition of the sets \(B_\ell \) and \(\widetilde{\Omega }_\ell \), we obtain that \(a_\ell (x_1,x_2)\) is supported in \(\widetilde{\Omega }_\ell \).
Next, we can further write
where
Then property (i) of (2) in Definition 2.7 holds, since \(a_{\overline{R}}\) can be further written as
where
Next, from Lemma 2.5, we obtain that property (ii) of (2) in Definition 2.7 holds.
We now verify property (iii) of (2). To do so, we write
Then from the definition of \(a_\ell \), we have
In the last inequality, we have used the definition of \(\lambda _\ell \).
Similarly, from the definition of the function \(b_{\overline{R}}\), we have for each \(\sigma _1\), \(\sigma _2 \in \{0, 1, \ldots , N\}\) that
As a consequence, using the same approach as in the above estimates for \(a_{\ell }\), we have
The last inequality follows from the definition of \(\lambda _\ell \).
Combining the above estimate and the estimate for \(a_\ell \), we have established property (iii) of (2) in Definition 2.7. Thus, each \(a_\ell \) is an \((H^1_{L_1,L_2},2,N)\)-atom.
To see that the atomic decomposition \(\sum _\ell \lambda _\ell a_\ell \) converges to f in the \(L^2(X_1\times X_2)\) norm, we only need to show that \(\Vert \sum _{|\ell |>G} \lambda _\ell a_\ell \Vert _{L^2(X_1\times X_2)}\rightarrow 0\) as G tends to infinity. To see this, first note that
Next, we have
as G tends to \(\infty \), since \(\Vert Sf\Vert _2 < \infty \).
This implies that \(f = \sum _\ell \lambda _\ell a_\ell \) in the sense of \(L^2(X_1\times X_2)\).
Next, we verify the estimate for the series \(\sum _\ell |\lambda _\ell |\). To deal with this, we claim that for each \(\ell \in \mathbb {Z}\),
First we note that
Also we point out that
where the last inequality follows from the definition of \(B_\ell \). This shows that the claim holds.
As a consequence, we have
Therefore,
which completes the proof of Proposition 3.4. \(\square \)
Step 2 is now complete. This concludes the proof of Theorem 2.9. \(\square \)
4 Calderón–Zygmund decomposition and interpolation on \(H_{L_1, L_2}^p(X_1\times X_2)\)
In this section, we provide the proofs of the Calderón–Zygmund decomposition (Theorem 2.11) and the interpolation theorem (Theorem 2.12) on the Hardy spaces \(H_{L_1\times L_2}^p(X_1\times X_2)\).
Proof of Theorem 2.11
By density, we may assume that \(f\in H_{L_1,L_2}^p(X_1\times X_2)\cap H^2(X_1\times X_2) \). Let \(\alpha >0\) and set \(\Omega _\ell :=\{(x_1,x_2)\in X_1\times X_2:\, Sf(x_1,x_2)>\alpha 2^\ell \}\), \(\ell \ge 0\). Set
and
for \(\ell \ge 1\).
By using the reproducing formula and the decomposition (3.13) as in the proof of Proposition 3.4, we have
where
and
As for g, by writing \(\Vert g\Vert _{L^2(X_1\times X_2)}=\sup _{h:\, \Vert h\Vert _{L^2}=1 }|\langle g,h\rangle |\), and noting that
we have
Also note that
As a consequence, we have
It remains to estimate \(\Vert b\Vert _{H^1_{L_1,L_2}(X_1\times X_2)}\). From the definition of the function \(b(x_1,x_2)\), we have
From the proof of Proposition 3.4, we see that, for \(\ell \ge 1\),
is an \((H^1_{L_1,L_2},2,N)\)-atom, which we denote it by \(a_\ell \), where \(\lambda _\ell \) is the coefficient of \(a_\ell \) defined by
Here we point out that the support of \(a_\ell \) is \(\widetilde{\Omega }:=\{(x_1,x_2)\in X_1\times X_2:\, \mathcal {M}_s(\chi _{\Omega })(x_1,x_2)>1/(2A_0)\}\), where \(\Omega _\ell =\{(x_1,x_2)\in X_1\times X_2:\, Sf(x_1,x_2)>\alpha 2^\ell \}\). Hence, following the same argument in the proof of Proposition 3.4, we obtain that
Moreover, Lemma 3.2 implies that \(\Vert a_\ell \Vert _{H^1_{L_1,L_2}(X_1\times X_2)}\le C\), where C is a positive constant independent of \(a_\ell \).
As a consequence, we have
\(\square \)
We are now ready to prove Theorem 2.12.
Proof of Theorem 2.12
Suppose that T is bounded from \(H_{L_1,L_2}^{1}(X_1\times X_2)\) to \(L^{1}(X_1\times X_2)\) and from \(H_{L_1,L_2}^{2}(X_1\times X_2)\) to \(L^{2}(X_1\times X_2)\). For any given \(\lambda >0\) and \(f\in H_{L_1,L_2}^p(X_1\times X_2)\), by the Calderón–Zygmund decomposition,
with
Moreover, we have already proved the estimates
and
which imply that
for any \(1<p<2\). Hence, T is bounded from \(H_{L_1,L_2}^p(X_1\times X_2)\) to \(L^p(X_1\times X_2)\).\(\square \)
5 The relationship between \(H^p_{L_1, L_2}({X_1\times X_2})\) and \(L^p({X_1\times X_2})\)
Before proving our main result Theorem 2.13, we point out that Theorem 2.13 is an extension of Theorem 4.19 in Uhl’s PhD thesis [44, Section 4.4]. In Theorem 4.19 ([44, Section 4.4]), to obtain the coincidence of the Hardy space and the Lebesgue space, Uhl assumed that L is an injective operator on \(L^2(X)\). Here we note that if L satisfies the generalized Gaussian estimates \((\mathrm{GGE}_{p_0})\) for some \(1\le p_0<2\), then L is injective. This result seems new and leads to the fact that \(H^2(X_1\times X_2)=L^2(X_1\times X_2)\) (see the proof of Theorem 2.13 in this section).
Theorem 5.1
If L satisfies the generalized Gaussian estimates \((\mathrm{GGE}_{p_0})\) for some \(p_0\) with \(1 \le p_0 < 2\), then the operator L is injective on \(L^2(X)\).
Proof
Take \(\phi \in L^2(X)\) with \(L\phi = 0\). From the functional calculus,
Then we have
which implies that
holds for all \(t>0\). Note that (5.1) is proved in [31, p. 9].
Next, as shown in Lemma 2.6 of [44], the generalized Gaussian estimates \((\mathrm{GGE}_{p_0})\) imply the following \(L^2\rightarrow L^{p'_0}\) off-diagonal estimates:
where \(C_j(x,r) := B(x,2^jr){\setminus } B(x,2^{j-1}r)\) for \(j \ge 1\) and \(C_0(x,r) = B(x,r)\).
As a consequence of Fatou’s lemma, (5.1) and (5.2), we have that
Here in the final step we have used the fact that \(\mu (X)=\infty \). Thus, we obtain that \(\phi = 0\) a.e. This completes the proof of Theorem 5.1. \(\square \)
Next, we give a vector-valued version of a theorem about the area function associated with an operator L in the one-parameter setting.
Suppose L is a non-negative self-adjoint operator defined on \(L^2(X;H)\), where H is a Hilbert space with a norm \(|\cdot |_H\). Moreover, assume that L satisfies the generalized Gaussian estimates \((\mathrm{GGE}_{p_0})\) for some \(p_0\) with \(1\le p_0< 2\).
We now define an area function \(S_H: L^2(X;H)\rightarrow L^2(X)\) associated with L by
Then we prove the following boundedness result for \(S_H\).
Theorem 5.2
Suppose that L is a non-negative self-adjoint operator defined on \(L^2(X;H)\) satisfying the generalized Gaussian estimates \((\mathrm{GGE}_{p_0})\) for some \(p_0\in [1,2)\). Then there exists a positive constant C such that
for all \(p\in (p_0,p_0')\) and all \(f\in L^p(X;H)\cap L^2(X;H)\).
Proof
This boundedness result (5.3) is a vector-valued version of the result (4.15) in Uhl’s PhD thesis [44, Section4.4]. We restate Uhl’s proof in our vector-valued setting.
Step I. We first prove that \(\Vert S_Hf\Vert _{L^p(X)}\le C\Vert f\Vert _{L^p(X;H)}\) for \(p_0<p\le 2\).
To see this, we define
where n is the upper dimension of the doubling measure \(\mu \). Then it is easy to see that \(\Vert S_Hf\Vert _{L^p(X)}\le C\Vert g^*_{\lambda ,H}f\Vert _{L^p(X)}\) for each \(\lambda >1\). Thus, it suffices to prove that for each for p with \(p_0 < p \le 2\), there exists a positive constant C such that \(\Vert g^*_{\lambda ,H}f\Vert _{L^p(X)}\le C\Vert f\Vert _{L^p(X;H)}\) for all \(f\in L^p(X;H)\). We do so by interpolation.
We first show the \(L^2\) boundedness of \(g^*_{\lambda ,H}f\). To see this, we point out that by Fubini’s Theorem,
with
which holds for any closed set \(F\subset X\).
Then we have the estimate
where \(C_\lambda \) is a constant depending only on \(\lambda \) and n but not on F, y or s. This estimate follows directly from the inequality (4.16) in Uhl’s PhD thesis [44, Section4.4].
As a consequence, we obtain that
Next we point out that \(g^*_{\lambda , H}\) is weak-type \((p_0,p_0)\). All the calculations and ingredients of Uhl’s proof in [44, pp.63–74] of this fact for \(L^{p_0}(X)\), namely the use of the Calderón–Zygmund decomposition, the \(L^2\)-integral, duality in the sense of \(L^2\), the Hardy–Littlewood maximal operator, and the \(L^{p_0}\rightarrow L^2\) estimate, go through in our vector-valued setting \(L^{p_0}(X;H)\). Thus we need only apply the rest of Uhl’s proof, replacing the absolute value \(|\cdot |\) used there by our norm \(|\cdot |_H\).
Step II. We now prove that \(\Vert S_Hf\Vert _{L^p(X)}\le C\Vert f\Vert _{L^p(X;H)}\) for \(2\le p< p_0'\).
To see this, we consider the Littlewood–Paley g-function defined by
We claim that
The proof of (5.4) is exactly the same as that of the proof for the Euclidean, non-vector-valued case in Auscher’s paper [1, Section 7.1]. The key ingredient of Auscher’s proof is Theorem 2.2 of [1]. It is noted in [1, Remark 7, after Theorem 2.2] that Theorem 2.2 also holds in the vector-valued case. Further, the proof of Theorem 2.2 in Auscher’s paper goes through in the case of spaces of homogeneous type.
Auscher’s proof of (5.4) requires the Davies–Gaffney estimates and (5.2). The Davies–Gaffney estimates are one of our hypotheses. The estimate (5.2) follows from the generalized Gaussian estimates \((\mathrm{GGE}_{p_0})\), as is shown in Lemma 2.6 of [44]. Thus inequality (5.4) holds.
Then, following the duality argument in Uhl’s proof [44, pp.74–75], we obtain that for all \(\phi \in L^{(p/2)'}(X)\),
Therefore \(\Vert S_Hf\Vert _{L^p(X)} \le \Vert G_Hf\Vert _{L^p(X)} \le C\Vert f\Vert _{L^p(H)}\), as required. \(\square \)
Remark 5.3
We point out that in Step II in the proof above, we can obtain the following result as well: \(\Vert S_{H,\psi }f\Vert _{L^p(X)}\le \Vert G_{H,\psi }f\Vert _{L^p(X)}\le C\Vert f\Vert _{L^p(X;H)}\), where \(\psi \) appears in the reproducing formula in (3.13), and
and
Now we can prove Theorem 2.13.
Proof of Theorem 2.13
Note that Part (ii) is a consequence of Part (i) and Theorem 2.12. It suffices to prove Part (i).
By Theorem 5.1 we obtain that \(L_1\) and \(L_2\) are injective operators on \(L^2(X_1)\) and \(L^2(X_2)\), respectively. As a consequence, the null space \(N(L_1\otimes L_2)=\{0\}\), which yields that \(H^2(X_1\times X_2)=L^2(X_1\times X_2)\) since \(L^2(X_1\times X_2)=H^2(X_1\times X_2) \oplus N(L_1\otimes L_2)\). Thus, to prove \(H^p_{L_1,L_2}(X_1\times X_2)=L^p(X_1\times X_2)\) for \(p_0<p\le 2\), it suffices to prove that for all \(f\in L^2(X_1\times X_2)\cap L^p(X_1\times X_2)\),
And then the result \(H^p_{L_1,L_2}(X_1\times X_2)=L^p(X_1\times X_2)\) for \(2<p< p'_0\) follows from the duality argument. This implies that Part (i) holds.
We now verify (5.5). First, write the area function as
where \(F_{t_2,y_2}(\cdot )=\big (t_2^2L_2e^{-t_2^2L_2} f\big )(\cdot ,y_2)\).
For each \(x_2\in X_2\), we define the Hilbert-valued function space \(L^2(X_1;H_{x_2})\) via the following \(H_{x_2}\) norm:
Then \(L_1\) can be extended to act on \(L^2(X_1;H_{x_2})\) in a natural way. Also the generalized Gaussian estimates can be extended to the semigroup \(e^{tL}\) acting on \(L^2(X_1;H_{x_2})\). That is, by Minkowski’s inequality
Define the area function \(S_{H_{x_2}}\) from \(L^2(H_{x_2})\) to \(L^2(X_1)\) by
Recall that \(F_{t_2,y_2}(\cdot )=\big (t_2^2L_2e^{-t_2^2L_2} f\big )(\cdot ,y_2)\). So by Theorem 5.2, we have for all \(p\in (p_0,p_0')\) that
We can obtain the other direction, that is, \(\Vert f\Vert _{L^p(X_1\times X_2)} \le C\Vert Sf\Vert _{L^p(X_1\times X_2)}\), by using the reproducing formula and then the standard duality argument and the \(L^p\)-boundedness of the area function for \(2 \le p < p_0'\). This completes the proof of Theorem 2.12. \(\square \)
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Acknowledgments
P. Chen, X.T. Duong, J. Li and L.A. Ward are supported by the Australian Research Council (ARC) under Grant No. ARC-DP120100399. L.X. Yan is supported by the NNSF of China, Grant Nos. 10925106 and 11371378. P. Chen is partially supported by the NNSF of China, Grant No. 11501583. Part of this work was done during L.X. Yan’s stay at Macquarie University and visit to the University of South Australia. L.X. Yan would like to thank Macquarie University and the University of South Australia for their hospitality.
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Chen, P., Duong, X.T., Li, J. et al. Product Hardy spaces associated to operators with heat kernel bounds on spaces of homogeneous type. Math. Z. 282, 1033–1065 (2016). https://doi.org/10.1007/s00209-015-1577-6
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DOI: https://doi.org/10.1007/s00209-015-1577-6