Abstract
Circulating nucleic acids have received an increasing scrutiny over the past decade with some applications, such as in prenatal diagnosis and oncology, being on the verge of use in clinical practice. It is crucial to implement optimal standardization of pre-analytical procedures. Currently, this domain has been poorly studied and there is no well-established procedure. This chapter examines the literature on the pre-analytical factors affecting nucleic acids from blood drawing to the storage of circulating cell-free DNA extracts ready for analysis and provides some elements as guidelines for a set procedure. In particular, this chapter reports on the choice between serum and plasma as the biological source but does not concern the actual nucleic acid extraction procedures (these will be dealt with in chapter “Circulating DNA and miRNA Isolation”). Currently, the lack of a standard operating procedure for the application of blood handling in a clinical setting is due to the lack of dispensing and sharing data among researchers as well as head-to-head comparative studies between techniques. This has led to in-house specific procedures that are, undoubtedly, prejudicial to the smooth translation of nucleic acid analysis into clinical practice. Hence, the proposed procedure should overcome this gap in technique.
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1 Introduction
Despite the great interest in circulating cfNA analysis, it is not as yet transferred into clinical practice. The lack of consistency between the various procedures at each pre-analytical and analytical step constitutes one of the major hurdles for the use of cfNA analysis in routine clinical practice. In recent years, cfNA reviews have regularly highlighted the lack of standardization between the various techniques used for cfNA analysis [1–9], constituting a bias when comparing data from different laboratories.
In this chapter, we review the main factors potentially affecting circulating cfDNA analysis from blood drawing to the storage of cfDNA extracts, and finally provide an optimal guideline for the pre-analytical treatment of samples that guarantees quality analysis.
This chapter is based on data reported in the literature and our own observations [10]. Particular attention has been devoted to the study of cfDNA fragmentation considering that it is an indicator of cfDNA stability during the handling and storage of samples. Our robust and precise cfDNA quantification method enabled a precise study of both the pre-analytical handling and portability of cfDNA analysis.
2 Optimal Blood Sampling
2.1 Serum or Plasma?
2.1.1 State of the Art
The choice of matrix, i.e. serum or plasma, is the first parameter to define for the standardization of cfDNA analysis. Reported data comparing cfDNA concentrations in paired plasma and serum samples reveal that the cfDNA concentration is significantly higher in serum than in plasma [11–18]. Some of these data are summarized in Table 1.
It is now commonly hypothesized and shown that the increased levels of cfDNA in serum are due to the clotting process of white blood cells in the collection tube leading to their lysis [11, 13–15, 19]. As a consequence, cfDNA in serum is at least slightly contaminated by genomic DNA released from white blood cells and specific cfDNA is diluted by high concentrations of non-specific genomic DNA. This point is crucial for the accurate detection of rare cfDNA sequences. While it has been established for a few years that plasma is better than serum, many studies in the field are still based on serum samples, certainly due to the propensity of clinical laboratories to prepare sera conventionally and to perform retrospective studies.
2.1.2 Our Observations
We have shown unequivocally that plasma is a better source of specific tumor-derived cfDNA [20]. Using xenografted mice (n = 4) with a human colorectal cancer cell line, we showed that total murine cfDNA concentration (i.e. targeting non tumor-derived cfDNA) was higher in serum samples than in plasma samples. Conversely, when studying human cfDNA concentration (i.e. targeting specific tumor-derived cfDNA), cfDNA concentrations were higher in plasma samples (Fig. 1). This observation confirms that the increase of cfDNA in serum samples is due to the release of DNA from blood cells.
As plasma appears to be more adapted for specific cfDNA analysis, this chapter further focuses mainly on the pre-analytical factors potentially affecting cfDNA in the plasma fraction. Nevertheless, we will discuss the pre-analytical treatment of serum samples in Part 8 of this chapter.
2.2 Optimal Blood Collection Tube for Plasma Preparation
Plasma is obtained conventionally by blood drawing in either EDTA or citrate or heparin blood collection tubes. Heparin is prohibited for further PCR analysis since it is an inhibitor of the PCR [21]. K3EDTA collection tubes are commonly used for cfNA analysis, but another blood collection tube should be used, Cell-free DNATM blood collection tubes, which are specifically dedicated for cfDNA analysis. They are composed of K3EDTA with an additive agent allowing the preservation of cfDNA in blood samples for up to 14 days at room temperature (RT) [22]. The additive agent stabilizes white blood cells, preventing the release of genomic DNA and inhibiting nuclease-mediated DNA degradation. In this chapter, we will mainly focus on blood collected in K3EDTA collection tubes and present some data published with Cell-free DNATM blood collection tubes.
2.3 Blood Drawing Conditions
Holdenrieder et al. [23] showed that gentle hemolysis of blood samples triggered an increase in the plasma nucleosome level. They advised that blood should be drawn carefully in order to avoid hemolysis. A similar observation was also reported by Norton et al. [24] where agitation of K3EDTA blood samples led to a significant increase in cfDNA concentration compared to non-shaken samples. We confirmed that agitation of blood samples was responsible for a two-fold increase in the cfDNA concentration compared to non-shaken samples (Fig. 2).
2.4 Storage Conditions of Blood Samples
As the anticoagulant effect of K3EDTA is limited over time, the main challenge in the pre-analytical treatment of blood samples is to avoid any release of genomic DNA by blood cells during storage. Generally, good practice recommends performing analysis on blood collected in EDTA collection tubes within 6 h following venipuncture as a decrease in red and white cell counts and morphology changes occur when analysis is further delayed [25]. The observed decrease in white blood cells may be due to either apoptosis or necrosis in the collection tube and lead to the release of genomic DNA from white blood cells, which may contaminate specific cfDNA. Moreover, cfDNA has also been described as being bound to the cell surface [26], assuming that nucleic acids can unbind from the cell surface and lead to an increase in cfDNA concentration with prolonged storage (see chapter “The Biology of CNAPS”). We can also hypothesize that cfDNA is actively released from blood cells in the collection tube.
Blood drawing and blood sample storage time and temperature need to be carefully defined. For these reasons, the influence of the storage time and temperature between venipuncture and plasma preparation are two parameters widely studied and reported in the literature [11, 13, 23, 27–29, 31]. It is now well known that between blood drawing and processing, cfDNA concentrations increase slightly with time, certainly due to apoptosis and necrosis of white blood cells, as described above.
2.5 cfDNA Concentration
2.5.1 State of the Art
The reported data are quite conflicting: some authors have shown a significant increase of cfDNA concentration after 2 h of storage compared to a baseline value (i.e. blood processed at t = 0), while other authors have reported this increase after 24 h. Conversely, all data have demonstrated that storage temperature (RT or +4 °C) has no influence on cfDNA concentration. Non-exhaustive data from various clinical fields are summarized in Table 2.
2.5.2 Our Observations
The influence of time delay and storage temperature on cfDNA concentrations between venipuncture and blood processing were tested in two different experiments. A slight increase in cfDNA concentration with time delay was observed and confirmed that storage temperature has no influence (Fig. 3a, b). Although a slight increase in the cfDNA concentration with time delay was observed, we confirmed that the cfDNA concentration did not vary significantly within 4 h following venipuncture at either RT or +4 °C. However, we demonstrated that 6 h of storage at RT triggered a two-fold increase in cfDNA concentration compared to samples processed soon after venipuncture.
2.6 cfDNA Fragmentation
Previous work on fetal cfDNA analysis reported the influence of time delay and temperature on cfDNA fragmentation [11] and demonstrated that fragmentation was not affected up to 6 h after blood sampling at both RT and +4 °C. Our group carefully examined the influence of these parameters on cfDNA fragmentation by determination of the DNA Integrity Index (DII: ratio of the mean cfDNA concentration determined using a primer set amplifying a 300-bp sequence to the mean cfDNA concentration determined using a primer set amplifying a 100-bp sequence), reflecting cfDNA fragmentation. We observed that the DII was not affected for up to 3 h of storage at either +4 °C or RT. However, a long delay of 6 h and sample agitation triggered a slight decrease in the DII, indicating that cfDNA may degrade with time and agitation (Fig. 4).
2.7 Influence of Storage Conditions on Cell-Free DNATM Blood Collection Tube-Drawn Blood Samples
The preservative agent of these tubes allows prolonged storage of blood samples at RT without any consequences on cfDNA level. Indeed, data published using these tubes report the conservation of cfDNA concentration values for up to 14 days at RT. Nevertheless, it seems that temperature variations can affect the cfDNA content and further studies need to confirm this observation. Some of the data are summarized in Table 3.
2.8 Comparison Between K3EDTA and Cell-Free DNATM Blood Collection Tubes
In the field of fetal cfDNA analysis, Hidestrand et al. [35] showed that there was no significant difference between cfDNA concentrations in samples shipped in EDTA collection tubes and samples shipped in cell-free DNATM blood collection tubes when the blood was processed immediately. However, Fernando et al. [34] demonstrated that cfDNA levels in blood samples drawn in cell-free DNATM blood collection tubes were stable for up to 14 days at RT, while they decreased when blood was drawn in K3EDTA collection tubes. Barrett et al. [28] showed that there was no significant difference for up to 3 days in the total cfDNA concentration when blood was drawn in cell-free DNATM blood collection tubes, while it increased after 24 h when blood was drawn in K3EDTA collection tubes. In the field of oncology, there are still no comparative results when blood is drawn in either EDTA tubes or cell-free DNATM blood collection tubes.
These data indicate that during this pre-analytical step, time delay and agitation should be treated with caution and in particular, the study protocol needs to define rigorously the time delay and the handling process. Agitation of blood samples should be prohibited.
2.9 Optimal Plasma Preparation
As the success of cfDNA analysis is largely dependent on the absence of contamination by genomic DNA, the main technical requirement for plasma preparation is to avoid any cell presence.
Indeed, Van Wijk et al. [36] studied the composition of plasma samples from pregnant women used to analyze cfDNA and reported the presence of fetal apoptotic cells in plasma. This was confirmed by Poon et al. [37] who found fetal cells in plasma samples from three pregnant women. This raised the following question: “Is plasma truly acellular after blood processing?”
2.9.1 State of the Art
Chiu et al. [38] studied different blood processing protocols on samples from pregnant women. They showed that a first blood centrifugation step at 1,600 g for 10 min. followed by a second plasma centrifugation step at 16,000 g for 10 min. was effective in producing cell-free plasma. cfDNA concentrations determined from these samples were similar to concentrations determined from plasma samples obtained by centrifugation followed by filtration with a 0.2 μm filter (reference protocol ensuring the production of a cell-free plasma fraction). Inversely, a unique centrifugation step at 800 g was not effective to eliminate all the cells in the plasma fraction.
Swinkels et al. [39] confirmed these results and added that the second high-speed plasma sample centrifugation step at 16,000 g can be performed either before or after storage of plasma samples at −20 °C.
Another question raised is “Does centrifugation cause the ex vivo release of DNA from blood cells?” [30]. Indeed, we can assume that a high centrifugation speed destroys blood cells and leads to release of genomic DNA. Lui et al. [30] evaluated the influence of centrifugation speeds (from 400 g to 16,000 g) on cfDNA and revealed that there was no significant difference with the speed value. However, in this study, only one blood centrifugation step was performed and each plasma sample was then filtered with a 0.2 μm filter in order to ensure truly cell-free plasma.
2.9.2 Our Observations
We proposed the following protocol for isolating cfDNA: a first blood sample centrifugation step at 1,200 g for 10 min followed by a second plasma centrifugation at 16,000 g for 10 min at +4 °C. We checked the validity of this protocol using a third centrifugation step for 10 min. at 16,000 g: (i) DNA concentrations determined from the supernatants of samples after the second and the third centrifugation step were similar; (ii) no DNA was detected in the bottom of the tube subjected to the third centrifugation step by qPCR; (iii) microscopic observation of plasma pellets after the second and the third centrifugation step revealed the absence of blood cells.
These data confirmed that the second centrifugation step is sufficient to provide quality cell-free plasma for cfDNA analysis.
3 Pre-analytical Treatment of Plasma Samples Before Nucleic Acid Extraction
Few data on this analytical step are available in the literature, even though it is a crucial phase: indeed, we can hypothesize that cfDNA structures present in the plasma are sensitive to storage conditions. In addition to chromatin or nucleosome cfDNA complexes, cfDNA may be integrated in vesicles i.e. exosomes or apoptotic bodies, or within nucleolipoprotein complex structures, such as virtosomes [40]. These forms may disintegrate with time and, as a consequence, lead to further release of detectable cfDNA in plasma samples. Time delay before extraction, temperature storage of plasma samples and freeze-thaw cycle numbers before nucleic acid extraction must be carefully specified.
3.1 Influence of Storage Conditions
3.1.1 cfDNA Concentration – State of the Art
One of the most extensive studies of this phase was by Holdenrieder et al. [41]. Even if it cannot be generalized to cfDNA analysis since the study was performed on serum and measures nucleosome levels only, this work indicates the sensitivity of nucleosomes to temperature variations: they seem to be more sensitive at +37 °C than at either +4 °C or RT. In serum samples stored at either +4 °C or RT for different lengths of time, the nucleosome level was stationary for up to 144 h of storage while at +37 °C, a significant decrease was observed after 6 h of storage. Considering that one part of cfDNA is complexed with nucleosomes, plasma samples should be stored at +4 °C or RT before nucleic acid extraction.
3.1.2 cfDNA Concentration – Our Observations
We showed that the cfDNA concentration slightly increased with time delay (from 0 to 4 h) before extraction at RT (Fig. 5a). We also tested different temperatures of storage and revealed that cfDNA concentrations were comparable when plasma samples were stored for 3 h at different temperatures (from −80 °C to RT) (Fig. 5b). However, we noted that the highest cfDNA concentrations were observed when samples were stored below +4 °C. The storage at RT triggered a slight decrease in cfDNA concentration.
3.2 cfDNA Fragmentation
We showed that the DII was not affected for up to 4 h of storage of plasma samples before extraction at RT. However, we observed also that the highest DII value was obtained when samples were stored below +4 °C as it seemed that storage at RT triggered a slight decrease of the DII value (Fig. 6a, b).
3.3 Influence of Freeze-Thaw Cycles
3.3.1 cfDNA Concentration
Chan et al. [11] tested the influence up to three freeze-thaw cycles and showed that the cfDNA concentration was not significantly affected. We also investigated the effect of repeated freeze-thaw cycles and confirmed this observation (Fig. 7).
3.3.2 cfDNA Fragmentation
However, it seems that repeated freeze-thaw cycles leads to cfDNA fragmentation. Chan et al. [11] showed a significant decrease in the cfDNA DII after three freeze-thaw cycles were applied to plasma samples. Such an observation confirms the sensitivity of circulating cfDNA structures to temperature variations.
We also report that after three freeze-thaw cycles applied to plasma samples, the DII significantly decreases (Fig. 8).
These data highlight the need to carefully handle plasma samples before nucleic acid extraction.
4 Pre-analytical Treatment of cfDNA Extracts Between Nucleic Acid Extraction and cfDNA Analysis
Storage of cfDNA extracts and freeze-thaw cycle number must be carefully defined.
Chan et al. [11] showed that cfDNA concentration and fragmentation were stable in cfDNA extracts stored at −20 °C for up to three freeze-thaw cycles. We also tested the influence of freeze-thaw cycles applied to cfDNA extracts stored at −20 °C. Our results did not show any modification up to the third freeze-thaw cycle, thus confirming the observations by Chan et al. (Fig. 9a, b).
5 Long-Term Storage of Plasma Samples and cfDNA Extracts
It is particularly important to define the duration of storage of plasma samples and cfDNA extracts for retrospective clinical studies.
5.1 State of the Art
Table 4 summarizes the main data reported in the literature [11, 42–45] on the storage of plasma samples and cfDNA extracts. Each study compares data from two consecutive tests performed at different time intervals. The results are quite conflicting and clear conclusions cannot be drawn
.
5.2 Our Observations
We performed a statistical study on the data obtained from samples used for a blinded, multicentre prospective clinical study comparing KRAS/BRAF mutational status determined from CRC plasma samples and paired CRC tumor sections (n = 106) [46]. The effects of storage at −80 °C on the cfDNA concentration were studied in 34 clinical plasma samples. Each sample was analyzed twice in the same way: extraction and immediate consecutive qPCR analysis. The time interval between the two analyses ranged from 1 to 270 days. Similarly, 25 cfDNA extracts stored at −20 °C were analyzed twice by qPCR. The time interval between the two analyses ranged from 1 to 150 days. To evaluate the effect of storage on cfDNA concentration, a variation factor, termed k, was determined (cfDNA concentration determined from the second analysis/cfDNA concentration determined from the first analysis).
The k-median values in cfDNA extracts (n = 25) and plasma samples (n = 34) were 0.88 and 1.03, respectively. No significant difference was shown between the k values in the two groups (p = 0.293). Alternatively, a significant difference was shown in the variance of the k values in the two groups (p < 0.05). The coefficient of variation of the k values in plasma samples was close to 50 %, while it was inferior to the technical coefficient of variation (24 %) for cfDNA extracts (Fig. 10a).
Nevertheless, the k-median value in cfDNA extracts stored for less than 3 months was 0.89, while it decreased to 0.72 when cfDNA extracts were stored for more than 3 months (Fig. 10b).
In plasma samples, the k-median value was close to 1 whatever the length of the storage time, but there was a wide variation in the k values (Fig. 10c).
These data indicate that cfDNA concentration decreases with the length of the storage time; if the analysis aims to quantify and characterize cfDNA fragmentation then working on cfDNA extracts stored for up to 3 months is preferential. However, storage time has no influence on the detection of specific sequences or mutations in cfDNA as it has been shown that mutations can be detected several years after freezing plasma samples [47]; however, the sensitivity of the technique could be compromised since specific sequences may be present in smaller quantities after a long storage time.
6 Optimal Pre-analytical Treatment of Sera Samples
6.1 From Blood Drawing to Serum Preparation
Holdenrieder et al. [23] reported an optimal handling protocol for the measurement of nucleosomes in serum samples and recommended careful blood drawing in order to avoid any hemolysis. Centrifugation for serum preparation should be performed as soon as possible since it revealed an increase in nucleosome values with time delay before blood processing. This effect is more particularly marked at both RT and +37 °C. Such an observation is also reported by Jung et al. [13]: cfDNA concentrations significantly increase after 2 h of storage of blood samples and increases even more when samples are stored at RT rather than at +4 °C.
6.2 From Serum Preparation to the Analytical Process
Holdenrieder et al. [41] analyzed preanalytical parameters on serum samples such as vortexing-rolling-shaking, storage at different temperatures for different lengths of time and freeze-thaw cycles. The authors reported that vortexing-rolling-shaking serum samples had no influence on the nucleosome content. They observed that there was a slight modification of the nucleosome concentration after three freeze-thaw cycles.
The main preanalytical parameter studied was the duration and temperature of serum sample storage before analytical processing. They showed that nucleosome concentration was stable until 7 days of storage at both RT and +4 °C while it continually decreased at +37 °C and was significantly lower after 1 day of storage. This may be explained by the thermal activation of serum nucleases or nucleosome sensitivity to heating.
6.3 Long Term Storage of Sera Samples
Holdenrieder et al. [23] studied the influence of storage of serum samples at −20 °C for 0, 1, 2, 4, and 6 months and revealed no modification of the nucleosome value content. They reported an annual 7 % loss of nucleosome content value when serum samples were stored at −70 °C [43].
7 Preanalytical Treatment for cfRNA Analysis
As with cfDNA analysis, cfRNA analysis is concerned by the influence of many preanalytical parameters. Indeed, RNA is particularly known to be labile and degradable. Moreover, ribonucleases are present at high concentrations in blood and plasma. To explain the surprisingly relative stability of cfRNA in blood, it is assumed that cfRNA is protected by other structures: lipids, proteins, and nucleosomes [48].
Here the literature data on optimal treatment of samples for cfRNA analysis is summarized (see also sections “miRNA” and “Isolation Methods”).
7.1 From Blood Drawing to Plasma or Serum Preparation
Tsui et al. [49] studied different protocols for optimal cfRNA analysis. Interestingly, they showed that there were two types of cfRNA: particle associated and non-particle associated cfRNA. In their study, they discriminated total cfRNA (particle associated and non-particle associated) and non-particle associated cfRNA obtained by plasma/serum 0.22 μm filtration.
7.1.1 Plasma Preparation from K3EDTA Blood Shipped Samples
The authors revealed that there was a significant modification of the total cfRNA yield with an increase in the time delay between venipuncture and plasma preparation at RT, while there was no significant modification when blood was stored at +4 °C. Conversely, for exclusive non-particle associated cfRNA, there was no effect of either time delay or storage temperature.
In contrast, Holford et al. [48] showed that total cfRNA concentration significantly decreased after 2 h of storage of blood samples at +4 °C.
These authors recommended processing plasma as soon as possible after venipuncture. However, in some cases, prolonged storage of blood samples is inevitable. It is clear that stringent preanalytical standardization is required when analyzing cfRNA. This is a critical issue for implementing this promising approach.
7.1.2 Plasma Preparation from cfRNA BCTs Blood Shipped Samples
Nevertheless, Fernando et al. [50] compared the stability of cfRNA in blood samples shipped in K3EDTA blood collection tubes and cell-free RNA BCTs. These specific tubes contain a chemical cocktail preventing RNA degradation by inhibition of RNAse. After 3 days of storage of blood samples at RT, the authors showed that cfRNA concentrations were stable in blood samples drawn in cfRNA BCTs while they significantly increased in K3EDTA blood samples.
7.1.3 Serum Preparation from K3EDTA Blood Shipped Samples
Tsui et al. [49] realized the same studies for serum preparation from clotted blood samples. They showed that total cfRNA concentration significantly increases with time delay before centrifugation at RT and +4 °C. Conversely, for the non-particle associated cfRNA, the time delay had no influence on its concentration.
8 Conclusions
The numerous discrepancies reported in the literature on cfDNA studies are mainly due to poor reproducibility and differences in handling procedures, thus highlighting their crucial importance. Analysis of data in the literature and our own results reveal the crucial influence of preanalytical factors on cfDNA analysis. Evaluation of all the factors potentially affecting cfDNA concentration and fragmentation leads us to describe here, for the first time, the optimal pre-analytical handling conditions for cfDNA analysis:
-
(i)
plasma is a better matrix than serum since it avoids contamination of specific cfDNA by blood-cell genomic DNA;
-
(ii)
EDTA or cell-free DNATM collection tubes prevent the release of genomic DNA by blood cells;
-
(iii)
blood must be processed within 4 h following blood drawing;
-
(iv)
high-speed centrifugation ensures the absence of any cells in the plasma and a second high-speed centrifugation step is highly recommended;
-
(v)
plasma samples are sensitive to temperature variations and freeze-thaw cycles.
-
(vi)
plasma must be aliquoted and may be stored at −80 °C for up to 9 months;
-
(vii)
cfDNA extracts may sustain a maximum of three freeze-thaw cycles and storage at −20 °C for up to 3 months for cfDNA concentration and fragmentation analysis or 9 months for specific sequence detection.
The specific guidelines for plasma cfDNA analysis at each preanalytical step are represented Fig. 11.
Standardization of pre-analytical operating procedures would certainly consolidate the promising potential of cfDNA analysis as a powerful liquid biopsy [51–55] in the field of oncology and a diagnostic tool in prenatal diagnosis [56, 57].
Concerning cfRNA analysis, few data are available in the literature and further observations are needed for the standardization of handling procedures for cfRNAs.
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El Messaoudi, S., Thierry, A.R. (2015). Pre-analytical Requirements for Analyzing Nucleic Acids from Blood. In: Gahan, P. (eds) Circulating Nucleic Acids in Early Diagnosis, Prognosis and Treatment Monitoring. Advances in Predictive, Preventive and Personalised Medicine, vol 5. Springer, Dordrecht. https://doi.org/10.1007/978-94-017-9168-7_3
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