Abstract
In this chapter, we define different kinds of nonsmooth vector variational inequality problems by means of a bifunction. Several existence results for solutions of these nonsmooth vector variational inequality problems are studied. We give some relations among different kinds of solutions of nonsmooth vector optimization problems and nonsmooth variational inequality problems.
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We have seen in Chap. 5 that if the objective function of a vector optimization problem is smooth (that is, differentiable), then its solution, namely, weak efficient solution, strong efficient solution, efficient solution, properly efficient solution, can be characterized by the corresponding vector variational inequality problems. If the objective function is not smooth but it has some kind of directional derivative, namely, (upper or lower) Dini directional derivative, Clarke directional derivative, Dini-Hadamard directional derivative, etc., then the vector variational inequality problems studied in Chap. 5 would not be useful, and therefore, we need to define different kinds of vector variational inequality problems by means of bifunctions, called nonsmooth vector variational inequality problems. In the formulation of nonsmooth vector variational inequality problems, we consider different kinds of directional derivatives as a bifunction. For a comprehensive study of different kinds of directional derivatives and nonsmooth (scalar) variational inequalities, we refer the recent book [2]. Some recent papers on this topic are [1, 5, 7–9].
In this chapter, we define different kinds of nonsmooth vector variational inequality problems by means of a bifunction. Several existence results for solutions of these nonsmooth vector variational inequality problems are studied. We give some relations among different kinds of solutions of nonsmooth vector optimization problems and nonsmooth vector variational inequality problems.
7.1 Formulations and Preliminary Results
Throughout the section, unless otherwise specified, we assume that K is a nonempty convex subset of \(\mathbb{R}^{n}\) and \(C = \mathbb{R}_{+}^{\ell}\). Let \(h = (h_{1},h_{2},\ldots,h_{\ell}): K \times \mathbb{R}^{n} \rightarrow \mathbb{R}^{\ell}\) be a vector-valued function such that for each fixed x ∈ K, h(x; d) is positively homogeneous in d, that is, h(x; αd) = αh(x; d) for all α > 0.
We consider the following nonsmooth vector variational inequality problems:
-
Strong h-Vector Variational Inequality Problem (h-SVVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ h(\bar{x};y -\bar{ x}) =\big (h_{1}(\bar{x};y -\bar{ x}),\ldots,h_{\ell}(\bar{x};y -\bar{ x})\big) \in C,\quad \mbox{ for all }y \in K. }$$(7.1) -
h-Vector Variational Inequality Problem (h-VVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ h(\bar{x};y -\bar{ x}) =\big (h_{1}(\bar{x};y -\bar{ x}),\ldots,h_{\ell}(\bar{x};y -\bar{ x})\big)\notin - C\setminus \{\mathbf{0}\},\quad \mbox{ for all }y \in K. }$$(7.2) -
Weak h-Vector Variational Inequality Problem (h-WVVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ h(\bar{x};y -\bar{ x}) =\big (h_{1}(\bar{x};y -\bar{ x}),\ldots,h_{\ell}(\bar{x};y -\bar{ x})\big)\notin -\mathop{\mathrm{int}}\nolimits (C),\quad \mbox{ for all }y \in K. }$$(7.3)
As we have seen in Chap. 5, the Minty vector variational inequality problems are closely related to the (Stampacchia) vector variational inequality problems, therefore, we also consider the following Minty nonsmooth vector variational inequality problems.
-
Minty Strong h-Vector Variational Inequality Problem (h-MSVVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ h(y;\bar{x} - y) =\big (h_{1}(y;\bar{x} - y),\ldots,h_{\ell}(y;\bar{x} - y)\big) \in -C,\quad \mbox{ for all }y \in K. }$$(7.4) -
Minty h-Vector Variational Inequality Problem (h-MVVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ h(y;\bar{x} - y) =\big (h_{1}(y;\bar{x} - y),\ldots,h_{\ell}(y;\bar{x} - y)\big)\notin C\setminus \{\mathbf{0}\},\quad \mbox{ for all }y \in K. }$$(7.5) -
Minty Weak h-Vector Variational Inequality Problem (h-MWVVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ h(y;\bar{x} - y) =\big (h_{1}(y;\bar{x} - y),\ldots,h_{\ell}(y;\bar{x} - y)\big)\notin \mathop{\mathrm{int}}\nolimits (C),\quad \mbox{ for all }y \in K. }$$(7.6)
The set of solutions of h-SVVIP, h-VVIP, h-WVVIP, h-MSVVIP, h-MVVIP and h-MWVVIP are denoted by Sol(h-SVVIP), Sol(h-VVIP), Sol(h-WVVIP), Sol(h-MSVVIP), Sol(h-MVVIP) and Sol(h-MWVVIP), respectively.
Let \(f = \left (\,f_{1},f_{2},\ldots,f_{\ell}\right ): \mathbb{R}^{n} \rightarrow \mathbb{R}^{\ell}\) be avector-valued function and
where D + f i (x; d) denotes the upper Dini directional derivative of f i at x in the direction d.
When h(x; ⋅ ) = D + f(x; ⋅ ), then h-SVVIP, h-VVIP, h-WVVIP, h-MSVVIP, h-MVVIP and h-MWVVIP become the following nonsmooth vector variational inequality problems.
-
(D +-SVVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ D^{+}f(\bar{x};y -\bar{ x}) \in C,\quad \mbox{ for all }y \in K. }$$(7.7) -
(D +-VVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ D^{+}f(\bar{x};y -\bar{ x})\notin - C\setminus \{\mathbf{0}\},\quad \mbox{ for all }y \in K. }$$(7.8) -
(D +-WVVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ D^{+}f(\bar{x};y -\bar{ x})\notin -\mathop{\mathrm{int}}\nolimits (C),\quad \mbox{ for all }y \in K. }$$(7.9) -
(D +-MSVVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ D^{+}f(y;\bar{x} - y) \in -C,\quad \mbox{ for all }y \in K. }$$(7.10) -
(D +-MVVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ D^{+}f(y;\bar{x} - y)\notin C\setminus \{\mathbf{0}\},\quad \mbox{ for all }y \in K. }$$(7.11) -
(D +-MWVVIP): Find \(\bar{x} \in K\) such that
$$\displaystyle{ D^{+}f(y;\bar{x} - y)\notin \mathop{\mathrm{int}}\nolimits (C),\quad \mbox{ for all }y \in K. }$$(7.12)
Similarly, we can define D +-SVVIP, D +-VVIP, D +-WVVIP, D +-MSVVIP, D +-MVVIP and D +-MWVVIP by considering D + f(x; ⋅ ) in place of h(x; ⋅ ) in h-SVVIP, h-VVIP, h-WVVIP, h-MSVVIP, h-MVVIP and h-MWVVIP, respectively.
If we consider (upper or lower) Dini directional derivative as a bifunction h(x; d), with x referring to a point in \(\mathbb{R}^{n}\) and d referring to a direction from \(\mathbb{R}^{n}\), then (7.1), (7.2), (7.3), (7.4), (7.5) and (7.6) are equivalent to (7.7), (7.8), (7.9), (7.10), (7.11) and (7.12), respectively. In general, if we treat any generalized directional derivative as a bifunction h(x; d) with x referring to a point in \(\mathbb{R}^{n}\) and d referring to a direction from \(\mathbb{R}^{n}\), then the corresponding nonsmooth vector variational inequality problems can be defined in the same way.
Definition 7.1
A vector-valued bifunction \(h = \left (h_{1},h_{2},\ldots,h_{\ell}\right ): K \times \mathbb{R}^{n} \rightarrow \mathbb{R}^{\ell}\) is said to be:
-
(a)
strongly C-pseudomonotone if for all x, y ∈ K,
$$\displaystyle{h(x;y - x) \in C\quad \mbox{ implies}\quad h(y;x - y) \in -C;}$$ -
(b)
C-pseudomonotone if for all x, y ∈ K,
$$\displaystyle{h(x;y - x)\notin - C\setminus \{\mathbf{0}\}\quad \mbox{ implies}\quad h(y;x - y)\notin C\setminus \{\mathbf{0}\};}$$ -
(c)
weakly C-pseudomonotone if for all x, y ∈ K,
$$\displaystyle{h(x;y - x)\notin -\mathop{\mathrm{int}}\nolimits (C)\quad \mbox{ implies}\quad h(y;x - y)\notin \mathop{\mathrm{int}}\nolimits (C);}$$ -
(d)
C-properly subodd if
$$\displaystyle{h(x;d_{1}) + h(x;d_{2}) + \cdots + h(x;d_{m}) \in C,}$$for every \(d_{i} \in \mathbb{R}^{n}\) with ∑ i = 1 m d i = 0 and for all x ∈ K.
If m = 2, the definition of proper suboddness reduces to the definition of suboddness.
Example 7.1
The function \(h: \mathbb{R} \times \mathbb{R} \rightarrow \mathbb{R}^{2}\), with \(h(x,d) = \left (x,-x - d\right )\) is strongly \(\mathbb{R}_{+}^{2}\)-pseudomonotone, \(\mathbb{R}_{+}^{2}\)-pseudomonotone and weakly \(\mathbb{R}_{+}^{2}\)-pseudomonotone, but h is not \(\mathbb{R}_{+}^{2}\)-properly subodd.
Definition 7.2
A vector-valued bifunction \(h = \left (h_{1},h_{2},\ldots,h_{\ell}\right ): K \times \mathbb{R}^{n} \rightarrow \mathbb{R}^{\ell}\) is said to be C-upper sign continuous (respectively, strongly C-upper sign continuous and weakly C-upper sign continuous) if for all x, y ∈ K and λ ∈ ]0, 1[,
Definition 7.3
A vector-valued bifunction \(h = \left (h_{1},h_{2},\ldots,h_{\ell}\right ): K \times \mathbb{R}^{n} \rightarrow \mathbb{R}^{\ell}\) is said to be v-hemicontinuous if for each fixed \(d \in \mathbb{R}^{n}\) and for all x, y ∈ K,
It can be easily seen that if each component h i , i = 1, 2, …, ℓ, of h is hemicontinuous, that is,
then h is v-hemicontinuous.
Remark 7.1
If h is v-hemicontinuous, then it is strongly C-upper sign continuous and weakly C-upper sign continuous as C and \(\mathbb{R}^{\ell}\setminus \{\mathop{ \mathrm{int}}\nolimits (C)\}\) are closed sets.
Example 7.2
The function \(h: \mathbb{R} \times \mathbb{R} \rightarrow \mathbb{R}^{2}\), which is defined by \(h(x;d) = \left (\vert x\vert \cdot x^{2} \cdot d,\exp (x) \cdot d\right )\), is strongly \(\mathbb{R}_{+}^{2}\)-upper sign continuous.
The following result provides the relationship between nonsmooth vector variational inequality problems and Minty nonsmooth vector variational inequality problems.
Lemma 7.1
Let \(h: K \times \mathbb{R}^{n} \rightarrow \mathbb{R}^{\ell}\) be C-pseudomonotone (respectively, strongly C-pseudomonotone and weakly C-pseudomonotone) and C-upper sign continuous (respectively, strong C-upper sign continuous and weakly C-upper sign continuous) such that for each fixed x ∈ K, h(x; ⋅ ) is C-properly subodd and positively homogeneous. Then \(\bar{x} \in K\) is a solution of h-VVIP (respectively, h-SVVIP and h-WVVIP) if and only if it is a solution of h-MVVIP (respectively, h-MSVVIP and h- MWVVIP).
Proof
The C-pseudomonotonicity of h implies that every solution of h-VVIP is a solution of h-MVVIP.
Conversely, let \(\bar{x} \in K\) be a solution of h-MVVIP. Then
Since K is convex, we have \(y_{\lambda }:=\bar{ x} +\lambda (y -\bar{ x}) \in K\) for all λ ∈ ]0, 1[, therefore, (7.13) becomes
Since \(\bar{x} - y_{\lambda } =\lambda (\bar{x} - y)\) and h(x; ⋅ ) is positively homogeneous, we have
Thus, the C-upper sign continuity and the C-proper suboddness of h imply that \(\bar{x} \in K\) is a solution of h-VVIP.
Similarly, we can prove Sol(h-SVVIP) = Sol(h-MSVVIP) and Sol(h-WVVIP) = Sol(h-MWVVIP). □
Example 7.3
Let \(X = \mathbb{R}\), K = [0, 1], \(Y = \mathbb{R}^{2}\), and \(C = \mathbb{R}_{+}^{2}\). Consider the function \(h(x;d) = \left (x^{2}d,\vert x\vert d\right )\). Note that h is strongly \(\mathbb{R}_{+}^{2}\)-pseudomonotone, strongly \(\mathbb{R}_{+}^{2}\)-upper sign continuous, \(\mathbb{R}_{+}^{2}\)-properly subodd and positive homogeneous in the second variable. The element \(\bar{x} = 0\) is the only solution of the strong h-vector variational inequality problem h-SVVIP as well as the only solution of the Minty strong h-vector variational inequality problem h-MSVVIP.
In general, Sol(h-SVVIP) ≠ Sol(h-MSVVIP), Sol(h-VVIP) ≠ Sol(h-MVVIP) and Sol(h-WVVIP)) ≠ Sol(h-MWVVIP).
To overcome this deficiency, we define the following perturbed h-vector variational inequality problems.
-
ɛ-Perturbed Strong h-Vector Variational Inequality Problem (ɛ-h-PSVVIP): Find \(\bar{x} \in K\) for which there exists \(\bar{\varepsilon }\in \,]0,1[\) such that
$$\displaystyle{ h(\bar{x} +\varepsilon (y -\bar{ x});y -\bar{ x}) \in -C,\quad \mbox{ for all }y \in K\mbox{ and all }\varepsilon \in \,]0,\bar{\varepsilon }[. }$$(7.14) -
ɛ-Perturbed h-Vector Variational Inequality Problem (ɛ-h-PVVIP): Find \(\bar{x} \in K\) for which there exists \(\bar{\varepsilon }\in \,]0,1[\) such that
$$\displaystyle{ h(\bar{x} +\varepsilon (y -\bar{ x});y -\bar{ x})\notin C\setminus \{\mathbf{0}\},\quad \mbox{ for all }y \in K\mbox{ and all }\varepsilon \in \,]0,\bar{\varepsilon }[. }$$(7.15) -
ɛ-Perturbed Weak h-Vector Variational Inequality Problem (ɛ-h-PWVVIP): Find \(\bar{x} \in K\) for which there exists \(\bar{\varepsilon }\in \,]0,1[\) such that
$$\displaystyle{ h(\bar{x} +\varepsilon (y -\bar{ x});y -\bar{ x})\notin \mathop{\mathrm{int}}\nolimits (C),\quad \mbox{ for all }y \in K\mbox{ and all }\varepsilon \in \,]0,\bar{\varepsilon }[. }$$(7.16)
Proposition 7.1
Let \(h = (h_{1},h_{2},\ldots,h_{\ell}): K \times \mathbb{R}^{n} \rightarrow \mathbb{R}^{\ell}\) be C-pseudomonotone (respectively, strongly C-pseudomonotone and weakly C-pseudomonotone) and C-properly subodd such that it is positively homogeneous in the second argument. Then \(\bar{x} \in K\) is a solution of ɛ-h-PVVIP (respectively, ɛ-h-PSVVIP and ɛ-h-PWVVIP) if and only if it is a solution of h-MVVIP (respectively, h-MSVVIP and h- MWVVIP).
Proof
Let \(\bar{x}\) be a solution of h-MVVIP. Then
Since K is convex, we have
Taking y = x ɛ with \(\bar{\varepsilon }= 1\) and \(\varepsilon \in \,]0,\bar{\varepsilon }[\) in (7.17), we have
Since \(\bar{x} - x_{\varepsilon } =\varepsilon (\bar{x} - z)\) and h(x; . ⋅ ) is positively homogeneous, we have
Since \((z -\bar{ x}) + (\bar{x} - z) = \mathbf{0}\) and h is C-properly subodd, we have
Combining (7.18) and (7.19), we obtain
Therefore, \(\bar{x} \in K\) is a solution of ɛ-h-PVVIP.
Conversely, suppose that \(\bar{x} \in K\) is a solution of ɛ-h-PVVIP, but not a solution of h-MVVIP. Then there exists z ∈ K such that
Since K is convex, we have
Since \(x_{\varepsilon } - z = (1-\varepsilon )(\bar{x} - z)\) and h(x; ⋅ ) is positively homogeneous, we have
thus,
By C-pseudomonotonicity of h, we obtain
Since \(z - x_{\varepsilon } = (1-\varepsilon )(z -\bar{ x})\) and h(x; ⋅ ) is positively homogeneous, we have
which contradicts our supposition that \(\bar{x}\) is a solution of ɛ-h-PVVIP.
The rest of the part can be proved in a similar way. □
7.2 Existence Results for Solutions of Nonsmooth Vector Variational Inequalities
We first present an existence result for a solution of h-VVIP without using any kind of monotonicity.
Theorem 7.1
Let K be a nonempty compact convex subset of \(\mathbb{R}^{n}\) . Let \(h = (h_{1},h_{2},\ldots,h_{\ell}): K \rightarrow \mathbb{R}^{\ell}\) be a vector-valued function such h(x; 0) = 0 and h(x; ⋅ ) is positively homogeneous for each fixed x ∈ K, and the set {x ∈ K: h(x; y − x) ∈ −C∖{0}} is open in K for every fixed y ∈ K. Then h-VVIP has a solution \(\bar{x} \in K\) .
Proof
Suppose that h-VVIP has no solution. Then for every \(\bar{x} \in K\), there exists y ∈ K such that
For every y ∈ K, define the set N y by
By assumption, the set N y is open in K for each y ∈ K. Therefore, from (7.20), {N y : y ∈ K} is an open cover of K. Since K is compact, there exists a finite subset {y 1, y 2, …, y k } of K such that
Thus, there exists a continuous partition of unity {β 1, β 2, …, β k } subordinated to \(\{N_{y_{1}},N_{y_{2}},\ldots,N_{y_{k}}\}\) such that for all x ∈ K,
-
β j (x) ≥ 0, j = 1, 2, …, k
-
∑ j = 1 k β j (x) = 1
-
β j (x) = 0 whenever \(x\notin N_{y_{j}}\), and β j (x) > 0 whenever \(x \in N_{y_{j}}\)
Let \(p: K \rightarrow \mathbb{R}^{n}\) be defined by
Since each β i is continuous, we have p is continuous. Let Δ = co({y 1, y 2, …, y k }) ⊂ K. Then Δ is a simplex of the finite dimensional space and p maps Δ into itself. By Brouwer’s Fixed Point Theorem 1.39, there exists \(\hat{x} \in \varDelta\) such that \(p(\hat{x}) =\hat{ x}\).
Define \(q: K \rightarrow \mathbb{R}^{\ell}\) by
For any given x ∈ K, let \(J =\{\, j: x \in N_{y_{j}}\} =\{\, j:\beta _{j}(x)> 0\}\). Obviously, J is nonempty. It follows from (7.21) and (7.22) that
Since \(\hat{x} \in \varDelta \subset K\) is a fixed of p, from (7.21), we have
a contradiction. Hence, h-VVIP has a solution \(\bar{x} \in K\). □
The following result provides the existence of a solution of h-MWVVIP and h-WVVIP in the setting of compact convex set but under weakly C-pseudomonotonicity.
Theorem 7.2
Let \(K \subseteq \mathbb{R}^{n}\) be a nonempty, convex and compact set and \(h = (h_{1},h_{2},\ldots,h_{\ell}): K \rightarrow \mathbb{R}^{\ell}\) be a positively homogeneous in the second argument, C-properly subodd and weakly C-pseudomonotone vector-valued function such that for all \(i \in \mathcal{ I} =\{ 1,2,\ldots,\ell\}\) and for each fixed x ∈ K, h i (x; ⋅ ) is continuous. Then h-MWVVIP has a solution \(\bar{x} \in K\) .
Furthermore, if h is weakly C-upper sign continuous, then \(\bar{x} \in K\) is a solution of h-WVVIP.
Proof
For all y ∈ K, we define two set-valued maps S, M: K → 2K by
and
We show that S is a KKM map. Let \(\hat{x} \in \mathrm{ co}\left (\{y_{1},y_{2}\ldots,y_{p}\}\right )\), then \(\hat{x} =\sum _{ k=1}^{p}\lambda _{k}y_{k}\) with λ k ≥ 0 and ∑ k = 1 p λ k = 1. If \(\hat{x}\notin \bigcup _{k=1}^{p}S(y_{k})\), then
Since − C is a convex cone and λ k ≥ 0 with ∑ k = 1 p λ k = 1, we have
Since
by C-proper suboddness of h, we have
By positive homogenuity of h, we have
which contradicts (7.23). Therefore, \(\mathrm{co}\left (\{y_{1},y_{2},\ldots,y_{p}\}\right ) \subseteq \bigcup _{k=1}^{p}S(y_{k})\). Hence, S is a KKM map.
The weak C-pseudomonotonicity of h implies that S(y) ⊆ M(y) for all y ∈ K; hence, M is a KKM map.
We claim that M(y) is a closed set in K for all y ∈ K. Indeed, let {x m } be a sequence in M(y) which converges to x ∈ K. Then
Since \(\mathbb{R}^{\ell}\setminus \{\mathop{ \mathrm{int}}\nolimits (C)\}\) is a closed set and each h i (x; ⋅ ) is continuous, we have \(h(y;x - y)\notin \mathop{\mathrm{int}}\nolimits (C)\), and hence, x ∈ M(y). Thus, M(y) is closed in K.
Further, since K is compact, it follows that M(y) is compact for all y ∈ K. Then, by Fan-KKM Lemma 1.14,
that is, there exists \(\bar{x} \in K\) such that
Thus, \(\bar{x} \in K\) is a solution of h-MVVIP.
By Lemma 7.1, \(\bar{x} \in K\) is a solution of h-WVVIP. □
Definition 7.4
A vector-valued function \(h = (h_{1},h_{2},\ldots,h_{\ell}): K \rightarrow \mathbb{R}^{\ell}\) is said to be C-pseudomonotone + if for all x, y ∈ K,
Clearly, C-pseudomonotonicity+ is stronger than C-pseudomonotonicity.
Example 7.4
Let \(X = \mathbb{R}\), K = [−2, 2], \(Y = \mathbb{R}^{2}\), and \(C = \mathbb{R}_{+}^{2}\). The function \(h: K \times \mathbb{R} \rightarrow \mathbb{R}^{2}\), defined by \(h(x;d) = \left (x \cdot d,x^{2} \cdot d\right )\), is \(\mathbb{R}_{+}^{2}\)-pseudomonotone, but not \(\mathbb{R}_{+}^{2}\)-pseudomonotone+.
We have the following existence result for a solution of h-SVVIP under C-pseudomonotonicity+ assumption.
Theorem 7.3
Let \(K \subseteq \mathbb{R}^{n}\) be a nonempty, convex and compact set and \(h = (h_{1},h_{2},\ldots,h_{\ell}): K \rightarrow \mathbb{R}^{\ell}\) be a positively homogeneous in the second argument, C-properly subodd and C-pseudomonotone + vector-valued function such that for all \(i \in \mathcal{ I} =\{ 1,2,\ldots,\ell\}\) and for each fixed x ∈ K, h i (x; ⋅ ) is continuous. Furthermore, if h is strongly C-upper sign continuous, then h-VVIP has a solution.
Proof
For all y ∈ K, we define set-valued maps S, M: K → 2K by
and
By C-pseudomonotonicity+, Sol(h-VVIP) ⊆ Sol(h-MSVVIP). From Lemma 7.1, Sol(h-MSVVIP) ⊆ Sol(h-SVVIP) ⊆ Sol(h-VVIP). Thus, Sol(h-VVIP) ⊆ Sol(h-MSVVIP) ⊆ Sol(h-VVIP), and hence, Sol(h-VVIP) = Sol(h-MSVVIP), that is,
We prove that S is a KKM map. Let \(\hat{x} \in \mathrm{ co}\left (\{y_{1},y_{2},\ldots,y_{p}\}\right )\), then \(\hat{x} =\sum _{ k=1}^{p}\lambda _{k}y_{k}\) with λ k ≥ 0 and ∑ k = 1 p λ k = 1. If \(\hat{x}\notin \bigcup _{k=1}^{p}S(y_{k})\), then
Since − C is a convex cone and λ k ≥ 0 with ∑ k = 1 p λ k = 1, we have
Since
by C-proper suboddness of h, we have
The positive homogenuity of h in the second argument implies that
which contradicts (7.24). Therefore, \(\mathrm{co}\left (\{y_{1},y_{2},\ldots,y_{p}\}\right ) \subseteq \bigcup _{k=1}^{p}S(y_{k})\). Hence, S is a KKM map.
By C-pseudomonotonicity+ of h implies that S(y) ⊆ M(y) for all y ∈ K; hence, M is a KKM map. Since − C is closed and each h i (x; ⋅ ) is continuous, it can be easily seen that M(y) is closed subset of a compact set K, and hence, compact. Therefore, by Fan-KKM Lemma 1.14,
that is, there exists a solution of h-VVIP. □
Definition 7.5
Let K be a nonempty convex subset of \(\mathbb{R}^{n}\). A vector-valued function \(h = (h_{1},h_{2},\ldots,h_{\ell}): K \rightarrow \mathbb{R}^{\ell}\) is said to be
-
(a)
strongly proper C-quasimonotone ∗ if for every finite set {y 1, y 2, …, y p } in K and \(x \in \mathrm{ co}\left (\{y_{1},y_{2},\ldots,y_{p}\}\right )\), there exists i ∈ {1, 2, …, p} such that h(x; y i − x) ∈ C;
-
(b)
proper C-quasimonotone ∗ if for every finite set {y 1, y 2, …, y p } in K and \(x \in \mathrm{ co}\left (\{y_{1},y_{2},\ldots,y_{p}\}\right )\), there exists i ∈ {1, 2, …, p} such that h(x; y i − x) ∉ − C∖{0};
-
(c)
weakly proper C-quasimonotone ∗ if for every finite set {y 1, y 2, …, y p } in K and \(x \in \mathrm{ co}\left (\{y_{1},y_{2},\ldots,y_{p}\}\right )\), there exists i ∈ {1, 2, …, p} such that \(h(x;y_{i} - x)\notin -\mathop{\mathrm{int}}\nolimits (C)\).
Example 7.5
Let \(X = \mathbb{R}\), K = [0, 1], \(Y = \mathbb{R}^{2}\), and \(C = \mathbb{R}_{+}^{2}\). The function \(h: K \times \mathbb{R} \rightarrow \mathbb{R}^{2}\), defined by \(h(x;d) = \left (x,\sqrt{x} \cdot \vert d\vert \right )\), is strongly proper C-quasimonotone∗.
Theorem 7.4
Let \(K \subseteq \mathbb{R}^{n}\) be a nonempty, convex and compact set and \(h = (h_{1},h_{2},\ldots,h_{\ell}): K \rightarrow \mathbb{R}^{\ell}\) be a C-properly subodd and strongly proper C-quasimonotone ∗ vector-valued function such that for all \(i \in \mathcal{ I} =\{ 1,2,\ldots,\ell\}\) and for each fixed x ∈ K, h i (x; ⋅ ) is continuous and h(x; 0) = 0 for all x ∈ K. Then h-SVVIP has a solution \(\bar{x} \in K\) .
Proof
For all y ∈ K, we define a set-valued map S: K → 2K by
Since h(x; y − y) = h(x; 0) = 0 ∈ C for each y ∈ K, y ∈ S(y), and thus, S(y) ≠ ∅. We show that S is a KKM map. Let \(\hat{x} \in \mathrm{ co}\left (\{y_{1},y_{2},\ldots,y_{p}\}\right )\) such that \(\hat{x}\notin \bigcup _{k=1}^{p}S(y_{k})\). This implies that
This contradicts the strong proper C-quasimonotonicity∗ of h. Hence, S is a KKM map.
Since h(x; ⋅ ) is continuous and C is closed, it can be easily seen that S(y) is a closed subset of a compact set K, and hence, S(y) is compact for all y ∈ K. Then, by Fan-KKM Lemma 1.14,
that is, there exists \(\bar{x} \in K\) such that
Thus, \(\bar{x} \in K\) is a solution of h-SVVIP. □
Similarly, we can prove the following results.
Theorem 7.5
Let \(K \subseteq \mathbb{R}^{n}\) be a nonempty, convex and compact set and \(h = (h_{1},h_{2},\ldots,h_{\ell}): K \rightarrow \mathbb{R}^{\ell}\) be a C-properly subodd and weakly proper C-quasimonotone ∗ vector-valued function such that for all \(i \in \mathcal{ I} =\{ 1,2,\ldots,\ell\}\) and for each fixed x ∈ K, h i (x; ⋅ ) is continuous and h(x; 0) = 0 for all x ∈ K. Then h-WVVIP has a solution \(\bar{x} \in K\) .
Theorem 7.6
Let \(K \subseteq \mathbb{R}^{n}\) be a nonempty, convex and compact set and \(h = (h_{1},h_{2},\ldots,h_{\ell}): K \rightarrow \mathbb{R}^{\ell}\) be a C-properly subodd and proper C-quasimonotone ∗ vector-valued function such that for all \(i \in \mathcal{ I} =\{ 1,2,\ldots,\ell\}\) and for each fixed x ∈ K, the set {x ∈ K: h(x; y − x) ∉ − C∖{0}} is closed and h(x; 0) = 0 for all x ∈ K. Then h-VVIP has a solution \(\bar{x} \in K\) .
7.3 Nonsmooth Vector Variational Inequalities and Nonsmooth Vector Optimization
The optimization problem may have a nonsmooth objective function. Therefore, Crespi et al. [3, 4] introduced Minty variational inequality for scalar-valued functions defined by means of lower Dini directional derivative. More recently, the same authors extended their formulation to the vector case in [5]. They have also established the relations between a Minty Vector Variational Inequality problem (in short, MVVIP) and solutions of VOP (both ideal and weak efficient but not efficient) solution. Crespi et al. [5] used the scalarization method to obtain their results. The similar VVIP is also considered by Lalitha and Mehta [8] and proved some existence results. They also provided some relationships between the solutions of VOP and this kind of VVIP.
In this section, we propose some relations between vector optimization and vector variational inequalities when the objective functions are not necessarily smooth.
Throughout this section, unless otherwise specified, we assume that K is nonempty convex subset of \(\mathbb{R}^{n}\), \(C = \mathbb{R}_{+}^{\ell}\) and \(h = \left (h_{1},h_{2},\ldots,h_{\ell}\right ): K \times \mathbb{R}^{n} \rightarrow \mathbb{R}^{\ell}\) is a vector-valued function.
Definition 7.6
A vector-valued function \(f = (\,f_{1},f_{2},\ldots,f_{\ell}): K \rightarrow \mathbb{R}^{\ell}\) is said to be
-
(a)
C-h-convex if for all x, y ∈ K,
$$\displaystyle{f(y) - f(x) - h(x;y - x) \in C;}$$ -
(b)
strictly C-h-convex if for all x, y ∈ K, x ≠ y,
$$\displaystyle{f(y) - f(x) - h(x;y - x) \in \mathop{\mathrm{int}}\nolimits (C);}$$ -
(c)
strongly C-h-pseudoconvex if for all x, y ∈ K,
$$\displaystyle{f(y) - f(x)\notin C\quad \mbox{ implies}\quad h(x;y - x)\notin C,}$$equivalently,
$$\displaystyle{h(x;y - x) \in C\quad \mbox{ implies}\quad f(y) - f(x) \in C;}$$ -
(d)
C-h-pseudoconvex if for all x, y ∈ K,
$$\displaystyle{f(y) - f(x) \in -C\setminus \{\mathbf{0}\}\quad \mbox{ implies}\quad h(x;y - x) \in -C\setminus \{\mathbf{0}\};}$$equivalently,
$$\displaystyle{h(x;y - x)\notin C\setminus \{\mathbf{0}\}\quad \mbox{ implies}\quad f(y) - f(x)\notin - C\setminus \{\mathbf{0}\};}$$ -
(e)
weakly C-h-pseudoconvex if for all x, y ∈ K,
$$\displaystyle{f(y) - f(x) \in -\mathop{\mathrm{int}}\nolimits (C)\quad \mbox{ implies}\quad h(x;y - x) \in -\mathop{\mathrm{int}}\nolimits (C),}$$equivalently,
$$\displaystyle{h(x;y - x)\notin -\mathop{\mathrm{int}}\nolimits (C)\quad \mbox{ implies}\quad f(y) - f(x)\notin -\mathop{\mathrm{int}}\nolimits (C).}$$
Obviously, strictly C-h-convexity implies C-h-convexity, and C-h-convexity implies C-h-pseudoconvexity.
If h(x; d) = D + f(x; d) (respectively, D + f(x; d)) upper (respectively, lower) Dini directional derivative of a function f at x in the direction d, then C-h-convexity is called C-D +-convexity (respectively, C-D +-convexity), and so on.
Example 7.6
Let \(X = \mathbb{R}\), K = [0, 1], \(Y = \mathbb{R}^{2}\), and \(C = \mathbb{R}_{+}^{2}\). Let the function \(h: K \times \mathbb{R} \rightarrow \mathbb{R}^{2}\), be given as \(h(x;d) = \left (-x^{2},-\vert x\vert -\vert d\vert \right )\). Furthermore, let \(f: K \rightarrow \mathbb{R}^{2}\) be defined by \(f = \left (x^{2},\vert x\vert \right )\). Then f is C-h-convex, but not strictly C-h-convex. Moreover, f is strongly C-h-pseudoconvex and C-h-pseudoconvex, but f is not weakly C-h-pseudoconvex.
The following result provides the relation among the weakly efficient solution of VOP and the solutions of h-WVVIP and (D +-WVVIP).
Theorem 7.7
Let \(f: K \rightarrow \mathbb{R}^{\ell}\) be a vector-valued function. Then the following statements hold.
-
(a)
Every strongly efficient solution of VOP is a solution of D + -SVVIP (7.7).
-
(b)
If f is strongly C-h-pseudoconvex, then every solution of h-SVVIP is a strongly efficient solution of VOP.
Proof
-
(a)
Let \(\bar{x}\) be a strongly efficient solution of VOP. Then
$$\displaystyle{f(y) - f(\bar{x}) \in C,\quad \mbox{ for all }y \in K.}$$Since K is a convex set, we have \(\bar{x} +\lambda (y -\bar{ x}) \in K\) for all λ ∈ [0, 1]; thus,
$$\displaystyle{\frac{f(\bar{x} +\lambda (y -\bar{ x})) - f(\bar{x})} {\lambda } \in C,\quad \mbox{ for all }\lambda \in \,]0,1[.}$$Taking the limit sup as λ ↓ 0, we obtain
$$\displaystyle{D^{+}f(\bar{x};y -\bar{ x}) =\limsup _{\lambda \downarrow 0}\frac{f(\bar{x} +\lambda (y -\bar{ x})) - f(\bar{x})} {\lambda } \in C,\quad \mbox{ for all }y \in K.}$$Hence, \(\bar{x}\) is a solution of D +-SVVIP (7.7).
-
(b)
Assume that \(\bar{x} \in K\) is a solution of D +-SVVIP (7.7) but not a strongly efficient solution of VOP. Then there exists y ∈ K such that
$$\displaystyle{f(y) - f(\bar{x})\notin C.}$$Since f is strongly C-h-pseudoconvex, we have
$$\displaystyle{h(\bar{x};y -\bar{ x})\notin C,}$$contradicting our assumption that \(\bar{x}\) is a solution of h-SVVIP. □
Since \(\mathbb{R}^{\ell}\setminus \{ -\mathop{\mathrm{int}}\nolimits (C)\}\) is a closed convex cone, in a similar way, we can prove the following result.
Theorem 7.8
Let \(f: K \rightarrow \mathbb{R}^{\ell}\) be a vector-valued function. Then the following statements hold.
-
(a)
Every weakly efficient solution of VOP is a solution of D + -WVVIP (7.9).
-
(b)
If f is weakly C-h-pseudoconvex, then every solution of h-WVVIP is a weakly efficient solution of VOP.
Theorem 7.9
Let \(f: K \rightarrow \mathbb{R}^{\ell}\) be a C-h-pseudoconvex vector-valued function. Then every solution of h-VVIP is an efficient of VOP.
Proof
It lies on the lines of the proof of Theorem 7.7 (b), therefore, we omit it. □
Theorem 7.10
Let \(f: K \rightarrow \mathbb{R}^{\ell}\) be a vector-valued function such that (−f) is strictly C-h-convex, that is,
Then every weakly efficient solution of VOP is a solution of h-VVIP.
Proof
Assume that \(\bar{x}\) is a weakly efficient solution of VOP but not a solution of h-VVIP. Then there exists y ∈ K such that
Combining (7.26) and (7.25), we obtain
a contradiction to our assumption that \(\bar{x}\) is a weakly efficient solution of VOP. Hence, \(\bar{x}\) is a solution of h-VVIP. □
Theorem 7.11
If \(f: K \rightarrow \mathbb{R}^{\ell}\) is strictly C-D + -convex function, then every weakly efficient solution of VOP is an efficient solution of VOP.
Proof
Assume that \(\bar{x}\) is a weak efficient solution of VOP, but not an efficient solution of VOP. Then there exists y ∈ K such that
Since f is strictly C-D +-convex, we have
By combining (7.27) and (7.28), we obtain
Thus, \(\bar{x}\) is not a solution of D +-WVVIP (7.9). By using Theorem 7.8 (a), we see that \(\bar{x}\) is not a weak efficient solution of VOP, a contradiction to our assumption. □
Theorem 7.12
For each i = 1, 2, …, ℓ, let \(f_{i}: K \rightarrow \mathbb{R}\) be D + -pseduoconvex and lower semicontinuous. If \(\bar{x} \in K\) is a solution of D + -VVIP, then it is an efficient solution of VOP.
Proof
Suppose that \(\bar{x} \in K\) is not an efficient solution of VOP. Then there exists \(\hat{y} \in K\) such that \(f_{i}(\hat{y}) <f_{i}(\bar{x})\) for some i and \(f_{j}(\hat{y}) \leq f_{j}(\bar{x})\) for all j ≠ i. By D +-pseudoconvexity of f i , \(D^{+}f_{i}(\bar{x};\hat{y} -\bar{ x}) <0\). By Remark 1.18 (b), f j is quasiconvex for all j ≠ i, and hence, \(D^{+}f_{j}(\bar{x};\hat{y} -\bar{ x}) \leq 0\) for all j ≠ i. Thus, \(\bar{x} \in K\) is not a solution of D +-VVIP. □
The following result, due to Ansari and Lee [1], provides the relationship between a solution of an h-MVVIP and an efficient solution of VOP. It can be treated as a nonsmooth version of Theorem 5.28.
Theorem 7.13
For each \(i \in \mathcal{ I}\) , let \(f_{i}: K \rightarrow \mathbb{R}\) be upper semicontinuous and D + -pseudoconvex. For each \(i \in \mathcal{ I} =\{ 1,2,\ldots,\ell\}\) and for all x ∈ K, let h i (x; ⋅ ) be positively homogeneous and subodd such that h i (x; ⋅ ) ≤ D + f i (x; ⋅ ). Then \(\bar{x} \in K\) is a solution of h-MVVIP if and only if it is an efficient solution of VOP.
Proof
Let \(\bar{x} \in K\) be a solution of h-MVVIP but not an efficient solution of VOP. Then there exists z ∈ K such that
Set \(z(\lambda ):=\lambda \bar{ x} + (1-\lambda )z\) for all λ ∈ [0, 1]. Since K is convex, z(λ) ∈ K for all λ ∈ [0, 1]. Also since each f i is D +-pseudoconvex, it follows from Lemma 1.4 that f i is quasiconvex and semistrictly quasiconvex. By using quasiconvexity, semistrictly quasiconvexity and (7.29), we get
That is,
with strict inequality holds in (7.30) for some k such that 1 ≤ k ≤ ℓ.
By Diewert Mean-Value Theorem 1.31, there exists α i ∈ ]0, 1[ such that
Combining inequalities (7.30) and (7.31), we obtain
with strict inequality holds for some k such that 1 ≤ k ≤ ℓ. Since, for each fixed x ∈ K, h i (x; ⋅ ) ≤ D + f i (x; ⋅ ), we have
where strict inequality holds for some k such that 1 ≤ k ≤ ℓ. By using the positive homogeneity of h i in the second argument, we get
and so,
where strict inequality holds for some k such that 1 ≤ k ≤ ℓ. By the suboddness of h i in the second argument, we have
where strict inequality holds for some k such that 1 ≤ k ≤ ℓ.
Suppose that α 1, …, α ℓ are all equal. Then by (7.33), the positive homogeneity of h i in the second argument, and the fact that
we have
where strict inequality holds for some i, that is,
which contradicts to our assumption that \(\bar{x}\) is a solution of (h-MVVIP).
Consider the case when α 1, α 2, …, α ℓ are not equal. Let α 1 ≠ α 2.
If α 1 < α 2, then by the positive homogeneity and the suboddness of h i (x; ⋅ ), we get
and by using (7.33), we obtain
where strict inequality holds for k = 1.
Since each f i is D +-pseudoconvex and h i (x; ⋅ ) ≤ D + f i (x; ⋅ ), by Lemma 1.5, f i is h i -pseudoconvex; further, by Lemma 1.7 (b), h i is pseudomonotone. Therefore, we have
where strict inequality holds for k = 1 by virtue of Lemma 1.6. The positive homogeneity of h i (x; ⋅ ) implies that
where strict inequality holds for k = 1. Since α 2 −α 1 > 0, we have
with strict inequality for k = 1.
If α 1 > α 2, then by the positive homogeneity and the suboddness of h i (x; ⋅ ), we get
and by using (7.33), we obtain
with strict inequality for k = 2.
As above, each h i is pseudomonotone; therefore,
with strict inequality for k = 2 by virtue of Lemma 1.6 Again as above, by using the positive homogeneity of h i (x; ⋅ ), we get
with strict inequality for k = 2.
For the case α 1 ≠ α 2, let \(\bar{\alpha }=\max \{\alpha _{1},\alpha _{2}\}\). Then we have
By continuing this process, we can find α ∗ ∈ ]0, 1[ such that
with strict inequality for some k such that 1 ≤ k ≤ ℓ. By multiplying the above inequality by 1 −α ∗, we obtain
with strict inequality for some k such that 1 ≤ k ≤ ℓ. Thus,
which contradicts our supposition that \(\bar{x}\) is a solution of h-MVVIP.
Conversely, suppose that \(\bar{x} \in K\) is an efficient solution of VOP, but not a solution of h-MVVIP. Then there exists z ∈ K such that
that is,
with strict inequality holds for some i. Since h i (z; ) ≤ D + f i (z; ⋅ ) for all \(i \in \mathcal{ I}\),
with strict inequality holds for some i. Since each f i is D +-pseudoconvex, we have
Let \(j \in \mathcal{ I}\) be such that \(D^{+}f_{j}(z;\bar{x} - z)> 0.\) Since f j is upper semicontinuous and D +-pseudoconvex, it follows from Lemma 1.4 that f j is quasiconvex; hence, it follows from Theorem 4 in [6] that \(f_{j}(\bar{x})> f_{j}(z)\). Thus, \(f(z) - f(\bar{x}) \in -C\setminus \{\mathbf{0}\}\); hence, \(\bar{x}\) is not an efficient solution of VOP. This contradiction proves our result. □
The following result gives the relation between a solution of h-VVIP and a properly efficient solution (in the sense of Henig) of VOP.
Theorem 7.14
If \(\bar{x} \in K\) is a properly efficient solution (in the sense of Henig) of VOP, then it is a solution of D + -VVIP.
Proof
Since \(\bar{x} \in K\) is a properly efficient solution (in the sense of Henig) of VOP, there is convex cone D in \(\mathbb{R}^{\ell}\) such that \(C\setminus \{\mathbf{0}\} \subseteq \mathop{\mathrm{int}}\nolimits (D)\), and
Since \(-\mathop{\mathrm{int}}\nolimits (D) \subseteq -D\setminus \{\mathbf{0}\}\), we have
Since K is a convex set, we have \(\bar{x} +\lambda (y -\bar{ x}) \in K\) for all λ ∈ [0, 1]; thus,
Since \(\mathbb{R}^{\ell}\setminus \{ -\mathop{\mathrm{int}}\nolimits (D)\}\) is a closed convex cone, by taking the limit sup as λ ↓ 0, we obtain
Therefore,
Since \(C\setminus \{\mathbf{0}\} \subseteq \mathop{\mathrm{int}}\nolimits (D)\) for all x ∈ K, we obtain the result. □
Theorem 7.15 ([10])
If \(\bar{x} \in K\) is a properly efficient solution (in the sense of Geoffrion) of VOP and for each i = 1, 2, …, ℓ, \(D^{+}f_{i}(\bar{x};\cdot )\) is finite on \(K -\bar{ x}\) , then \(\bar{x} \in K\) is a solution of D + -VVIP.
Proof
Let \(\bar{x} \in K\) be a properly efficient solution (in the sense of Geoffrion) of VOP. Suppose on contrary that there exists \(d \in \mathbb{R}^{n}\) such that \(d \in K -\bar{ x}\), \(D^{+}f_{i}(\bar{x};d) <0\) and \(D^{+}f_{j}(\bar{x};d) \leq 0\), j ≠ i. We choose v ∈ K such that \(d = v -\bar{ x}\). Since K is convex, we can choose a sequence {t n } of positive real numbers such that t n ↓ 0, \(\bar{x} + t_{n}(v -\bar{ x}) \in K\) for all n and
Since \(D^{+}f_{i}(\bar{x};d) <0\),
and hence, there exists a natural number N such that for all n ≥ N,
that is, \(f_{i}(\bar{x} + t_{n}(v -\bar{ x})) <f_{i}(\bar{x})\). Since \(\bar{x}\) is an efficient solution VOP, choosing a subsequence of the sequence \(\{\bar{x} + t_{n}(v -\bar{ x})\}\), if necessary, we may assume that
is constant for all n ≥ N. So, for all j ∈ I, we have
Since \(D^{+}f_{j}(\bar{x};d) \leq 0\) for all j ∈ I, we have
for all j ∈ I. So, choosing a subsequence of {t n }, if necessary, we may assume that
for all j ∈ I. So, for all j ∈ I, we have
which contradicts to the proper efficiency (in the sense of Geoffrion) of \(\bar{x}\). □
Remark 7.2
Since proper efficiency in the sense of Benson and in the sense of Geoffrion are equivalent when \(C = \mathbb{R}_{+}^{\ell}\), Theorem 7.15 also holds for proper efficiency in the sense of Benson.
Corollary 7.1 ([11, Theorem 4])
For each i = 1, 2, …, ℓ, let \(f_{i}: K \rightarrow \mathbb{R}\) be convex and differentiable. If \(\bar{x} \in K\) is a properly efficient solution (in the sense of Benson) of VOP, then it is a solution of ∇-VVIP.
The following example shows that the Corollary 7.1 cannot be extended to efficient solutions of VOP even though each f i is convex.
Example 7.7
Let K = [−1, 0] and f(x) = (x, x 2). Then \(\bar{x} = 0\) is an efficient solution of VOP, but it is not a solution of the following ∇-VVIP: Find \(\bar{x} \in K\) such that for all y ∈ K,
We notice that \(\bar{x} = 0\) is not a properly efficient solution (in the sense of Benson) of VOP.
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Ansari, Q.H., Köbis, E., Yao, JC. (2018). Nonsmooth Vector Variational Inequalities. In: Vector Variational Inequalities and Vector Optimization. Vector Optimization. Springer, Cham. https://doi.org/10.1007/978-3-319-63049-6_7
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