Abstract
‘Urban Dry (Wet) Islands’ (UDI/UWI) represents microclimate change that impacts ecosystems and human well-being. However, causes of the UDI (UWI) phenomena are not fully understood due to the lack of empirical data. Here, we quantify UDI (UWI) using global observations of atmospheric humidity, evapotranspiration (ET), and land surface characteristics across 25 large urban agglomerations. We show that UDI (17) and UWI (8) are closely tied to local ET, global warming, and ‘Urban Heat Islands’ through intertwined linkages with water and energy balances. UDI is most pronounced in humid vegetated regions where mean urban-rural annual ET differences are as high as 215 mm, whereas UWI is found in arid regions or in climates with dry summers. We conclude that ET can be used as a single variable to explain emerging urban environmental changes. Our study supports a concerted strategy of restoring nature’s ET power as effective ‘Nature-based Solutions’ to mitigate the negative environmental effects of urbanization.
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Introduction
More than half of the world’s population lives in urban areas and this number is projected to rise by 68% by 20501. Compared with 2012, urban land uses are projected to double by 2030 globally, mostly in developing countries2. Permanent land use change through urbanization modifies the radiative, physiological, and aerodynamic properties of terrestrial ecosystems3,4. Urbanization is known to significantly elevate surface temperature or air temperature (Urban Heat Island, UHI)5,6,7,8,9,10, reduce latent heat (i.e., evapotranspiration)11, and increase storm water runoff12,13 in general (Fig. 1).
In contrast, less is known about how urbanization affects surface atmospheric humidity (so called ‘Urban Dry Island’ or ‘Urban Wet Island’, i.e., UDI or UWI effects)14,15,16. Because atmospheric moisture is more variable and complex17 than air temperature, the physical processes behind UDI/UWI have not been well quantified until recently14,15,16,18. The concept of UDI/UWI as a hypothesis is not new5,19,20,21,22, but empirical data are lacking. Previous studies show that atmospheric dryness indicators such as vapor pressure deficit (VPD), relative humidity (RH), absolute humidity (AH), water vapor pressure (ea), and specific humidity (q) have increasingly been altered across various spatiotemporal scales in cities globally14,18,23,24,25.
Several factors have prompted recent interest in understanding the change in atmospheric dryness as concurrent with UHI. UDI (or UWI) has important implications for understanding cloud formation23, rainfall intensity26, climate change26, human bioclimates27 and thermal comfort27, and urban design and planning17. In addition, there is evidence that wildland fires at the ‘urban-forest interface’ are linked to the drying trend of urban atmosphere28,29. Even a small change in atmospheric moisture availability may still be sufficient to alter latent heating, atmospheric circulation and moisture transport, and precipitation patterns30,31,32. Changes in atmospheric VPD that is affected by air temperature, is a key indicator of atmospheric moisture. VPD is increasingly recognized as an essential variable for assessing atmospheric water stress, heatwaves, plant photosynthesis and ecosystem productivity, and carbon sequestration in urban ecosystems33,34,35,36.
Long-term mean atmospheric humidity has been used for quantifying regional evapotranspiration (ET)37 which is known to be one of three important sources of atmospheric moisture (i.e., antecedent atmospheric water vapor, lateral convective water vapor source, and local ET)38. The recent global ‘greening up’ due to reforestation and other factors (i.e., climate change, CO2 fertilization, nitrogen deposition and recovery from natural disturbances)39 has increased ET that impacted water resource availability40 and precipitation patterns31,41. However, loss of vegetation or ‘browning’ was common in urban agglomerations worldwide, notably in southeastern China and the U.S.A.10,12,13. Although vegetation is well known to play an important role in the water and energy balances41,42, the significance of vegetation ET in linking land ecohydrological processes with urban atmospheric moisture or climate feedbacks is rarely considered in urban greening designs to mitigate extreme climatic events (e.g., heatwaves and storms) and hydrology (e.g., storm runoff and flooding) (Fig. 1). Recent extreme heatwaves and precipitation events around the globe exceeded prediction by most climate models and prompted renewed interest in land-atmospheric interactions43,44. Existing climate models may not adequately describe land-atmospheric interactions43,44, and therefore there is a large uncertainty in projecting future heat and precipitation patterns. In addition, traditional remote sensing products (i.e., MODIS) for vegetation and ET often exclude built-up areas. The role of ET in connecting urban climate, ecosystem health, and extreme hydrology11,14,24,45 is increasingly recognized.
However, most previous studies on the impact of urbanization on local climate8 or hydrology46 have focused on the role of urban impervious surface47 with little emphasis on vegetation ET, a key process that regulates latent and sensible heat fluxes as well as ecohydrology6,8,14,15,16. For example, existing literature generally attributes UDI to global warming and UHI, both of which cause elevated air temperature and reduced relative humidity48. Although the cooling effects of ET on air temperature are well documented5,49, limited knowledge is available about the contribution of ET to explain changes in atmospheric humidity in an urban environment. There is no consensus on how land cover change, ecohydrology, air temperature, and atmospheric humidity/moisture availability interact during urbanization23,44,50,51,52.
Advanced knowledge of the close connections among vegetation greening (or browning), ecohydrology, and microclimate has practical applications for mitigating urban environmental change53. Over the past few years, a series of innovative strategies or practices have been explored to address environmental change challenges in cities. Examples include green infrastructure in Europe54, low-impact development in the United States, water-sensitive urban design in Australia, natural infrastructure in Peru, Nature-based Solutions (NbS) in Canada55, and ‘Sponge Cities’ in China56 However, there is a significant knowledge gap about the effectiveness of these measures, resulting in low confidence among stakeholders and political decision makers to act53,57. A theoretical framework is needed to understand the tradeoffs of all the approaches in order to best leverage resources and finances for implementing these strategies53. Ecohydrological studies on the role of ET in surface energy and water balances are needed for devising sustainable urban green infrastructure58.
This study assembled a large, spatially, and climatically diverse data set from around the world to quantify UDI (UWI) as defined by various atmospheric humidity indicators at multi-spatiotemporal scales. We expanded our previous studies14,15,16 with the largest dataset with flux measurements in urban areas and explored the casual effects between air dryness and ecohydrology. The overarching goal of this study is to provide more evidence of UDI (UWI), and most importantly, to mechanistically explain how atmospheric dryness is controlled by ET, a critical process that has been previously overlooked in understanding land-atmospheric interaction and ecohydrology in an urban environment. Such knowledge is important to design any ‘Nature-based Solutions’ strategies as sustainable means to mitigate the negative effects of urbanization on both ecosystems and human well-being globally.
Results and discussion
The conceptual framework
Here we present an integrated conceptual model as a framework for understanding the physical processes induced by land use change that controls UHI and UDI (UWI) processes (Fig. 1). In general, the land-atmosphere interactions and exchanges of water and heat mainly depend on two factors: the vertical exchange rate through turbulence and differences in humidity or temperature between the ground surface and the atmosphere above. Previous studies6,7,8,14,15,16 show that converting vegetated land to ‘dry’ or ‘brown’ urban impervious surfaces alters the land-atmosphere exchanges of water and heat, and thus the hydrological and meteorological processes (Fig. 1). Processes and variables associated with the water and energy exchange between vegetation and the atmosphere and regional climate feedback include soil heat capacity, vegetation leaf area, surface albedo, aerodynamic roughness, and net radiation. All these variables control latent heat (i.e., ET) and sensible heat transfers (Fig. 1).
We use this conceptual model to illustrate the likely influences of biophysical factors on the differences of urban-rural near surface atmospheric air temperature (Ta) and specific humidity (∆qa). We hypothesize that UHI is primarily due to differences in evaporative cooling as opposed to aerodynamic resistance7,8 and UHI processes are connected to UDI (UWI) through hydrothermal coupling.
In addition, we hypothesize that change in atmospheric humidity (∆qa) is controlled by following major processes: changes in surface temperature (∆Ts) (i.e., UHI), near surface air temperature (∆Ta), radiative forcing (∆Rn) (i.e., albedo), ∆G (i.e., diffusive heat flux into/out of the surface, including anthropogenic heat flux), aerodynamics (\(\Delta {r}_{a}\), e.g., wind speed), and surface evaporation and transpiration resistance (\(\Delta {r}_{s}\), e.g., vegetation canopy conductance, leaf area). However, the contribution of these terms to explain Δqa likely varies due to the differences in background climate and land surface characteristics. For example, \(\Delta {q}_{a}\) in humid regions characterized by relatively high vegetation cover fractions in urban areas might be more responsive to \({\Delta r}_{s}\) or \(\Delta {R}_{n}\) than that in arid/desert regions characterized by low vegetation cover fractions in urban areas where \(\Delta {q}_{a}\) is most sensitive to change in air temperature \(\Delta {T}_{a}\) (Fig. 1c).
Enhanced UDI (UWI) intensity globally
The assembled published datasets consist of 20 global urban eddy flux sites (Fig. 2a)59 and 140 paired weather stations (urban vs. rural) across China15 (Fig. 3a). We define that UDI occurs when near surface atmospheric humidity in urban areas is lower than that in surrounding non-urban areas (i.e., Δq < 0 or ΔVPD > 0), otherwise we call it ‘Urban Wet Island’ (UWI, Δq > 0 or ΔVPD < 0). We found that more than half of the 20 urban eddy flux sites showed UDI effects (Δq < 0) in growing season (Supplementary Table 1, Supplementary Fig. 1), which were synchronized with UHI effects (Supplementary Table 1).
UDI effects were more pronounced in tropical and temperate regions than cold and arid ones (Fig. 2b). However, exceptions existed and UWI (Δq > 0) could occur in temperate climates such as CA-Sunset (California, USA) and GR-HECKOR (Heraklion, Greece). These two sites were dominated by a Mediterranean climate, typically having a ‘dry summer’ but exhibiting UWI effects. This dry summer UWI effect is similar to what is found in areas with an arid climate such as US-WestPhoenix in the earlier stage (USA) (Supplementary Fig. 1, Supplementary Table 1). In cold climates with no dry season or with dry winter only, such as US-Minneapolis (US) and KR-Ochang (Korea), characterized by relatively high vegetation cover fractions in urban areas, the urban q was generally greater than non-urban q in the summer (Supplementary Fig. 1). However, urban q in FI-Torni (Finland, Cold region), characterized by low vegetation cover fractions in urban areas, was generally lower than non-urban q in the summer (Supplementary Fig. 1). It appears that vegetation cover and background climate features play an important role in determining Δq.
We conducted a more detailed analysis using data from the 140 paired sites in China that complements the 20 global flux sites. In addition to atmospheric q, vapor pressure deficit (VPD) was used to identify diurnal, seasonal, and annual variations of air dryness. We found a similar pronounced UDI pattern (Δq < 0 or ΔVPD > 0) in temperate humid and sub-humid regions (Fig. 3a, b) and this pattern was amplified during daytime and in growing season (Supplementary Fig. 2, Supplementary Fig. 3). The nighttime UWI (∆q > 0, ΔVPD < 0) effects showed opposite trends (Supplementary Fig. 3). Both Δq and ΔTa significantly contributed to ΔVPD during the entire study period (Fig. 3a). However, the rise of ΔTa alone was not sufficient to explain the observed increase in ΔVPD for the post urbanization period (2001–2018) (Fig. 3b). Attribution analysis found that the overall contribution of Δq to ΔVPD was much greater during the later period 2001–2018 than that during the first period of 1980–2000, especially in daytime in humid and sub-humid regions (Fig. 3a). The variable relationships between ΔTa, Δq, and ΔVPD over time offered additional evidence that stage of urbanization affected air dryness characteristics.
Urbanization affects atmospheric dryness through ET
Both UDI and UWI were found in each of the 20 global urban sites studied (Fig. 2a, b). Regardless of UDI or UWI, monthly Δq fluctuates mostly in the growing season (Supplementary Fig. 1). UDI effects were common in cities in tropical and temperate regions with wet and warm summers (Fig. 2b). This corresponded to lower ET rates in urban cores that had a smaller fraction of vegetative cover compared to their rural counterparts in the humid regions (Fig. 2a, Supplementary Fig. 4). Lower ET rates in urban areas have been widely reported in literature for temperate and subtropical regions in the US11,46 and China14,60 The exceptions found in CA-Sunset, a UWI case (Supplementary Fig. 1) can be explained by the lower ET in rural areas during dry summer – lawn irrigation might be used in urban areas. In wet and cold climates regions, however, ET is often rather low due to energy limitations in winters. In the warm summer growing seasons, ET rates from well-vegetated sites of US-Minneapolis1 and US-Minneapolis2 in northern U.S., KR-Ochang in Korea, and FI-Kumpula in Finland (Supplementary Fig. 1) were generally greater than rural areas due to relatively higher temperature and thus higher VPD in urban areas. Similarly, USB (Baltimore, US) and NLA (Amsterdam, Netherlands) showed UWI effects due to high tree area fraction (54%) and water area fraction (17%), respectively (Supplementary Fig. 1, Supplementary Table 2)59. PLL (Lipowa, Poland) and PLN (Narutowicza, Poland) had similar climate and environment, but Δq was opposite (UWI in PLL, UDI in PLN) possibly due to their different aerodynamic roughness length for momentum (0.94 m at PLL and 1.99 m at PLN), respectively, calculated by the Macdonald morphometric method59. However, compared with FI-Kumpula, FI-Torni in Finland had a lower urban vegetation cover, urban q was generally lower than non-urban q in the summer (Fig. 2, Supplementary Fig. 1) corresponding to less ET in urban areas. The correlations among annual average Δq and ΔTa, Bowen ratio, and biophysical drivers of impervious surface fraction, vegetation fraction, displacement height, and roughness length for momentum (Supplementary Table 2, Supplementary Fig. 5, Supplementary Fig. 6) indicate that differences in surface evapotranspiration resistance, as well as surface aerodynamic properties such as roughness and displacement height between urban and rural areas all contribute to observed UDI and UHI intensity.
Further analysis of the eddy covariance flux measurements revealed that UWI (Δ q > 0) or UDI (Δ q < 0), latent heat flux (LE) or Evapotranspiration (ET) has significant positive logarithmic correlations with atmospheric specific humidity (q) (P < 0.001) (Fig. 4a, b) at a monthly scale for most of the 20 urban sites. However, the correlation was stronger for UWI (Δ q > 0) than that for UDI (Δ q < 0) (Fig. 4a), and in those cities with higher vegetation fraction (p < 0.001). We also found LE was significantly positively correlated with vegetation fraction, but negatively with impervious surface fraction (Supplementary Fig. 7a, c) (P < 0.001) at urban sites. On the contrary, sensible heat (H) was significantly negatively correlated with vegetation fraction, but positively with impervious surface fraction (P < 0.001) (Supplementary Fig. 7b, d). The linkage of LE (or ET), vegetation, and specific humidity indicated that the decline of vegetation due to urbanization impacted atmospheric specific humidity through ET.
Using independent remote sensing-based ET data, we found that 19 out of the 20 urban eddy flux sites had much lower ET than surrounding non-urban areas (Fig. 5). The mean annual ET difference is about 215 mm. There were significant positive correlations between ΔET and Δq as well as significant negative correlations between ΔET and ΔTa in those cities with lower urban ET and synchronous occurrences of UDI (Δq < 0) and UHI (ΔTa > 0) (solid circles in Fig. 5, Supplementary Table 1). These findings signified the close connections among ET, UDI, and UHI. On the other hand, the observation based on LE and q at the 20 eddy flux urban sites showed that UDIs (i.e., Δq < 0) were generally found in those urban sites with significant positive correlation of LE vs. q, and with higher vegetation cover losses in urban areas (Supplementary Fig. 8). Therefore, both remote sensing data and in situ flux data confirmed the likely role of ET (i.e., LE) in affecting UDI intensity (Figs. 4a, b, 5). Urban sites with UWI also showed significant positive correlation between LE and q, due to various factors (e.g., irrigation or artificial greening), being consistent with the hypothesis that ET controls q.
Similar to the q-ET patterns found across the 20 global urban eddy flux sites, mean annual ET rates over urban areas were generally lower than the surrounding non-urban areas in the temperate southeastern China where UDI was most pronounced (Figs. 2, 3). Under such climates, the decreased trend of annual ET in urban areas followed a similar pattern to leaf area index (LAI) (Supplementary Fig. 4). Similar to an arid site (US-WestPhoenix) in the global eddy flux dataset, cities in the arid northwest of China had higher q and ET than surrounding rural areas (i.e., UWI) (Figs. 2, 3a). Generally, urban ET is lower than non-urban ET in energy-limited regions, while urban ET is higher than non-urban ET in moisture-limited regions. In humid energy limited regions where soil water does not limit ET, biophysical factors such as leaf biomass that directly affect ET become more important15. In addition, extensive impervious surfaces also limit land evaporation14. In arid/desert regions in western China, evaporative energy is not limited due to the abundant incoming solar radiation and high VPD. Urbanization does not necessarily mean a decrease in LAI in arid regions where artificial greening using irrigated plants is common resulting in oasis5,15,61.
The temporal variations of ET and q during urbanization over China (Fig. 3) offered additional evidence about how the two variables interact. Annual ET rates generally decreased during 2011–2017, the accelerated urbanization period, compared with 2003–2010, the initial urbanization period, in most urban cores except the arid TSB in western China (Supplementary Fig. 4). The most significant decrease in ET occurred in eastern China. Similar to results from analysis performed over 20 urban cities worldwide (Fig. 4), ET in cities in eastern China also positively correlates with q, which indicates that the reduction in ET as a result of urbanization reduced the content of water vapor in the atmosphere (Supplementary Fig. 4). The consistent spatiotemporal variation patterns of atmospheric humidity q, air temperature Ta, ET and LAI (Fig. 3, Supplementary Fig. 4) in southeast China illustrate the close coupling of these climatic and ecohydrological variables.
Global data from both eddy covariance flux measurements and remote sensing products all reveal that urbanization impacts atmospheric dryness and air temperature through altering ET processes (Figs. 4, 5, Supplementary Fig. 7, Supplementary Fig. 4). Loss of vegetation in humid and sub-humid cities or irrigation and artificial planting in arid regions alters the relationship between Ta, q, and ET (Supplementary Fig. 4). Cities could get hotter and drier than surrounding rural areas in most temperate or humid regions because of a decline in ET (Figs. 3, 4, Supplementary Fig. 4). The UDI pattern is amplified during daytime (Fig. 3a, Supplementary Fig. 2) and in growing season (Fig. 2, Supplementary Fig. 3) due to the large contrast in ET between urban vs. rural areas.
UDI (UWI) and UHI coupling through ET
The ‘surface flux equilibrium’ theory37 suggests that the variables of near-surface air temperature Ta and specific humidity q are sensitive to turbulent surface fluxes, sensible heat flux H and latent heat flux or ET, respectively. The theory implies that urbanization that generally leads to a decrease in ET and an increase in the ratio of sensible heat exchange to latent heat exchange (i.e., the Bowen ratio) would decrease air humidity and increase air temperature.
Our analysis on monthly urban surface fluxes in four climate zones at the 20 urban flux sites confirmed this hypothesis with exceptions in extreme conditions (Fig. 6). Lower Bowen ratio (B ≤ 1) was generally associated with higher LE (ET), leading to a wetter (increased q) near-surface atmosphere, while higher Bowen ratio (B > 1) was associated with lower LE, leading to lower q in urban areas, such as in temperate and cold climate (Fig. 6a, b). Exceptions were found in arid regions where LE is not associated with lower Bowen ratios (Fig. 6d). Another exception found was in regions under a tropical climate where LE was similar (Fig. 6c). Nevertheless, our data show that vegetation cover and background climate play an important role in determining local q through ET on a monthly time scale.
In addition to ET-q connections under different Bowen ratio conditions, relative humidity and VPD are directly tied to air temperature, thus UDI (UWI) and UHI are coupled. Temperature alone may not provide a complete explanation of the heat storage changes in the Earth system38 for evaluating future global climate change. ET is significant to explain the integrity of urban physical process of hydrothermal coupling. The analysis by Li et al.8 and this study confirmed the important role of ET in regulating both surface temperature and atmospheric dryness. The close linkages among ecohydrology (i.e., ET), UDI (UWI), and UHI are of great significance to modeling the entire hydrothermal coupling processes in urban ecosystems24,62. Therefore, the UHI and UDI phenomena should be collectively addressed in landscape design, urban adaptive strategies development, and global change assessment14.
Vegetation ET: key to understanding urban environmental change
Evapotranspiration is a keystone climate variable that uniquely links the water cycle (evaporation), energy cycle (latent heat flux), and carbon cycle (transpiration-photosynthesis trade-off)8,63,64. Forested watersheds have lower stormflow than urban ones because the former have higher ET in the growing season reducing antecedent soil moisture and increasing water storage46. Urbanization exacerbates global warming and UHI effects on atmospheric drying through reducing ET and atmospheric water availability15,16.
The present and previous studies16 show that UDI is more pronounced during the daytime in humid regions and during growing seasons, thus air dryness is closely linked to plant ET dynamics. On the other hand, ET in arid cities can be higher than in rural areas due to artificial urban greening and irrigation, especially during drought conditions11. Overall, urbanization is more likely to cause ‘Oasis Wet Islands’ (∆q > 0) effects in the arid zone (e.g., the TSB area in western China and California sites in the dry summer), while triggering ‘Urban Dry Island’ (∆q < 0) effects in the humid regions.
Recently, the scientific community has shown great interest in how land cover change affects local or downwind precipitation, moisture availability, and water supply31,41. The contribution of local evapotranspiration, which could be altered by changes in land surface characteristics (e.g., deforestation or reforestation), to precipitation and moisture ‘recycling’ is therefore of considerable interest30,65. As one of the most important anthropogenic influences on land use/land cover change, urbanization has been found to increase mean and heavy precipitation over and/or downwind of cities with medium confidence66. However, there are limited studies about the magnitude of the contribution of ET and surface condensation in urban areas17. In addition, quantification of the influence of ET on precipitation remains particularly uncertain67. Our process-based analysis on field data revealed that ET does affect the specific humidity at a monthly scale (Fig. 4a, b; Fig. 6), which contributes to the understanding of land surface (ET)- atmosphere (humidity) interactions, one of the least developed research areas in global climate change studies that primarily rely on mathematical modeling, rather than observations.
Our results contradict to certain modeling work that suggests that near-surface atmospheric humidity is largely controlled by the ocean and atmosphere, with the land surface playing a relatively passive role68. We argue that this discrepancy arises due to spatial and temporal scales concerned. At a long time and global spatial scales, the ocean and atmospheric circulations dominate air humidity37,69,70. However, at a monthly time scale, atmospheric specific humidity is closely associated with ET, a variable that is highly influenced by local land use and land covers. Our study used ‘paired’ method to detect the sole local effect of urbanization. This ‘paired’ method removed the effects of ocean and lateral convective heat and energy transfers, and thus provided a solid evaluation of the ‘net’ urbanization effects on local climate. However, other physical processes such as anthropogenic vapor sources due to combustion and artificial irrigation, convective flux of heat and moisture via entrainment, and advection moisture from surrounding areas that contribute to the UDI/UWI were not explicitly examined in this study. Other limitations may include site representations and observational variables. Although the 20 global urban sites are reasonably distributed across mean temperature and precipitation for global urban locations, data gaps remain59.
Currently, the eddy flux network and ET measurements for urban conditions are sparse11,44 and remote sensing-based ET products are rarely validated for urban areas63. The overall dominance of evapotranspiration for determining variability of UDI intensity in our study is consistent with previous studies in temperate humid region YRD and PRD, China14,15 and in temperate humid city Boston, U.S.A.24. Overall, our studies offer strong empirical evidence on the close land surface (ET) – atmosphere (humidity) interactions.
Implications for urban natural-based solutions
One of the many Nature-based Solutions measures71 for mitigating detrimental urbanization effects (i.e., UHI, heatwaves, or storm water runoff) is urban forestry: tree planting72 or installing other green infrastructure (i.e., green roofing, wetland restoration) in urban watersheds12,13,53,73. This study quantitatively explains the fundamental linkages between atmospheric humidity, a major driver of urban ecosystem productivity, land surface processes, and ecohydrology (ET). Such a framework provides the basic science and guidance for designing optimum greener, cooler, and spongy cities. The attribution analysis results support our previous recommendations that mitigating the negative effects of UDI, UHI, storm water runoff should focus on restoring the ET capability of urban ecosystems as an effective means of ‘Nature-based Solutions’ (NbS)15,58,60.
The diverse synergies and trade-offs among ecosystem services associated with NbS have important implications for urban planning and management under different climates53,74. For example, urban greening may lead to elevated ET and humidity which may contribute to concerns of increasing heat index and human heat stress, thus may counteract the benefit gained from evaporative cooling in humid areas74. Because UHI is controlled by urban–rural differences in ET and convection efficiency, increasing green cover and albedo are more efficient in dry regions than in tropical cities to achieve cooling effects75. However, green roofs and parks are more effective in achieving cooling potential in wet regions than in arid regions53. The arid regions can have both benefits of cooling and flood retention by city greening aided with irrigation if possible. Concerns about sustainable vegetation coverage and the negative impact on local water resources make the NbS more changing in dry areas. UDI (or UWI) can also synergistically interact with UHI and increase urban ecosystem risks. For example, increased atmospheric VPD (UDI) and air temperature (UHI) have been identified as important threats to urban tree photosynthesis, growth, and health76, as well as potential cause of wildland fires at the ‘urban-forest interface’28,29.
Using global ET data of in situ eddy covariance measurements and remote sensing products, we confirm that, like other emerging environmental changes such as UHI and elevated stormwater runoff in human-dominated ecosystems, atmospheric moisture has been substantially altered in many parts of the world due to urbanization. The magnitudes and directions of changes depend on background climate and changes in land surface characteristics such as vegetation cover leaf area, and timing of the assessment (i.e., daytime vs. night, growing season vs. dormant season). Therefore, as the main regulators of evaporative cooling and atmospheric moisture in cities, vegetated ecosystems including urban forests and lawns, and natural or man-made wetlands should be carefully protected, managed, and designed as part of the urban green infrastructures. The trade-offs or synergies of various NbS for coping with climate warming, UHI, storm runoff, and human welfare must be recognized. The efficiency of UHI and UDI mitigation strategies varies across geographic and climatic regions, thus, any NbS efforts aiming at regulating city environmental change should be put in the context of local ecohydrological-climatic conditions.
Methods
Global databases on urban atmospheric moisture
We defined UDI (or UWI) and UHI intensity as the difference between the atmospheric humidity (q or VPD) and air temperature in the urban near-surface and the corresponding height for the undisturbed rural areas, respectively. The urban near-surface was chosen because of its close association with urban land use change and its importance to public health74. We assembled a large dataset that consists of ET, meteorological variables (e.g., q, Ta, VPD, LE, H), and biophysical parameters from 20 urban eddy flux sites across thirteen countries59, and 140 paired weather stations in five urban agglomerations across mainland China, representing a wide range of physiographical regions from the boreal to the tropics.
For the global dataset, the specific humidity q and air temperature Ta at non-urban areas were obtained from ERA5 reanalysis climatic data at 0.25° spatial and hourly temporal resolutions from 1990 to 202077. The meteorological factors, such as specific humidity q, air temperature Ta, latent heat flux LE, sensible heat H, and biophysical factors, such as impervious surface fraction, vegetation fraction, roughness length for momentum, and displacement height at 20 urban sites were obtained from https://doi.org/10.5281/zenodo.710498459 (See Supplementary Table 3, Supplementary Tables 4, 5) (More details see Supplementary Methods).
For the dataset across China, we assembled long term (1980–2018) daily climate data from 580 weather stations that represent the core meteorological monitoring stations in the five urban agglomerations in China and cover a large climatic gradient (Supplementary Fig. 9). The 6-hourly (02:00, 08:00, 14:00, and 20:00 BJT) meteorological observation data from 580 standard weather stations were acquired from the China Meteorological Administration (CMA) (http://data.cma.cn/en). We used near-surface (a height comparable to be measured at 1.5 m above the ground at standard weather stations) meteorological data to calculate atmospheric humid indicators, i.e., specific humidity q, vapor pressure deficit VPD and estimate potential ET (PET)78. A daily mean temperature and other variables were calculated by averaging four 6-hour observations in a day.
Identifying urban-rural pairs
The global urban-rural pairs were constructed by matching the 20 urban flux sites with ERA5 reanalysis climatic data (1990–2020)77. The land surface scheme used to develop the ERA5 products does not include urbanization effects59,77, representing the rural baseline climate74. Therefore, we considered the 20 urban flux tower sites (gap filled from ERA5) to represent urban climate and ERA5 data with 20 matched grids (0.25° × 0.25°) surrounding 20 urban flux tower sites as paired rural sites.
For selecting urban-rural pairs across China, we assembled long term (1980–2018) daily climate data from 580 weather stations that represented the core meteorological monitoring stations in the five urban agglomerations and covered a large climatic gradient in China (Supplementary Fig. 9). Using the Paired Urban-Rural Classification method6,79, we selected 140 paired urban vs. rural meteorological stations across China. More details see Supporting Information. The impervious surface dataset80 with high spatial details and overall accuracies of more than 90% (http://data.ess.tsinghua.edu.cn/gaia.html) was used to identify paired urban-rural stations in China (Supplementary Fig. 9) (More details see Supplementary Methods).
Quantifying differences in Annual ET (ΔET) between urban and non-urban areas
The remote sensing-based SSEBop ET dataset81 has the advantages over other products in that it covers urban areas. Therefore, we used this ET product to compare ET rates between urban and surrounding non-urban areas and establish a causal linkage between UDI (UWI) and ET (see Supplementary Table 4). Monthly SSEBop ET estimates at 1 km spatial resolution (https://earlywarning.usgs.gov/fews/product/458) was obtained from the operational simplified surface energy balance (SSEBop) modelling approach81. The impervious surface dataset (http://data.ess.tsinghua.edu.cn/gaia.html)80 with high spatial details was used to identify the border of urban worldwide (using four years of 2005, 2010, 2015, and 2018) in Fig. 2a. Referring to the UHI studies82, a 10 km buffer was created around all the urban areas to represent ‘surrounding non-urban’ landscapes (Fig. 2a). Then over the identified areas, monthly ET in urban areas and non-urban areas were estimated respectively and global ΔET was calculated using SSEBop ET dataset (2003–2020).
Determining biophysical factors controlling UDI (or UWI)
Correlation analyses were made for key variables at both 20 urban sites worldwide and pixel level across China including the pairs of ET and LAI, ET and q, ET and Ta, Δq and vegetation fraction, Δq and Surface roughness etc.
The Global Land Surface Satellite (GLASS) LAI data sets (version 3.0) generated from Moderate Resolution Imaging Spectroradiometer (MODIS) surface reflectance data at an 8-day and 1 km resolution were used to assess vegetation change and its correlation with ET from 2001 to 2017 in China. The accuracy of estimated LAI dynamics was extensively validated for the study period83.
The ANUSPLIN model was applied to interpolate the meteorological grid data with a 1 km spatial resolution. We used the partial thin‐plate splines with a linear dependency on elevation, which was generated from digital elevation model (DEM) with a 1 km resolution (www.geodata.cn).
The nonparametric Mann‐Kendall test was performed to detect the parameter trends. Five types of trends, ‘Significant increase’, ‘Increase’, ‘No change’, ‘Decrease’, and ‘Significant decrease’ for each of the pixels across China, were determined according to their Z values.
Considering 2000 was the most obvious urbanization turning point in China due to their significantly higher ISAs15, we separated the entire dataset (1980–2017) into two periods, the ‘pre-urbanization period’ (1980–2000) and the ‘post-urbanization period’ (2001–2018), to detect changes in q over time.
Determining factors controlling ∆VPD between urban and non-urban areas
A more detailed analysis was conducted for the Chinese dataset to quantify the relative contributions of urban-induced changes in near-surface air temperature (∆Ta) versus specific humidity (∆q) on the VPD gradient (∆VPD), we used the attribution method proposed by Huang et al.15 to identify the attribution of ∆VPD induced by ∆Ta and ∆q. Based on the Clausius-Clapeyron equation, the variability of VPD is directly affected by the variabilities of es and ea. To quantify the contributions from H2O and Ta spatial variabilities to the VPD spatial variability, we separate the change of VPD (dVPD) into two parts: the contributions from water vapor partial pressure variability (dVPDq) and those from Ta variability (dVPDTa). Applying the chain rule to dVPD, we get
Where ea is the water partial pressure, and es is the saturation vapor pressure calculated based on the equation from Murphy & Koop84. We assume that the magnitudes of des and dea terms are relatively small, such that only the first terms of the Taylor expansion are considered in Eq. 2 and 3:
We also separate the changes in ea term dea into the contributions from the specific humidity (q, kg kg−1 or g kg−1) and the variability of total pressure (p, hPa). Similarly, only the first terms of the Taylor expansion are considered for dq and dp, assuming that changes are relatively small.
Where \(\varepsilon\) is the ratio of molecular weight of water vapor to air, which can be calculated from molar mass of water vapor \({M}_{v}\) and molar mass of dry air \({M}_{d}\) (\(\varepsilon ={M}_{v}/{M}_{d}=0.622\)).
Similarly, only the first terms of the Taylor expansion are considered for ∆VPD. The relative contributions of ∆Ta, ∆q, and ∆p on ∆VP D can be identified, respectively.
Data availability
The weather observation data are available online (http://data.cma.cn/en). The 20 urban sites dataset can be accessed from https://doi.org/10.5281/zenodo.7104984 under a Creative Commons Attribution license (CC-BY-4.0). Impervious surface data set are free available online (http://data.starcloud.pcl.ac.cn/zh); and USGS FEWS NET SSEBop Actual Evapotranspiration Products (Version 5.0) are free available online (https://earlywarning.usgs.gov/fews/product/458). Global Land Surface Satellite (GLASS) LAI data sets (version 3.0) (http://www.glass.umd.edu/Download.html) are free available online; digital elevation model (DEM) (www.geodata.cn) are free available online. The raw data used in this study are free available via https://doi.org/10.5281/zenodo.8310809.
Code availability
The source codes for the analysis of this study are available from the corresponding author upon reasonable request.
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Acknowledgements
This work was supported by the National Natural Science Foundation of China grants 42061144004(L.H.), 41877151(L.H.), and 41977409 (L.H.). Partial support was also from the Southern Research Station, United States Department of Agriculture Forest Service. We would like to thank the three reviewers and the editors for their valuable comments and suggestions. We also thank Dr. Jagger Alexander at The University of Texas at Austin, Dr. Jinshu Chi at the Hong Kong University of Science and Technology (Guangzhou), Dr. Marcus Williams and Dr. Lars Pomara at the US Forest Service for their valuable suggestions and English editing.
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Conceived and designed the research: G.S., L.H.; Statistical analyses and created figures: L.H., X.L.H., R.T., K.L.J.; Interpretation of the results: L.H., G.S., X.L.H., Z.L.Y., W.H.L., D.C.Z., L.W.; Performed data collection and processing: R.T., X.L.H., Y.Q.Z., K.L.J., D.X.C., Y.H.L., G.D.; Writing-original draft: L.H., G.S.; Writing-review & editing: L.W., D.C.Z., Z.L.Y., W.H.L., G.D., R.T.
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Hao, L., Sun, G., Huang, X. et al. Urbanization alters atmospheric dryness through land evapotranspiration. npj Clim Atmos Sci 6, 149 (2023). https://doi.org/10.1038/s41612-023-00479-z
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DOI: https://doi.org/10.1038/s41612-023-00479-z
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