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The aim of this study is to reduce the uncertainty in projected large-scale GPP increases, on the basis of the observed trends in the CO2 amplitude at two measuring sites by applying an emergent constraint8,9,10,11. This method utilizes common relationships between observables, such as the CO2 seasonal cycle, and Earth system sensitivities, such as the CO2 fertilization of the terrestrial carbon sink, considering the full range of responses from an ensemble of complex Earth system models (ESMs).

It has been hypothesized that increasing GPP has been responsible for an observed increase in the amplitude of the CO2 seasonal cycle at Mauna Loa, Hawaii14, but the sensitivity of the seasonal cycle at this high-altitude site to variations in atmospheric circulation has prevented confirmation of this theory15. Some recent studies also suggest that variations in the Mauna Loa seasonal cycle are partly due to changing agriculture12,13. Here we instead analyse the observed changes in the amplitude of the CO2 seasonal cycle at Point Barrow, Alaska, a high-latitude station much less affected by mid-latitude agriculture, and at Cape Kumukahi, which is close to Mauna Loa but consists of ground-based measurements that are more directly comparable to the model outputs.

Between 1974 and 2013 the global mean atmospheric CO2 concentration increased by about 75 p.p.m. by volume (p.p.m.v.) and therefore by about the same amount at Point Barrow (BRW: 71.3° N, 156.6° W), Alaska, and at Cape Kumukahi (KMK: 19.5° N, 155.6° W), Hawaii, (Extended Data Fig. 1). On top of this increasing CO2 trend, the uptake and release of carbon by the terrestrial biosphere throughout the year causes a seasonal cycle of CO2: high concentrations occur in the Northern Hemisphere winter when there is a net release of CO2 from the land due to the decomposition of organic matter in the soil, and lower values are observed in summer when Northern Hemisphere photosynthesis results in a drawdown of CO2 (ref. 16). A change in the rate of photosynthesis (for example, due to CO2 fertilization) or decomposition (due to temperature variability, for instance) will therefore change the amplitude of CO2 as measured in the atmosphere. In addition, changes in the phase lag between photosynthesis and decomposition, due to the effects of summer drying on photosynthesis or the effects of autumn warming on decomposition17, can also change the amplitude of the CO2 seasonal cycle.

The observed CO2 amplitude at BRW increased from about 13 p.p.m.v. to 18 p.p.m.v. over the available observational record from 1974 to 2013, and from about 8 p.p.m.v. to 9 p.p.m.v. over the length of the KMK record (1979–present). To understand and interpret these changes, we make a comparison to ESM simulations that are available via the Coupled Model Intercomparison Project Phase 5 (CMIP5)18. We analyse seven ESMs that provided outputs from both a fully coupled historical simulation forced with anthropogenic CO2 emissions for the period 1850–2005 and a biogeochemically (BGC) coupled simulation that excludes climate change effects and has a prescribed atmospheric CO2 concentration starting from a preindustrial value for 1850 of around 285 p.p.m.v. and then increasing at 1% per year until quadrupling (hereafter referred to as 1%BGC). The comparison between the historical and 1%BGC runs provides information on the relative influence of CO2 fertilization and climate change on GPP.

Figure 1a, c compares the observed change in the amplitude of the seasonal CO2 cycle (black markers) to that simulated by each of the seven CMIP5 models in their historical simulations. For consistency with our subsequent analysis, we have plotted the CO2 amplitude against the annual mean CO2 at BRW and KMK. The models simulate the CO2 amplitudes under the present-day CO2 concentration (approximately 400 p.p.m.v.) over a range of 12–30 p.p.m.v. at BRW (Fig. 1a) and 3–13 p.p.m.v. at KMK (Fig. 1c). Most models simulate an increase in the CO2 amplitude over time, but the magnitude of this increase varies considerably from model to model, as shown by the linear regression lines in Fig. 1a, c.

Figure 1: Comparison of CO2 seasonal amplitudes for CMIP5 historical simulations and observations.
figure 1

a, c, Annual mean atmospheric CO2 versus the amplitudes of the CO2 seasonal cycle at BRW (a) and KMK (c) for observations (black) and CMIP5 historical simulations (colours). Markers show the values for the individual years and the lines show the linear best fit for each model and for the observations. b, d, Histogram showing the corresponding gradient of the linear correlations for BRW (b) and KMK (d). Linear trends are derived for the period 1860–2005 from historical simulations for the models, for 1974–2013 for the BRW observations and for 1979–2015 for the KMK observations.

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Figure 1b, d compares the gradient of these linear regression lines. The observations (black bar) suggest an increase in the CO2 amplitude of about 0.05 p.p.m.v. per 1 p.p.m.v. increase in annual mean CO2 at BRW and 0.008 p.p.m.v. per 1 p.p.m.v. at KMK. The models show a large range in this gradient of about 0.02–0.11 p.p.m.v. per 1 p.p.m.v. at BRW and 0–0.04 p.p.m.v. per 1 p.p.m.v. at KMK. Models with major high-latitude vegetation greening (for example, HadGEM2-ES) give large increases in the CO2 amplitude, whereas models with strong nitrogen limitations on plant growth (CESM1-BGC, NorESM1-ME) typically show weaker or even slightly negative trends (Fig. 1d). Overall, weaker trends of around 0.02 p.p.m.v. per 1 p.p.m.v. are favoured by four out of the seven CMIP5 models at BRW (Fig. 1b).

The CO2 amplitude at BRW is well correlated with annual mean high-latitude GPP in each model, indicating that the dominant cause of the increasing amplitude is increasing GPP (Extended Data Fig. 2). The CMIP5 models agree reasonably well on the gradient of this relationship (0.13–0.22 GtC yr−1 per p.p.m.v.), which suggests that the observed increase of 5 p.p.m.v. in the CO2 amplitude at BRW is consistent with an increase of 0.65–1.1 GtC yr−1 in high-latitude GPP from 1974 to 2013. Changes in the annual mean GPP in the 1%BGC simulations show a slightly smaller rate of increase with CO2, implying that high-latitude warming is adding to the increase in CO2 amplitude that is simulated in the historical runs (Extended Data Fig. 3). However, the simulated overall increase in the CO2 amplitude due to both climate change and CO2 increase (in the historical simulations) is nearly proportional to that due to CO2 fertilization alone (from the 1%BGC runs), as shown by the best-fit straight line in Extended Data Fig. 3. As a result, the simulated increase in the CO2 amplitude remains strongly correlated with the strength of the CO2 fertilization across the model ensemble. This opens up the possibility of an emergent constraint8,9,10,11 on CO2 fertilization.

Figure 2 shows the extent of CO2 fertilization in these same models at the time of doubling of CO2 in the 1%BGC runs. The fractional increase in high-latitude (60° N–90° N) GPP due to the doubling of the CO2 concentrations in these models varies from 20% to 60%, with four of the seven models giving values of less than 25% (Fig. 2b). There is a clear similarity to the histograms showing the sensitivity of the CO2 amplitude at BRW and KMK to CO2 (Fig. 1b, d).

Figure 2: Comparison of simulated annual mean GPP at a doubling of CO2 in the 1%BGC simulations.
figure 2

a, c, Annual global mean CO2 increase versus the annual mean GPP in the CMIP5 1%BGC simulations for high-latitude (60° N–90° N) GPP (a) and extratropical (30° N–90° N) GPP (c). Markers show the values for the individual years and lines show the linear best fit for each model. b, d, Histogram showing the relative change in the high-latitude (b) and extratropical (d) GPP due to a doubling of atmospheric CO2 (see Methods).

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The linear relationship between the CO2 fertilization effect on the CO2 amplitude at BRW and the relative GPP increase at the time of CO2 doubling for the CMIP5 models is shown in Fig. 3a, with a correlation coefficient of r = 0.98 (P = 0.0005; for KMK r = 0.96, P = 0.0004). Models that simulate a large trend in the CO2 amplitude at BRW also predict a large high-latitude GPP increase in the future. The combination of the observed trend in the CO2 amplitude and this model-based linear relationship creates an emergent constraint8,9,10,11 on the magnitude of CO2 fertilization of large-scale high-latitude ecosystems in the real world. In the absence of this constraint, the prior probability density function (PDF) for the CMIP5 model spread is shown as the black histogram in Fig. 3b, implying a modal CO2 fertilization effect of a 20%–25% increase in GPP due to a doubling of CO2 at BRW. The observed range of the CO2 fertilization effect at BRW allows a conditional PDF to be calculated by convolving the probability contours around the best-fit straight line in Fig. 3a with the uncertainty in the observed changes of the BRW CO2 amplitude to annual mean CO2 concentration10,11. This emergent constraint implies a reduced range of uncertainty for the CO2 fertilization effect for high-latitude land, with a central estimate of 37% ± 9% that is also higher than those suggested by the unweighted CMIP5 models.

Figure 3: Emergent constraints on the relative increase of large-scale GPP for a doubling of CO2.
figure 3

a, c, Correlations between the sensitivity of the CO2 amplitude to annual mean CO2 increases at BRW (x axis) and the high-latitude (60° N–90° N) CO2 fertilization on GPP at 2 × CO2 (a) and the same for KMK and extratropical (30° N–90° N) GPP (c). The grey shading shows the range of the observed sensitivity. The red line shows the linear best fit across the CMIP5 ensemble together with the prediction error (orange) and error bars show the standard deviation for each data point. b, d, The probability density histogram for the unconstrained CO2 fertilization of GPP (black) and the conditional PDF arising from the emergent constraints (red) for BRW (b) and KMK (d).

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We use the same method for the KMK data–model comparison (Fig. 3c, d), but in this case we compare the CO2 amplitude at KMK with the mean GPP in the entire extratropical Northern Hemisphere (30° N–90° N). We again find that the sensitivity of the CO2 amplitude to the annual mean CO2 has an approximately linear relationship with the magnitude of the CO2 fertilization of GPP (Fig. 3c). This provides an emergent constraint on the CO2 fertilization of extratropical GPP of 32% ± 9% due to doubling CO2, which overlaps with the estimate of CO2 fertilization that we derived for BRW (37% ± 9%), providing further evidence of robust constraints.

For comparison, the Free Air CO2 Enrichment (FACE) experiments suggest an increase in net primary productivity of about 23% when averaged across four sites with approximately 1.5 times the pre-industrial CO2 concentration1, which is about 0.16% per p.p.m.v. Our larger-scale constraint therefore implies a similar central estimate of CO2 fertilization on large scales and in the future, (approximately 0.13% ± 0.03% per p.p.m.v. for high latitudes and 0.11% ± 0.03% per p.p.m.v. for the extratropics), but with significantly reduced uncertainties. Models without nitrogen limitations span the full range of CO2 fertilization (20%–60%), whereas the current models that include nitrogen limitations appear to underestimate CO2 fertilization (20%–25%), especially for the extratropical domain. These emergent constraints therefore give a consistent picture of a substantial CO2-fertilization effect and point to the need for further improvements in the treatment of nutrient limitations in ESMs.

Methods

Diagnosing the CO2 fertilization factor

The long-term CO2 fertilization factor is defined in this study as the fractional change over time of GPP in the biogeochemically coupled simulation experiment (referred to as 1%BGC). The CO2 fertilization factor was diagnosed individually for all models for the Northern Hemispheric high latitudes (60° N–90° N) and the extratropics (30° N–90° N) for a doubling of atmospheric CO2 concentration from its pre-industrial value of 285 p.p.m.v. Individual values for each model are listed in Extended Data Tables 1 and 2. As not all models provided output from year zero, the fractional change was calculated from five-year means centred on year 10 and year 70 and divided by a factor of 0.9 to account for the missing first 10% of the CO2 increase.

Diagnosing the CO2 effect on the CO2 seasonal amplitude

The amplitude of the seasonal cycle is derived from the difference between the maximum and minimum monthly mean atmospheric CO2 concentrations for each year. To estimate the effect of increasing atmospheric CO2 concentrations (, where CA is the atmospheric CO2 concentration and t is time) on the CO2 seasonal cycle amplitude , we correlated these over the full length of the records available from the observations (see Methods section ‘Observational Data’) and the historical model simulations (1860–2005) for the CMIP5 models:

where a0 and a are fitting parameters. Individual values for each model resulting from this equation are given in Extended Data Tables 1 and 2.

Observational Data

Observed monthly mean in situ atmospheric CO2 concentrations at BRW (71.3° N, 156.6° W; record period 1974–2013) are from the National Oceanic and Atmospheric Administration (NOAA)/Earth System Research Laboratory (ESRL) (http://www.esrl.noaa.gov/gmd/ccgg/trends) and measurements at KMK (19.5° N, 155.6° W; record period 1979–present) from the Scripps Institute of Oceanography (http://www.scrippsco2.ucsd.edu/research/atmospheric_co2). Comparable data for the CMIP5 models were extracted as the near-surface CO2 concentration for the closest grid box to each site.

Code availability

The routines used to reproduce this analysis from the CMIP5 model outputs are part of the ESMValTool19 and are available upon request from the corresponding author.