1 Introduction

In the past decade, modular multilevel converters (MMC) has attracted a great deal of interest in the medium and high-voltage applications. For high-voltage direct-current (HVDC) transmission, MMC-based HVDC systems have been installed in San Francisco’s Trans Bay, INELEF and Sydvastlanken [1, 2, 11, 3,4,5,6,7,8,9,10]. In addition, MMC is able to operate as static synchronous compensators (STATCOMs) to compensate both harmonics and reactive power [12, 13]. Another potential application for MMCs is medium-voltage AC motor drives [14,15,16,17]. There are also a number of commercial products in terms of MMC-based motor drive systems such as Sinamics SM120 and M2L 3000 [18, 19]. MMC has several favorable features such as modularity, scalability, high capacity and low harmonic voltage content. In spite of these advantages, one of the main challenges of MMC is submodule (SM) capacitor voltage ripples under the low-speed operation of motor drives, where the magnitude is in proportion to the output current level and in inverse proportion to the phase frequency [17]. Hence, the performance of MMC at low output frequency is deteriorated.

This issue can be alleviated by injecting high-frequency common-mode voltage (CMV) [17]. However, the injected CMV is imposed on the motor winding, which can eventually lead to the deterioration of motor winding insulation and motor bearing. As another solution to suppress SM capacitor voltage ripples without deteriorating the motor winding, a flying-capacitor modular multilevel converter (FC-MMC) has been suggested for medium-voltage AC motor drives [20]. In the FC-MMC, each phase leg is equipped with a flying capacitor which links the conjunction nodes of both arms. During low-speed operation, the injected high-frequency voltage produces a high-frequency circulating current. This current is utilized to redistribute the power imbalance between the upper and lower arms through the flying capacitor. Therefore, it is noted that the FC-MMC can be applied over the entire speed range from standstill to the rated speed.

However, in the FC-MMC, one discrete inductor is assembled in each half-arm to minimize the inrush current and to obtain a stable control performance of the high-frequency circulating current. Thus, twelve discrete inductors are employed, which are bulky and heavy. One feasible measure to reduce the volume and weight of the inductor is a magnetic integration scheme.

Coupled inductors have been employed in a wide variety of converters such as grid-connected inverters, interleaved converters, triple-star bridge-cells converters, and MMCs [3, 21,22,23,24,25,26,27]. In grid-connected inverters, coupled inductors have been utilized in the LCL and LLCL filters [21, 22]. This significantly reduces the volume and weight of the magnetic component and effectively attenuates the switching harmonics. In addition, magnetic integration in the interleaved multiphase converter makes it more compact compared with discrete inductors [23]. The coupled inductor has also been discussed for triple-star bridge-cells converters to save core and coil materials [24, 25]. In the conventional MMC, the advantages of a coupled inductor have been utilized [3, 26, 27]. It was shown that the THD of the output voltage can be improved by increasing the differential-mode inductance of the coupled inductor [26]. In addition, the integrated inductor is designed based on the effective inductance for the circulating current of the converter [3, 27]. For the FC-MMC, however, the utilization of coupled inductors has not been applied.

This paper proposes an integration scheme of coupled inductors in a FC-MMC, which is expanded from [28]. By assembling the positive and negative coupled inductors in the upper and lower arms, respectively, the impedance of an LC circuit is kept as the lowest value. In addition, a magnetic design and dimension comparison of the inductors are described, from which it is demonstrated that the coupled inductors are 41.7% smaller in volume and 41.4% lighter in weight when compared with discrete inductors. Finally, to confirm the operation of the coupled inductor strategy for the FC-MMC, a 4160-V/1-MW simulation model and a 220-V/3-kW scaled-down prototype are built and tested over the full speed operating range of induction motor drives.

2 Flying-capacitor MMC

2.1 Circuit structure

Figure 1 illustrates the circuit structure of the FC-MMC that is comprised of three legs. A leg consists of two arms (an upper arm and a lower arm). The number of half-bridge SMs per arm is NSM and an arm is separated into two half-arms. In addition, one inductor per half-arm is added and a flying capacitor is used to link the middle conjunction nodes of the upper and lower arms. The flying capacitance, CF, is given by

$$ C_{\text{F}} = \frac{1}{{(2\pi f_{\text{h}} )^{2} L}}, $$
(1)

where fh and L are the injected frequency and the half-arm inductance, respectively [20].

Fig. 1
figure 1

Circuit structure of the FC-MMC

2.2 Basic operating principle

A per-phase equivalent circuit of a leg is shown in Fig. 2, where the half-arm voltages and currents consist of the DC, fundamental frequency and high-frequency components. The voltages of the four half-arms (vxu1, vxu2, vxl1 and vxl2) are expressed as

$$ v_{xu1} = 0.25V_{\text{dc}} - 0.5v_{{x{\text{s}}}} - v_{\text{h}} , $$
(2)
$$ v_{{{\text{x}}u2}} = 0.25V_{\text{dc}} - 0.5v_{{x{\text{s}}}} + v_{\text{h}} , $$
(3)
$$ v_{xl1} = 0.25V_{\text{dc}} + 0.5v_{{x{\text{s}}}} - v_{\text{h}} , $$
(4)
$$ v_{xl2} = 0.25V_{\text{dc}} + 0.5v_{{x{\text{s}}}} + v_{\text{h}} , $$
(5)

where Vdc, vxs and vh are the DC-link voltage, phase voltage and high-frequency voltage, respectively. In addition, the half-arm currents (ixu1, ixu2, ixl1 and ixl2) are given as

$$ i_{xu1} = i_{{x{\text{d}}}} + 0.5i_{x} + i_{{x{\text{h}}}} , $$
(6)
$$ i_{xu2} = i_{{x{\text{d}}}} + 0.5i_{x} - i_{{x{\text{h}}}} , $$
(7)
$$ i_{xl1} = i_{{x{\text{d}}}} - 0.5i_{x} - i_{{x{\text{h}}}} , $$
(8)
$$ i_{xl2} = i_{{x{\text{d}}}} - 0.5i_{x} + i_{{x{\text{h}}}} , $$
(9)

where ixd, ix and ixh are the DC component of the circulating current flowing in the leg, AC output current and high-frequency circulating current component, respectively. During low-speed operation, the power imbalance between the upper and lower arms is redistributed through the flying capacitor by the high-frequency circulating current, ixh. Since the constant power of the interaction of vh and ixh can alleviate low-frequency power fluctuations, the instantaneous power absorbed by the half-arms includes only high-frequency power component. Therefore, current flows through the SM capacitors at high frequency, which leads to a significant reduction in the SM capacitor voltage ripples [20].

Fig. 2
figure 2

Per-phase equivalent circuit of a leg

3 Design of arm inductors

As demonstrated in Fig. 2, a half-arm conducts the DC and AC circulating current components (ixd and ixh) additional to the output current (ix). In a leg, the DC circulating current, ixd, is equal to one-third of the DC input current, which is used to control the average voltage of a leg to follow the SM voltage reference, \( v_{\text{c}}^{*} \). The high-frequency circulating current, ixh, of the top half-arm flows in the opposite direction to that of the bottom half-arm, which redistributes the power imbalance through the flying capacitor, CF. Besides, the sum of the high-frequency circulating currents is zero (\( i_{{a{\text{h}}}} + i_{{b{\text{h}}}} + i_{{c{\text{h}}}} = 0 \)). Thus, there is no influence of ixh on the DC input or AC output currents of the converter.

To design the magnetic component, the effective inductances of the DC and high-frequency circulating currents (Lxd and Lxh) are taken into account to prevent high di/dt. The effective inductance for the output current (Lx) can be neglected due to the leakage inductances of the induction motor itself.

3.1 Discrete inductors

Figure 3 shows a schematic representation of the discrete inductor, which is used in a half-arm. The inductor voltage, vLxu/lk (k =1, 2), is expressed as

$$ \begin{aligned} v_{Lxu/lk} & = N\frac{{{\text{d}}\phi_{xu/lk} }}{{{\text{d}}t}} = \frac{{N^{2} }}{R}\frac{{{\text{d}}i_{xu/lk} }}{{{\text{d}}t}} \\ & = \frac{{N^{2} }}{R}\frac{\text{d}}{{{\text{d}}t}}(i_{{x{\text{d}}}} \pm 0.5i_{x} \pm i_{{x{\text{h}}}} ), \\ \end{aligned} $$
(10)

where N is the turns number and R is the magnetic reluctance including the air gap. The self-inductance is determined as

$$ L = \frac{{N^{2} }}{R} . $$
(11)
Fig. 3
figure 3

Schematic representation of a discrete inductor

From (10), the effective inductances for the DC circulating current, Lxd_dis, and the high-frequency circulating current, Lxh_dis, can be calculated as

$$ L_{{x{\text{d\_dis}}}} = L_{{x{\text{h\_dis}}}} = L = \frac{{N^{2} }}{R}. $$
(12)

3.2 Coupled inductors

Figure 4a, b illustrate schematic representations of positive and negative coupled inductors, which are assembled in the upper and lower arms, respectively. Firstly, in the upper arm, the positive coupled inductor is taken into consideration. The inductor voltage in the top half-arm, vLxu1, is expressed as

$$ v_{Lxu1} = L_{u1} \frac{{{\text{d}}i_{xu1} }}{{{\text{d}}t}} + M_{u2u1} \frac{{{\text{d}}i_{xu2} }}{{{\text{d}}t}}, $$
(13)

where Lu1 is the self-inductance for coil u1, and Mu2u1 is the mutual inductance between coil u2 and coil u1. It is assumed that there is no leakage flux. Thus, Lu1 and Mu2u1 are calculated as

$$ L_{u1} = \frac{{N\phi_{xu1} }}{{i_{xu1} }} = \frac{N}{{i_{xu1} }}\frac{{Ni_{xu1} }}{R} = \frac{{N^{2} }}{R}, $$
(14)
$$ M_{u2u1} = \frac{{N\phi_{xu2} }}{{i_{xu2} }} = \frac{N}{{i_{xu2} }}\frac{{Ni_{xu2} }}{R} = \frac{{N^{2} }}{R}. $$
(15)
Fig. 4
figure 4

Schematic representation of coupled inductors: a positive coupling; b negative coupling

Substituting (6), (7), (14) and (15) into (13) yields

$$ v_{Lxu1} = \frac{{2N^{2} }}{R}\frac{{{\text{d}}(i_{xd} + 0.5i_{x} )}}{{{\text{d}}t}}. $$
(16)

Similarly, the inductor voltage in the bottom half-arm, vLxu2, is equal to vLxu1. Therefore, the effective inductance for the DC circulating current, Lxd_cou, is calculated as

$$ L_{{x{\text{d\_cou}}}} = \frac{{2N^{2} }}{R}. $$
(17)

Figure 5a shows an equivalent circuit with an effective inductance for the DC circulating current, where Lxd_cou is introduced in the upper arm. In addition, the value of inductance Lxd_cou is double the self-inductance in (14). Thus, the total effective inductance, through which the DC circulating current flows, is similar to that of in the FC-MMC with discrete inductors.

Fig. 5
figure 5

Equivalent circuit of single-phase FC-MMC with coupled inductors: a equivalent circuit with an effective inductance applied to DC circulating current; b equivalent circuit with an effective inductance applied to high-frequency circulating current; c simplified circuit

Next, the negative coupled inductor in the lower arm is analyzed. The inductor voltages in the top and bottom half-arms (vLxl1 and vLxl2) are expressed, respectively, as

$$ \begin{aligned} v_{Lxl1} & = L_{l1} \frac{{{\text{d}}i_{xl1} }}{{{\text{d}}t}} - M_{l2l1} \frac{{{\text{d}}i_{xl2} }}{{{\text{d}}t}} \\ & { = } - \frac{{2N^{2} }}{R}\frac{{{\text{d}}i_{{x{\text{h}}}} }}{{{\text{d}}t}}, \\ \end{aligned} $$
(18)
$$ v_{Lxl2} = \frac{{2N^{2} }}{R}\frac{{{\text{d}}i_{{x{\text{h}}}} }}{{{\text{d}}t}} , $$
(19)

where Ll1 is the self-inductance for coil l1, and Ml2l1 is the mutual inductance between coil l2 and coil l1. Thus, the effective inductance for the high-frequency circulating current, Lxh_cou, is calculated as

$$ L_{{x{\text{h\_cou}}}} = \frac{{2N^{2} }}{R}. $$
(20)

Figure 5b shows a high-frequency equivalent circuit, where Lxh_cou is introduced in the lower arm. Then, a simplified circuit is illustrated in Fig. 5c, where it consists of an inductor, 0.5Lxh_cou, and the flying capacitor, CF. Note that the inductance value of Lxh_cou, through which the high-frequency circulating current, ixh, flows, is double the self-inductance in (14). As a result, the capacitance value of CF is equal to that of the conventional FC-MMC, as mentioned in (1), in spite of the integration of coupled inductors.

3.3 Magnetic design and comparison

As shown in Fig. 2, the half-arm currents mainly include the frequency components of fo and fo± fh, where fo and fh represent the fundamental and injected frequency components, respectively. It should be noted that the operating frequency range of fo is 0 ~ 60 Hz, whereas the injected frequency (fh = 100 ~ 200 Hz) should be less than one-tenth of the switching frequency to obtain stable operation.

To compare the dimensions of discrete and coupled inductors, the parameters for the scaled-down prototype are selected. The effective inductance for the DC and high-frequency circulating current components is 2 mH in a half-arm. Besides, the maximum DC circulating current ixd_max = 4 A, the maximum output current ix_max = 17 A, and the maximum high-frequency circulating current ixh_max = 20 A are considered for the inductor design.

The core material for both the discrete and coupled inductor types is silicon steel. In addition, a rectangular wire with an AIW coating is selected for the windings. The number of winding turns is calculated as

$$ N = \frac{{\phi_{\rm{max} } R}}{{I_{\rm{max} } }} = \frac{{B_{\rm{max} } A_{\text{c}} R}}{{I_{\rm{max} } }}, $$
(21)

where Bmax is the maximum magnetic-flux density and Ac is the cross-sectional area of the core. The maximum current, Imax, is obtained from a superposition of the maximum values of the DC circulating current, Ixd, the output current, Ix, and the high-frequency circulating current, Ixh. Thus, in the case of the discrete inductor, the maximum current Imax_dis is 32.5 A (Imax_dis = Ixd_max + 0.5Ix_max + Ixh_max). Meanwhile, in the case of the coupled inductor, the maximum currents for the positive and negative couplings are 12.5 A (Imax_pocou = Ixd_max + 0.5Ix_max) and 20 A (Imax_necou = Ixh_max), respectively. By substituting (12) into (21), the number of winding turns in the discrete inductor is obtained as

$$ N = \frac{{I_{\rm{max} } L}}{{A_{\text{c}} B_{\rm{max} } }}, $$
(22)

where L = Lxd_dis = Lxh_dis = 2 mH.

For the coupled inductor, substituting (17) and (20) into (21) yields

$$ N = \frac{{I_{\rm{max} } L_{{x{\text{d\_cou}}}} }}{{2A_{\text{c}} B_{\rm{max} } }} = \frac{{I_{\rm{max} } L_{{x{\text{h\_cou}}}} }}{{2A_{\text{c}} B_{\rm{max} } }}, $$
(23)

where Lxd_cou = Lxh_cou = 4 mH. In addition, the design parameters of the positive and negative coupled inductors are considered to be the same due to the modular property of the converter.

A comparison of the dimensions and weights between two types of inductors is demonstrated in Table 1. It is concluded that the volume and weight reductions of the magnetic cores and the winding of the coupled inductor are around 41.7% and 41.4%, respectively, compared with discrete inductors. The numerical design of the inductor is described in the “Appendix”.

Table 1 Comparison of dimensions and weights of inductors

4 Simulation results

To verify the operation of the proposed coupled inductor, a 4160-V/1-MW FC-MMC system with 24 SMs has been modeled for simulation. The circuit parameters and ratings of the MMC and the induction motor are listed in Tables 2 and 3, respectively.

Table 2 Converter parameters and ratings
Table 3 Motor parameters and ratings

Figure 6 illustrates shows the performance of an FC-MMC with coupled inductors at low-speed operation (ωrm = 100 rpm) when the load torque is changed from no load to full load and back to no load at t = t0 and t = t1, respectively. Figure 6a shows the three-phase output currents (ia, ib and ic), where they are well balanced in both the transient and steady states. In addition, the fundamental frequency of the output current is 5 Hz. The SM capacitor voltages are demonstrated in Fig. 6b, where they are well controlled to follow the reference \( v_{\text{c}}^{*} \) (1750 V). Figure 6c shows the high-frequency circulating current, iah, which includes 112.5 Hz of the injected frequency component, fh, and 5 Hz of the fundamental component, fo. In addition, the half-arm currents (iau1 and iau2) in the upper arm are shown in Fig. 6d. At full load, the amplitude of ixh is increased to redistribute the power difference between the upper and lower arms, where the amplitudes of the half-arm currents are higher than those of the no-load condition.

Fig. 6
figure 6

Performance at low-speed operation (ωrm = 100 rpm) under load changes: a three-phase output currents; b SM capacitor voltages; c high-frequency circulating current; d top and bottom half-arm currents in the upper arm

Figure 7 shows inductor voltage waveforms in four half-arms, where vLxu/lk_mes is the measured voltage and vLxu/lk_cal is the calculated voltage from (16), (18) and (19). For the positive coupled inductor in the upper arm, Fig. 7a, b show the inductor voltages in the top and bottom half-arms (vLxu1 = vLxu2), which include the low-frequency component (f0) as mentioned in (16) and the switching frequency component. On the other hand, for the negative coupled inductor in the lower arm, Fig. 7c, d show the inductor voltages in the top and bottom half-arms (vLxl1 = − vLxl2), which consist of the injected frequency component (fh) as mentioned in (18) and (19).

Fig. 7
figure 7

Inductor voltage waveforms in four half-arms: a top half-arm in the upper arm; b bottom half-arm in the upper arm; c top half-arm in the lower arm; d bottom half-arm in the lower arm

Figure 8 illustrates the system performance of the accelerating process from zero to the rated speed under the no-load condition. The motor speed, ωrm, which is accelerated from 0 to 1189 rpm, is shown in Fig. 8a. The line-to-line output voltage, vab, and the three-phase output currents (ia, ib and ic) are shown in Fig. 8b, c, respectively, where their fundamental frequency, fo, is raised from zero to the rated frequency. The SM capacitor voltages are illustrated in Fig. 8d, where their ripples are initially high but within specified limits. After that, they are well controlled to follow the reference \( v_{\text{c}}^{*} \). The high-frequency circulating current of phase-a is demonstrated in Fig. 8e, which is decreased as the motor speed is increased. Figure 8f illustrates the flying capacitor voltage of phase-a.

Fig. 8
figure 8

Performance of the accelerating process from zero to the rated speed under no load condition: a motor speed; b line-to-line voltage; c three-phase output current; d SM capacitor voltages; e high-frequency circulating current; f flying capacitor voltage in phase-a

5 Experimental results

A small-scaled prototype of a three-phase FC-MMC with 24 SMs has been built, where six coupled inductors are integrated. Figure 9 shows the configuration of the experimental system, where a 220-V/3-kW induction motor is mechanically coupled with a PMSG to apply a load. The specifications of the MMC and induction motor used for the experiment are given in Tables 2 and 3, respectively. Photographs of the FC-MMC prototype, and the inductors are shown in Figs. 10 and 11, respectively.

Fig. 9
figure 9

Configuration of experimental system

Fig. 10
figure 10

Prototype of a FC-MMC with coupled inductors for induction motor drives

Fig. 11
figure 11

Photographs of inductors: a discrete inductor; b coupled inductor

Figure 12 shows the performance at low-speed operation under load change conditions. A load torque is changed from no load to full load at t = t0 and then back to no load at t = t1. Figure 12a demonstrates shows the motor speed at ωrm = 180 rpm, where it follows well the reference under both the no load and full load conditions. The three-phase output currents (ia, ib and ic) are illustrated in Fig. 12b. Magnifications of the output current at transient states are also shown in Fig. 12c with 10.9 A in the RMS value at a full load. The SM capacitor voltages of phase-a are shown in Fig. 12d, which are well controlled to follow the reference \( v_{\text{c}}^{*} \) (75 V). The high-frequency circulating current, iah, is illustrated in Fig. 12e, which is comprised of 112.5 Hz of the injected frequency component, fh, additional to 6 Hz of the fundamental frequency component, fo. At the full load condition, the amplitude of iah is increased to mitigate the SM capacitor voltage ripples. Figure 12f shows the half-arm currents (iau1 and iau2) in the upper arm, which are also increased at the full load condition.

Fig. 12
figure 12

Performance at low-speed operation (ωrm = 180 rpm) under load changes: a motor speed; b three-phase output current; c zoom-in of output current; d SM capacitor voltages of phase-a; e high-frequency circulating current; f top and bottom half-arm currents in the upper arm

Figure 13 shows the performance of the acceleration operation at no load condition. The motor speed, ωrm, is increased from zero at t = t0 to the rated speed as shown in Fig. 13a. The line-to-line output voltage and the three-phase output current are illustrated in Fig. 13b, c, respectively. Figure 13d shows the performance of the high-frequency circulating current, iah. In the low-speed region, its amplitude is high owing to the requirement to balance the power difference between the upper and lower arms. On the other hand, in the high-speed region, the SM capacitor voltages are naturally balanced even without power redistribution between the upper and lower arms. Thus, the amplitude of iah becomes lower. The half-arm currents in the upper arm and the SM capacitor voltages are shown in Fig. 13e, f, respectively. The flying capacitor voltage (vcFa) is shown in Fig. 13g, where its ripple is low in the high-speed region.

Fig. 13
figure 13

Performance of the accelerating process from zero to the rated speed under no load condition: a motor speed; b line-to-line output voltage; c three-phase output current; d high-frequency circulating current; e top and bottom half-arm currents in the upper arm; f SM capacitor voltages of phase-a; g flying capacitor voltage in phase-a

6 Conclusions

In this paper, an integration scheme of the coupled inductors for an FC-MMC has been proposed to reduce the system volume and weight. With this concept, twelve discrete inductors can be reduced to six-coupled inductors. As a result, the volume and weight have been reduced by 41.7% and 41.4%, respectively. The validity of the FC-MMC with coupled inductors has been well proved by the simulation and experimental results for induction motor drive applications.