Abstract
We consider the following singular quasilinear Schrödinger equations involving critical exponent
where \(0<\alpha <1\). By using the variational methods, we first prove that for small values of \(\lambda \) and \(\theta \), the above problem has infinitely many distinct solutions with negative energy. Besides, we point out that odd assumption on f is required; the problem has at least one nontrivial solution. Finally, a new modified technique is used to consider the existence of infinitely many solutions for far more general equations.
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1 Introduction
We firstly study the multiplicity of nontrivial weak solutions to the singular quasilinear Schrödinger equations involving the critical nonlinearity as follows:
where \(\theta , \lambda >0\), \(0<\alpha <1\), \(1<k<2\), \(2^{*}=\frac{2N}{N-2}\), \(N\ge 3\) and \(\Omega \) is a bounded smooth domain in \(\mathbb {R}^{N}\).
Solutions of Eq. (1) have relation to the existence of standing waves solutions for the time-dependent quasilinear Schrödinger problem:
where h is a nonlinearity and \(V(x):\mathbb {R}^N\rightarrow \mathbb {R}\) is a potential. Quasilinear Schrödinger equation (2) is derived as models of several physical phenomena, such as [10]. The quasilinear case corresponding to \(\alpha =2\) has been researched extensively in the last 15 years; we refer to [15, 16, 21, 24,25,26] and references therein. For \(\alpha >1\), the existence of ground state solutions of (2) with \(h(s)=\lambda |s|^{p-2}s\)(\(2<p<\alpha 2^{*}\)), was established by Liu and Wang in [14]. Later, Adachi et al. ([1, 2]), respectively, studied the existence of positive solution with \(\alpha \ge \frac{3}{2}\) and the uniqueness of ground state solution for \(\alpha >1\). In [3], Adachi et al. considered the following problem
They established that if \(2<p<\alpha 2^{*}\) with \(\alpha >1\), then Eq. (3) has a positive radical solution in \(D^{1,2}(\mathbb {R}^N)\). In [22], Shen et al. considered the existence of nontrivial solutions of (2) with \(\alpha \ge \frac{3}{2}\) and \(h(s)=|s|^{\alpha 2^{*}-2}s+f(s)\). And, more remarkable in Lemma 3.1 of [22], the condition \(\alpha \ge \frac{3}{2}\) is very important to estimate the critical level. This phenomenon which the condition \(\alpha \ge \frac{3}{2}\) is needed, has also been studied by Deng et al. in [9]. As we will see later, our problem (1) is very different with the case \(\alpha \ge \frac{3}{2}\); for example the critical exponent is \(2^{*}\) for (3) if \(0<\alpha \le 1\), while if \(\alpha \ge \frac{3}{2}\), \(\alpha 2^{*}\) behaves like a critical exponent, see [22].
To the best of our knowledge, there are few results in \(0<\alpha \le 1\). Recently, Wang et al. [23] studied (2) with \(\frac{k}{2}<\alpha <1(k\in (1,2))\) and \(h(s)=\lambda V(x)|s|^{k-2}s+\beta K(x)|s|^{2^{*}-2}s\); they verified the multiplicity of solutions. And on this basis, by adding a low-order perturbation term f(s) in nonlinearity, the argument in [23] is not valid to apply the case \(h(s)=\theta |s|^{k-2}s+|s|^{2^{*}-2}s+\lambda f(s)\) directly. This is because the lower bound estimation of the truncated energy functional of the equation will be much more complicated.
To begin our study, we give the following hypotheses:
- \((f_{1})\)::
-
there exist \(C_{1},C_{2}>0\) and \(k<p,q<2^{*}\) such that
$$\begin{aligned} |f(s)|\le C_{1}|s|^{p-1}+C_{2}|s|^{q-1},\ \text{ for } \text{ all }\ s\in \mathbb {R}; \end{aligned}$$ - \((f_{2})\)::
-
there exist \(C_3>0\) and \(\beta \in (1,2)\) such that for all \(s\in \mathbb {R}\)
$$\begin{aligned} f(s)s-2^{*}F(s)\ge -C_{3}|s|^{\beta }, \end{aligned}$$where \(F(s)=\int _{0}^{s}f(t)\text{ d }t\);
- \((f_{3})\)::
-
\(f(s)>0\) for \(s\in \mathbb {R}^{+}\);
- \((f_{4})\)::
-
\(f(-s)=-f(s)\) for \(s\in \mathbb {R}\).
Under the above assumptions, we obtain our main theorems.
Theorem 1.1
Assume \(1<k<2\), \(\frac{k}{2}<\alpha <1\), \(N\ge 3\), f satisfies conditions \((f_1)-(f_{4})\). Then there exist \(\lambda _{0},\theta _{0}>0\), such that for all \(\lambda \in (0,\lambda _{0})\) and all \(\theta \in (0,\theta _{0})\), problem (1) possesses a sequence of solutions with negative energies.
Remark 1.1
It is easy to see the assumption \((f_2)\) is weaker than the Ambrosetti-Rabinowitz condition.
Remark 1.2
It is not difficult to find the nonlinearities satisfying \((f_1)-(f_4)\).
-
(a):
\(f(s)=|s|^{\beta -2}s\) with \(k<\beta <2^{*}\),
-
(b):
\(f(s)=(C_{4}+\cos s)|s|^{\beta -2}s\) with \(k<\beta <2^{*}\) and \(C_{4}>1\).
To prove Theorem 1.1, we are faced with several difficulties. From the point of variational method, we have to find a suitable working space. Unfortunately, the term \(\frac{\alpha ^{2}}{2}\int _{\Omega }(u^{2})^{\alpha -1}|\nabla u|^{2}\text{ d }x\) is not well defined in \(H^{1}_{0}(\Omega )\). An even more difficult is that it becomes singular for \(0<\alpha <1\). The technical difficulty in handling problem (1) is that the corresponding energy functional seems hard to satisfy (PS)-conditions due to the lack of compactness of the embedding: \(H^{1}_{0}(\Omega )\hookrightarrow L^{2^{*}}(\Omega )\). In order to solve this difficulty we use the concentration-compactness principle. Under the symmetric hypotheses, we try to use Lusternik-Schnirelmann theory for \(Z_{2}\)-invariant functional (see, e.g., [19]). But the energy functional is not bounded from below, we could not directly apply this theory. Since the existence of the disturbance term f(s), the more refined analysis is needed.
Without odd condition about f(s), we obtain the conclusion below.
Theorem 1.2
Assume \(1<k<2\), \(\frac{k}{2}<\alpha <1\), \(N\ge 3\), f satisfies conditions \((f_1)-(f_{3})\). Then there exist \(\lambda _{0},\theta _{0}>0\), such that for all \(\lambda \in (0,\lambda _{0})\) and all \(\theta \in (0,\theta _{0})\), problem (1) has at least one weak solution.
Remark 1.3
The key point is that for \(1<k<2\), \(u=\textbf{0}\) fails to be a local minimizer of the functional. It is well known that the mountain pass theorem is not applicable in this situation.
In what follows, we try to study the existence of infinitely many solutions for the singular quasilinear Schrödinger elliptic equations with more general nonlinearities:
where \(N\ge 3\) and \(\frac{k}{2}<\alpha <1\) (where k will be defined in \((h_1)\)). For the nonlinearity h, we assume that it is continuous and satisfies the following conditions which give its behavior only in a neighborhood of the origin:
- \((h_1)\)::
-
there exist \(\delta >0\), \(1<k<2\) and \(C_5>0\) such that \(h\in C(\mathbb {R}^N\times [-\delta ,\delta ],\mathbb {R})\), h is odd in t and
$$\begin{aligned} |h(x,t)|\le C_5|t|^{k-1}; \end{aligned}$$ - \((h_2)\)::
-
there exist an \(x_0\in \mathbb {R}^N\), a constant \(r_0>0\) such that
where \(B_{r_0}(x_0)\) is a ball in \(\Omega \) centered at \(x_0\) with radius \(r_0\) and
Note that (4) is the Euler-Lagrange equation associated to the natural energy functional:
which is not well-defined in \(H^{1}_{0}(\Omega )\). Two difficulties prevent us from applying the usual variational methods directly. On one hand, since we do not have information about the function h(x, t) at infinity, the term \(\int _{\mathbb {R}^{N}}H(x,t)\text{ d }x\) may be not well defined in \(H^{1}_{0}(\Omega )\). On the other hand, the presence of the quasilinear term \(\int _{\Omega }(u^{2})^{\alpha -1}|\nabla u|^{2}\text{ d }x\) keeps us from studying Eq. (4) in the usual Sobolev space.
Inspired by the work of Costa and Wang [8], we obtain a nontrivial solution for a modified singular quasilinear Schrödinger equation
where g(t) will be defined in Sect. 2, and \(\widetilde{h}(x,t)\) is a new nonlinearity which will be well-defined. Furthermore, we use the variant Clark’s theorem due to [18] to prove (5) has a sequence of weak solutions. Then by Moser iteration we get \(L^\infty \)-estimates for these weak solutions. We shall show that they are also solutions of problem (4).
Next, we give the more general result.
Theorem 1.3
Assume \(1<k<2\), \(\frac{k}{2}<\alpha <1\), \((h_{1})\) and \((h_{2})\) hold. Then more general problem (4) possesses a sequence of weak solutions \(u_n\in H^{1}_{0}(\Omega )\) with \(J(u_n)\rightarrow 0\).
Remark 1.4
It is easy to say \(h(x,t)=\theta |t|^{k-2}t+|t|^{2^{*}-2}t+\lambda f(t)\) satisfies conditions \((h_1)\) and \((h_2)\). Hence Theorem 1.3 is more general than Theorem 1.1.
Remark 1.5
Notice that the nonlinearities h(x, t) are only assumed in a neighborhood of the origin, we can give the supercritical example of h(x, t) satisfying \((h_1)\) and \((h_2)\):
with \(1<k<2\), \(\frac{k}{2}<\alpha <1\) and \(r>2^{*}\).
This paper is organized into four sections. We describe the preliminary results in Sect. 2, which we shall use in this paper. Theorem 1.1 is proved in Sect. 3 by the application of \(Z_2\) index theory. In Sect. 4, depending on appropriated assumptions, we can show problem (1) has at least one weak solution. In Sect. 5, we prove the more general result.
2 Preliminaries
In this paper, \(\parallel \cdot \parallel _{p}\) and \(\Vert \cdot \Vert \) denote the usual \(L^{p}(\Omega )\) norm and \(H^{1}_{0}(\Omega )\) norm, respectively
Let S be the usually Sobolev constant as follows:
Set
It is easy to say that \(g(s)=g(-s)(s\ne 0)\) and \(s=0\) is a singular point of g(s). Furthermore, g(s) is increasing in \((-\infty ,0)\) and is decreasing in \((0,+\infty )\). \(\lim \limits _{s\rightarrow 0}g(s)=+\infty \) and \(\lim \limits _{s\rightarrow \infty }g(s)=1\).
Letting
then, we have
Furthermore, \(G'(t)=g(t)>0(t\ne 0)\), it implies that G(t) is strictly monotone and therefore there exists a continuous, odd and invertible function by \(t=G^{-1}(s)\).
Lemma 2.1
[23] If \(\alpha \in (0,1)\), then the function \(G^{-1}(s)\) satisfies:
-
(i)
\(\lim \limits _{s\rightarrow 0}\frac{|G^{-1}(s)|^{\alpha }}{|s|}=\sqrt{2}\);
-
(ii)
\(\lim \limits _{s\rightarrow \infty }\frac{|G^{-1}(s)|}{|s|}=1\);
-
(iii)
\(|G^{-1}(s)|\le |s|\), for all \(s\in \mathbb {R}\);
-
(iv)
\(\alpha |s|<|G^{-1}(s)g(G^{-1}(s))|\le |s|\), for all \(s\in \mathbb {R}\);
-
(v)
$$\begin{aligned} \left( G^{-1}(s)g(G^{-1}(s))\right) '\left\{ \begin{array}{ll} \displaystyle \in (\alpha ,1),\ s\ne 0,\\ \hspace{0in}=\alpha ,\ s=0; \end{array} \right. \end{aligned}$$
-
(vi)
\(\lim \limits _{s\rightarrow 0}\left( G^{-1}(s)g(G^{-1}(s))\right) '=\alpha ;\)
-
(vii)
\(\left| \frac{(r-1)g(s)-g'(s)s}{g^{2}(s)}\right| <r-\alpha \), for all \(r>1\), \(s\in \mathbb {R}\setminus \{0\}\).
Corollary 2.1
For all \(v\in H^{1}_{0}(\Omega )\) and \(\alpha >0\), then
and
Hence, we obtain \(G^{-1}(v)g(G^{-1}(v))\), \(G^{-1}(v)\in H^{1}_{0}(\Omega )\). Besides, we get
Lemma 2.2
[19]
-
(i)
The functional
$$\begin{aligned} E(v)=\int _{\Omega }|G^{-1}(v)|^{k}\text{ d }x \end{aligned}$$is well defined and weakly continuous on \(H^{1}_{0}(\Omega )\). Moreover, E(v) is continuously differentiable; its derivative \(E': H^{1}_{0}(\Omega )\rightarrow H^{1}_{0}(\Omega )\) is given by
$$\begin{aligned} <E'(v),\psi >=k\int _{\Omega }\frac{|G^{-1}(v)|^{k-2}G^{-1}(v)}{g(G^{-1}(v))}\psi \text{ d }x,\ \text{ for } \text{ all }\ \psi \in H^{1}_{0}(\Omega ). \end{aligned}$$ -
(ii)
The functional
$$\begin{aligned} D(v)=\int _{\Omega }|G^{-1}(v)|^{2^{*}}\text{ d }x \end{aligned}$$is well defined on \(H^{1}_{0}(\Omega )\). D(v) is continuously differentiable; its derivative \(D':\ H^{1}_{0}(\Omega )\rightarrow H^{1}_{0}(\Omega )\) is given by
$$\begin{aligned} <D'(v),\psi >=2^{*}\int _{\Omega }\frac{|G^{-1}(v)|^{2^{*}-2}G^{-1}(v)}{g(G^{-1}(v))}\psi \text{ d }x,\ \text{ for } \text{ all }\ \psi \in H^{1}_{0}(\Omega ). \end{aligned}$$ -
(iii)
If \(u_{n}\rightharpoonup u\) in \(H^{1}_{0}(\Omega )\), then
$$\begin{aligned} G^{-1}(u_{n})\rightharpoonup G^{-1}(u)\ \text{ in }\ H^{1}_{0}(\Omega ). \end{aligned}$$(10)
Throughout this paper, we deal with problem (1) in \(H^{1}_{0}(\Omega )\) and consider the following functional
Notice that the first difficulty associated with (11) is that \(\Psi \) is not well defined in \(H_{0}^{1}(\Omega )\); thus, we cannot apply variational methods to deal with (11) directly. To overcome this difficulty, as in [20], we introduce the following change of variables:
After the changing of variables, \(\Psi (u)\) can be written by the following functional:
From the above lemmas, \(\Phi \) is well defined in \(H^{1}_{0}(\Omega )\), \(\Phi \in C^{1}(H^{1}_{0}(\Omega ),\mathbb {R})\) and for all \(\psi \in H_{0}^{1}(\Omega )\)
It is easy to see that every critical points of (12) are the weak solutions of the equation:
This means to find the nontrivial weak solutions of (1); it suffices to find the critical points of (12).
We now give the definitions of the \(\mathrm (PS)_c\) sequence and \(\mathrm (PS)_{c}\)-conditions in X as follows.
Definition 2.1
-
(i)
Let X be a Banach space and \(f\in C^{1}(X,\mathbb {R})\). A sequence \(\{u_{k}\}\subseteq X\) such that \(\Phi (u_{k})\rightarrow c\) and \(\Phi '(u_{k})\rightarrow 0\)(in \(X^{*}\)) as \(k\rightarrow \infty \), is called a \(\mathrm (PS)_c\) sequence for \(\Phi \).
-
(ii)
Any \(\mathrm (PS)_c\) sequence for \(\Phi \) has a converging subsequence (in X); we call that \(\Phi \) satisfies \(\mathrm (PS)_c\)-conditions.
Next, we introduce the following concentration compactness lemma, which help us to prove the \(\mathrm (PS)_{c}\)-conditions.
Lemma 2.3
[12, 13] Let \(G^{-1}(v_n)\rightharpoonup G^{-1}(v)\) in \(H^{1}_{0}(\Omega )\) such that \(|G^{-1}(v_{n})|^{2^{*}}\rightharpoonup \nu \) and \(|\nabla G^{-1}(v_{n})|^{2}\rightharpoonup \mu \). Define the quantities
Then, for some at most countable set J, we have
where \(x_{j}\in \Omega \), \(\nu _{j}\), \(\mu _{j}\) are positive constants and \(\delta _{x_{j}}\) denotes the Dirac measure at \(x_{j}\).
Lemma 2.4
Assume \(1<k<2\), \(\frac{k}{2}<\alpha <1\), \(N\ge 3\) and \((f_1)-(f_{3})\) hold. Let \(\{v_{n}\}\subset H^{1}_{0}(\Omega )\) be a \(\mathrm (PS)_c\) sequence for \(\Phi (v)\). Then \(\{v_{n}\}\) is bounded in \(H^{1}_{0}(\Omega )\).
Proof
Assume \(\{v_{n}\}\subset H^{1}_{0}(\Omega )\) is a \(\mathrm (PS)_c\) sequence of \(\Phi (v)\), i.e.,
and
where \(o_{n}(1)\rightarrow 0\ \text{ as }\ n\rightarrow \infty \), \(\psi \in H^{1}_{0}(\Omega )\). Taking \(\psi =G^{-1}(v_n)g(G^{-1}(v_n))\in H^{1}_{0}(\Omega )\)(see (7)), from (7) and (16) we have
Therefore, by Lemma 2.1-(iii), \((f_2)\), (15) and (17), we have
where \(C_6=\frac{2^{*}-k}{k}\theta |\Omega |^{1-\frac{k}{2^{*}}}S^{-\frac{k}{2}}\) and \(C_7=C_{3}|\Omega |^{1-\frac{\beta }{2^{*}}}S^{-\frac{\beta }{2}}\). \(\square \)
Lemma 2.5
Assume \(1<k<2\), \(\frac{k}{2}<\alpha <1\), \(N\ge 3\) and \((f_1)-(f_{3})\) hold. Then there exist \(\widetilde{\lambda },\widetilde{\theta }>0\), such that for all \(\lambda \in (0,\widetilde{\lambda })\), all \(\theta \in (0,\widetilde{\theta })\) and \(c<0\), the functional \(\Phi \) satisfies \((PS)_c\)-conditions.
Proof
Assume \(\{v_n\}\) is a \((PS)_c\) sequence. By Lemma 2.4, we have the boundedness of \(\{v_{n}\}\) in \(H^{1}_{0}(\Omega )\). Then there exists \(v\in H^{1}_{0}(\Omega )\) such that, up to subsequence, \(v_{n}\rightharpoonup v\) in \(H^{1}_{0}(\Omega )\). Then by Lemma 2.2-(iii), we imply \(G^{-1}(v_{n})\rightharpoonup G^{-1}(v)\) in \(H^{1}_{0}(\Omega )\).
Define \(\psi \in C^{\infty }_{0}(\Omega )\) by \(\psi (x)=0\) for \(|x|>1\), \(\psi (x)=1\) for \(|x|\le \frac{1}{2}\), \(0\le \psi (x)\le 1,\ x\in \Omega \). For any fixed j and \(\varepsilon \in (0,1)\), consider
Due to the fact that \(\langle \Phi '(v_{n}),\psi _{\varepsilon }G^{-1}(v_n)g(G^{-1}(v_n))\rangle \rightarrow 0\) we have
By (9) we get
and since \(\psi _{\varepsilon }\in L^{\infty }(\Omega )\), by Lemma 2.3 and (20), we get
By Lemma 2.1-(iv) and the Hölder inequality, we obtain
Furthermore, by \(|v_n\nabla \psi _{\varepsilon }|\rightarrow |v\nabla \psi _{\varepsilon }|\) in \(L^{2}(\Omega )\) we get
Hence, taking \(\varepsilon \rightarrow 0 \) in (21), we obtain
Clearly, by Lemma 2.3-(3) and (23), we have
(a) \(\nu _{j}=0\) or (b) \(\nu _{j}\ge S^{\frac{N}{2}}\).
We now claim that (b) is impossible if \(\lambda \) and \(\theta \) are taken small enough. Indeed, due to \(\{v_{n}\}\) is a \((\mathrm PS)_{c}\) sequence, it implies
where \(A=\frac{(2^{*}-k)}{2^*k}|\Omega |^{\frac{2^{*}-k}{2^{*}}}\) and \(B=\frac{c_3}{2^{*}}|\Omega |^{\frac{2^{*}-\beta }{2^{*}}}\). Without loss of generality, we assume \(k>\beta \) and \(\Vert v_n\Vert \le 1\). This implies
then
On the other hand, for n large enough and if (b) occurs, we obtain
Therefore we can choose \(\widetilde{\lambda },\widetilde{\theta }>0\) such that for every \(\lambda \in (0,\widetilde{\lambda })\) and \(\theta \in (0,\widetilde{\theta })\), we get
which is a contradiction to (26). Thus, \(\mu _i=\nu _i=0\). From Lemma 2.3, we have
From Brezis-Lieb lemma [17], we imply
and
Due to Lemma 2.1-(vii), Hölder inequality and mean value theorem, we have
where \(w_{n,m}=\kappa G^{-1}(v_n)+(1-\kappa ) G^{-1}(v_m)\in L^{2^{*}}(\Omega )\), \(\kappa \in (0,1)\). Hence, we imply
By similar argument, we get
Next, we will get the similar estimate about the disturbance term as follows:
where we use \((f_2)\), Lemma 2.1-(ii), Hölder inequality and \(v_n\rightarrow v\) in \(L^{s}(\Omega )\)( \(s\in (1,2^{*})\)).
By using \(\lim \limits _{n,m\rightarrow \infty }\langle \Phi '(v_{n})-\Phi '(v_{m}),v_{n}-v_m\rangle =0\), taking \(n,m\rightarrow \infty \), we have
Hence, we deduce that \(\{v_n\}\) is a Cauchy sequence in \(H^{1}_{0}(\Omega )\). Since \(H^{1}_{0}(\Omega )\) is a Banach space, up to subsequence, we get \(v_n\rightarrow v\) in \(H^{1}_{0}(\Omega )\). The proof is finished. \(\square \)
Before proceeding further, let us truncate the energy functional \(\Phi (u)\). By Sobolev embedding theorem with the hypothesis \(1<k<2\), (K) and Lemma 2.1-(iii), for all \(v\in H^{1}_{0}(\Omega )\), we have
where \(C_8=|\Omega |^{1-\frac{k}{2^{*}}}S^{-\frac{k}{2}}\), \(C_{9}=\frac{1}{2^{*}}S^{\frac{-2^{*}}{2}}\), \(C_{10}=\frac{C_{8}}{k}\), \(C_{11}=\frac{c_1}{p}|\Omega |^{\frac{2^{*}-p}{2^{*}}}S^{-\frac{p}{2}}\) and \(C_{12}=\frac{c_2}{q}|\Omega |^{\frac{2^{*}-q}{2^{*}}}S^{-\frac{q}{2}}\) are all positive constants.
Letting \(l(t)=\frac{1}{2}t^{2}-C_{9}t^{2^*}-C_{10}\theta t^{k}-C_{11}\lambda t^{p}-C_{12}\lambda t^{q}\), we need to study the properties of l(t). By the hypothesis \(1<k<2\) and \(1<p,q<2^{*}\), we easily know that there exists a positive constant \(\lambda _{0}\le \widetilde{\lambda }\) such that for any \(\lambda \in (0,\lambda _{0})\), \(l_{0}(t)=\frac{1}{2}t^{2}-C_{9}t^{2^*}-C_{11}\lambda t^{p}-C_{12}\lambda t^{q}\) possesses positive value for some \(t_{0}>0\). Then for any \(\lambda \in (0,\lambda _{0})\), there exists a \(\theta _{0}(\lambda )(0<\theta _{0}<\widetilde{\theta })\) such that for any \(\theta \in (0,\theta _{0})\), the following result holds:
From the structure of l(t), we see that there are finite positive solutions of \(l(t)=0\). Assume the positive solutions as follows
Then we can easily know that
Secondly, we denote \((0,T_{1})\cup (T_{2},T_{3})\cup \cdot \cdot \cdot \cup (T_{m},\infty )\) by P and denote \(Q=P\setminus (T_{m},\infty )\). We define a \(C^{\infty }\) function \(\tau : R^{+}\rightarrow [0,1]\) as
Considering the truncated functional as follows:
Similar as above, we denote the function
and we can find
Finally, we notice that \(\overline{l}(t)\ge l(t)\), if \(t>0\); \(\overline{l}(t)= l(t)\) if \(t\in Q\); \(0\le \overline{l}(t)\), if \(t>T_{m}\). Moreover, due to \(\tau \in C^{\infty }\), we have \(\Phi _{\infty }(v)\in C^{1}(H^{1}_{0}(\Omega ),\mathbb {R})\). Thus, we get the following lemma.
Lemma 2.6
-
(a).
If \(\Phi _{\infty }(v)<0\), then \(\Vert v\Vert \in Q\), and \(\Phi (w)=\Phi _{\infty }(w)\) for all w in a small enough neighborhood of v.
-
(b).
For all \(\lambda \in (0,\widetilde{\lambda })\), there exists a \(\widetilde{\theta }>0\), such that when \(\theta \in (0,\widetilde{\theta })\) and \(c<0\), \(\Phi _{\infty }(v)\) satisfies the \(\mathrm (PS)_{c}\)-conditions.
We next recall some concepts and properties about \(Z_{2}\) index theory.
Let X be a Banach space and denote
For \(A\in \Sigma \), the \(Z_{2}\) genus of A denoted by
if \(\{\cdots \}=\emptyset \), then \(\gamma (A)=0\), in particular \(0\in A\), then \(\gamma (A)=+\infty .\)
Note that the genus has the following properties (see [19]):
Lemma 2.7
Let \(A,B\in \Sigma \) and \(f\in (X,X)\) an odd map. Then
-
(1)
\(\gamma (A)\le \gamma (\overline{f(A)})\);
-
(2)
\(A\subset B\Rightarrow \gamma (A)\le \gamma (B)\);
-
(3)
\(\gamma (A)<\infty \Rightarrow \gamma (\overline{A-B})\ge \gamma (A)-\gamma (B)\);
-
(4)
If \(S^{N-1}\) is the sphere in \(\mathbb {R}^{N}\), then \(\gamma (S^{N-1})=N\);
-
(5)
If A is compact, then \(\gamma (A)<\infty \), and there exists \(\delta >0\) such that \(\gamma (A)=\gamma (N_{\delta }(A))\), where \(N_{\delta }(A)=\{x\in X:\ d(x,A)\le \delta \}\).
The last lemma in this section is the well-known deformation lemma (see [27]):
Lemma 2.8
Let X be Banach space. Suppose \(f\in C^{1}(X,\mathbb {R})\) satisfies the (PS)-conditions. If \(c\in \mathbb {R}\), \(\overline{\epsilon }>0\) and N is any neighborhood of \(K_{c}\triangleq \{u\in X:\ f(u)=c, f'(u)=0\}\), there exist \(\eta (t,u)\equiv \eta _{t}(u)\in C([0,1]\times X,X)\) and a number \(\epsilon \in (0,\overline{\epsilon }\), with the properties
-
(1)
\(\eta _{t}(u)=u\), if \(t=0\), or \(\forall u\notin f^{-1}[c-\overline{\epsilon },c+\overline{\epsilon }]\);
-
(2)
\(f(\eta _{t}(u))\le f(u)\) is nonincreasing in t for \(\forall u\in X\);
-
(3)
\(\eta _{1}(f^{c+\epsilon }\setminus N)\subset f^{c-\epsilon }\), where \(f^{c}=\{u\in X: f(u)\le c\}\), \(\forall c\in \mathbb {R}\);
-
(4)
if f is even, \(\eta _{t}\) is odd in u.
3 Proof of Theorem 1.1
We now prove Theorem 1.1 via the application of genus. For \(1\le j\le n\), we define
with
Set \(K_{c}=\{u\in X:\ \Phi _{\infty }(v)=c, \ \Phi _{\infty }'(v)=0\}\) and \(\lambda \in (0,\widetilde{\lambda })\), \(\theta \in (0,\widetilde{\theta })\) where \(\widetilde{\lambda }\) and \(\widetilde{\theta }\) are given by Lemma 2.6.
Firstly, we claim that if \(j\in \mathbb {N}\), there is an \(\varepsilon _j=\varepsilon (j)>0\), such that \(\gamma (\Phi _{\infty }^{-\varepsilon _j})\ge j,\) where \(\Phi _{\infty }^{-\varepsilon }=\{u\in X:\ \Phi _{\infty }(v)\le -\varepsilon \}\).
Let \(X_{j}\) be a j-dimensional subspace of \(H^{1}_{0}(\Omega )\). Since \(X_{j}\) is a finite-dimension space, all the norms in \(X_{j}\) are equivalent. Therefore, for every \(v\in X_{j}\) with \(\Vert v\Vert =1\) we can define
On the other hand, for \(0<t<T_{1}\), we notice that
Then, from Lemma 2.1-(1), there exists \(\delta >0\) such that \(|G^{-1}(t)|\ge \frac{1}{\root k \of {2}}|t|^{\frac{1}{\alpha }}\) for \(|t|\le \delta \), and
Therefore given \(\theta \in (0,\widetilde{\theta })\), we can choose \(t_{0}\in (0,T_{1})\) sufficiently small such that
where \(\varepsilon _{j}=-\frac{1}{2}t_{0}^{2}+\frac{\theta \sigma a_j}{k}t_{0}^\frac{k}{\alpha }-\frac{\theta }{2k}|\Omega |\delta ^{\frac{k}{\alpha }-2^{*}}b_{j}t_{0}^{2^{*}}\). Defining \(S_{t_{0}}=\{v\in X:~\Vert v\Vert =t_{0}\}\), then \(S_{t_{0}}\cap X_{j}\subset \Phi _{\infty }^{-\varepsilon _j}\). By Lemma 2.7, we obtain
Since \(\Phi _{\infty }\) is continuous and even, with above claim, we have \(\Phi _{\infty }^{-\varepsilon _{j}}\in \Sigma _{j}\) and \(c_{j}\le -\varepsilon _{j}<0\). As \(\Phi _{\infty }\) is bounded from below, we know that \(c_{j}>-\infty \). Using Lemma 2.5, we deduce \(K_{c}\) is a compact set.
Secondly, we claim that if for some \(j\in \mathbb {N}\), and there exists an \(i\ge 0\) such that \(c=c_{j}=c_{j+1}=\cdots =c_{j+i}\), then \(\gamma (K_{c})\ge i+1\).
Assume by contradiction that if \(\gamma (K_{c})\le i\), then we can choose a closed and symmetric set U with \(K_{c}\subset U\) and \(\gamma (U)\le i\). As \(c<0\), it implies \(U\subset \Phi ^{0}_{\infty }\). By Lemma 2.8, there exists an odd assumption
such that \(\eta (E^{c+\delta }_{\infty }\backslash U)\subset E^{c-\delta }_{\infty }\) for some \(\delta \in (0,-c)\).
On the other hand, by the assumption of \(c=c_{j+i}\), there exists an \(A\in \Sigma _{j+i}\) such that
Hence
this implies
However, from Lemma 2.7, we have
Thus \(\overline{\eta (A\backslash U)}\in \Sigma _{j}\) and
So the main claim is proved.
Our next goal is to complete the proof of Theorem 1.1. It is well known that \(\Sigma _{j+1}\subset \Sigma _{j}\ \text{ and }\ c_{j}\le c_{j+1}<0\). Suppose all \(c_{j}\)s are distinct. Then we know \(\gamma (K_{c_{j}})\ge 1\), that is, \(c_{j}\)s are distinct negative critical values of \(\Phi _{\infty }\). Suppose for some \(j_{0}\) and \(i\ge 1\),
Then by the second claim, we obtain
which implies that \(K_{c_{j_{0}}}\) possesses infinitely many distinct elements.
From Lemma 2.6, for \(\Phi _{\infty }(v)<0\), it implies \(\Phi (v)=\Phi _{\infty }(v)\). Hence we complete the proof.
4 Proof of Theorem 1.2
In this section, we prove the existence theorem which can yield one nontrivial solution for (1) without \((f_{4})\).
Proof of Theorem 1.2
For \(v\in H_{0}^{1}(\Omega )\), by (35), we have
From (36), for \(\lambda \in (0,\lambda _{0})\) and \(\theta \in (0,\theta _{0})\), there exists \(t_{0}\in \mathbb {R}\) such that
where \( B_{t_{0}}=\{v\in H_{0}^{1}(\Omega ):\ \Vert v\Vert <t_{0}\}\). In order to find a nontrivial solution of (1), we need the following fact
It is straightforward to show that this infimum is finite. To prove \(\inf _{\overline{B}_{t_{0}}}\Phi <0\), we take \(t>0\), \(\varphi \in C^\infty _0(\Omega )\) such that \(\varphi (x)\ge 0\) for all \(x\in \Omega \) with \(\Vert \varphi \Vert =1\). Then
Since \(\frac{k}{\alpha }<2<2^{*}\),
are true for \(t\in (0,t_{1})\), where \(t_{1}\in (0,t_{0})\) is small enough.
Set
For \(d\in (0,D)\), invoking the Ekeland variational principle, there must be a \(v_{d}\in \overline{B}_{t_{0}}\), such that
and
From (41), we have
which implies
Let \(\psi \in H^{1}_{0}(\Omega )\). From (42) and (43), for \(t\in (0,1)\) small enough, we have
which yields
By replacing \(\psi \) with \(-\psi \), one has
Take \(d_{n}=\frac{1}{n}\) and set \(v_{n}= v_{d_{n}}\) for all \(n\ge 1\). Then as \(n\rightarrow \infty \)
Since \(\Phi \) satisfies \((PS)_{c}\)-conditions(\(c<0\)), we get
So
is true from (39). We complete the proof. \(\square \)
5 Proof of Theorem 1.3
For fixed \(\delta >0\) in \((h_1)\), we now let \(d(t)\in C(\mathbb {R},\mathbb {R})\) be a cut-off function satisfying:
\(d(-t)=d(t)\) and \(0\le d(t)\le 1\) for \(t\in \mathbb {R}\). Denote
and
Inspired by [8], we consider the following quasilinear Schrödinger equation:
Note that (45) is the Euler-Lagrange equation associated to the natural energy functional
As in Sect. 2, taking the change variable
we observe that the functional \(\widetilde{I}(u)\) can be written of the following way
We remark that the critical points of J(v) with \(L^{\infty }\)-norm not more than \(\frac{\delta }{2}\) are also weak solutions of (4). To prove this, we need to introduce the following variant Clark’s theorem due to [17] to prove that (46) possesses a sequence of critical points.
Proposition 5.1
Let X be a Banach space, \(J\in C^{1}(X,\mathbb {R})\) is an even functional with \(J(0)=0\). Assume that J satisfies
-
(a)
J is bounded from below and satisfies (PS) condition;
-
(b)
for each \(l\in \mathbb {N}\), there exists a l-dimensional subspace \(X^{l}\) of \(H^{1}_{0}(\Omega )\) and \(\rho _l>0\) such that
Then at least one of the following conclusions holds.
-
(i)
There exists a critical point sequence \(\{v_k\}\) such that \(J(v_k)<0\) and \(v_k\rightarrow 0\) in X;
-
(ii)
There exists \(r>0\) such that for any \(0<a<r\) there exists a critical point v such that \(\Vert v\Vert =a\) and \(J(v)=0\).
Next two lemmas ensure that J(v) satisfies all assumptions of Proposition 5.1.
Lemma 5.1
Assume \((h_1)\) hold. Then the functional J is bounded from below and satisfies (PS) condition.
Proof
To prove the functional J is bounded from below, it suffices to show that J is coercive. For \(v\in H^{1}_{0}(\Omega )\), by \((h_1)\) and Lemma 2.2-(iii)
Thus,
and then the functional J is coercive.
Next, we show that J satisfies (PS) condition. Let \(\{v_n\}\) be a (PS) sequence, that is
By the functional J is coercive, this implies the sequence \(\{v_n\}\) is bounded in \(H^{1}_{0}(\Omega )\). Assume without loss of generality that
Consider
Thus, \(v_n\rightarrow v\) in \(H^{1}_{0}(\Omega )\) and the (PS) condition holds for J. \(\square \)
Lemma 5.2
Assume that \((h_1)\) and \((h_{2})\) hold. Then for each \(l\in \mathbb {N}\), there exists a l-dimensional subspace \(X^{l}\) of \(H^{1}_{0}(\Omega )\) and \(\rho _l>0\), such that
where \(S_{\rho }=\{v\in H^{1}_{0}(\Omega ):\ \Vert v\Vert =\rho \}\).
Proof
For any \(M>0\), by \((h_2)\), there exists a constant \(a=a(M)>0\) such that if \(G^{-1}(v)\in C^{\infty }_{0}(B_{r}(x_0))\) and \(\Vert G^{-1}(v)\Vert _{\infty }<a\),
On the other hand, from Lemma 2.1-(i), there exist \(b>0\) and a constant \(C>0\) such that
For any \(l\in \mathbb {N}\), if \(X^{l}\) is a l-dimensional subspace of \(C^{\infty }_{0}(B_{r}(x_0))\) and \(\rho _l>0\) is sufficiently small and for all \(v\in X^{l}\cap S_{\rho _l}\), we have
where we use (47), (48) and the fact that \(X_{l}\) is a finite-dimension space, all the norms in \(X_{l}\) are equivalent. Hence, from the arbitrary of M, we complete the proof. \(\square \)
We recall that the critical points of (46) with \(L^{\infty }\)-norm not more than \(\frac{\delta }{2}\) are also weak solutions of problem (4). So next step we shall study the \(L^{\infty }\) estimates of the critical points of J.
Lemma 5.3
If \(\{v_i\}\subset H^{1}_{0}(\Omega )\) is a critical point sequence of J satisfying \(v_i\rightarrow 0\) in \(H^{1}_{0}(\Omega )\), then \(v_i\rightarrow 0\) in \(L^{\infty }(\mathbb {R}^N)\).
Proof
Let \(v\in H^{1}_{0}(\Omega )\) be a weak solution of \(-\Delta v=\frac{\widetilde{h}(x,G^{-1}(v))}{g(G^{-1}(v))}\), i.e.,
Let \(T>0\), and define
Choosing \(\varphi =|v_{T}|^{2(\eta -1)}v_{T}\) in (49), where \(\eta >1\), we get
From Lemma 2.1, we obtain
On the other hand, using the Sobolev inequality, we have
where we used that \(S=\inf \{\int _{\Omega }|\nabla v|^{2}\text{ d }x|\ \int _{\Omega }|v|^{2^{*}}\text{ d }x=1\}\). From the Fatou’s lemma, sending \(T\rightarrow \infty \), it follows that
Let us define \(\eta _{i}=\frac{2^{*}\eta _{i-1}+2-k}{2}\) where \(i=1,2,...\) and \(\eta _{0}=\frac{2^{*}+2-k}{2}\). Since
by Moser’s iteration method we have
where \(\mu _i=\prod _{m=0}^{i}\frac{2\eta _m+k-2}{2\eta _{m}}\). Letting \(i\rightarrow \infty \), we obtain that
where \(\mu =\prod _{m=0}^{\infty }\frac{2\eta _m+k-2}{2\eta _{m}}\) is a number in (0, 1) and \(\exp \left( \sum _{m=0}^{k}\frac{\text{ ln }(2C\eta _m)}{\eta _m}\right) \) is a positive constant. This together with the Sobolev inequality shows that if \(\{v_i\}\) is a critical point sequence of J satisfying \(v_i\rightarrow 0\) in \(H^{1}_{0}(\Omega )\) as \(i\rightarrow \infty \), then \(v_i\rightarrow 0\) in \(L^{\infty }(\Omega )\). This ends the proof. \(\square \)
Proof of Theorem 1.3
Obviously, the functional J is an even functional with \(J(0)=0\). Besides, by Lemma 5.1 and Lemma 5.2, all conditions of Proposition 5.1 are satisfied. Thus J has a sequence of critical points \(\{v_n\}\) with \(J(v_n)\rightarrow 0\) and \(v_n\rightarrow 0\) in \(H^{1}_{0}(\Omega )\). By virtue of Lemma 5.3, we know that \(\{v_n\}\) is a sequence of critical points for (46) with \(v_n\rightarrow 0\) in \(L^{\infty }(\Omega )\). Letting \(u_n=G^{-1}(v_n)\), there exists \(n_0\in \mathbb {N}\) such that \(\{u_n\}\) is a sequence of weak solutions of (4) for each \(n\ge n_0\). The proof is completed. \(\square \)
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Guo, L., Huang, C. Quasilinear Schrödinger Equations with a Singular Operator and Critical or Supercritical Growth. Bull. Malays. Math. Sci. Soc. 47, 93 (2024). https://doi.org/10.1007/s40840-024-01691-7
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DOI: https://doi.org/10.1007/s40840-024-01691-7