Abstract
It is known that the Adimurthi–Druet inequality admits extremal function, when the perturbation parameter \(\alpha \) is small. However, the problem that bothered us is when extremal function of the Adimurthi–Druet inequality does not exist. Recently, Mancini–Thizy (J. Differential Equations) first solved this problem by the method of energy estimate. After that, Yang (Sci. China Math.) extended the result to a closed Riemann surface. In this paper, on a compact Riemann surface with boundary, we consider the nonexistence of extremal function for a Trudinger–Moser inequality with the Neumann boundary condition. Moreover, this result complements our work in (Math. Inequal. Appl.).
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1 Introduction
Let \(\Omega \subseteq {\mathbb {R}}^N (N\ge 2)\) be a smooth bounded domain, \(C_0^{\infty }(\Omega )\) is the space of smooth functions with compact support in \(\Omega \) and \(W_0^{1,p}(\Omega )\ (p \ge 1)\) be the completion of \(C_0^{\infty }(\Omega )\) under the Sobolev norm
where \(\nabla _{{\mathbb {R}}^N}\) is the gradient operator on \({\mathbb {R}}^N\) and \(\Vert \cdot \Vert _p\) denotes the standard \(L^p\)-norm. As a limit case of the Sobolev embedding, the classical Trudinger–Moser inequality was proved by Yudovich [38], Pohožaev [28], Peetre [27], Trudinger [31] and Moser [25], namely
where \(\alpha _N=N\omega _{N-1}^{1/(N-1)}\) and \(\omega _{N-1}\) represents the area of the unit sphere in \({{\mathbb {R}}^N}\). When \(\beta > \alpha _N\), all integrals in (1) are still finite, but the supremum is infinite. In this sense, \(\alpha _N\) is the best constant for this inequality. It is interesting to know whether or not the supremum in (1) can be attained. In the case that \(\Omega \) is a unit ball \({\mathbb {B}}\subset {\mathbb {R}}^N\), Carleson–Chang [4] first obtained an extremal function for the supremum \(J_{\alpha _N}({\mathbb {B}})\). This result was extended by Struwe [29] to the case that \(\Omega \) is close to a unit ball in the sense of measure, by Flucher [12] to a general domain \(\Omega \subset {\mathbb {R}}^2\) and by Lin [17] to an arbitrary domain \(\Omega \subset {\mathbb {R}}^N\).
Trudinger–Moser inequalities were studied on Riemannian manifolds by Aubin [3], Cherrier [5] and Fontana [13]. In particular, let \(\Sigma \) be an N-dimensional closed Riemannian manifold, \(W^ { 1 ,N } ( \Sigma ) \) be the usual Sobolev space. Then there holds
where \(\nabla _g\) stands for the gradient operator on \(\Sigma \), \({\mathrm {d}}v_g\) stands for the volume element and \(\alpha _N\) has the same definition in (1). Based on the works of Ding–Jost–Li–Wang [8] and Adimurthi–Struwe [2], Li [15, 16] proved the existence of extremal function for the supremum in (2) by the method of blow-up analysis. When \(\Sigma \) is a two-dimensional compact Riemann surface with smooth boundary, Yang [33] obtained the same inequality as (2), namely
This inequality is sharp in the sense that if \(\beta > 2\pi \), all integrals in (3) are still finite, but the supremum is infinite. Furthermore, the supremum in (3) can be attained. Later various versions of (1) were considered by many authors. In this paper, we are interested in Adimurthi–Druet [1] inequality, which is an improvement of the standard Trudinger–Moser inequality (1) by adding a \(L^2\)-type perturbation, which is
where \(\lambda _ { 1 } ( \Omega ) \) is the first eigenvalue of the Laplacian with Dirichlet boundary condition in \(\Omega .\) This inequality is sharp in the sense that if \(\alpha \ge \lambda _ { 1 } ( \Omega )\), all integrals in (4) are still finite, but the supremum is infinite. Obviously, (4) is reduced to (1) when \(\alpha =0\). Later Yang [34] obtained the same inequality as (4) on a closed Riemann surface, namely
where \(\lambda ^*_ { 1 } ( \Sigma )\) is the first eigenvalue of the Laplace–Beltrami operator with respect to the metric g. When \(\alpha \ge \lambda ^* _ { 1 } ( \Sigma )\), the above supremum is infinite. Furthermore, one important result he got was that extremal function of the supremum in (5) exist only for sufficiently small \(\alpha > 0 \).
Lu–Yang [18] considered the mean value zero case. They extended (3) and (4) to a version, which is
where \(\lambda ^* _ 1( \Omega )\) denotes the first nonzero Neumann eigenvalue of the Laplacian operator. This inequality is sharp in the sense that all integrals in (6) are still finite when \( \alpha \ge \lambda ^* _ 1 ( \Omega )\), but the supremum is infinite. Moreover, they also obtained that the supremum is attained only for sufficiently small \(\alpha > 0 \). After that, the author strengthened (6) on a compact Riemann surface with smooth boundary in [39]. Precisely, let \(\Sigma \) be a compact Riemann surface with smooth boundary and
denotes the first eigenvalue of the Laplace–Beltrami operator with respect to the zero mean value condition. Then there holds
When \(\alpha \ge \lambda _1(\Sigma )\), the above supremum is infinite. In addition, various extensions of the inequality (4) were obtained by Lu–Yang [19] to a version involving \(L^{p}\)-norms for any \(p>1\) and by Zhu [40] to the result in high dimensions with the \(L^{p}\)-versions with \(1<p \le N\). Later various stronger versions of (4) were obtained by Tintarev [30], de Souza–do Ó [6, 9] and Nguyen [26].
For a long time, we had a question about whether or not extremal function of Adimurthi–Druet’s inequality (4) exists for \(\alpha \) sufficiently close to \(\lambda _1(\Omega )\). Based on the technique of energy estimate introduced by Malchiodi–Martinazzi [20], Mancini–Martinazzi [21] once again proved that the supremum \(J_{4\pi }({\mathbb {B}})\) admits extremal function, which was first obtained by Carleson–Chang [4]. Using this method of energy estimate, Mancini–Thizy [22] first proved that the supremum in (4) has no extremal function, when \(\alpha \) is sufficiently close to \(\lambda _1(\Omega )\). Recently, Yang [36] extended the result to a closed Riemann surface, namely the supremum in (5) has no extremal function when \(\alpha \) is sufficiently close to \(\lambda _1(\Omega )\). In addition, Wang [32] generalized Mancini–Thizy’s result to a version involving \(L^{p}\)-norms for any \(p>1\).
In this paper, we extend the result of Yang [36] from a closed Riemann surface to a compact Riemann surface with smooth boundary. In other words, our aim is to prove the nonexistence of extremal function for (8) when \(\alpha \) is sufficiently close to \(\lambda _1(\Sigma )\). Our main result reads
Theorem 1
Let \(\Sigma \) be a compact Riemann surface with smooth boundary \(\partial \Sigma \) and \(\lambda _1(\Sigma )\) be defined by (7). We denote
and
Then there exists some \(\alpha ^{*}\in \left( 0,\lambda _{1}(\Sigma )\right) \), such that for any \(\alpha \in (\alpha ^{*}, \lambda _{1}(\Sigma ))\), the supremum \(\sup _{u \in \mathcal {S}}F_{\alpha }(u)\) has no extremal function.
We should point out that the blow-up occurs on the boundary \(\partial \Sigma \) in our case, which is more difficult to handle than the cases of Mancini–Thizy [22] and Yang [36]. To be able to deal with this situation, we use the key ingredient in the proof of our theorem is isothermal coordinate system on \(\partial \Sigma \), which has just been provided by Yang–Zhou [37] via Riemann mapping theorems involving the boundary.
The paper is organized as follows. In Sect. 2, we will prove Theorem 1 by the method of reduction to absurdity. This proof relies on the key energy estimates of Proposition 1, whose proof is given in Sect. 3. Without loss of generality, we do not distinguish sequence and subsequence in the following, and we denote various constants by the same C.
2 Proof of Theorem 1
Suppose Theorem 1 does not hold. Then for any \(\alpha \in \left( 0,\ \lambda _{1}(\Sigma )\right) \), the supremum \(\sup _{u \in \mathcal {S}}F_{\alpha }(u)\) can be attained. That is to say, we can take a sequence of numbers \(\{\alpha _k\}_{k=1}^{+\infty }\) increasingly tending to \(\lambda _1(\Sigma )\). Moreover, for any fixed k, there exists a function \(u_k\in \mathcal {S}\) such that
where \(\mathcal {S}\) is defined by (9). In view of (8), we obtain
It follows from Lemma 1 in [39] that
From a direct calculation, we derive that \(u_k\) satisfies the Euler–Lagrange equation
where \(\mathbf {n}\) denotes the outward normal vector on \(\partial \Sigma \),
and \(|\Sigma |\) is the area of \(\Sigma \). Denote \(c_k=|u_k\left( x_k\right) |=\max _{\overline{\Sigma }}|u_k|\). Without loss of generality, we assume
and \(x_k \rightarrow x_{0}\) as \(k \rightarrow +\infty \). Applying maximum principle to (14), we have \( x_0\in \partial \Sigma .\) Using the fact of \(1+t e^{t }\ge e^{t } \) for any \(t \ge 0\), we get
which along with (11) and (12) leads to
Following Lemmas 3.2 and 3.4 in [36], we obtain
where \(o_k(1)\rightarrow 0\) as \(k \rightarrow +\infty \). Furthermore, using the same argument as the proof of Lemma 2 in [39], we get
Moreover, there hold \(\sigma _k \rightarrow 2 \pi \), \( \beta _k \rightarrow 1\) and \(\gamma _k \rightarrow \lambda _{1}(\Sigma )\) as \(k \rightarrow +\infty \). To proceed, we state the key energy estimates.
Proposition 1
Let a sequence of function \(\{u_k\}^{+\infty }_{k=1}\) satisfy (11), (13) and (14). Then there holds
where \({\sigma _k}\) and \(\gamma _k\) are given by (14).
Proof
For a detailed proof of this proposition, please refer to Section 3. \(\square \)
Applying Proposition 1, we have
which together with (13) and (21) leads to \(\alpha _k \rightarrow 0\) as \(k \rightarrow +\infty \). This result contradicts with \(\lim _{k \rightarrow +\infty }\alpha _k = \lambda _{1}(\Sigma )>0\) and ends the proof of Theorem 1.
3 Energy Estimates
In this section, we will prove Proposition 1 by analyzing the asymptotic behavior of \(u_k\). We first choose a sequence of isothermal coordinate systems near blow-up point \(x_0\in \partial \Sigma \). Define some notations for simplicity: \(\mathbb { B }_{x}\left( r\right) \) denotes a ball centered at x with radius \(r>0\), \(\mathbb { B }_0^+\left( r\right) =\left\{ (x_1, x_2)\in \mathbb { B }_0\left( r\right) : x_2>0 \right\} \), \({\mathbb {R}}^2_+=\{(x_1,x_2)\in \mathbb { R } ^ 2:x_2>0\}\), \(\nabla _{{\mathbb {R}}^2}\) and \(\Delta _{{\mathbb {R}}^2}\), respectively, denote the standard gradient operator and the Laplacian operator on \({\mathbb {R}}^2\).
Lemma 1
For sufficiently large k and some fixed \(\delta >0\), we can take an isothermal coordinate system \(\left( U_k, \phi _k ;\left\{ x_{1}, x_2\right\} \right) \) around \(x_k\), such that \(\phi _k\left( x_k\right) =0\), \(\phi _k (U_k)=\mathbb { B }_0^+\left( \delta \right) \), \(\phi _k \left( U_k\cap \partial \Sigma \right) = \partial \mathbb { R } ^ { 2 }_+\cap \mathbb { B }_0\left( \delta \right) \) and
where \(f_k\) is a smooth function satisfying \(f_k(0)=0\). Moreover, there holds
Proof
Following Lemma 4 in [37], we can take an isothermal coordinate system \(\left( U,\phi ;\left\{ y_1, y_2\right\} \right) \) near the blow-up point \(x_0\in \partial \Sigma \), such that \(\phi (x_0) = 0\), \(\phi (U)=\mathbb { B }_0^+\left( 2\delta \right) \) and \(\phi (U\cap \partial \Sigma )= \partial \mathbb { R } ^ 2_+\cap \mathbb { B }_0\left( 2\delta \right) \) for some \(\delta >0\). In such coordinates, the metric g has the representation
where f is a smooth function with \(f(0)=0\). Moreover, there holds
We now take an isothermal coordinate system \(\left( U_k, \phi _k ;\left\{ x_{1}, x_2\right\} \right) \) around \(x_k\) for any fixed k, such that \(\phi _k\left( x_k\right) =0\), \(\phi _k (U_k)=\mathbb { B }_0^+\left( \delta \right) \), \(\phi _k (U_k\cap \partial \Sigma )= \partial \mathbb { R } ^ { 2 }_+\cap \mathbb { B }_0\left( \delta \right) \) and \(x=\phi _k \circ \phi ^{-1}(y)= e^{f\left( \phi (x_k)\right) } \left( y-\phi (x_k)\right) \). Let \(g_k=g\circ \phi _k^{-1}\) and \(f_k(x)=f(y)-f\left( \phi (x_k)\right) \). In view of \(x_k \rightarrow x_0\in \partial \Sigma \) as \(k \rightarrow +\infty \), there holds \(U_k\subset U\) for sufficiently large k. Thus we have the coordinates \(\left( U_k, \phi ;\left\{ y_1, y_2\right\} \right) \).
It is easy to know that \(f_k\) is a smooth function and \(f_k(0)=0\). According to \({\mathrm {d}}y= e^{f\left( \phi (x_k)\right) } {\mathrm {d}}x\) and (24), we obtain
which gives (22). Combining this with (25), one has (23) immediately. \(\square \)
3.1 Gradient Estimates
In this section, we show the gradient estimate of \(u_k\), which is similar to [10, 14, 23, 24, 35]. We first deal with the asymptotic behavior of the maximizers through blow-up analysis. Denote
where \(\sigma _k\), \(\lambda _k\) and \(\beta _k\) are defined by (15). It follows from Lemma 3 in [39] that for any fixed positive integer \(t_0\),
Moreover, there holds
Hereafter the isothermal coordinates \(\left( U_k, \phi _k ;\left\{ x_{1}, x_2\right\} \right) \) are constructed as in Lemma 1. On \({\mathbb {B}}_0\left( 2\delta \right) \), we define
and
Denote \(\mathcal {D}_k=\left\{ y\in {\mathbb {R}}^2: r_k y\in \mathbb { B }_0\left( 2\delta \right) \right\} \). Then one has \(\mathcal {D}_k\rightarrow {\mathbb {R}}^2\) as \(k \rightarrow +\infty \). On \(\mathcal {D}_k\), we define two blowing up functions \(\psi _k(y)= {\tilde{u} _k\left( r_k y\right) }/{c_k}\) and \( \varphi _k(y)=c_k\left( \tilde{u}_k\left( r_k y\right) -c_k\right) .\) It follows from Lemma 4 in [39] that
where
We next prove a weak gradient estimate for \(u_k\).
Lemma 2
For any \(x \in \Sigma \) and fixed k, there holds
where \(\mathrm {dist}_g\left( \cdot ,\cdot \right) \) stands for the geodesic distance between two points and C is a constant depending only on \(\Sigma \).
Proof
Suppose the lemma does not hold. Then we have
Moreover, there exists a sequence of points \(\left\{ x_{n_k}\right\} _{k=1}^{+\infty } \subset \Sigma \) such that
Denote
According to (17), (21), (33) and (34), one has
Using (15) and (35), we get for any \(0<\xi <1\),
that is to say
In view of (16) and (27), we obtain \(r_{n_k} \ge r_k\). It follows from (33), (34) and (35) that
Take an isothermal coordinate system \((U_{n_k}, \phi _{n_k} ;\{x_{1}, x_2\})\) near \(x_{n_k},\) where \(\phi _{n_k}(x_{n_k})=0\), \(\phi _{n_k} (U_{n_k})=\mathbb { B }_0^+ (\delta )\) and \(\phi _{n_k} \left( U_{n_k}\cap \partial \Sigma \right) = \partial \mathbb { R } ^ 2_+\cap \mathbb { B }_0\left( \delta \right) \). In such coordinate, it is clear that the metric \(g_{n_k}= g\circ \phi _{n_k}^{-1} = e^{2f_{n_k} } \left( {\mathrm {d}}x_1^2 +{\mathrm {d}}x_2^2 \right) \), where \(f_{n_k}\) is a smooth function with \(f_{n_k} (0) = 0\). Moreover, we define on \({\mathbb {B}}_0\left( \delta \right) \),
and
Denote for \(y \in \mathcal {D}_{n_k}=\left\{ y \in {\mathbb {R}}^2: r_{n_k} y \in {\mathbb {B}}_0\left( \delta \right) \right\} ,\)
It follows from (14) and (23) that
From (37), there holds \(r_{n_k}y\rightarrow 0\) as \(k\rightarrow +\infty \) for any fixed \(R>0\), which leads to for any \(|y| \le R\), there hold
According to this and (33), we get
that is to say
Then we have
Applying elliptic estimates to (38), we obtain
Denote
In view of (14) and (23), we have
It follows from (39) to (41) that for all \( |y| \le R\),
which gives
From (40), there holds
Combining this with (21), we have
Using (43), (44) and applying elliptic estimates to equation (42), we obtain
where \(\varphi \) is defined by (31). In view of (31), (37) and (45), we have
Letting \(R\rightarrow +\infty \) and using (32), one has \(1+o_k(1)\ge 4\), which is contradictory. Then the lemma follows. \(\square \)
We now prove a strong gradient estimate for \(u_k\) as below.
Lemma 3
For any \(x \in \Sigma \) and fixed k, there holds
where C is a constant depending only on \(\Sigma \).
Proof
Suppose the lemma does not hold. Then we have
Moreover, there exists a sequence of numbers \(\left\{ x_{m_k}\right\} _{k=1}^{+\infty } \subset \Sigma \) such that
In view of \(u_k \rightarrow 0\) in \(C_{loc}^1\left( \Sigma \backslash \left\{ x_{0}\right\} \right) \), we have \(x_{m_k} \rightarrow x_{0}\) as \(k \rightarrow + \infty \).
Take an isothermal coordinate system \(\left( U_{m_k}, \phi _{m_k} ;\left\{ x_1, x_2\right\} \right) \) around \(x_{m_k},\) where \(\phi _{m_k}\left( x_{m_k}\right) =0\), \(\phi _{m_k} (U_{m_k})=\mathbb { B }_0^+(\delta )\) and \(\phi _{m_k} (U_{m_k}\cap \partial \Sigma )= \partial \mathbb { R } ^ { 2 }_+\cap \mathbb { B }_0(\delta )\). In such coordinate, the metric \(g_{m_k}= g\circ \phi _{m_k}^{-1} = e^{2f_{m_k} } \left( {\mathrm {d}}x_1^2 +{\mathrm {d}}x_2^2 \right) \) and \(f_{m_k}\) is a smooth function with \(f_{m_k} (0) = 0\). Moreover, we define on \({\mathbb {B}}_0\left( \delta \right) \)
and
In this coordinate system, we have
where \(y_{m_k}=\phi _{m_k}(x_k)\). Denote \(r_{m_k}=\left| y_{m_k}\right| \) and \(y_k={y_{m_k}}/{r_{m_k}}\), then there hold
with \(|\bar{y}|=1\). Define for \(y \in \mathcal {D}_{m_k}=\left\{ y \in {\mathbb {R}}^2: r_{m_k} y \in {\mathbb {B}}_0\left( \delta \right) \right\} \),
According to (14) and (23), we get
From Lemma 2, there exists a constant C depending only on \(\Sigma \), such that for any \(y \in \mathcal {D}_{m_k}\),
In view of (49), for any fixed \( R>0\), we have \(\left| y-y_k\right| \ge {1}/{R}\) if \(y \in \mathcal {D}_{m_k} \backslash {\mathbb {B}}_{\bar{y}}\left( {1}/{R}\right) \). Combining this, (50) with (52), we obtain for any \(y \in \mathcal {D}_{m_k} \backslash {\mathbb {B}}_{\bar{y}}\left( {1}/{R}\right) \),
which gives
Using a change of variables, we have for any \(p>1\),
which leads to
In view of \(M_k=\max _{x \in \Sigma } \mathrm {dist}_g\left( x, x_k\right) |u_k(x) | \left| \nabla _g u_k(x)\right| \), one has for any \(y \in \mathcal {D}_{m_k} \backslash {\mathbb {B}}_{\bar{y}}\left( {1}/{R}\right) \),
According to this, (49) and (50), we obtain
where C is a constant depending on R and k. It is easy to know that
Setting \(y=0\) and using (48), we have
Let \(S_k=\left| \omega _{m_k}(0)\right| +\left| \nabla _{{\mathbb {R}}^2} \omega _{m_k}(0)\right| \). In view of (56), one has
From (46) and (47), there holds \(S_k \rightarrow +\infty \) as \(k \rightarrow +\infty .\) According to (55) and (57), we obtain for all \(y \in {\mathbb {B}}_0(R) \backslash {\mathbb {B}}_{\bar{y}}\left( {1}/{R}\right) \),
Define \( \psi _{m_k}(y)={\omega _{m_k}(y)}/{S_k}\). It follows from (58) that \(\psi _{m_k}\) is bounded in \(L^2\left( {\mathbb {R}}^2 \backslash \{\bar{y}\}\right) \). Combining (49)–(54) with \(\left| {\lambda _k}^{-1}{\mu _k}\right| \le C\), we have \(-\Delta _{{\mathbb {R}}^2} \omega _{m_k}(y)\) is bounded in \(L^p\left( {\mathbb {R}}^2 \backslash \{\bar{y}\}\right) \). That is to say \(-\Delta _{{\mathbb {R}}^2} \psi _{m_k}(y)\) is bounded in \(L^p\left( {\mathbb {R}}^2 \backslash \{\bar{y}\}\right) \). Then by elliptic estimates, we obtain \(\psi _{m_k} \rightarrow \psi \) as \(k \rightarrow +\infty \) in \(C_{loc}^{1}\left( {\mathbb {R}}^2 \backslash \{\bar{y}\}\right) \), where \(\psi \) is a harmonic function in \({\mathbb {R}}^2 \backslash \{\bar{y}\} .\) For any fixed \(R>0\), there holds
which gives
Then there holds \(\lim _{k \rightarrow +\infty }\psi _{m_k}(y) = 1\) in \( C_{loc}^{1}\left( {\mathbb {R}}^2 \backslash \{\bar{y}\}\right) \), that is to say \( \omega _{m_k}(y) =\left( 1+o_k(1)\right) S_k.\) From (56), we have \(\left| \nabla _{{\mathbb {R}}^2} \omega _{m_k}(0)\right| >0\) for sufficiently large k. Then we can define for \(y \in \mathcal {D}_{m_k}\),
It follows from DelaTorre–Mancini [7] that \(\lim _{k \rightarrow +\infty }\omega _{m_k}^{*} = \omega ^{*}\) in \(C_{loc}^{1}\left( {\mathbb {R}}^2 \backslash \{\bar{y}\}\right) \), where \(\omega ^{*}\) is a harmonic function. Similar to (59), we obtain
Combining this with (60), we get \(\omega ^{*} \equiv 0\) in \({\mathbb {R}}^2 \backslash \{\bar{y}\}\), which contradicts \(\left| \nabla _{{\mathbb {R}}^2} \omega ^{*}(0)\right| =1\). Then we conclude the lemma. \(\square \)
3.2 Blow-up Analysis Near \(x_0\)
We now consider the local behavior of \(u_k\) near \(x_0\). In \( (U_k, \phi _k ; \{x_1, x_2 \} )\), defined by Lemma 1, it follows from (30) and (31) that
where
In view of (14), (21)–(23) and (26)–(29), we obtain
We define
which gives that
For any fixed \(\theta \) with \(0<\theta <1\), we let
which along with (16) and (28) leads to
and
It follows from (63) and (65) that
Here and in the sequel, we slightly abuse a notation. If u is a function radially symmetric with respect to 0, we write \(u(|x|)=u(x)\). Let \(\nu _k\) be the radially symmetric solution of
and \(\eta _{0}\) be the radially symmetric solution of
It follows from Mancini–Martinazzi [21] that
and
Define
According to (65), (69) and (71), we conclude \(\eta _k(y)=O\left( c_k^2\right) \), for any \( y \in {{\mathbb {B}}_0\left( r_{\theta _k}\right) }.\) Then using the same argument as the proof of Step 3.2 in [22], we can decompose \(\nu _k\) as
and
Applying Proposition 3.1 in [11], we have \(\left| \tilde{u}_k(y)-\nu _k(|y| )\right| \le C (c_k r_{\theta _k})^{-1}|y|\) for any \(y \in {{\mathbb {B}}_0\left( r_{\theta _k}\right) }\). Then we decompose \(\tilde{u}_k\) as the form
Applying (72) and (73), we conclude for any \(y \in {{\mathbb {B}}_0\left( r_{\theta _k}\right) }\),
In view of (68), we have on \({{\mathbb {B}}_0\left( r_{\theta _k}\right) }\),
From (26) and (74)–(76), there holds on \({{\mathbb {B}}_0\left( r_{\theta _k}\right) }\),
which leads to
To proceed, let us compute these three integrals separately. It first follows from (61) that \( \int _{{\mathbb {R}}^2_+}e^{2\varphi _0 } \varphi _0 {\mathrm {d}}y =- {\pi }/{2}, \) which along with (62)–(70) leads to
Moreover, using a change of variables, we have
and
To sum up, it follows from (77)–(80) that
In view of (28) and (65), one has \(r_{\theta _k}=O\left( c_k^{-4}\right) \). According to this and (81), we obtain
which together with (19) leads to
3.3 The Energy Estimate Away from \({x_0}\)
To estimate the energy of \(u_k\) away from \(x_0\), we need the following lemma.
Lemma 4
Let \(r_{s_k}\) be defined by
and \(r_{\theta _k}\) be given as in (65). Then there holds \( r_{s_k} \ge r_{\theta _k}.\)
Proof
Suppose the lemma does not hold. Then we have for any k,
According to (26) and (31), we conclude
In view of (14), we get
Since (31), (83)-(86) and Lemma 3, we can use the argument of Proposition 3.1 in [11]. Then there holds
It follows from (72) that \( \nu _k (y)\ge \left( 1-\theta +o_k(1)\right) c_k\), for any \( y \in {\mathbb {B}}_0\left( {r_{\theta _k}}\right) ,\) which together with (87) leads to
This result contradicts with (83) and confirms the lemma. \(\square \)
Lemma 5
In the isothermal coordinate systems \(\left( U_k, \phi _k ;\left\{ x_1, x_2\right\} \right) \) defined by Lemma 1, there exist some \(q^{*}>1\) and a constant C such that
where \(r_{\theta _k}\) is defined by (65).
Proof
For any fixed \(0<\theta <1\), we denote
It follows from Lemma 4 that \(u_k^{*}(x)=\left( 1-{\theta }/{ 2}\right) c_k\), when \(x \in \phi _k^{-1}\left( {\mathbb {B}}_0^+\left( r_{\theta _k}\right) \right) \). According to (21) and the fact of \(0\le u_k^{*}\le u_k\), one has
We claim that
To confirm this claim, we set \(\bar{u}_k^{*}=\int _{\Sigma } u_k^{*} {\mathrm {d}}v_g/|\Sigma |\). Then there holds \(\int _{\Sigma }{\left( u_k^{*}-\bar{u}_k^{*} \right) }\,{\mathrm {d}}v_g=0\). Testing Eq. (14) by \( u_k^{*}-\bar{u}_k^{*} \), we obtain
From (29), (30), (89), (90) and the fact of \(r_{\theta _k}\ge r_k\), there holds
for any fixed \(R>0\). It follows from (32) and (92) that
where \(o_{R}(1) \rightarrow 0\) as \(R \rightarrow +\infty \). We define \( V_k=u_k-u_k^{*}\) and \(\overline{V}_k=\int _{\Sigma }{V_k}{\mathrm {d}}v_g/|\Sigma |\). Then there hold \(\int _ {\Sigma }{\left( V_k-\overline{V}_k \right) }\,{\mathrm {d}}v_g=0\) and
Testing equation (7) by \(V_k-\overline{V}_k\), we obtain
From (29), (30), (32), (89) and the fact of \(r_{\theta _k}\ge r_k\), there holds
where \(o_{R}(1) \rightarrow 0\) as \(R \rightarrow +\infty .\) In view of (94)–(96), we have
To sum up, (91) is followed from (93) and (97).
For any fixed \(0<\theta <1\), there holds \(q_{1}\) satisfying \(1<q_{1}<2 /(2-\theta )\). Combining (3) with (91), we have
It follows from (90) that
where \(q^{*}\) satisfying \(1<q^{*}<q_{1}\). According to the definition of \(u_k^*\), we obtain (88) easily. \(\square \)
In view of (18), (19), Lemma 5 and Hölder’s inequality, we obtain that
for some \(q>1\) with \(1 / q+1 / q^{*}=1\).
3.4 Completion of the Proof of Proposition 1
We first give the following lemma.
Lemma 6
For any \(q \ge 1\) and \(1< p < 2 \), we have \(u_k /\left\| u_k\right\| _{2q}\) converges to \(\omega _q\) weakly in \(W^{1, p}(\Sigma )\) and strongly in \(L^{r}(\Sigma )\), where \(1<r<2 p /(2-p)\) and \(\omega _q\) is a smooth solution of the equation
Moreover, there holds \(\left\| u_k\right\| _{2q}^2=\left\| u_k\right\| _2^2 /\left( \left\| \omega _q\right\| _2^2+o_k(1)\right) \).
Proof
It follows from (14) that
In view of (18) and (20), we conclude both \({\lambda _k}^{-1}{\mu _k c_k}\) and \({\lambda _k}^{-1}\beta _k c_k u_k e^{\sigma _k u_k^2} \) are bounded in \(L^1(\Sigma )\). According to (19) and the Hölder inequality, we obtain \(\int _{\Sigma } {|\Delta _gu_k|}/{\left\| u_k\right\| _{2q}}{\mathrm {d}}v_g\le C\) for any \(q \ge 1\). Using Lemma 4.8 in [34], we have that \(u_k /\left\| u_k\right\| _{2q}\) is bounded in \(W^{1, p}(\Sigma )\) for any \(1< p < 2 \). Then there exists some function \(\omega _q\) such that \(u_k /\left\| u_k\right\| _{2q}\) converges to \(\omega _q\) weakly in \(W^{1, p}(\Sigma )\) and strongly in \(L^{r}(\Sigma )\), where \(1<r<2 p /(2-p)\). It follows from (100) that (99). Applying the regularity theory to (99), we have that \(\omega _q\) is smooth.
In view of (99), one has \(\left\| \omega _q\right\| _2>0\) for any \(q\ge 1\). Then there holds
which leads to the lemma. \(\square \)
Testing Eq. (14) by \(u_k\in \mathcal {S}\), we have
According to (82), (98) and (), we obtain
for some \(q>1\). Applying Lemma 6, we have done the proof of Proposition 1.
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Communicated by Rosihan M. Ali.
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Zhang, M. Nonexistence of Extremals for a Trudinger–Moser Inequality on a Riemann Surface with Boundary. Bull. Malays. Math. Sci. Soc. 45, 1559–1582 (2022). https://doi.org/10.1007/s40840-022-01289-x
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DOI: https://doi.org/10.1007/s40840-022-01289-x