Abstract
In this paper, we consider a nonlinear Schrödinger equation involving the fractional Laplacian with Dirichlet condition:
where \(\Omega \) is a domain (bounded or unbounded) in \(\mathbb R^n\) which is convex in \(x_1\)-direction. By using some ideas of maximum principle and the direct moving plane method, we prove that the solutions are strictly increasing in \(x_1\)-direction in the left half domain of \(\Omega \). Symmetry of some solutions are also proved. Meanwhile, we obtain a Liouville type theorem on the half space \(\mathbb R^n_+\).
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1 Introduction
There are some literatures on the nonlinear Schrödinger equations involving the fractional Laplacian
where \(n\ge 2\) and \(\alpha \in (0,1)\). We recall that the fractional Laplacian is defined as
where \(\text {P.V.}\) stands for the Principle Value and \(C_{n,\alpha }>0\). For more backgrounds on \((-\Delta )^{\alpha }\), we refer the readers to [1][7][11][26], and etc.
For instance, Benhassine [4] took
where u is a real-valued function and f is assumed to satisfy \(f(x,e^{i\omega t}u)=e^{-i\omega t}f(x,u)\). He proved the existence of solutions to (1.1) is equivalent to the existence of standing wave solutions for fractional Schrödinger equations of the form:
where \(\omega \) is constant and \(\alpha \in (0,1)\). That is to say, \(\psi (x,t)\) solves (1.3) if and only if u(x) solves (1.1).
When \(\alpha =1\), we have a nonlinear Schrödinger equation with the fraction Laplacian:
Here, we mention that some earlier work were done by Floer and Weinstein [16], Rabinowitz [28], Wang [32], del Pino and Felmer [27], Azzollini[3], Secchi[29], and etc. In 2012, Felmer-Quaas-Tan [15] considered the case when \(A(x)=1\) and studied the existence, regularity, decay and symmetry properties of positive solutions for the nonlinear Schrödinger equation involving the fractional Laplacian under the conditions \(u>0, \ \text{ in }\ \mathbb {R}^n\) and \(\lim _{|x|\rightarrow \infty }u(x)=0\). In 2016, Secchi [30] proved the existence of radially symmetric solutions for (1.1), where f(x, u) is replaced by g(u). In 2018, Servadei studied the nonlinear fractional Schrödinger equation under the condition \(u\in H^{\alpha }(\mathbb {R}^n, \mathbb {R})\). There are also articles about Schrödinger equation under other conditions, such as [2, 28, 20, 24, 18, 19] and [22]. In this paper, we consider \(u \in C^{1,1}_{loc} \cap L_{\alpha }(\mathbb R^n) \), where
On the other hand, Cheng-Huang-Li [14] considered the zero-Dirichlet problem with more generalized nonlinear term,
Note that in (1.4), \(\Omega \) has been considered as a convex domain (bounded or unbounded) in \(x_1\)-direction in \(\mathbb R^n\) (we say a domain \(\Omega \) is convex in \(x_1\)-direction if and only if \((x_1,x^{\prime } ), (x_2,x^{\prime })\in \Omega \) imply that \(((1-t)x_1+tx_2,x^{\prime })\in \Omega \) for any \(t\in (0,1)\)). Moreover, the nonlinear term f belongs to the function space \(\digamma \), where \(\digamma \) is defined as the collections of all functions \(f(x,u,p):\mathbb {R}^n\times \mathbb {R}\times \mathbb {R}^n\rightarrow \mathbb {R}\) such that for any \(M>0, u_1,u_2\in [-M,M]\) and any \(x, p\in \mathbb {R}^n\),
Under some other adaptable conditions on u and f, Cheng-Huang-Li[14] showed that the solution u for (1.4) is monotone and symmetric when \(\Omega \) is bounded or unbounded respectively. We generalize the method of moving plane for the fractional Laplacian used by Li [23], Caffarelli and Silvestre [5], Cheng [13], Chen-Li-Li[10], Wang[31], Ma-Chen[25], Garofalo[17], Cao[6], Li [21], Chen [9], and etc.
In this paper our goal is to study the nonlinear Schrödinger equation involving the fractional Laplacian:
where \(\alpha \in (0,2)\). We shall show that as long as A(x) and \(f(x,u,\nabla u)\) in (1.5) satisfy certain conditions (these conditions will be exhibited in detail in the next theorem), the positive solutions in \(\Omega \) will have symmetry and monotonicity. While in \({\mathbb R}^n_+\) similar results could not exist. Our main results are stated in the following three theorems.
Theorem 1.1
Let \(\Omega \) be a bounded domain in \(\mathbb {R}^n\) which is convex in \(x_1\)-direction and symmetric about \(x_1=0\). We suppose that \(u\in C(\mathbb {R}^n)\bigcap \mathcal C_{loc}^{1,1}(\Omega )\) solves (1.5) for \(\alpha \in (0,2)\), \(f(x,v,\mathbf{p} )\in \digamma \) satisfies
and A(x) is bounded below and symmetric in \(x_1\)-direction and satisfies
Then \(u(x_1,x')\) is strictly increasing in the left half of \(\Omega \) in \(x_1\)-direction and
Moreover, if \(f(x_1,x',v,p_1,p_2,\cdot \cdot \cdot ,p_n)= f(-x_1,x',v,-p_1,p_2,\cdot \cdot \cdot ,p_n)\), then
To state our second theorem in unbounded domain \(\Omega \), we need to impose a growth condition on \(f(x,v,\mathbf{p} )\):
Theorem 1.2
Let \(\Omega \) be an unbounded domain in \(\mathbb {R}^n\), which is convex in \(x_1\)-direction and symmetric about \(x_1=0\). Suppose that \(u\in C(\mathbb {R}^n)\bigcap \mathcal C_{loc}^{1,1}(\Omega )\cap L_\alpha \) solves (1.5) for \(\alpha \in (0,2)\) and \(f(x,v,\mathbf{p} )\in \digamma \). If \(f(x,v,\mathbf{p} )\) satisfies (??) (1.6) and u(x) satisfies
and A(x) is bounded below and symmetric in \(x_1\)-direction and satisfies
then there exists \(u_0\le 0\) such that \(u(x_1,x')\) is strictly increasing in \(\Omega \cap \{x_1<\mu _0\}\) in \(x_1\)-direction and
where
Furthermore, if \(\mu _0<0\), then \(u(x_1,x')= u(2\mu -x_1,x'),(x_1,x')\in \Omega \cap \{x_1<\mu _0\}\).
We next turn our attention to the follow equation
We have the next theorem.
Theorem 1.3
Suppose that \(u\in C(\mathbb {R}^n_+)\bigcap \mathcal C_{loc}^{1,1}(\mathbb {R}^n_+)\) is a nonnegative solution of (1.9), \(f(x,v,\mathbf{p} )\in \digamma \) satisfies
for any \(x_n,\; p_n\ge 0\), \(x_n\le \overline{x}_n\), and A(x) is bounded below and symmetric in \(x_1\)-direction and satisfies
Suppose that
and
Then \(u\equiv 0\).
This paper is organized as follows. In Sect. 2, we give the proof of Theorem 1.1. Section 3 is devoted to the proof of Theorem 1.2. While in Sect. 4, we will refer to the paper [8][12] and give the proof of Theorem 1.3.
2 Proof of Theorem1.1
Firstly, we define some frequently used notations in this paper. For \(x'=(x_2,x_3,\cdots ,x_n)\) and \(\lambda \in \mathbb {R}\), write
Let \(T_\lambda \) be a hyperplane in \(\mathbb {R}^n\), which is defined as
and
We set
Sometimes, we may write \(\omega _\lambda (x)\) as \(\omega (x)\) if there is no ambiguity. Now we introduce a lemma, which was established in [14].
Lemma 2.1
Let \(\omega \in L_{\alpha }\) be a so called \(\lambda \)-antisymmetric function, i.e. \(\omega (x_1,x')=-\omega (2\lambda -x_1,x')\). Suppose that there exists \(x\in \Sigma _{\lambda }\) such that
If \(\omega \in C^{1,1}\)at x, then there exists some positive constant \(C_{n,\alpha }\) such that
for all \(\alpha \in (0,2)\), where \(\delta =d(x,T_{\lambda })=|x_1-\lambda |.\)
Proof of Theorem 1.1 We divide the proof into two steps. Firstly, we shall show that for \(\lambda >-1\) which is sufficiently close to \(-1\), we have
Next, we shall move the plane \(T_\lambda \) along the \(x_1\)-axis to the right in the left half of \(\Omega \) as long as inequality (2.1) holds. The plane will eventually stop at the limiting position \(\lambda =0\).
Step 1. Since \(\Omega \) is bounded and convex in \(x_1\)-direction, without loss of generality, we may assume that
We claim that there exists \(\delta >0\) small enough such that for all \(\lambda \in [-1,-1+\delta )\), then
If not, we set
Since \(0\le u(x)\in C(\mathbb R^n)\) and \(u(x)\equiv 0, x\in \Omega ^c\), we know that for any \(\delta \in (0,1)\), \(\ell \) can obtained the infimum for some
Thus, \(\omega _{\lambda _0}\ge 0\) on \(\partial (\Omega \cap \Sigma _{\lambda _0})\), which yields that \(x_0\in \Sigma _{\lambda _0}\cap \Omega \). Since \(\lambda =-1\) implies \(\Sigma _{-1}\cap \Omega =\partial \Sigma _{-1}\cap \Omega \), one gets \(\omega _1(x)\ge 0\) in \(\Sigma _{-1}\cap \Omega \). Therefore, \(\lambda _0>-1\).
Now we set \(u_{x_i}(x)=\frac{\partial u}{\partial {x_i}}(x)\) for \(i=1,2,\ldots ,n\). Since \((\lambda _0,x_0)\) is point of minimum, we know that for \(\lambda _0\in (-1,-1+\delta )\),
Moreover, we also have (a) \(u_{x_1}(x_0^{\lambda _0})\le 0\). This is because that
(b) \( \nabla _x\omega (x_0^{\lambda _0}) =0\), where \(\nabla _x\) denotes the gradient operator with respective to x. From (b), we know that
which yields
and
Moreover, (a) implies that
By using Property (1.6) of \(f(x,u,\mathbf{p} )\), Conditions (2.3)-(2.5) and the fact that A(x) satisfies \(A(x_1,x')<A(\overline{x}_1,x')\) for all \(x_1>\overline{x}_1, \ (x_1,x'), (\overline{x}_1,x')\in \Omega ,\) we know from (1.5) that
where
Since \(u(x)\in C(\mathbb {R}^n)\) with compact support and \(f(x,u,\mathbf{p} )\in \digamma \), we get that c(x) is uniformly bounded.
Moreover, since A(x) is bounded from below, by using Lemma 1 we have
Take \(\delta \) small enough, we arrive at a contradiction with (2.6). Hence, Claim (2.2) holds.
Step 2. Set
Then we have \(\lambda _0\le 0\). Indeed, we must have \(\lambda _0=0\). Otherwise, suppose that \(\lambda _0<0\), since \(\omega _{\lambda _0}\not \equiv 0\), we will have
If not, there would exist \(x_0\in \Omega \cap \Sigma _{\lambda _0}\) such that \(\omega _{\lambda _0}(x_0)=0\). By using (2.6) we have
On the other hand, we have
The fact \(\omega _{\lambda _0}(x_0)=0\) gives \(I_2=0\). Then
where
Since \(\omega _{\lambda _0}(y)\ge 0\) and \(\omega _{\lambda _0}(y)\not \equiv 0\), which yields a contradiction, thus (2.8) holds.
We claim that there exists \(\epsilon >0\) small enough such that
Now we prove (2.10) is true by contradiction. Indeed, combining (2.8) and the fact that \(\omega _\lambda (x)\) is lower semi-continuous in \(\Omega \), for any \(\delta >0\) we have
By the continuity of \(\omega _\lambda \) with respect to \(\lambda \), there exist \(\epsilon >0\) such that
Suppose (2.10) is not true, then for all \(\epsilon >0\) we have
Since \(\Omega \) is a bounded domain, then by (2.11), \(\ell _\epsilon \) can obtain the infimum for some point \((\mu ,x_0)\in \{(\lambda ,x)|(\lambda ,x)\in [\lambda _0,\lambda _0+\epsilon ]\times \overline{(\Sigma _\lambda \backslash \Sigma _{{\lambda _0}-\delta })\cap \Omega }\}\), i.e.,
Obviously we have \(\omega _{\mu }\ge 0\) on \(\partial (\Sigma _\mu \backslash \Sigma _{{\lambda _0}-\delta }\cap \Omega )\), thus \(x_0\in \Sigma _\mu \backslash \Sigma _{{\lambda _0}-\delta }\cap \Omega \). By similar arguments as in Step 1 (2.6)-(2.7), we have
if \(\delta \), \(\epsilon \) are chosen small enough. This yields a contradiction, so (2.10) holds. Therefore, we must have \(\lambda _0=0\). It follows that
which implies
The proof of Theorem 1.1 is completed. \(\square \)
3 Proof of Theorem 1.2
We divide the proof into two steps. To begin with, we shall show that for \(\lambda <0\),
Then we move the plane \(T_\lambda \) along the \(x_1\)-axis to the right in the left half of \(\Omega \) as long as inequality (3.1) holds. The plane will eventually stop at some limit position \(\lambda =\lambda _0<0\) or \(\lambda =0\).
Step 1. Start moving the plane \(T_\lambda \) along the \(x_1\)-axis from near \(-\infty \) to the right.
Claim: There exists \(R_0>0\) large enough such that
Suppose the claim is not true, then there exist \(\lambda _k\rightarrow -\infty \) such that
Since u(x) vanishes at infinity, then we have \(\omega _\lambda (x)=u_\lambda (x)-u(x)\ge -u(x)\ge \frac{\ell }{2}\) for any \(|x|\ge R_k\) and \(R_k\) large enough. Hence, we can get
On the one hand, similarly as (2.9), we may write \((-\Delta )^{\frac{\alpha }{2}}\omega _{\mu _k}(x^{k}):=I_1+I_2\). We also have \(I_1\le 0\), then by similar arguments as in (2.9)-(2.11), we get
To obtain the last inequality, we notice that \(0<u_{\mu _k}(x^k)<u(x^k)\). For \(x^k\in \Sigma _{\mu _k}\) and \(|x^k|\) sufficiently large, let \(\Sigma _{\mu _k}^c=\mathbb {R}^n\backslash \Sigma _{\mu _k},\) choose a point in \(\Sigma _{\mu _k}^c:x^m=(3|x^k|+x_1^k,(x^k)')\), then \(B_{|x^k|}(x^m)\subset \Sigma _{\mu _k}^c\). There exists a \(C>0\) such that
On the other hand, from (2.6), we have
where
and A(x) is bounded below, then we have
Then from (1.7) and (3.3)-(3.4), we can get
that is
since \(|x^k|\ge |\lambda _k|\rightarrow \infty \). This yields a contradiction and ends the proof of Step 1.
Step 2. Set
By the definition of \(\lambda _0\) and the continuity of u(x), we have \(\omega _{\lambda _0}(x)\ge 0\) for all \(x\in \Sigma _{\lambda _0}.\) Then we must have
or
The second case happens only when \(\sup _{x\in \Omega }|x_1|=+\infty \). If not, we suppose that \(\lambda _0<0\) but \(\omega _{\lambda _0}(x)\not \equiv 0\). We claim that there exists \(\delta >0\) small enough such that
Indeed, for \(x\in \Sigma _{\lambda _0}\cap \Omega ^c\), it is easy to see that \(\omega _{\lambda _0}(x)\ge 0\). Then by similar arguments as in the proof of (2.8), we have
It follows that for any positive real number \(\sigma \),
where \(R_0\) is defined in Step 1. Since \(\omega _\lambda \) is continuous with respect to \(\lambda \), for all sufficiently small \(\delta >0\), we have
Suppose that (3.6) is false, then we have for any \(\delta >0\),
By Step 1, we know that the point of minimum can not be obtained in \(B_{R_0}^c\). By using (3.8), \(\ell \) can obtain the minimum at some point
Obviously we have \(\omega _{\lambda _0}\ge \frac{\ell }{2}\) on \(\partial ((\Sigma _\lambda \backslash \Sigma _{{\lambda _0}-\delta })\cap B_{R_0})\), thus
By virtue of similar arguments as in Theorem 1 (2.6)-(2.7), one can see that
if \(\delta \), \(\sigma \) are chosen small enough. This yields a contradiction, hence (3.6) holds, which contradicts with the definition of \(\lambda _0\). The strict monotonicity follows from the fact that \(\omega _\lambda (x)>0\) in \(\Sigma _\lambda \cap \Omega \) for all \(\lambda <\lambda _0\).
The proof of Theorem 1.2 is completed.
4 Proof of Theorem 1.3
We first claim that
To prove (4.1), we assume that there exist \(x_0\in \mathbb {R}^n_+ \) such that \(u(x_0)=0\), then by (1.11), we have
On the other hand, by the definition (1.2), we have
where the last inequality follows from the fact that \(u(y)\ge 0\) and \(u(y)\not \equiv 0\) with \(u\in C(\mathbb {R}^n_{+})\). This yields a contradiction, so (4.1) holds. Now we assume that
We carry out the method of moving planes on the solution u along \(x_n\)-direction. Let \(T_\lambda \) be a hyperplane in \(\mathbb {R}^n\) defined by
where \(x'=(x_1,x_2,\cdots ,x_{n-1})\). Let \( x^\lambda =(x_1,\cdots ,x_{n-1},2\lambda -x_n) \) be the reflection of x with respect to the hyperplane \(T_\lambda \). Set
and
We divide the proof into two steps: Step 1. We claim that there exists \(\delta > 0\) small enough such that
Suppose that the claim is not true, then we have for any \( \delta >0\) (without loss of generality, we can restrict \(\delta \in (0,1)\)),
First we know that \(\omega _\lambda (x)=u_\lambda (x)-u(x)\ge -u(x)\) uniformly with respect to \(\lambda \), so by (1.10), we have
uniformly with respect to \(\lambda \). Then there must exist \(R_0>0\) large enough such that \(\omega _{\lambda }(x)\ge \frac{\ell }{2}, x\in B_{R_0}^c(0)\) holds uniformly with respect to \(\lambda \). So \(\ell \) in (4.4) can obtain the infimum at some point
Notice that \(u\equiv 0 \ \text{ in }\ \mathbb {R}^n_{-},\; u\ge 0 \ \text{ in } \ \mathbb {R}^n\) and \( \omega _{\lambda _0}(x)\ge \frac{\ell }{2}, x\in B_{R_0}^c(0)\), we have \(\omega _{\lambda _0}\ge \frac{\ell }{2}\) on \(\partial ((\Sigma _{\lambda _0}\backslash \Sigma _0)\cap B_{R_0}(0))\), so \(x_0\) must be in \(B_{R_0}(0)\cap (\Sigma _{\lambda _0}\backslash \Sigma _0)\). On the other hand, it is easy to see that \(\lambda _0\in (0, \delta ]\). Since \((\lambda _0,x_0)\) is a point of minimum, we can get (a) \(u_{x_n}(x_0^{\lambda _0})\le 0\); (b) \(\nabla _x\omega (x_0^{\lambda _0}) =0\).
Then by similar arguments as in the proof of Theorem 1 Step 1 (2.6)-(2.7), we get
if we choose \(\delta \) small enough. This yields a contradiction, so (4.3) is true.
\(\mathbf{Step}\ 2. \) Set
We claim that
Otherwise, if \(\lambda _0<\infty \), then by the definition of \(\lambda _0\), we have
To prove (4.7), we assume there exists \(x_0\in \Sigma _{\lambda _0}\), such that \(\omega _{\lambda _0}(x_0)=0\). Then by using (2.6), we have
On the other hand, by using Lemma 2.1 and \(\omega _{\lambda _0}\ge 0\), we can write \((-\Delta )^{\frac{\alpha }{2}}\omega _{\lambda _{0}}(x_{0})=I_1+I_2\). The fact \(\omega _{\lambda _0}(x_0)=0\) gives \(I_2=0\). We have
Since \(\omega _{\lambda _0}(y)\not \equiv 0\), it yields a contradiction. So (4.7) holds.
Now we suppose that
We first claim that there exists \(\epsilon >0\) small enough such that
Indeed, since \(\omega _\lambda (x)\) is lower semi-continuous in \(\Omega \), it follows by (4.8) that for any \(\delta >0\) and \(R>0\),
By the continuity of \(\omega _\lambda \) with respect to \(\lambda \), there exist \(\epsilon >0\) such that
Suppose (4.9) is not true, then for any \(\epsilon >0\) we have
Since \(\omega _\lambda (x)=u_\lambda (x)-u(x)\ge -u(x)\), so by (1.10), we have
So there must exist \(R_0>0\) large enough such that
By virtue of (4.10), \(\ell \) can obtain the infimum at some point
By the same arguments as in Theorem 1 (2.6)-(2.7), it is easy to see that
if \(\delta \), \(\epsilon \) are chosen small enough. This yields a contradiction and proves claim (4.9). However, this contradicts with the definition of \(\lambda _0\). So (4.8) is not true. Therefore, we must have
or equivalently,
If we choose the point \(\bar{x}=(x_1,x_2,\cdots ,x_{n-1},0) \) in the hyperplane \(\{x_n=0\}\), then \(\bar{x}^{\lambda }\in \mathbb R^{n}_+\) and
This contradict with the assumption (4.2).
Therefore, we have proved Claim (4.6): \(\lambda _0=\infty \). Consequently, the solution u(x) is monotonically increasing with respect to \(x_n\). Recall that the condition (1.10) tells us \(\lim _{|x|\rightarrow \infty }u(x)=0\). So Claim (4.6) is not true, thus \(u(x)\equiv 0, x\in \mathbb {R}^n_+\).
The proof of Theorem 1.3 is completed. \(\square \)
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The authors would like to express their gratitude to referees for many valuable suggestions which help to improve the presentation of this paper and provide good directions for further research.
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Communicated by Maria Alessandra Ragusa.
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The first author was supported by the Science and Technology Research Program for the Education Department of Hubei province of China under Grant No. D20163101. The Second author was supported by the NNSF of China under Grant No. 11871096.
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Yuan, L., Li, P. Symmetry and Monotonicity of a Nonlinear Schrödinger Equation Involving the Fractional Laplacian. Bull. Malays. Math. Sci. Soc. 44, 4109–4125 (2021). https://doi.org/10.1007/s40840-021-01158-z
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DOI: https://doi.org/10.1007/s40840-021-01158-z