Abstract
Purpose of review
A new syndrome responding to gluten-free diet and defined non-celiac gluten sensitivity entered the spectrum of gluten-related disorders, together with celiac disease and wheat allergy. However, its definition, prevalence, diagnosis, pathogenesis, treatment, and follow up are still controversial. The purpose of the review is to summarize the evidence and problems emerging from the current literature.
Recent findings
Direct implication of gluten in the onset of symptoms is often unproved as a low fermentable oligo-, di- and mono-saccharides and polyols diet or other components of cereals as wheat amylase trypsin inhibitor could be similarly involved. To date, no specific biomarkers or histological abnormalities confirm diagnosis, and only the self-reported response to gluten-free diet as well as a positive double blind placebo-gluten challenge characterizes these non-celiac, non-wheat allergic patients.
Summary
Critical revision of published studies can offer practical indications in approaching this clinical topic and useful suggestions to standardize scientific researches.
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Introduction
Although celiac disease (CD) was clinically known since 1888 [1], only in 1950s, a group of cereals (namely wheat, barley, and rye) was identified as responsible for the villous atrophy of the intestinal mucosa. Initially, starch was considered the toxic fraction, but later a mixture of proteins known as “gluten” was discovered and characterized the disease, arousing following researches about CD pathogenesis [2, 3].
Gluten induces, in genetically predisposed subjects carrying HLA-DQ2 and/or HLA DQ8 genotype, an immunological T-cell mediated reaction with production of autoantibodies and release of inflammatory cytokines inducing different levels of villous atrophy, increased intraepithelial lymphocytes, and altered intestinal permeability [4, 5]. These histological alterations, along with increased levels of high sensitive and specific anti-endomysial and anti-transglutaminase antibodies, confirm the diagnosis [6, 7]. At the moment, gluten-free diet (GFD) remains the unique therapy leading to progressive normalization of antibodies levels and intestinal mucosa, warranting good health and prognosis in the majority of cases. As the CD prevalence is 1–2 % in the general population and a long-life strict GFD is difficult to maintain, researches are in progress to offer alternative therapies [8].
GFD is the gold-standard also for 0.2–4 % of general population affected by wheat allergy (WA). The pathogenesis can be IgE mediated or non-IgE mediated [9, 10]. Different peptides of wheat and others than those involved in CD are implicated, but from the practical point of view, these patients should follow GFD, as strictly as celiac patients do [11]. In the classic form of WA, cross-linking between gluten peptides and IgE stimulates the release of histamine and other chemical mediators, triggering symptoms related to skin, respiratory, circulatory, or gastrointestinal systems. Diagnosis is based on clinical history, skin prick test, specific IgE dosage, and oral challenge. Again, GFD improves or eliminates symptoms. Non-IgE-mediated allergy, as other non-IgE-mediated food hypersensitivities often associated, has a wide range of systemic or gastrointestinal symptoms and can be diagnosed by a double-blind placebo-controlled challenge. There are no biochemical or serologic markers and intestinal mucosa shows architectural normality except for an increased number of eosinophils. Pathogenic mechanisms are not known, and clinical response to the GFD is essential to confirm diagnosis.
In recent years, in the spectrum of gluten-related disorders, a new syndrome at the moment defined by a group of experts “non-celiac gluten sensitivity” (NCGS) has gained interest and wide visibility on both scientific and non-scientific literature [12]. NCGS is characterized by gastrointestinal and extra-intestinal symptoms responding to gluten withdrawal, although no reliable biomarkers or histological abnormalities are available and discussion on definition, epidemiology, pathogenesis, diagnosis, and follow up inflames the scientific debates [13].
The purpose of this review is to critically examine published studies on NCGS focusing on open problems and doubts.
Brief History
Case reports on subjects complaining symptoms suggestive of CD and responding to GFD in the absence of serological or histological alterations have been published in the past [14, 15]: cases were sporadic and aroused little attention. On the contrary, in recent years, increasing numbers of subjects adopted a GFD to improve their gastrointestinal and/or extra-intestinal symptoms or simply to achieve better health and performances. Although in a large proportion of patients, a correct diagnostic process excluded CD and WA, GFD often is a personal choice based on a self-diagnosis. It is reported that in 2015 about 25 % of Americans adopted GFD and the market of gluten-free products reached 11.6 billion of dollars and continues to increase [12, 16]. It is quite unexpected that this phenomenon involved a country where in a recent past CD was even not considered a problem being underestimated for many years.
In any case, the hypothesis that dietary exclusion (in particular wheat) in non-celiac subjects with irritable bowel syndrome (IBS) was beneficial and was supported by some authors without a scientific demonstration that gluten itself was the causative factor [17–20]. Then, in 2011, an Australian group conducted a randomized, double-blind, placebo-controlled challenge study in IBS patients who had CD excluded and concluded with the existence of “non celiac gluten intolerance” [21]. This study has been criticized for the small number of participants, the limited statistical power, and for the choice of challenge (muffins and bread with and without carbohydrate-free gluten, 16 g/day) tested for blindness in only 10 subjects but it was considered important to confirm the involvement of wheat in determining symptoms in these patients. However, in 2013 through a placebo-controlled, cross-over challenge study, the same group concluded that there was no specific or dose-dependent effect of gluten in 37 subjects with NCGS following diets low in fermentable oligo-, di- and mono-saccharides and polyols (FODMAPs). In fact, in only 8 % of participants, gluten-specific effects were observed and food containing FODMAPs was considered the major responsible for symptoms as already suggested for some IBS patients [22•]. Similar results were obtained by other authors: Di Sabatino et al. [23••] performed a randomized, double-blind, placebo-controlled, cross-over trial with 4.375 g/day of gluten (capsules) in 59 suspected NCGS (without CD and WA) and identified only three subjects as “true gluten sensitive” according to the criteria adopted. A slightly higher percentage (14 %) was obtained by Elli et al. [24••] in a multicenter Italian randomized double-blind placebo-controlled trial (5.6 g/day gluten, capsules) in 98 subjects complaining functional symptoms. It is interesting to note that in both these studies, the response to the GFD was positive in a relevant percentage of cases while the blind administration of gluten elicited symptoms in only a minority of subjects responding to GFD. Therefore, it is possible that factors other than gluten were implicated in NCGS, as FODMAPs, antitrypsin amylase inhibitors (ATIs), or other proteins present in cereals.
As the true etiologic factor is not clearly identified, some panelists in the group of experts met in Munich in 2012 to evaluate the published information on this new syndrome, discussed the possibility to use, at this stage, the term “wheat sensitivity” or “people who avoid gluten” instead of NCGS [13]. Therefore, also the nomenclature of the syndrome is debatable and in some way confusing.
Strengths and Weaknesses about NCGS
-
(a)
Some non-celiac, non-allergic subjects claim symptoms responding to GFD.
Significant differences in design, setting, recruitment, and diagnostic criteria make difficult to compare the results in different studies [20, 21, 25, 26].
CD and WA are not always adequately excluded. Exclusion of CD is usually based on the presence of negative specific antibodies, non-compatible HLA status, and normal histology but some authors report in NCGS a mild increased number of intraepithelial lymphocytes in intestinal mucosa, presence of IgG anti-gliadin antibodies (IgG AGA) in serum, HLA status compatible with CD, C- associated antibodies in duodenal aspirate, or in supernatant of biopsy culture suggesting a potential CD [27–29].
WA is usually diagnosed by skin prick test and specific IgE assays (even if a low predictive value is reported). Open oral food challenge and double-blind placebo-controlled challenge are recommended for correct diagnosis of IgE- and non-IgE-mediated allergy.
The subjects involved in scientific studies are often self-reported NCGS diagnosis [30–32] or IBS patients [21, 22•, 24••] and less frequently suspected gluten sensitive patients [26, 33] making diagnostic work-up and evaluation rather confuse.
Objective assessment of the response is not simple and usually based on visual analogic scales (VAS) or numerical rating scale (NRS) [22•, 24••, 25, 34].
-
(b)
Suspected NCGS subjects complain gastrointestinal and/or extra-intestinal symptoms usually indistinguishable from CD and IBS patients.
According to an Italian prospective multicenter survey [26], as previously published in other studies [35], the main gastrointestinal symptoms are bloating (87 %), abdominal pain (83 %), diarrhea (>50 %), alternating bowel habits (27 %), constipation (24 %), and epigastric pain (52 %). Nausea, acid reflux, aerophagia, and aphthous stomatitis are less frequent.
Among extra-intestinal symptoms, tiredness (64 %) and lack of well-being (68 %) are common, followed by foggy mind (38 %), headache (54 %), muscle or joint pain (31 %), arm/leg numbness (32 %), anxiety (39 %), or depression (18 %). Finally, weight loss (25 %), dermatitis (18 %) or skin rash (29 %), and anemia (22 %) are also complained.
Symptoms are scarcely indicative of diagnosis, often more than two or three symptoms are present making evaluation of improvement difficult (How many symptoms have to be considered and which are the most important in establishing the effect of the diet? How much should be the symptomatic improvement in order to define a true response?).
Symptoms disappear after starting a GFD and recur after challenge within few hours or 1–2 days [12, 13, 21, 26].
Although quick response is usually elicited in WA, a delayed response (2 h–5 days after allergen exposure) is possible. Symptoms can appear at different times, and no international consensus on this topic has been reached (36); moreover, it is important to notice that non-IgE-mediated allergy shows strict similarities with NCGS and differential diagnosis results often difficult.
In respect to CD, a proportion of patients claim symptoms rapidly after ingestion of minimal doses of gluten or contaminations, while others remain asymptomatic also after a long-time exposure to high doses of gluten [36, 37]. Consequently, time of recurrence of symptoms is not a strong data supporting diagnosis of NCGS.
All studies report a prevalence of NCGS among adult females [12, 25, 26].
In contrast to CD, no major complications or comorbidities has been reported [13].
-
(c)
In NCGS, major biochemical tests are usually normal. Negative specific CD-related serum antibodies (IgA anti-endomysium, IgA anti-transglutaminase, and IgG anti-deaminated gliadin) and negative specific wheat IgE and skin prick test are necessary to afford diagnosis of NCGS.
Some studies report a variable prevalence (25–50 %) of IgG anti gliadin antibodies which are known to be not specific and present in different autoimmune disorders [13, 38].
Mild alterations in biochemical tests as low serum iron and ferritin, folate, vitamin B12, and vitamin D levels are present, although these all are not specific and usually related to other forms of malabsorption [26, 30, 31].
-
(d)
To date, no genetic pattern has been found to be specific of NCGS.
It is well-known that positive HLA-DQ2/DQ8 haplotypes are necessary, even if not sufficient, to develop CD and their absence excludes diagnosis of CD [6]. About 30–40 % of the general population is HLA-DQ2/DQ8 positive.
In NCGS, the reported prevalence of positive HLA-DQ2/DQ8 haplotypes varies from 24 to 100 % but not all studied subjects had CD correctly excluded and NCGS diagnosis confirmed; moreover, genetic test was often not fully described and related to histology [35]. Other haplotypes, not CD-related, should be investigated.
-
(e)
Histology of the intestinal mucosa does not show significant modifications. The absence of villous atrophy is specifically requested to diagnose NCGS.
Histology is not always reported in NCGS studies, and exclusion of CD has been frequently achieved through negative serology and/or genetic typing. In some studies, NCGS patients show increased duodenal intraepithelial lymphocytes (IELs) count (25 IELs/100 enterocytes), corresponding to Marsh I (Marsh Oberhuber) or grade A (Corazza Villanacci) lesions of CD histological classification [25, 26, 39]. Lymphocytic duodenitis is common and often but not exclusively associated with celiac disease [40].
Thus, a better understanding of the natural history of seronegative duodenitis or other diagnostic techniques as antiendomysium antibodies levels in culture medium of biopsies are necessary to exclude potential CD.
According to the review by Molina-Infante, it is clear that a consistent proportion of subjects considered affected by NCGS could be reclassified as celiacs [35].
-
(f)
In absence of serologic markers and histological abnormalities, double-blind placebo-controlled gluten challenge is the unique way to positively diagnose NCGS, and a standardized diagnostic protocol is mandatory to compare results of different studies. Searching for an agreement in 2014, some experts met in Salerno (Italy) and published their recommendations to achieve a correct diagnosis of NCGS [34].
However, the suggested diagnostic protocol (as shown in Fig. 1 ) is cumbersome and difficult to be introduced in the daily routine, being its application more suitable to a research setting than clinical practice. Dose of gluten, type, and vehicle for gluten administration, length of challenge and wash out, and assessment of the response are all parameters which need standardization yet.
-
g)
True prevalence is not known, varying from 0.6 to 7 % according to different settings examined and design of the studies. The major bias concerns NCGS diagnosis and enrolled subjects.
In UK, a questionnaire was used to screen population for self-reported gluten sensitivity [30]. In 1002 adults, the prevalence of gluten sensitivity was 13 % with 3.7 % on GFD whereas the prevalence of diagnosed CD as 0.8 %. In a secondary care, 200 investigated gluten sensitive subjects had CD in 7 % of cases and NCGS in 93 %.
A cross-sectional population survey was conducted in Australia on adults selected at random from the Electoral Roll [41•]. Wheat avoidance was reported in 10.6 % of the 1184 selected subjects: 1.2 % had CD, 7.3 % presented symptoms responding to GFD whereas 2.1 % followed GFD for reasons other than health.
A survey was also conducted in parents of 916 New Zealand children with a median age of 10 years through a questionnaire specifically devoted to gluten-related issues [42]. Overall, 1 % of children were affected by CD whereas 5 % avoid gluten even if 67 % of them had not excluded CD.
A multicenter prospective study was carried out in 38 Italian centers for diagnosis of gluten-related disorders. In this setting, the prevalence of NCGS was only slightly more common than that of CD [26].
-
(h)
In NCGS patients, GFD resolves symptoms but a well-defined pathogenic pathway is still to be identified, differently from the other two gluten-related disorders (CD and WA) where autoimmune and allergic mechanisms have been demonstrated.
In 2011, Sapone et al. [43] studied the intestinal innate and adaptive immune response comparing CD and NCGS patients and showed some differences between the two disorders. Compared to CD and control patients, an increased expression of Toll-like receptor (TLR) 1, 2, and 4 was demonstrated, while the levels of adaptive immune response actors (IL-6, IL-21, and INF-gamma) did not differ significantly [25, 39]. It is important to underline that diagnosis of NCGS was based on negativity for CD and WA and positive response to GFD but not confirmed by a double-blind placebo-controlled challenge test and patients were examined after a 4-month gluten challenge. On the contrary, Brottveit et al. reported that after 3-day gluten challenge NCGS patients showed only an increase of IFN-γ levels and intraepithelial CD3+ T-cells at baseline whereas CD patients had a concomitant innate and adaptive immune response, suggesting that the adaptive immune response might play a role in the NCGS pathogenesis [44]. A recent study by Di Sabatino et al. investigated a complete pattern of innate and adaptive markers in CD and self-reported NCGS (negative for CD and WA and tested with double-blind placebo-controlled gluten challenge in 11/14 cases) supernatant of duodenal. The authors concluded that there was no difference in the immune response of intestinal mucosa of NCGS and treated CD patients and controls.
Studies on intestinal permeability are not conclusive: Sapone et al. showed a normal baseline intestinal permeability and tight junctions markers evaluated by the in vivo lactulose/mannitol test (LA/MA) in NCGS patients, whereas gliadin exposure induces increased intestinal permeability assessed by measuring transepithelial electrical resistance (TEER) of biopsy explants in a following study by Fasano et al. [45].
Finally, recent clinical and experimental studies enquired the potential pathogenic role of other wheat components besides gluten. As aforementioned, FODMAPs are now a well-defined trigger of symptoms in IBS patients and a proinflammatory effect of both FODMAPs, and other non-gluten proteins such as ATIs, wheat germ agglutinin (WGA), and exorphin, has been proved in [46]. Although “in vitro” and “in vivo” studies demonstrated that ATIs react as an adjuvant in innate response of monocytes, macrophages, and dendritic cells activation through TLR4 complex [47, 48•], it remains to be established the role of ATIs in NCGS pathogenesis. WGA, which has epithelial-damaging and immune effects at very low doses at least in vitro [49, 50], might also contribute to both intestinal and extraintestinal manifestations of NCGS but “in vivo” effects are still questioned.
The actual evidence on the possible pathogenesis of NCGS is conflicting chiefly because of the different design of published papers [51]. Hence, further comparable and standardized studies are necessary.
-
(i)
GFD, self-prescribed or suggested after exclusion of CD and WA, resolves intestinal and extraintestinal symptoms.
First of all, duration of treatment and strictness of the GFD are not established: how long has the GFD to be followed? A long-life strict GFD is requested as in CD or an “on demand” approach is possible? What are the effects off contaminations?
Thus, many questions remain unsolved mainly because our knowledge about the natural history of this condition is still scarce: currently, no data about long-term complications, a late onset of CD or a transient sensitivity, are available.
Personal Considerations and Future Prospectives
The main questions we need to study and solve are:
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Is gluten the only cause of symptoms or other components of the diet are involved?
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Which is the pathogenic mechanism underlying this condition?
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Who are the subjects possibly more involved?
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Is the condition irreversible or transient?
To obtain acceptable scientific responses:
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Studies have to be comparable (similar criteria for enrollment of patients, diagnostic protocols, and evaluation of results)
-
For comparison, it is necessary to define subgroups of patients with uniform characteristics (CD patients with classic intestinal symptoms versus patients with extra-intestinal symptoms versus asymptomatic patients versus patients with other associated autoimmune diseases as well as subjects showing only a mild intestinal inflammation should not be gathered together with patients showing villous atrophy on histology).
-
WA exclusion should be better evaluated
-
The relationship with subjects affected by irritable bowel syndrome should be further considered
-
Advancements in knowledge of different cereals could be helpful, thus researches on protein structure and genetic typing are advisable.
Conclusion
In this chaotic scenario without strong evidence about gluten involvement and utility of GFD in patients with NCGS and in the absence of simpler diagnostic tools, it is recommended that subjects avoid self-diagnosis and self-treatment and that non-expert doctors refer suspected NCGS patients to tertiary referral center for proper management and follow-up.
In this respect, if it will be confirmed a causative effect of gluten in triggering symptoms as well as unhealthy consequences in up to 10 % of the general population (1 % CD, 0.2–4 % WA, and 5–7 % NCGS), then deep changes in dietary habits and a different agricultural and economic policy could become indispensable.
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Dr. Elli reports personal fees from Schär Institute, outside the submitted work
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Bardella, M.T., Elli, L. & Ferretti, F. Non Celiac Gluten Sensitivity. Curr Gastroenterol Rep 18, 63 (2016). https://doi.org/10.1007/s11894-016-0536-7
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DOI: https://doi.org/10.1007/s11894-016-0536-7