Abstract
Picea Mill. species are important components of boreal and subalpine forests. They have a wide geographical range in the Northern Hemisphere, extending from the Eurasian continent to North America. In this study, publications on Picea species from 2002 to 2016 were identified via the Web of Science (WoS) and the China National Knowledge Infrastructure (CNKI) databases, and subjected to relationship network visualization using CiteSpace software. This study represents the first such analysis of Picea and provides a reference for bibliometrics in forest tree species research. The results show that the total number of publications on Picea archived in WoS was 20,958 and that the number of papers published annually has increased over time, peaking at 1725 in 2013. The studies were mainly conducted in North America, Europe and Asia; among them, Canada published the most papers and showed the strongest betweenness centrality (0.11). Among research institutions, the Swedish University of Agricultural Sciences in Uppsala had the highest publication record. The research contributions of the Chinese Academy of Sciences, the Chinese Academy of Forestry, and Beijing Forestry University have improved rapidly in recent years, greatly enhancing the international impact of Chinese research in this field. The research contents were grouped into five categories: forest ecosystems, pest resistance, extraction and functional analyses of active ingredients from various plant organs, nursery and afforestation techniques, and timber quality research. In China, the number of papers from the CNKI database was 4532, increasing at an even pace. The research topics on Picea included forest ecosystems, seedling and afforestation techniques, basic studies on individual species and populations, and pests and diseases. Within and outside China, hotspots in Picea research included the relationships between Picea and environmental factors, and the genomic sequences of Picea.
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Introduction
Picea (family Pinaceae) species are among the Earth’s oldest gymnosperms (Brown et al. 2014) and fossils of Picea have been found in late Cretaceous strata. Changes in global temperatures have affected the genus over time, leading to the current distribution (Luo et al. 2012). Some 34 Picea species exist worldwide in the cold temperate/temperate alpine and sub-alpine zones of the Northern Hemisphere (Farjon 2001) and constitute the Northern Hemisphere’s most important timber resource (Ru et al. 2016). Due to their high economic value and important roles in climate and environment, Picea species have been extensively studied, with particular focus on ecology (Pollock and Payette 2010), phylogeny and evolution (Lafontaine et al. 2010), community composition (Serafinaviciute and Stakènas 2009), growth and physiological characteristics (Gamache and Payette 2004), and pest and disease resistance (Jönsson et al. 2009). However, there have been no systemic summaries or analyses of Picea-related literature.
The progress of civilization has led to rapid growth in scientific fields, accompanied by exponential growth in the number of scientific publications (Vasudevan et al. 2016). In 1966, the term “bibliometrics” was to describe the application of mathematical and statistical methods to analyse books and other printed media (Glänzel 2003). With the development of science and technology, and the arrival of the era of information and networking, bibliometric methods have been extensively applied to various scientific fields, including biology and other life sciences, environmental science, and medicine to investigate developmental courses, forecast trends and identify research hotspots (Hou et al. 2015). For example, Huai and Chai (2016) used bibliometric methods to analyse water security issues, they found that “water security”, “water safety” and “climate change” were the most common keywords and that water security and climate change had a closing interaction. By applying similar methods, Xiang et al. (2017) examined the progress of studies on non-point source pollution to increase understanding of the characteristics of such studies, visualize global trends, and define future research directions. Haunschild et al. (2016) demonstrated that, among climate change-related topics, continental biomass and climate modelling were major research areas in recent years, whereas adaptation to, mitigation of, risk of, and vulnerability to global warming had been little studied, although publications on these topics have exhibited exponential growth since 2005. Wei et al. (2016) used bibliometric methods to assess global research productivity in the field of spinal surgery and found that in the last decade, studies on spinal surgery showed gradual growth. The United States contribution was driven by institutions with strong publication records. Great advances have been also made in this field in both China and South Korea. However, according to our review of the literatures, no studies has yet applied bibliometrics to forest plants, including Picea species.
In this study, we applied bibliometric methods to the global literatures on Picea, focusing on studies published over the last 15 years. We analysed and summarized the progress and trends of research on this genus based on the impact of publications on the scientific community, to reveal the past, present, and future of this field. The results should offer insight into how to approach research gaps and guide Picea researchers to the most influential literature. Furthermore, this study examines differences between China and the rest countries of the world in Picea. The findings should provide a key reference for new researchers seeking to familiarize themselves with the Picea literatures and research trends, and help Chinese research in this field to stay current with research elsewhere.
Materials and methods
Data sources
The Science Citation Index (SCI) database of the Web of Science ™ (WoS) Core Collection, offered by Thomson Reuters, was used as the data source for the foreign language literatures, and the China National Knowledge Infrastructure (CNKI) database was used as the data source for Chinese language literatures. Papers published in 2002–2016, (the data retrieval deadline was set to January 11, 2017), with “Picea” or “spruce” in the title, abstract or keywords were retrieved. The searching results were then examined individually to remove irrelevant publications.
Usage of CiteSpace software
The visualization software CiteSpace, which is a Java-based scientific visualization software package developed and provided by Chen (2006), was used for analysis. Three types of network analyses embedded in CiteSpace were used to research the literatures on Picea: (1) collaboration network analysis, a type were searched using country and affiliated institution of authors as the analysis units; (2) keyword co-occurrence analysis, in which co-occurrence relationships were established by extracting keywords from the title, abstract, or elsewhere in the text (Song et al. 2016); and, (3) literature co-citation analysis, in which references cited in different articles are used as the analyzed object, and the complex co-citation web-like relationships among the analyzed objects are simplified to relationships among a smaller number of groups (Chen et al. 2015).
Statistical analysis
The main evaluation indexes used in the study were as follows: (1) number of publications, which is the total number of publications on Picea published in 2002–2016 by WoS and CNKI databases, and the number of publications published by a scientific research institution or country in 2002–2016; (2) betweenness centrality, is a measurement of the extent to which a node lies on the shortest path between pairs of other nodes, indicating the relative importance of the nodes in the network structure; (3) burst nodes, which is the red nodes in the network, reflecting the increase suddenly of the publications number or a paper cited frequency in a short time; (4) keywords frequency, referring to the frequency of one word expressing core content of literature; and, (5) high cited literature frequency, index for the times of an article was cited by others.
All the data in this study were analysed by Excel 2010 software. The visualization network diagram was generated using CiteSpace 3.8 R7 and CiteSpace 4.0 R5, and the line graphs of the numbers of publications were plotted by Origin 9.0.
Results
Progress in studies on Picea species based on the WoS database
Number of publications on Picea
A total of 20,958 Picea-related papers were retrieved for analysis. Research on Picea worldwide has risen steadily over the last 15 years (Fig. 1). In 2002–2013, the number of publications showed an overall upward trend, with two small peaks (i.e., 1395 and 1725 papers) in 2008 and 2013. In 2014–2016, the number decreased slightly, possibly because the upper boundary of the literature search was set to January 11, 2017, such that the articles published in 2015 and 2016 had not yet been fully archived. The growth curve of the existing literature suggests that a fluctuating trend might emerge in the future.
Collaboration among countries and institutions on publications of Picea species
To determine the contribution of each country and its institutions to Picea research, publications number, betweenness centrality and burst nodes were examined based on the countries and institutions of the authors using a visualized collaboration network generated by CiteSpace (Fig. 2). The results showed that 75 institutions from 44 countries carried out studies on Picea during the period of 2002–2016; the top 20 countries and institutions were analysed further (Table 1). The majority of countries in the top 20 were in Europe (16), and a few countries from North America and Asia. Among the countries, Canada had the greatest contribution to the field with 3018 publications and a high betweenness centrality (0.11), followed by the United States (2567). Germany, Finland, and Sweden also produced significant numbers of publications: 1597, 1553 and 1521, respectively. China’s contribution was ranked 6th (1098). Among the top 20 institutions, six were Canadian, prompted Canada having the most publications in this area. The Swedish University of Agricultural Sciences was the most prolific institution with 652 publications. The red nodes in Fig. 2, such as China and Poland, and some institutions, are burst nodes. For example, in 2015–2016, the number of publications from China increased sharply with 23.8474 burst strength, mainly because Chinese research institutions, such as the Chinese Academy of Forestry, and Beijing Forestry University, increased their research on Picea species.
Analysis of keywords associated with publications on Picea
The frequencies of keywords were investigated using CiteSpace. The threshold value was adjusted to 130, i.e., the 130 most frequently used keywords in each year were used to generate a co-occurrence visualization network with a total of 330 nodes and 298 connection lines (Fig. 3). Twenty-one clusters comprised the keywords network, which were further categorized into five research topics (Table 2). Keywords from Group 1 were related to the effects of biotic and abiotic factors in ecosystems on growth and to the response by Picea to the environment. Group 2 included keywords related to the prevention and control of pests and diseases. The keywords in Group 3 were concerned with active ingredients and their functions extracted from Picea. Group 4 keywords related to nursery and afforestation techniques, and Group 5 to the cracks, lignin and wood quality of spruce timber.
To better understand Picea research hotspots, 54 keywords with frequencies exceeding 200, were further investigated (Table 3). The results were: (1) Picea abies (L.) H. Karst. topped the list at 4532. P. abies may be a model species in Picea; (2) many high-frequency keywords related to Picea ecosystems (e.g., “boreal forest”, “growth”, “spruce”, “forest”, “ecosystems”, “forest management”, “climate-change”, “soil”, “nitrogen”, and “temperature”), and the research scope was comprehensive. The influence of environmental factors on spruce forests were a focus of more in-depth studies, indicating the importance of environmental factors to the growth of spruce; and, (3) many high-frequency keywords were associated with spruce timber (e.g., “wood”, “coarse woody debris”, “density” and “lignin”).
Analysis of co-citations in highly cited Picea references
Co-citation analysis is a critical part of visualization analysis as it reveals the most influential literature in a given research field. The top 65 most cited publications in each year were used to generate the literature co-citation network (Fig. 4). The network consisted of 817 nodes and 2291 links. Blue to yellow represents the year of publication from 2002 to 2016. The 817 nodes were sorted into 22 clusters and classified into five research areas: (1) genetics and breeding (cluster IDs #0, #13, #19). Many of the nodes were yellow, reflecting the popularity of genome and morphology studies; (2) plant diseases and insect pests, many nodes exhibited cold colours (cluster IDs #2, #20, #23); (3) the economic value of spruce as timber (cluster IDs #11); (4) spruce community structure, the nodes were primarily cool colours (cluster IDs #1, #3, #6, #8, #12, #14, #16); and, (5) the influence of the environment, including climate change, on Picea growth (cluster IDs #4, #5, #7, #9, #10, #15, #18, #24). Studies on the interaction between Picea and their environment increased over time, many nodes were yellow.
In addition, the most highly cited literature from the 20,958 papers on Picea were identified. The top 10 papers are shown in Table 4. The studies cover four of the previously mentioned areas. Five of the 10 highly cited studies were related to spruce wood. Three papers addressed forest ecosystems under climate change. Wermelinger (2004) authored one highly cited article on spruce bark beetle. Among these papers, the most highly cited study was “The Norway spruce sequence and conifer genome evolution” by Nystedt et al. (2013), published in the journal Nature. This paper described the whole genome sequence of P. abies, with 480 citations in a short time since publication and therefore having considerable influence, reflecting the many detailed and molecular studies on Picea through the continuous development of technology.
Analysis of the progress in Picea research based on the CNKI database
Analysis of the number of publications
A total of 4532 publications by Chinese researchers were in the CNKI (China National Knowledge Infrastruture) database between 2002 and 2016 (Fig. 5). For 2002–2003, 152 papers per year were identified. The number of publications increased to 219 in 2006. In 2007, the number rose sharply to 305, whereas over 2007–2016, the numbers increased with fluctuations in 2-year cycles. Although the list was incomplete for 2016, 407 publication were the highest for this year. The results show that the number of publications on Picea in China increased steadily over the study period, indicating that increasing numbers of researchers were focusing on Picea species.
Analysis of the keywords associated with publications on Picea
The keyword network visualization included 428 nodes and 198 connection lines. In total, 56 keywords with frequencies exceeding 30 were found (Fig. 6). The node of “P. crassifolia” was the largest (i.e., this keyword was associated with the most studies). In terms of high-frequency keywords, we found the following: (1) Picea species have been extensively studied; associated keywords included “P. crassifolia”, “spruce”, “P. schrenkiana”, “P. koraiensis”, “P. mongolica”, “P. likiangensis”, “P. jezoensis”, “P. abies”, “P. schrenkiana”, “P. balfouriana”; (2) Spruce distribution most intensively investigated were indicated by the keywords “Qilian Mountains” and “Changbai Mountains”; (3) Spruce forest ecosystems have been extensively studied and the associated high-frequency keywords accounted for 51.8% of the 56 keywords (e.g., “spruce forest”, “stand”, “biomass”, “natural regeneration”, “forest ecosystem”, “litter”, “community structure”, “carbon storage”, “elevation gradient”, “tree rings”, and “climate change”); (4) Nursery and reforestation techniques of Picea have been intensively investigated; high-frequency keywords were “breeding technology”, “species introduction” and “afforestation”; (5) Some basic studies on individual plants and populations of Picea have also been performed, with keywords such as “species diversity”, “biological characteristics”, “tree height”, and “growth”; and, (6) Ips typographus has been intensively investigated in China.
Discussion
Bibliometrics is a tool that allows the objective evaluation, quantification and interpretation of the scientific research level of a nation (Arvanitis et al. 2000). It has been widely applied in many fields; however, to date, it has not been applied to research on Picea. Therefore, we performed the first bibliometric study of the worldwide status of Picea research, focusing on the period 2002–2016 using the Web of Science (WoS) and China National Knowledge Infrastruture (CNKI) databases. The results indicate that publications on Picea have steadily increased, consistent with the general trend in the number of scientific publications (Ciotti et al. 2016). With economic development, scientific research has been gradually strengthened and the quality of publications improved, with the number of papers archived by SCI (Science Citation Index) increasing. We also examined the differences between China and foreign countries in terms of SCI publications on Picea. Although Picea species in China account for 50% of the 34 spruce species worldwide (Zou et al. 2012), China’s research effort has not been proportional. Only 1098 papers authored by Chinese investigators have been archived, revealing a large difference between China and Canada (3018 publications) and the United States (2567 publications). This difference may likely be attributed to the following: (1) The research levels of different institutions in China were not balanced and major investigators that published in SCI journals were mostly from national-level institutions or advanced universities such as the Chinese Academy of Sciences, the Chinese Academy of Forestry, Beijing Forestry University and Lanzhou University; (2) Many institutions were unable to keep pace with the latest developments abroad and were unaware of cutting-edge research. Indeed, particularly in remote regions, the research strength has generally been weak; and, (3) Many institutions had limited research funding and produced inadequate studies in terms of innovations and breakthroughs. As a result, original and innovative research ideas were lacking and it was difficult to conduct relevant prospective studies (Ding and Lu 2013). In spite of these constraints, China’s SCI publications have increased rapidly in recent years with burst nodes appearing in our analysis.
Global trends on Picea were researched based on keywords and references from the WoS and CNKI databases. Research on Picea forest ecosystems and the impact of climate change on Picea species were abundant. Climate change is a global issue which gets a lot of attention these days, and one of the challenges that the world is facing. The global temperatures are predicted to rise 2 °C or more by 2050 (Han and Wang 2016). When the climate changes, vegetation is affected (Wang et al. 2017). As relic plants of the late Cretaceous period, the genus Picea constitutes a major component of the boreal forest. The species are sensitive to temperature and humidity and are mainly distributed in the cold temperate/temperate alpine and sub-alpine zones of the Northern Hemisphere where there are fewer environmental factors constraining growth (Vallée and Payette 2004). Learning how Picea species respond to long-term climate variability is critical for anticipating climate change (Mcdougall et al. 2012). Researchers such as Yves Bergeron, who has been engaged in studies of forest ecosystems and climate change, have made major contributions. At present, he and his colleagues conducted a project entitled “The effect of fire cycle and fire severity on the presence of black spruce in the boreal forest of Canada in the context of forest management”. The project aims to reform the forest fire prevention system by simulating the effects of fire cycle and fire severity in a pure stand of black spruce (P. mariana Mill.), one of the dominant tree species in boreal forests in Canada. Their research will have significance for predicting the influence of climate change on boreal forests in terms of structure, composition and diversity of forest communities (Bergeron et al. 2004). The responses of spruce forests to global climate change may become a research hotspot. In addition, research on Picea has also focused on Ips typographus L., the European spruce bark beetle, one of the most destructive insects of coniferous forests in Europe and represents a continuous threat. For example, the storms “Vivian/Wiebke” in February/March 1990 and “Lothar” in December 1999 triggered the propagation of Ips typographus in central Europe, causing major economic losses to the forestry sector (Wermelinger 2004). In China, I. typographus has mainly affected the large trees in some distribution of P. koraiensis (e.g., Wangqing Forestry Bureau and Changbai Forest Management Bureau in Jilin Province). Thus, multiple and large outbreaks of I. typographus in spruce forests are causing widespread concern among researchers. How to prevent and control this insect scientifically and effectively has been a major research topic.
Publications on spruce wood were primarily from international journals, with a few articles from Chinese institutions. In the Chinese data, there were few keywords related to wood or timber of Picea. The reason is that in China, forest cover is 18.2% (Li et al. 2013), whereas in European and American countries it may be 40–70% (Macdonald and Hubert 2002). China has implemented the the natural forest protection project to expand the areas of forest cover. Plantation wood has been the main material to ease the contradiction between supply and demand in domestic timber market (Zhang and Zhang 2000). However, a high proportion of the juvenile wood in plantation wood lead to poor material. Wood modification is an effective way to improve the physical and chemical properties of the plantation wood (Lin et al. 2006). Modified wood can increase the utilization and service life of wood to alleviate imbalance between supply and demand, but the modification technology in China was developed later than in other countries (Bekhta and Niemz 2003). Thus, there has been relatively little study of spruce wood in China.
Driven by genetic engineering, bioengineering and other “cutting-edge” technologies, genomics has developed into a research frontier and hotspot in the life sciences. Research on tree genomes has been increasing. Genomic studies on Picea as a large genus of conifers with high ecological and economic value, have accumulated rapidly in recent years. Members of this genus possess among the largest genomes—typically 20 Gb (b is base pair, 1 Gb = 109b) among all organisms. Thus, genome-wide analyses of Picea has been challenging and significant (Warren et al. 2015). The complete genome sequence has been obtained for P. abies (Nystedt et al. 2013) and P. glauca (Birol et al. 2013). The published Picea genome sequence not only accelerated the study of gymnosperm biology but also provided extensive information on genetics and evolution. However, genome-related studies of Picea have been rare, and no whole genome of any species has been carried out in China. Most related studies have been limited to platforms currently used for genome sequencing developed by foreign companies and introduced into China (Zhang et al. 2014). For the future, Chinese researchers should work together to obtain the complete genome sequences of Picea species indigenous to China such as Picea meyeri Rehd. & Wilson (Liang et al. 2001) and Picea wilsonii Mast. (Ma et al. 2007). The results would provide insight into their origin and history, their mechanisms of adaptation to climate change, and would provide a theoretical basis for genome sequencing of other conifer species (Xu et al. 2013; Wang et al. 2016).
Conclusions
This paper presents the first bibliometric analysis of Picea research based on the Web of Science (WoS) and China National Knowledge Infrastruture (CNKI) databases. There were several significant findings regarding global research trends for the period from 2002 to 2016. Publications on Picea have been steadily increasing, suggesting that Picea research may be gaining worldwide interest. Among the countries involved in Picea research, Canada contributed the most publications and exhibited the highest betweenness centrality, with 0.11 of its publications representing collaboration with other countries. Among the institutions, the Swedish University of Agricultural Sciences in Uppsala had the most publications.
Most investigations on Picea were on ecosystems and insect pests in both the WoS and CNKI databases. Worldwide, research hotspots include the relationships between Picea and environmental factors, and the genomic sequences of Picea. Research on spruce wood was less abundant in China than in other countries. China should monitor global research developments and employ up-to-date methods to conduct in-depth investigations on Picea species. Around the world, researchers should collaborate with others from various disciplines such as ecology, environmental sciences, biology, climatology, and bibliometrics to further understanding of the genus.
Bibliometric methods were effective for investigating research areas and hotspots related to Picea. When applying these methods, attention must be paid to the accuracy of the literature and the completeness of the keyword statistics to ensure that the results will be useful for predicting development trends.
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Guozhen Duan and Yu′e Bai designed the overall framework of the research, conducted the literature review, participated in the study design and analysis, and drafted the manuscript. Dongmei Ye, Tao Lin, Shulan Bai, Peng Peng and Min Liu participated in data collection, article writing, and supervision of the research direction. All authors read the final manuscript for final submission.
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Project funding: This work was supported by the National Natural Science Foundation of China (No. 31660212).
The online version is available at http://www.springerlink.com
Corresponding editor: Zhu Hong.
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Duan, G., Bai, Y., Ye, D. et al. Bibliometric evaluation of the status of Picea research and research hotspots: comparison of China to other countries. J. For. Res. 31, 1103–1114 (2020). https://doi.org/10.1007/s11676-018-0861-9
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DOI: https://doi.org/10.1007/s11676-018-0861-9