Abstract
Alloys of Ge and Sn grown on Si platform show about tenfold increase in the absorption over Ge at C and L-bands due to the direct nature of the band gap in GeSn. This led us to propose a Ge/GeSn/GeSn heterophototransistor (HPT) structure on a Si-platform and to calculate the terminal currents, current gain, optical gain and responsivity of the device at \(1.55\,\upmu \mathrm{m}\). The model developed by Frimel and Roenker for HPTs with InGaAs base is used. In the model, the carrier density in the base is obtained by matching the diffusion-limited current with the current due to thermionic emission and tunneling across the emitter-base heterobarrier, and also considering the carrier density at the collector-end limited by the saturation drift velocity. The contribution of holes to the current is also included. The resulting carrier distribution is used to express the terminal currents and calculate the values of gain. The band gap for GeSn and the band discontinuity in the heterobarrier are calculated by using model solid theory. The calculated values for the GeSn HPT are found to be comparable with and even better than the corresponding values for the InP/InGaAs/InGaAs Npn device for lower values of the base thickness and the base doping.
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1 Introduction
Photonic devices using Si or group IV semiconductors on a Si-platform are of immense interest due to their compatibility with CMOS circuits. However, realization of such devices, especially light emitters and modulators, remained a challenge over many decades due to the indirect nature of the band gap in the materials (Deen and Basu 2012; Basu 1997). Use of Si as a photodetector material is, on the other hand, exhaustive (Deen and Basu 2012). However, Si-based detectors cannot be used in the standard telecommunication windows around \(1.55\,\upmu \mathrm{m}\) as the cut-off wavelength of Si is \(1.1\,\upmu \mathrm{m}\). Ge-based photodetectors do not have such limitations, but growth of Ge on Si substrate poses problems due to the large lattice-mismatch between the two materials. The prospect of using a group IV semiconductor or its alloys as photodetector materials at \(1.55\,\upmu \mathrm{m}\) remained bleak therefore.
There is a dramatic improvement of the situation in the last 10–15 years, with the successful growth of GeSn (He and Atwater 1997) and the discovery of practical chemical vapor deposition (CVD) routes to high-quality \(\mathrm{Ge}_{1-\mathrm{y}}\mathrm{Sn}_{y}\) films and alloys of GeSiSn directly on Si substrates (Bauer et al. 2002; D’Costa et al. 2006; Roucka et al. 2008; Chizmeshy et al. 2006; Menendez and Kouvetakis 2004). The alloy \(\mathrm{Ge}_{1-\mathrm{y}}\mathrm{Sn}_{y}\) has a band gap lower than that of strained Ge, and has a larger absorption coefficient in both the C and L bands. This has led to the fabrication of the GeSn-based photodetectors (D’Costa et al. 2009; Su et al. 2011; Oehme et al. 2012; Lieten et al. 2013). The reported structures are either used as simple photoconductors (D’Costa et al. 2009; Su et al. 2011) or are grown as the usual p–i–n structures (Oehme et al. 2012).
An alternative to pin photodetectors is a Bipolar Heterojunction Photo Transistor (HPT) (Scott and Fetterman 1995; Frimel and Roenker 1997a, b; Tan et al. 2005; Abedin et al. 2004; Helme and Houston 2007; Khan et al. 2011; Park and Jang 2010; Pei et al. 2004) that offers several advantages. In addition to the compatibility of fabrication process, HPTs show optical gain without excess noise. In contrast, Avalanche Photodetectors (APDs) though have internal gain, also possess excess noise. HPTs therefore have better receiver sensitivity and signal-to-noise ratio. In the last decades, work on HPTs had been done with GaAs and InGaAs systems (Campbell 1985; Scott and Fetterman 1995; Frimel and Roenker 1997a, b). Recent years have seen a renewed interest in this device, though mainly made of III–V compounds and their alloys (Abedin et al. 2004; Tan et al. 2005; Helme and Houston 2007; Khan et al. 2011; Park and Jang 2010). There is only one reported work on SiGe alloy-based HPT (Pei et al. 2004).
In view of a large absorption coefficient of GeSn alloys, it seems worthwhile to examine the potential of HPTs based on GeSn for use at C and L bands of the optical fiber communication. In the present work, we undertake a preliminary study in this area. We have modified the earlier theory for operation of Npn bipolar HPTs, developed by Frimel and Roenker (1997a, b) based on thermionic emission of carriers across the emitter-base (EB) heterobarrier and on diffusion of electrons in the base, for the case of Ge–GeSn–Ge HPTs. The HPT is assumed to operate in the three-terminal configuration, i.e., a dc bias is applied to the base. We calculate the terminal currents, current gain and optical gain, and the responsivity of the HPT at \(1.55\,\upmu \mathrm{m}\), and find that the values are comparable with those in InGaAs/InP systems. The structure considered is described in Sect. 2, the theoretical model is outlined in Sect. 3, and the results are presented in Sect. 4 and are discussed. Section 5 gives the conclusion.
2 HPT structure and band diagram
The three-terminal HPT device-configuration is shown in Fig. 1a, where \(x_{pe}\) and \(x_{pc}\) denote, respectively, the locations of the emitter edge and the collector edge of the quasi-neutral base region defining the effective base width, \(W_{E}, W_{B}\) and \(W_{C}\) are the respective widths of the emitter, base and collector regions, whereas, \(x_{ne}\) and \(x_{nc}\) are, respectively, the emitter edge of the EB depletion region and the collector edge of the BC depletion region. The corresponding energy band diagram of the HPT structure is shown in Fig. 1b.
The compositions, doping levels, widths of different regions, and different current components are also indicated in Fig. 1a. The structure is basically a heterojunction bipolar transistor (HBT) in the normal biasing mode, in which the light is directly incident at the sharp edge of the emitter-base junction, i.e., front side illumination is considered. The material combination is as reported in Oehme et al. (2012). The compositions, doping levels and widths of different regions are listed in Table 1.
The entire structure is grown on a Si substrate. The entire strain is generated on the Ge emitter layer due to the effect of the GeSn layer on the base.
3 Theoretical model
3.1 Three terminal HPT model
Theoretical models for HPTs operating in the two-terminal mode have been developed by a few workers (Scott and Fetterman 1995; Frimel and Roenker 1997a, b; Tan et al. 2005; Ryum and Motaleb 1990). Frimel and Roenker (1997a, b) analyzed in more detail the operation of HPTs in the three-terminal mode. Our work follows the model by Frimel and Roenker (1997a) to calculate and predict the characteristics of GeSn based HPTs. We present below the essential ingredients of FR theory and quote the expressions needed for our calculation. The reader is referred to the papers by FR for detailed derivation. We assume that the incident light has a wavelength of \(1.55\,\upmu \mathrm{m}\).
The analysis begins with the solution of the continuity equation in the base in presence of diffusion, recombination and optical generation of carriers. Front side illumination is assumed. Plugging in the proper boundary conditions, the expressions for excess electron concentration at the ends of the neutral base, i.e., \(\Delta n(x_{pe})\) and \(\Delta n(x_{pc})\), are obtained, from which the electronic components of emitter and collector current densities, \(J_{ne}\) and \(J_{nc}\), respectively, may be expressed. At the emitter end of the quasi neutral base, the excess electron density is determined by thermionic emission and tunneling across the emitter-base heterojunction (Grinberg et al. 1984). Setting equal the current density obtained from thermionic emission and tunneling with that obtained by solving the continuity equation, one arrives at an expression for \(\Delta n(x_{pe})\). As is known from the analysis of BJTs or HBTs (Neamen 1992; Shur 1990), \(\Delta n(x_{pe})\) contains a term involving \(\Delta n(x_{pc})\), which is normally set equal to the electron concentration at the collector to make the excess carrier density vanish at this end. However, Das (1991) pointed out the incorrectness of this approach, and accordingly Frimel and Roenker (1997a) used the relation \(n(x_{pc}) = J_{nc}/qv_{sat}\), where \(v_{sat}\) is the saturation drift velocity. The expression for \(\Delta n(x_{pe})\) is then modified and the final expressions for \(J_{ne}\) and \(J_{nc}\), are obtained.
The total emitter current is written as \(J_{n}=J_{ne}+J_{pe}\), where the last term denotes the contribution of holes to the emitter current density. Similarly the total collector current density is given by \(J_{c}=J_{nc}+J_{pc}+J_{dpl}\), where the last term occurs due to absorption in the base-collector depletion layer. \(J_{pc}\) contains a dark current component \(J_{pc0}\) and a photogenerated component \(J_{ph}\). The optical gain is given by
where \(\beta \) is the small signal current gain, \(F_{0}=P_{0}/h\nu \) is the optical flux relating the optical power \(P_{0}\) and the photon energy \(h\nu \) and the photogenerated current density \(J_{ph}\) is expressed by,
The final expression for current gain is,
where
\(S_{en}\) is the electron thermionic field emission velocity across the emitter-base heterojunction, \(S_{e}\) is the emitter recombination velocity at the emitter contact, \(\Delta E_{C}\) is the conduction band discontinuity, \(\gamma _{n}\) is the added electron injection, \(V_{jp}\) is the band bending on the base side of the emitter-base heterojunction (Frimel and Roenker 1997a; Grinberg et al. 1984) and \(v_{e}\) is the electron thermal velocity in the emitter given by, \(v_e =\sqrt{k_B T/2\pi m_n }\varphi _{n}\) arises from the finite electron velocity in the base-collector space charge region and is expressed as
The final expression for the optical gain \(G\) reads as
Different symbols appearing in above equation are defined as follows:
In all the above expressions, \(L,D\) and \(\alpha \) denote, respectively, the diffusion length, diffusion constant, and absorption coefficient in the corresponding region denoted by subscripts \(e(E),b(B)\) and \(c(C)\), the subscripts \(p\) and \(n \) refer to the conductivity type, \(\eta _{b}(\eta _{c})\) denote the optical quantum efficiency in the base (collector). The quantities \(E_{2c}\) and \(E_{1c}\) can be expressed in a similar fashion as for \(E_{1e}\) and \(E_{2e}\) given earlier by replacing the subscripts \(e(E)\) in \(S,L, D, W\) by \(c (C)\).
3.2 Band edges and band line-up
The average of the three valence bands is taken as the reference level. In the work, the strain dependent spin–orbit Hamiltonian has been included, in addition. Considering growth of the (001)-oriented Ge layer, lattice-matched to a relaxed \(\mathrm{Ge}_{1-x-y}\mathrm{Si}_{x}\mathrm{Sn}_{y}\) layer, the following expressions for the band edges of Ge are derived by using model solid theory (Menendez and Kouvetakis 2004):
All the energies are measured using the valence band edge of the alloy SiGeSn as the reference. Here \(E_{v\Gamma } ,E_{c\Gamma } \hbox { and }E_{cL} \) have the usual meanings. \(E_0 \hbox {(Ge)}=E_{c\Gamma } -E_{v\Gamma } =0.805\) eV is the direct gap in Ge and \(E_{ind} \hbox {(Ge)}=E_{cL} -E_{v\Gamma } = 0.664\) eV is the indirect gap in Ge. Using linear interpolation, the spin–orbit splitting in the alloy is expressed as
\(\Delta _0 (x,y)=\Delta _0 \hbox {(Ge)}-0.26x+0.47y\), with \(\Delta _0 (\hbox {Ge)}= 0.30\) eV. Also \(\Delta E_{v,av}(x,y)= 0.69y -0.48x\).
The strain shifts are given by
The in-plane strain is calculated from the relation
where \(a\) is the lattice constant. The different strain components are evaluated by using Vegard’s law and the parameters used in the calculation are included in Tables 2 and 3.
The band edges in the ternary are calculated by using linear interpolation between the constituents. The expressions are
4 Results and discussion
The doping densities in and the widths of the emitter, base and collector regions, as indicated in Table 1, are chosen to be equal to the values given in the paper by FR (1997a) dealing with InP/InGaAs HPTs. The values of the gain, current density, etc, obtained by FR are in agreement with the experimental values. Also no experimental data for GeSn HPTs are reported. Therefore we aim in this paper to examine how well the values for GeSn HPTs compete with the representative values for InGaAs HPTs.
In our proposed structure, the base region is a \(\hbox {Ge}_{0.992}\hbox {Sn}_{0.008}\) layer (Chakraborty et al. 2013). The strain developed is 0.12 % and the band edges and band discontinuities are calculated by using the parameter values listed in Tables 2 and 3. It is to be noted that we have chosen the same parameters for Ge for GeSn alloys also, when such values are unavailable for Sn. Since the concentration of Sn is very small, we believe that this approximation will not lead to much error. The values for mass, permittivity, etc, of the alloys are calculated by linear interpolation of the data for the constituent elements given in Table 2. We have used a value of \(10^{4} \mathrm{cm}^{-1}\), for the absorption coefficient of GeSn at 0.8 eV as given by d’Costa et al. (2009). The diffusion constants correspond to the values for Ge. It is reported that the mobilities in GeSn and Ge are not different, indicating that alloy scattering is weak in GeSn alloys. The values of parameters used in the calculation are entered in Table 3.
We have first calculated the terminal current densities and the photocurrent density for the GeSn HPT. The variations of all these components are shown in Fig. 2 as a function of base-emitter voltage \((\hbox {V}_\mathrm{BE})\). The nature of variation follows the same pattern for a bipolar junction transistor (BJT) or heterojunction bipolar transistor (HBT). The emitter and collector current densities show monotonic increase with increasing \(\hbox {V}_\mathrm{BE}\). The base current density remains constant over a range and then rises. The photocurrent density however does not show any significant variation.
The different components of the photocurrent density: the total collector current density (\(J_{c})\) without recombination, the total photocurrent density (\(J_{ph})\) and the constituent space charge region component (\(J_{dpl})\) of photocurrent density are plotted in Fig. 3 as a function of base width with a fixed base doping of \(7 \times 10^{23} /\mathrm{m}^{3}\). For comparison, we also include similar calculated values for InGaAs HPTs. We find that the magnitudes for total photocurrent density for GeSn device are larger than the values in InGaAs HPT. Both the curves show a decreasing trend with increasing base width. For some components of photocurrent densities, however, values for InGaAs devices are higher than the values for GeSn devices.
The total collector current is significantly larger than the photocurrent as expected, while the photo current component of space charge region is significant than the total base current due to the relatively less attenuation at the thin base region compared to emitter and collector, comparable thin size of the space charge region and small optical absorption depth (\(1/\alpha _{b}= 1.82\,\upmu \mathrm{m}\) at \(1.55\,\upmu \mathrm{m}\)). But the space charge region photocurrent component is much significant than the collector component (not shown in the figure). This is expected as we have considered here the front/top side illumination, and therefore the base space charge region has more exposure to light than the neutral collector located below the base region in the structure.
On the other hand, if the back side illumination is considered as in experiments, then the collector component will also have a significant value. The photocurrent components show slight decrease with increasing base width, since with added base absorption there is a reduction of received light intensity.
The values of optical gain and small signal current gain are plotted in Fig. 4 as a function of base width. As may be noted, the base width has a significant effect on small signal current gain; the value for \(0.2\,\upmu \mathrm{m}\) is reduced by more than one order from the initial value for \(0.025\,\upmu \mathrm{m}\). The corresponding values for InGaAs based HPTs are included in Fig. 4 for comparison. The values of current gain for GeSn structure are found to be higher than the values obtained in InGaAs HPTs (Frimel and Roenker 1997a). On the other hand, the values of optical gain are larger for InGaAs devices, the difference increasing with increase of base width.
The variations of optical gain and small signal current gain are now plotted in Fig. 5 as a function of base doping keeping the base width equal to \(0.20\,\upmu \mathrm{m}\) and optical illumination level at \(1\,\upmu \mathrm{W}\) for GeSn HPT. The similar data for InGaAs HPT are also included in the same figure for comparison. It is seen that both the gains show a rapidly decreasing trend with increase of base doping for GeSn device, whereas the corresponding values for InGaAs device are constant for lower values of base doping and at higher values the gains decrease slowly. It is found that the current gain is higher in the GeSn HPT for base dopings less than \(1.5 \times 10^{17} \hbox {cm}^{-3}\). The optical gain for the GeSn device is half the value for the InGaAs device at a base doping of \(10^{17}\hbox { cm}^{-3}\). However, the rapidly increasing trend for the GeSn HPT suggests that the optical gain may exceed the values for the InGaAs device for lower base dopings.
We include in Fig. 6 plots of total photocurrent density and its various components as a function of collector width for GeSn based HPTs. All the current densities remain unchanged with increasing collector width. Similar components for device with InGaAs base are also included in the same figure. It is found that the total photocurrent density is substantially higher for GeSn device.
Figure 7 shows the effect of increase of incident front side optical power on the total photocurrent density and on the optical gain of GeSn based HPT. At lower optical power, the photocurrent density is quite low, while with increasing optical power it increases since it is directly proportional to the optical power. It can be seen to be comparable or even greater than the base current density even when HPT is biased with large dc bias.
At higher collector current densities (\(10^{2}\)–\(10^{4}\,\mathrm{Amp/cm}^{2}\)), the optical gain is independent of incident optical power. It arises from the fact that the photocurrent components are directly proportional to the optical flux. Also the effects of the optically generated excess electron concentration are neglected in the base on base recombination components, which is a prime factor to make the optical gain as constant.
Figure 8 shows how the incident optical power changes the responsivity of the detector. As the power increases, responsivity decreases gradually. Here, responsivity characteristics are plotted for two base emitter voltages, 0.4 and 0.6 V, respectively. Larger the bias, larger the collected current, and hence the responsivity is enhanced at the same value of incident optical power.
There is no experimental data with which our results may be compared. However as the absorption coefficient in GeSn is about two-thirds the value in InGaAs, one may expect high terminal currents for the present device. In fact the current gain and terminal currents are comparable with the InP/InGaAs HPTs (Frimel and Roenker 1997a), and the trends indicate that the values for the GeSn HPT may even exceed the values for the InGaAs HPT for lower values of base dopings and widths.
5 Conclusion
We examine and predict in this paper the performance of a front side illuminated Ge–GeSn–GeSn hetero phototransistor grown on a Si platform. The strain in GeSn alloy layer makes it a direct band gap material and hence there is a drastic increase in the absorption coefficient. The terminal currents are evaluated by solving continuity equation in the base under optical generation. The current density so obtained is matched with that obtained by thermionic emission over emitter-base heterobarrier as well as tunneling through the barrier. The collector current is assumed to be limited by saturation drift velocity at the base-collector junction. The calculated values of the current gain for GeSn based HPT is higher compared with the reported values for InGaAs based HPT, but the optical gain, though lower in GeSn device, has appreciable values. The values for GeSn based HPTs are even higher for lower values of base doping and base width. The results are encouraging and may lead to practical implementation of the structure as a viable alternative to InGaAs based detectors at C and L bands of fibre optic telecommunication. The proposed structure can be grown on a Si platform.
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Acknowledgments
The work is partially supported by the OPERA grant awarded to the first author (Rikmantra Basu) by Birla Institute of Technology and Science (BITS) Pilani, Pilani campus, Rajasthan. Financial support for this work has also been given by the University Grants Commission (UGC) to the second author (Vedatrayee Chakraborty) under the Centre of Advance Study (CAS) Senior Research Fellowship award and to the last author (P. K. Basu) by a UGC-BSR Faculty Fellowship award.
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Basu, R., Chakraborty, V., Mukhopadhyay, B. et al. Predicted performance of Ge/GeSn hetero-phototransistors on Si substrate at \(1.55\,\upmu \mathrm{m}\) . Opt Quant Electron 47, 387–399 (2015). https://doi.org/10.1007/s11082-014-9921-3
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DOI: https://doi.org/10.1007/s11082-014-9921-3