Abstract
Single-crystal SnSe holds the world record for high thermoelectric performance. However, the efficiency of polycrystalline SnSe is limited due to high thermal conductivity (κ) and low electronic conductivity (σ) compared to single-crystal SnSe. Here, we report the low κ and high σ on SnSe with Si doping using semi-classical Boltzmann transport theory and first-principles calculations. Our calculated phonon dispersion curves and elastic constants of the SixSn1−xSe alloys (x varied from 0 to 0.25) show the thermodynamic and mechanical stability. Our density functional theory (DFT)-calculated elastic moduli of the α-SnSe match well with theoretical and experiment reports. The electronic properties are calculated using diversity of exchange-correlation functionals. The band gap for pristine α-SnSe is estimated to be 0.88 eV using the hybrid functional (HSE06), which is in excellent agreement with the experimental value 0.86 eV. The G0W0+Bethe–Salpeter Equation, which incorporates combined electron–electron (e–e) and electron–hole (e–h) interactions, is used to calculate the optical characteristics of pure and Si-alloyed α-SnSe. Our DFT-calculated Seebeck coefficient for SixSn1−xSe alloys for all Si doping concentrations revealed p-type behavior. At 770 K, for x = 0.25, SixSn1−xSe is found to have the lowest thermal conductivity of ~ 0.16 \({\mathrm{Wm}}^{-1}\,{\mathrm{K}}^{-1}\) attributed to the high lattice anharmonicity. Our results propose a novel strategy to enhance the optical and thermoelectric properties in the SnSe-based thermoelectric materials.
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Introduction
Thermoelectric materials have a significant potential for direct transforming waste heat into electricity and providing a long-term solution to the energy problems and growing environmental concerns [1, 2]. The conversion efficiency of thermoelectric material is generally defined as a dimensionless figure of merit ZT, which can be interpreted as \(\mathrm{ZT}= {S}^{2}\sigma T/\kappa \), where σ is the electronic conductivity, S denotes the Seebeck coefficient, T represents the absolute temperature, and κ signifies the sum of electronic (\({\kappa }_{\mathrm{e}}\)) and lattice (\({\kappa }_{\mathrm{l}}\)) thermal conductivities [3]. An excellent thermoelectric material for practical systems must have the following factors: (i) a high value of Seebeck coefficient to improve the power factor (PF), (ii) maximum voltage and low electrical resistance to limit Joule heat loss, and (iii) lower thermal conductivity to maintain the heat gradient [4]. The complicated interdependence of thermoelectric parameters S, \({\kappa }_{\mathrm{e}}\), and \({\kappa }_{\mathrm{l}}\) through carrier concentration (n) concurrently increases the PF = \({S}^{2}\sigma \) while lowering the total thermal conductivity (\(\kappa = {\kappa }_{\mathrm{e}}+ {\kappa }_{\mathrm{l}}\)). To optimize the ZT of any thermoelectric materials without paying any compromises is indeed a challenging task. These three parameters mainly control the transport properties in any crystal lattice [5]. The lattice thermal conductivity (\({\kappa }_{\mathrm{l}}\)) is the least reliant of them [6, 7]. Several practical approaches to optimize thermoelectric performance mainly focused on two prospects. One way to boost the power factor is to use the appropriate dopants suitable for enhancing the carrier concentration [8, 9] and for bandgap engineering [10,11,12] and producing band resonance levels [13, 14]. Another relatively simple approach is to reduce the lattice thermal conductivity (\({\kappa }_{\mathrm{l}}\)) by increasing the phonon scattering rate through dislocations [15,16,17], all-scale hierarchical architecturing [18], nanostructuring [19, 20], and defect engineering [21, 22].
Single-crystal tin selenide (SnSe) with a layered crystal structure demonstrates world-record thermoelectric performance (ZT ~ 2.6 at 923 K along the b-axis), which is made up of toxic-free and earth-abundant elements [8, 23, 24]. Yet, polycrystalline SnSe demonstrates significant competitiveness in the thermoelectric family through recent improvements in the material and sparked much interest. One of the crucial factors contributing to the exceptional electrical transport properties of SnSe is the presence of several close-to-degenerate electronic valence bands with comparatively anisotropic effective mass [25, 26]. It is suggested that a particular "pudding-mold-like" band can boost the power factor [27]. A large value of ZT is linked to the ultra-low \({\kappa }_{\mathrm{l}}\), which arises due to strong discrepancy in electronegativity between Sn and Se atoms in the multilayer crystal structure [28, 29]. SnSe structure is the outcome of three-dimensional (3D) NaCl structural distortion linked with SnSe7 polyhedral with four long and three short Sn–Se bonds. The 5s2 lone pair of Sn2+ is sterically accommodated by these four long Sn–Se bonds, resulting in anharmonicity and anisotropy in the crystal lattice [10]. SnSe has a bandgap of (∼0.86 eV) and crystallizes into an anisotropic layered orthorhombic structure (Pnma-62) at lower temperatures [29]. However, above ~ 750 K, it undergoes a continuous shear phase transition and acquires higher symmetry (Cmcm-63) [30, 31]. The bandgap of SnSe also reduces from indirect 0.61 eV (Pnma-62) to direct 0.39 eV (Cmcm-63) when the displacive phase transition occurs, thus increasing the carrier mobility and electrical conductivity (σ) due to bipolar conduction in the Cmcm phase [29]. Being attributed to the prevalence of native Sn vacant positions [32] and having a small hole carrier concentration (\(\sim {10}^{17}\)), pristine SnSe is a well-known intrinsic p-type semiconductor [33, 34]. Acceptor doping [35, 36], analogue substitutions [37], and experimentally created extrinsic [38] and intrinsic [39, 40] vacancies have all been used to overcome the low intrinsic carrier concentration of SnSe. Up to date, Na-doping has been used as an efficient acceptor to increase carrier concentration in SnSe crystals (\(\sim 3-5\times {10}^{17} \mathrm{at} 300\mathrm{ K})\), which results in the excitation of numerous valence bands that are engaged in electronic charge transport and consequently improves the PF and ZT [26, 35,36,37,38]. Improving the electrical transport characteristics of p-type SnSe material is an efficient strategy because of its low thermal conductivity.
Alloying or substitutional doping might be a viable technique to tune the carrier concentration in thermoelectric materials, not only to improve the power factor but also to produce point-defect phonon scattering, which in turn lowers the lattice thermal conductivity [36]. GeSe has the same layered orthorhombic crystal lattice as SnSe at room temperature and is a potential thermoelectric material [36]. At 873 K, 2D SnSe doped with Ge has a high ZT of ~ 2.1 and deterministic p-type carrier concentration, resulting in large electrical conductivity and a power factor of \(\sim 5.1 \mathrm{\mu W}/{\mathrm{cmK}}^{2}\) and lower thermal conductivity [10]. Si, like Ge, at room temperatures, may adopt the same layered orthorhombic structure with SnSe, lowering thermal conductivity. Furthermore, because of the minor electronegativity difference between Si (\({X}^{\mathrm{Si}}=1.90\)) and Sn (\({X}^{\mathrm{Sn}}=1.96\)) [41], Si doping might aid in reducing lattice thermal conductivity, enhancing the power factor as well as regulating the hole carrier concentration [42]. Compared to Na, K, and Ag [35, 43, 44], Si and Ge are a simple to process dopant that has been successfully used to improve the transport characteristics of p-type SnSe by optimizing carrier concentration [10, 42]. This encourages us to improve the thermoelectric performance of SnSe by Si doping to maximize its thermoelectric properties while reducing lattice thermal conductivity.
In this study, we systematically investigated the effect of Si doping on the structural, optoelectronic, mechanical, vibrational, and thermoelectric properties of α-SnSe by the simultaneous applications of semi-classical Boltzmann transport theory and the density functional theory (DFT). The SixSn1−xSe alloys (with x = 6.25%, 12.5%, 18.75%, and 25%) have been tested and shown to be able to enhance the optical and thermoelectric properties by Si alloying. Moreover, the Voigt–Reuss–Hill method was used to measure the elastic moduli of α-SnSe, which agree well with the theoretical and experimental data. Furthermore, all SixSn1−xSe alloys are vibrationally stable due to the absence of a negative frequency. We obtain the improved electrical conductivity and power factor values along with reduced thermal conductivity by Si-alloying in the α-SnSe. The lattice thermal conductivity decreases versus increasing the Si content; and extremely low lattice thermal conductivity ~ 0.16 \({\mathrm{Wm}}^{-1}{\mathrm{K}}^{-1}\) at 770 K was achieved for the \({\mathrm{Si}}_{0.25}{\mathrm{Sn}}_{0.75}\mathrm{Se}\) alloy composition.
Computational methods
We used first-principles calculations based on density functional theory (DFT) to investigate the structural, mechanical, and optoelectronic properties of pristine and Si-alloyed α-SnSe. The DFT calculations were carried out using the projector augmented plane wave (PAPW) [45] with pseudopotentials as incorporated in the Vienna Ab Initio Simulation Package (VASP) [46, 47]. The exchange and correlation interactions were addressed using the generalized gradient approximation (GGA) with the Perdew–Burke–Ernzerhof (PBE) functional [48]. To predict the electronic bandgap of the Si-alloyed SnSe alloys more accurately, we have also used strongly constrained and appropriately normed (SCAN) semilocal density functional, the modified Becke-Johnson (mBJ) [49], as well as hybrid functional (HSE06) [50] to overcome the difficulty of standard DFT’s in underestimating the bandgap. For structural optimization, the convergence criteria to obtain total energy and atomic forces were adjusted to tolerances \({10}^{-8}\) eV and 0.02 eV/Å, respectively. The plane wave cutoff energy was selected to be 500 eV. We used a 4 × 12 × 12 Γ-centered Monkhorst–Pack mesh in Brillouin zone to calculate the primitive unit cell and a 4 × 6 × 6 Γ-centered Monkhorst–Pack mesh for the phonon calculations to simulate the 1 × 2 × 2 supercell of the Si-alloyed systems. Denser K-mesh grids of 8 × 24 × 24 and 9 × 12 × 12 were used for the pristine and Si-alloyed systems to calculate the electronic density of states (DOS), respectively. For the thermoelectric properties, we employed the denser k-mesh grides in BoltzTrap2 computations and then used an interpolation factor of 20 which gives sufficiently fine Fourier interpolations and converged values of the transport properties.
“The Phonopy and Phono3py codes were employed to calculate the vibrational and lattice thermal conductivities for the studied systems. Phonopy and Phono3py use the supercell approach, where small displacements were created in the lattice (0.02 Å in Phonopy and 0.03 Å in Phono3py). Harmonic and anharmonic interatomic force constants (IFCs) were calculated via VASP by using PBE-GGA functional in response to these displacements. We used the supercell of dimensions 2 × 2 × 2 (for pristine) and 1 × 2 × 2 (for alloyed systems) to calculate the 2nd order force constants. However, to calculate the 3rd order force constant, we used the same supercell of 1 × 2 × 2 for the both pristine and Si-alloyed SnSe systems. For pristine SnSe, the phono3py code generates the 1290 number of supercells with displacements and 19,584 supercells for each of the Si-alloyed SnSe system. The thermal conductivities were then computed from modal properties evaluated on 28 × 32 × 32 sampling q-point meshes.” The thermoelectric performance is evaluated by solving the Boltzmann Transport equation (BTE) within the constant relaxation time and rigid band approximations implemented in BoltzTrap2 [51]. For the non-consistent G0W0 computations [52], we used an energy cutoff of 320 eV, including 216 bands and 72 imaginary frequency points, to calculate the optical properties. Based on single-shot G0W0 computation, the optical spectra were calculated by solving Bethe–Salpeter Equations (BSE) [25, 53] level of approximation, presenting a standard many-body method for finding the bandgap and optical properties of semiconductors with high accuracy.
Results and discussion
Structural properties
Figure 1 presents the pristine and Si-alloyed optimized crystal structures of the SixSn1−xSe alloys. A series of five kinds of SixSn1−xSe alloys, including pristine, were investigated in this study where x = 0, 6.25%, 12.5%, 18.75%, and 25%. Pure α-SnSe has an anisotropic layered orthorhombic crystal structure consisting of 8 atoms per primitive cell and belongs to the Pnma (No. 62) space group at low temperatures. Sn and Se atoms are covalently bounded within the layers and form zigzag chains along the b axis, but those between them are weakly attached via a weak van der Waals-forces [54]. The α-SnSe experiences a continuous structural phase transition from the Pnma to the Cmcm phase at a high temperature of about 750 K. In this article, we focused on the Pnma phase of α-SnSe. The primitive unit cell of the pristine α-SnSe (Pnma) and Si-alloyed SnSe alloys has been fully relaxed. Our DFT-obtained lattice constant for the pristine α-SnSe (a = 11.79, b = 4.21, and c = 4.52 Å) agree with our previous theoretical studies and other DFT results [55, 56]. The experimental lattice constants for the α-SnSe (a = 11.50, b = 4.15, and c = 4.44 Å) are slightly lower than our DFT-calculated values because GGA functional overestimates the experimental lattice parameters [57]. The change in space group and lattice parameters should be attributed to the inclusion of Si atoms into the SnSe lattice. The structure optimization for SixSn1−xSe reveals the lattice symmetry reduction upon incorporating a slightly smaller sized Si atom than the Sn atom. It is found that Si doping changes the space group of α-SnSe from orthorhombic (Pnma, No. 62) to monoclinic (Pm, No. 6) for SixSn1−xSe alloys. The lattice constants for monoclinic \({\mathrm{Si}}_{0.0625}{\mathrm{Sn}}_{0.9375}\mathrm{Se}\) alloys in 1 × 2 × 2 supercells are a = 11.321, b = 8.211, and c = 8.726 Å. Further introduction of Si content (at x = 12.5%, 18.75%, and 25%) does not change the lattice parameter significantly, implying that Si atoms are incorporated into the host matrix of SixSn1−xSe without further changing the crystal structure, which can be seen from Fig. 1. All the studied alloyed structures, comprising 1–4 Si atoms per computational supercell, are shown to be thermodynamically stable through total energy and phonon-spectra calculations, as described in the sub-sections below. Furthermore, it is crucially important to assess the effect of disorder (i.e., alloying heterogeneity) on the electronic structure and the discussion of this is elaborated in the Appendix.
Electronic properties
The two atom-thick SnSe blocks are heavily corrugated, resulting in a zigzag folded accordion-like projection along the b-axis that determines their remarkable electronic properties. Figure 2 presents simultaneously the electronic band structure along the high symmetry lines in the Brillouin zone (BZ) and the density of states (DOS) plot for the pristine α-SnSe and Si-alloyed SixSn1−xSe at x = 0.25 calculated with the meta GGA-mBJ functional. The valence band maxima (VBM) and conduction band minima (CBM) are located along the Γ-Z and Γ-Y high-symmetry lines of the BZ, respectively. With the PBE-GGA potential, we observed an indirect bandgap of 0.56 eV for α-SnSe, which is low relative to the experimental value but compatible with our earlier DFT-reported computations 0.56 eV [55], 0.60 eV [56], 0.65 eV [58], and 0.63 eV [59]. PBE-GGA underestimates the bandgap for semiconductors [60], which significantly impacts the thermoelectric and optical characteristics. To resolve this issue, we estimated the electronic bandgap by involving computationally inexpensive meta-GGA-SCAN and -mBJ functionals, as well as computationally expensive hybrid HSE06 functional. This latter method is well-known for producing reliable and accurate electronic bandgaps. The results of bandgap for α-SnSe using the SCAN, MBJ, and HSE06 functionals is 0.75 eV, 0.96 eV, and 0.88 eV, respectively. Table 1 shows the electronic bandgap values for our DFT-investigated pristine and Si-alloyed α-SnSe materials via alloying different functionals. For the pristine α-SnSe, the experimental values are also provided in Table 1 for comparison. The experimental 0.86 eV [29] and other theoretical (0.93 eV) derived values [61] of α-SnSe agree reasonably well with our DFT-predicted values via involving meta-GGA mBJ and HSE06 functionals, 0.98 and 0.88 eV, respectively. We found that the HSE06 functional gives the consistent bandgap values close to the experimental values superior to the other PBE, SCAN, and mBJ exchange–correlation functionals. So, for the α-SnSe, we have demonstrated the DOS and band structure using the meta-GGA mBJ functional, while the electronic properties of the Si-alloyed SixSn1−xSe materials are presented using HSE06 functional.
The α-SnSe is an indirect semiconductor with a "pudding-mold-like" form, as shown in Fig. 2, in agreement with the results of previous studies [29, 62]. From Fig. 2, it can be seen from both band structure and DOS plot of the α-SnSe that Se p-states dominate the structure of the valence band, whereas the p-states of Sn contribute to the conduction band region. The Sn s-states, which are pretty distant from the Fermi energy, are found below Fermi level by about − 4.5 eV. The band structure reveals the covalent bonding with strong ionic character taking place in α-SnSe. Meanwhile, it also shows the considerable discrepancy in electronegativity between Sn and Se atoms (i.e., \({X}^{\mathrm{Sn}}=1.96\) Pauling < \({X}^{\mathrm{Se}}=2.55\) Pauling), which makes the electrons tend to reside near Se more than Sb atoms [41]. The electronic band structure and DOS plots for the monoclinic SixSn1−xSe alloys (where x = 6.25%, 12.5%, 18.75%, and 25%) calculated with the hybrid HSE06 functional are presented in Figs. 3 and 4, respectively. All SixSn1−xSe alloys are indirect bandgap semiconductors, with their bandgap values found to be in the range of 0.85 eV to 0.92 eV. It is observed that by increasing the Si concentration in SixSn1−xSe alloys, the bandgap slightly increases. But only the 6.25% Si-alloying bandgap reduces by 3%.
From the DOS plot analysis shown in Fig. 4, it can be seen that the p-states of Se dominate in the valence band region. In contrast, the p-states of Sn are contributed more to the conduction band, which has been attributed to the discrepancy in electronegativity as explained above. Although the contribution of Si atom increases in SixSn1−xSe materials by the increase of Si content, Fig. 4 shows the small contribution of Si (s, p states) in the electronic DOS plot in the energy regime of Fermi level. Si dopant's s- and p-states exist in the same energy region of the Sn atoms. As a result, Si cannot efficiently boost valence band energy [63]. In most energy domains shown in Fig. 4, s- and p-states of Si display DOS compatibility with the s-states of Sn. Around the Fermi energy, the s- and p-states of Sn were hybridized with Se p-states to form peaks as well as both s- and p-states of Si also got hybridized with Sn s-states to contribute to total DOS. As shown in Fig. 4, increasing the Si content in SixSn1−xSe alloys (namely, x = 6.25%, 12.5%, 18.75%, and 25%) does not affect the overall shape of the valence and conduction bands. Se p-states dominate the valence band, while the Si contribution remains minimal.
Optical properties
In this part, the optical properties of the SixSn1−xSe are explored for their enormous potential in optoelectronics. Investigating a Si-alloyed α-SnSe material's optical properties is essential for understanding its features for optoelectronic applications. Optical properties explain how a substance behaves when subjected to electromagnetic radiation. The α-SnSe is a potential material of relevance for optoelectronics and photovoltaic applications because of its narrow bandgap and high optical absorption coefficient (\(\sim \) 105/cm). The optical spectra of the SixSn1−xSe materials are obtained using random phase approximation (RPA) and solving the Bethe–Salpeter equation starting from the G0W0(G0W0+RPA) approximation because of its accurate optical outcomes close to experimental data, although these calculations are computationally costly. The G0W0 calculations solely consider electron–electron interactions, but the G0W0 plus BSE calculations consider both electron–electron(e–e) and electron–hole(e–h) interactions. Several prior investigations have demonstrated that excitonic effects contribution from e–h interactions accurately describes optical spectra [64, 65].
Optical properties of the pristine and Si-alloyed α-SnSe can be represented by the real component \({\varepsilon }_{1}(\omega )\) and imaginary part \({\varepsilon }_{2}(\omega )\) of the dielectric function, and the derivation procedure can be found in our prior study [55]. Figure 5 presents the absorption coefficient “\(\alpha \left(\omega \right)\)”, refractive index “\(n\left(\omega \right)\)”, reflectivity “\(R(\omega )\)”, and extinction coefficient “\(K(\omega )\)” for the SixSn1−xSe materials (where x = 0, 6.25%, 12.5%, 18.75%, and 25%). Only the average of the anisotropic contributions from the a, b, and c directions is shown. We have presented the visible light area from 1.8 eV to 3.2 eV in the optical spectra of SixSn1−xSe alloys (Fig. 5).
One can observe from Fig. 5 that the absorption edge (optical gap) calculated at the level of G0W0+BSE approximation of the α-SnSe, \({\mathrm{Si}}_{0.0625}{\mathrm{Sn}}_{0.9375}\mathrm{Se}\), \({\mathrm{Si}}_{0.125}{\mathrm{Sn}}_{0.875}\mathrm{Se}\), \({\mathrm{Si}}_{0.1875}{\mathrm{Sn}}_{0.8125}\mathrm{Se}\), and \({\mathrm{Si}}_{0.25}{\mathrm{Sn}}_{0.75}\mathrm{Se}\) start from the energy values 1.01, 0.89, 0.92, 0.95, and 0.97, respectively. From Table 1, it can be noted that for the undoped α-SnSe, the quasi-particle optical gap (G0W0) is found to be 0.99, which is slightly higher than the experimental gap of 0.86 eV [29] without considering the e–h interactions. When e–h interactions are included with G0W0+BSE approaches, the optical gap of 0.90 eV is very close to the experimental optical bandgap. It can be seen from Fig. 5a that for all the Si-alloyed SixSn1−xSe alloys, the peaks lie in the visible region. Also, it can be visualized that with the increasing Si concentration, the peaks are much higher than the undoped SnSe in the visible area. Figure 5a shows that Si-alloying improves SnSe light absorption at x = 0.0625 with high peaks of \(\sim 1.2\times {10}^{6}{\mathrm{cm}}^{-1}\) concentrated in the visible light region. The Si-alloyed α-SnSe with x = 0.125, on the other hand, has lower light absorption in the visible area but increases it in the ultraviolet (UV) region, notably at energy levels of about 4.5 eV. For a wide range of energy levels, the higher concentration of Si doping (at x = 0.1875, 0.25) materials show nearly equal scattering peaks but are higher than the undoped SnSe.
Light harvesting ability of Si-alloyed SnSe has been compared to that of typical optoelectronic materials like GaAs and Si. Figure 5a shows, for instance, the optical absorption coefficient of Si and GaAs computed at the G0W0-BSE level, together with the SixSn1−xSe alloys. Si, GaAs, and the Si-alloyed SnSe all show noticeable peaks between 3 and 6 eV in energy range. It shows that both Si and GaAs absorb both visible and very intense UV radiation. In the visible light spectrum, Si-alloyed SnSe has higher peaks than Si and GaAs, whereas in the ultraviolet spectrum, Si and GaAs have substantially higher absorption peaks than SixSn1−xSe alloys. SixSn1−xSe alloys likewise Si, and GaAs show quite high absorption (~ 106 cm−1) which is promising. The Si-alloyed SnSe systems can be considered as good solar energy absorbers in the visible light spectrum.
Furthermore, Si-alloyed SnSe exhibits the semiconducting property in accordance with the band structure and DOS plots in Figs. 3 and 4, respectively. The excited electrons in the undoped and Si-alloyed systems transit from occupied to unoccupied states due to the Se-p and Si-s states, respectively. For all the SixSn1−xSe materials, there is a rapid increase in the absorption spectra after the bandgap, indicating solid optical absorption and implying that greater photocurrent may be produced for the investigated materials. Si-alloying improves the light absorption of SnSe and reaches a maximum of \(\sim 1.5\times {10}^{6}{\mathrm{cm}}^{-1}\) for a wide energy range from visible to ultraviolet. SixSn1−xSe is capable of absorbing a broader spectrum of electromagnetic wavelengths. It is widely perceived that a broad absorption spectrum, particularly in the infrared region, can boost the efficiency in converting solar energy toward renewable energy.
The refractive index “n(x)” as a function of photon energy for the SixSn1−xSe alloys is provided in Fig. 5b. The anisotropic average of the static refractive index “\(n(0)\)” for the undoped SnSe is found to be 4.07, which decreases with the increasing Si concentration. For the SixSn1−xSe at x = 0.25, the value of the static refractive function is observed at 3.84. It can be observed that Si-alloying can be used to lower the static refractive index, and it has only a minor influence on the static refractive index spectra of SixSn1−xSe alloys. The highest peak is found for the SixSn1−xSe at x = 0.0625 and is located at the commencement of the visible region. For all the studied materials, refractive index spectra begin to drop after passing into the visual part, although they stay positive. Figure 5b also compares the refractive index as a function of incident photon energy for Si-alloyed SnSe and Si, GaAs. GaAs have a refractive index of n = 3.9 at 2.76 eV, which is very close to the experimental value of 3.59. At 3.15 eV, the refraction index of Si reaches its maximum value of 6.79. The static refractive index of SixSn1−xSe can be seen to be higher than that of pure Si and GaAs. For SixSn1−xSe alloys, the index of refraction moves to a region with less energy, which causes the red-shifting effect.
The reflectivity “R(ω)” of solids is defined by the difference in transmitted and reflected power. Figure 5c presents the measured plots of R(ω) for the SixSn1−xSe alloys. The Si-alloyed systems have a lower value of the static reflectivity R(0) than the undoped SnSe. Compared to the undoped system, the Si-alloyed SnSe alloys have a slight lift in the reflection peaks. In the visible area, the Si-alloyed alloys reflect more and are more prominent than the undoped system. The reflectance of α-SnSe systems is high until the visible area and remains almost constant in the ultraviolet region. In contrast, a steep increase can be seen in Si-alloyed systems' reflectance throughout the photon energy region. Figure 5c depicts the reflectivity spectrum of SixSn1−xSe alloys in addition to GaAs and Si. The less reflective a material is, the more photons hit the material's surface, which can reduce energy loss and cause more photoelectrons to form. Figure 5c demonstrates that the reflectivity peaks of SixSn1−xSe are more significant than those of Si and GaAs across the entire energy spectrum. However, the Si reflectivity peak is lower than that of GaAs and Si-alloyed SnSe, indicating that the extremely low reflectivity is primarily attributable to Si's exceptional light-trapping properties.
The extinction coefficient K(ω) as a function of photon energy for the SixSn1−xSe alloys investigated is shown in Fig. 5d. The static extinction coefficient K(0) value is moderately negligible for all of the DFT-studied systems. The value of extinction coefficient K(ω) begins to increase once the corresponding bandgap values of the pure and Si-alloyed -SnSe systems are reached. At x = 0.0625, the highest K(ω) value is found to be about ~ 4 for SixSn1−xSe. Figure 5d shows that the global peak of the extinction coefficient K(ω) falls in the visible light range for all Si-alloyed systems, indicating significant absorption and short-path transmission of visible light SixSn1−xSe alloys.
Mechanical properties
Elastic constants are key mechanical parameters for crystal structures that indicate the mechanical response of the materials to external forces and stresses. We have calculated the elastic constants to check the mechanical stability of the SixSn1−xSe materials. According to Hooke's law, a crystal's applied stress (\({\sigma }_{i}\)) is proportional to the resulting strain (\({\varepsilon }_{j}\)) within a defined elastic regime.
where \({C}_{ij}\) is the tensor of elastic constant that predicts the structure stability by measuring the response of the crystal lattice to the exterior forces and giving information about the binding nature of the adjacent atomic planes and the anisotropic character of the bonds. Elastic constants \({(C}_{ij}\)) of any material signify the measure of stiffness for a distinct crystal structure deformation.
Table 2 shows the computed elastic constants of orthorhombic α-SnSe and monoclinic SixSn1−xSe (where x = 6.25%, 12.5%, 18.75%, and 25%) alloys. Our DFT investigated pristine α-SnSe and Si-alloyed SixSn1−xSe materials. These structures are mechanically stable since their computed elastic constants meet Born's mechanical stability criteria [66]. The stiffness to uniaxial stresses along the crystallographic axes a, b, and c is represented by \({C}_{11}\), \({C}_{22}\), and \({C}_{33}\), respectively. Along these axes, \({C}_{22}\) has the greatest value, as shown in Table 2, and \({C}_{33}\) is the lowest, revealing that SnSe is stiffest for strains in the b-direction and softest for strains in the c-direction. In Table 2, we have compared our DFT-calculated elastic constants of α-SnSe with other theoretical and experimental data. Table 2 shows that the lattice constant of α-SnSe calculated using DFT agrees well with other theoretical [67] and experimental data. We can see that \({C}_{11}\) and \({C}_{33}\) are marginally smaller when compared to the bulk black phosphorus [54], but \({C}_{22}\) of black phosphorus is twice larger than that of SnSe, indicating that SnSe is significantly softer than black phosphorus along the b-direction, even though they have a similar crystal lattice.
Other elastic moduli can be determined using the calculated elastic constants (\({C}_{ij}\)). For the orthorhombic α-SnSe and monoclinic SixSn1−xSe (where x = 6.25%, 12.5%, 18.75%, and 25%) alloys, the bulk and shear moduli of Voigt and Reuss are determined by using Ref. [68]. The upper and lower limit of the polycrystalline constants is represented by the relations of Voigt and Reuss, respectively. Hence, Hill's approximation is used to calculate these moduli. The averages of the Voigt and Reuss bounds are computed using the Voigt–Reuss–Hill approximations [69] as:
The Young’s modulus (E) and the Poisson’s ratio (ν) can be obtained from the following relation:
Our DFT-obtained values of the bulk, shear, and Young’s moduli, as well as Poisson’s ratio derived from the above equations, are listed in Table 3, which agree well with other theoretical [32, 67] [67, 70] and experimental [54] values. The ductility index (B/G) describes the toughness or fracture of the polycrystalline material, and its corresponding low(high) value of the B/G ratio should reveal the brittleness/ductility of the material. Generally, ductile materials have a B/G proportion greater than 1.75, while brittle materials have a B/G less than 1.75 [67]. The ductility index (B/G) values of pristine and Si-alloyed α-SnSe materials presented in Table 3 indicate that all the studied materials in this work are brittle. Moreover, our DFT-obtained bulk modulus (B) and shear modulus (G) were used to calculate the longitudinal \(\left( {v_{{\text{l}}} } \right)\) and shear (\(v_{{\text{s}}}\)) wave velocities as follows [71]:
and the average sound velocity can be deduced from Eq. 4 as:
From Table 3, it can be noted that our obtained values of the pristine α-SnSe longitudinal \(({v}_{\mathrm{l}})\), shear (\({v}_{\mathrm{s}}\)), and average (\({v}_{m}\)) sound wave velocities agree well with other DFT [67] and experimental work [54]. To the best of our knowledge, no theoretical or experimental data is available on the elastic moduli of Si-alloyed α-SnSe to compare with.
Vibrational properties
The vibrations of phonon modes for the SixSn1−xSe alloy were simulated using DFT calculations, which can help understand the inherent explanation for the low lattice thermal conductivity and elucidate the basic concepts of lattice dynamics. Figure 6a and b shows our DFT-calculated phonon dispersion bands, total phonon DOS, and projected phonon DOS for the pristine α-SnSe, respectively. The phonon dispersion of the pristine α-SnSe has no imaginary frequency, as shown in Fig. 6, indicating its vibrational stability. It also features a bipartite structure divided into two groups, each with twelve phonon branches. The distorted variation of a diatomic NaCl composition can be attributed to the primitive unit cell of α-SnSe (Pnma) [29]. SnSe is compatible with a bipartite spectrum as it is lower (upper) half corresponds to the NaCl unit cell's folded acoustic (optical) modes [58]. Another conclusion from this line of reasoning is that sound velocity should be nearly isotropic. Acoustic modes along the Γ-Y K-path are much softer than those along with the Γ-Y and Γ-Z K-path directions, as seen in Fig. 6a. Such soft modes in pristine α-SnSe suggest that strong anharmonicity and weak interatomic bonding are possible [29]. Due to soft-mode lattice instability, which occurs from the synchronization of Se p-states with stereochemically Sn lone pair, the phonons in α-SnSe are very anisotropic. The Jahn–Teller electronic instability of α-SnSe, driven by its lattice distortion, is resulting in a considerable anharmonicity [68].
Figures 7 and 8 show the phonon dispersions, phonon DOS, and the projected phonon DOS for the SixSn1−xSe materials (where x = 6.25%, 12.5%, 18.75%, and 25%), respectively. The phonon dispersion curve shows no imaginary frequencies for all the Si-alloyed studied materials, indicating that the Si-alloyed α-SnSe structures are thermodynamically stable. From Fig. 9, analyzing the projected DOS of SixSn1−xSe reveals that the optical branches of SixSn1−xSe have a greater energy eigenvalue than pristine α-SnSe, which is attributed to the lighter atomic mass of Si. The lighter Si contributes to the high-frequency modes, whereas the heavier Sn and Se elements contribute to the low-frequency modes. On the other hand, the optical phonon branches are relatively flat in the Γ–Y direction (a-axis), indicating a low phonon frequency and ascribed to weak interactions between adjacent SnSe layers. It can be seen from Fig. 8 that the phonon branches for acoustic and optical phonons are shifted down, resulting in lesser phonon dispersion and lower phonon frequency. Figures 6a and 7 show the lower group velocities of optical phonons and softening acoustic modes. Despite the appearance of multiple bands in Fig. 7, the group velocities of the optical and acoustic phonons barely alter in the –X-direction. Instead, the acoustic phonons are retarded in the Γ–Y, and Γ–Z directions. Thus, the Si substitution mostly affects the b and c axes rather than the a-axis.
A comparison of the phonon lifetime versus phonon frequency plots between the pristine and Si-alloyed SnSe systems is presented in the supplementary Figure S3. It can be observed that Si-alloyed systems do possess shorter phonon lifetime especially for the higher Si concentrations of 18.75% and 25%, as shown in the supplementary Figure S3 (d, e), suggesting the stronger phonon scattering (lower phonon lifetime).
Thermoelectric properties
In solids, electrons and lattice vibrations are primarily responsible for thermal conductivity. The lattice vibrations (\({\kappa }_{\mathrm{l}}\)) through phonons and the electronic contribution (\({\kappa }_{\mathrm{e}}\)) contribute to the total thermal conductivity \(\kappa = {\kappa }_{\mathrm{l}}+{\kappa }_{\mathrm{e}}\). The \({\kappa }_{\mathrm{l}}\) leads the thermal conductivity in case of semiconductors, whereas \({\kappa }_{\mathrm{e}}\) comes out on top in case of metallic compounds. We used phonon transport simulations to calculate and understand the process for lowering the lattice thermal conductivity by Si doping in α-SnSe. Figure 9a and b presents our calculated temperature-dependent lattice thermal conductivity values for the single-crystal α-SnSe, and Si-alloyed SixSn1−xSe alloys, respectively. For a crystalline material, SnSe has the lowest value of the lattice thermal conductivity [58] because of the large number of optical modes and low frequency. Due to the layered crystal lattice of both pristine α-SnSe and SixSn1−xSe alloys, lattice thermal conductivity is significantly smaller along the a-axis than along the b- and c-axes, making it anisotropic. Our calculated values of the lattice thermal conductivity for α-SnSe are 0.23, 0.77, and 0.38 (in \({\mathrm{Wm}}^{-1}{\mathrm{K}}^{-1}\)) at 300 K, which are in reasonable agreement with the experimental values of ~ 0.46, 0.70, and 0.68 along the three a-, b- and c-directions, respectively [29]. Notably, at room temperature, along the b-axis, \({\kappa }_{\mathrm{l}}\) matches well with the experimental value and other theoretical values \({{\kappa }_{\mathrm{l}}}^{b}=0.70 {\mathrm{Wm}}^{-1}{\mathrm{K}}^{-1}\) [29]. In contrast, \({\kappa }_{\mathrm{l}}\) for the two different directions (along the a- & c-axis) differ significantly. As α-SnSe presents the highest thermoelectric performance along the b-axis, we have shown the lattice thermal conductivity for the SixSn1−xSe alloys only along the b-axis in Fig. 9b. The lattice thermal conductivity of the SixSn1−xSe alloys also follows the strong axial anisotropy as that of α-SnSe, i.e., \({{\kappa }_{\mathrm{l}}}^{a}< {{\kappa }_{\mathrm{l}}}^{c}<{{\kappa }_{\mathrm{l}}}^{b}\) at the entire temperature range. Our theoretically predicted lattice thermal conductivity of the Si-alloyed α-SnSe shows the lower values for all the temperature ranges with increasing Si content than that of the pristine α-SnSe. At the high temperature of 770 K, the value of \({\kappa }_{\mathrm{l}}\) for the α-SnSe is found to be ~ 0.30 \({\mathrm{Wm}}^{-1}{\mathrm{K}}^{-1}\) which is in excellent agreement with other DFT-calculated values of ~ 0.36 \({\mathrm{Wm}}^{-1}{\mathrm{K}}^{-1}\) [29]. All the Si-alloyed samples show the decreasing trend by increasing temperature, and their lattice thermal conductivity was significantly reduced to ~ 0.2 \({\mathrm{Wm}}^{-1}{\mathrm{K}}^{-1}\) at the 770 K due to the phonon scattering mechanism. The influence of the lighter Si atom on the \({\kappa }_{\mathrm{l}}\) is minor, implying that the crystal structure difference, particularly the weak Sn–Si bonds, plays a significant role in the changed lattice vibration and phonon scattering that occurs when SnSe is replaced by Si ions. At 770 K, SixSn1−xSe material has the lowest thermal conductivity of ~ 0.16 \({\mathrm{Wm}}^{-1}{\mathrm{K}}^{-1}\) at the x = 0.25. Experimentally, the pristine α-SnSe has the lowest value of ~ 0.20–0.34 \({\mathrm{Wm}}^{-1}{\mathrm{K}}^{-1}\) at 973 K [29].
The α-SnSe single crystal is a p-type semiconductor with holes as the primary charge carriers. The temperature-dependent thermoelectric properties are presented in Fig. 10 from 300 to 700 K. We have selected the fixed carrier concentration \(6\times {10}^{-17}{\mathrm{cm}}^{-3}\) for all the systems extracted from the Hall coefficient measurements [29]. The calculated values of the Seebeck coefficient for the pristine α-SnSe, and SixSn1−xSe alloys as a function of temperature are shown in Fig. 10a. At room temperature, our calculated value of the Seebeck coefficient of 502.2 \((\mathrm{\mu V}/\mathrm{K})\) for the α-SnSe is in excellent agreement with the experimental value of 504.6 \((\mathrm{\mu V}/\mathrm{K}\)) [72]. Figure 10a shows that the Si-alloyed system has lower Seebeck coefficient values in the entire temperature region than the pristine α-SnSe revealing the effort of Si substituting the position of Sn. The lower values of the Seebeck coefficient for the Si-alloyed systems can be attributed to the increased carrier concentration after significant Si alloying.
Firstly, the value of Seebeck coefficients starts increasing and reaches their maximal values around 450 K for the Si-alloyed systems, as shown in Fig. 10a. The maximum value of the Seebeck coefficient is 568 \((\mathrm{\mu V}/\mathrm{K}\)) at 490 K and corresponds to the pristine α-SnSe and higher than those of the studied systems. After 490 K and ~ 450 K, the values of the Seebeck coefficient start decreasing for the pristine and Si-alloyed systems, respectively, due to the minority carrier excitation. The electrical thermal conductivity (σ) for SixSn1−xSe alloys (where x = 0, 6.25%, 12.5%, 18.75%, and 25%) is presented in Fig. 10b. Electrical and thermal conductivity grows slowly with the increasing temperature for all the studied systems. After 500 K, it increases significantly due to the intrinsic excitation. In the entire temperature range, the Si-alloyed system has higher electrical conductivity values than the undoped α-SnSe. Figure 10c shows our DFT-calculated temperature-dependent electronic thermal conductivity for SixSn1−xSe alloys (where x = 0, 6.25%, 12.5%, 18.75%, and 25%). Our determined values of electronic thermal conductivity follow the same pattern as electrical conductivity. Still, the values are extremely low, less than \(0.05\mathrm{ W}{\mathrm{m}}^{-1}{\mathrm{K}}^{-1}\) for all the studied systems across the whole temperature range. Figure 10d shows temperature-dependent Power factor (PF) for the SixSn1−xSe systems (where x = 0, 6.25%, 12.5%, 18.75%, and 25%). Figure 10d shows that the PF is slightly enhanced by increasing the Si concentration due to improved electrical conductivity, but for larger than ~ 450 K, PF starts decreasing for all the studied systems.
Conclusion
In summary, for the first time, we rigorously investigated the effect of Si-alloying on the structural, optoelectronic, mechanical, and thermoelectric properties of α-SnSe by using semi-classical Boltzmann transport theory combined with first-principles calculations. The electronic and thermoelectric properties of the pristine α-SnSe agree well with the experiment data. Throughout detailed structural and mechanical analysis, it is found that the morphology of the α-SnSe changes from the orthorhombic to monoclinic by Si-alloying. The bandgap reduction is very slight due to Si-alloying, and 6.25% content of Si is found to be adequate to lower the bandgap of α-SnSe by 0.03 eV calculated with HSE06 functional. Optical properties of the SixSn1−xSe alloys with Si-alloying calculated with the Bethe–Salpeter equation on the top of the non-self-consistent \({\mathrm{G}}_{0}{\mathrm{W}}_{0}\) approximations suggest an enhancement in the absorption, reflectivity, and extinction coefficient in the visible region of the electromagnetic spectra. Moreover, Si-dopants can effectively scatter the phonons and decrease the lattice thermal conductivity. Our DFT calculations revealed that Si-alloying in α-SnSe increases the electrical conductivity and the power factor. This research provides a deeper understanding of the optoelectronic and thermoelectric characteristics of SnSe good agreement with the available experimental and theoretical data.
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The authors are indebted to thank the United Arab Emirates University Program for Advanced Research (UPAR) and the National Water and Energy Centre (NWEC) for their financial support under Grant Number 12R017.
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Appendix: Effect of disorder on electronic structure
Appendix: Effect of disorder on electronic structure
Our studied alloys seem to belong to the inhomogeneous category. Consequently, it becomes crucially important to elaborate a discussion about the effect of heterogeneity (i.e., disorder) on the electronic structure. We selected the case of SixSn1−xSe alloys with x = 0.125, in which the computational supercell contains 2 Si atoms and 14 Sn atoms. Of course, the configurational space is so large as for instance in such simple case it contains: \({C}_{16}^{2}\) = 120 configurations. Among all these configurations, we selected 6 realizations attempting to take account of both clustering and homogenous alloys cases (i.e., when 2 Si atoms are either adjacent or farthest apart in either the same monolayer or different monolayers). The relaxed structures of the selected configurations are shown in Figure S1. We maintained the first Si atom stationary at substitutional position “a1”, while the second Si atom put at one of six different substitutional positions “b1–b6” as shown in Figure S1. The band structures corresponding to these six configurations are shown in Figure S2. Amazingly, the band structures are not far different. They all share in common by having the valence band maximum (VBM) located on ΓB high-symmetry line in the Brillouin zone, while the conduction band minimum (CBM) located on ΓZ high-symmetry line. The variation of bandgap energy is found to be ranging from 0.411 eV to 0.433 eV within a variance of about 22 meV. Furthermore, it is remarkable that the bandgap energies of the configurations of when the 2 Si atoms are adjacent in same monolayer and neighboring monolayer are 0.425 eV and 0.418 eV, respectively. These values lay in midrange of the interval of values. One more remark is that the largest bandgap is found to correspond to 2 Si atoms homogeneously distributed (i.e., at farthest distance apart) in same monolayer. All these trends are in support and can justify our use to the configurations of alloying one monolayer and carry on with the investigation of the optoelectronic and thermoelectric properties.
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Sattar, M.A., Al Bouzieh, N., Hussain, F. et al. Ab initio investigation of the structural, optoelectronic, mechanical, vibrational, and thermoelectric properties of the SixSn1−xSe alloys. J Mater Sci 58, 831–849 (2023). https://doi.org/10.1007/s10853-022-07935-w
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DOI: https://doi.org/10.1007/s10853-022-07935-w