Abstract
A reasonable height of embankment is beneficial for maintaining the thermal and mechanical stability of highway in cold regions. This paper firstly introduced theoretical models for two main sources of settlement, including an improved consolidation theory for thawing permafrost and a simple rheological element based creep model for warm frozen soils. A modified numerical method for living calculating thaw consolidation and creep in corresponding domains and for post-processing the proportion of each source in total settlement based on the effective thaw consolidation time. Two typical geological sections underlain by warm permafrost layer were selected from the Qinghai–Tibet highway. The heat transfer and continuing settlement for two sections were modeled by assuming that the height of embankment ranges from 0 to 6.0 m. The reasonable critical height for two sections are 1.63 and 1.35 m, respectively, by comparing maximum thawing depth, mean annual temperature and settlement in the roadbed center. For two sections with design height of embankment, the proportions of thaw consolidation and creep to the total settlement were analyzed. For sections at higher ground temperature, thaw consolidation accounts for a major part while thaw consolidation of section L is a little larger than that of creep.
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1 Introduction
Many large-scale highway engineering constructed in cold regions in China such as Qinghai–Tibet highway and Beijing–Lhasa national highway have played a significant role in promoting the regional economic development. As for the sections passing through permafrost areas, many engineering problems are arising under the dual effect of global warming and engineering activities (Andersland and Ladanyi 1994; Epps 2000; Lai and Zhang 2003; Ma et al. 2011), such as frost boiling, thaw slumping of slopes and cracks in pavements, settlement of embankments. These engineering problems significantly affect the service life of highway engineering; of which, the continuing settlement of embankments is a primary source (Qi et al. 2007; Wang et al. 2013).
The stability and durability of highway engineering in cold regions is closely related to the thermal state of permafrost, especially when asphalt pavement is involved. The asphalt pavement is made of both construction aggregate and asphalt, which is a typical low-permeability material. It will enhance the absorption rate of solar radiation by 20 % and obviously hinder the migration of water underneath the roadbed, which further affects the heat transfer between atmosphere and asphalt pavement (Wu et al. 2001, 2002). The asphalt pavement results in two kinds of responses in permafrost layer to heat accumulation (Heike and Peter 2000; Thomas and Kevin 2003; Lai et al. 2009), i.e., (1) thawing of underlying permafrost and descending permafrost table; (2) continuing temperature rising in permafrost layer. The former leads to thaw consolidation, which has always been regarded as the primary source of settlement. It was firstly estimated by an empirical index, thaw settlement coefficient. Then a 1D consolidation theory for thawing soils was derived by Morgenstern and Nixon (1971). Yao et al. (2012) extended the theory into 3D and large strain conditions. Wang and Liu (2015) further improve the stress–strain behavior of thawing soils by a modified hypoplastic model. As for the latter case, creep of frozen soils will significantly increase when temperature rises (Qi et al. 2007). Ladanyi (1972) suggest an engineering creep model for frozen soils. Vyalov (1986) put forward creep equations for estimating creep deformation in foundations. Wang et al. (2014) proposed a simple rheological element based creep model for frozen soils and a case study shows that creep accounts for a significant part when warm and ice-rich permafrost is concerned.
The monitored data in Qinghai–Tibet highway shows that at a relatively low embankment the permafrost table develops downward while it tends to grow upward at higher embankments. A critical height of embankment is defined as the critical height at which the permafrost table stabilizes and the deformation mainly results from the compression of seasonal active layer. Thus a basic rule in designing a highway embankment is to maintain a stable permafrost table (Yu and Wu 1986). Wu et al. (1998) based on this principle analyzed the effect of height of fill, air temperature and active layer on the critical height. However, in some cases when asphalt pavements were used, the permafrost table descended, even when the embankment was heightened (Tong and Wu 1996).
This paper aims to propose a modified numerical method for live calculating thaw consolidation and creep in corresponding domains and for live determining the proportion of each source to the total settlement. Based on a comprehensive analysis of thermal regime and settlement, the reasonable height of embankment for two typical sections along Qinghai–Tibet highway will be discussed.
2 Models for Thaw Consolidation and Creep
2.1 Heat Transfer Equation
A reliable prediction of thermal regime is urgently needed to further analyze the stability and durability of cold regions engineering, especially to locate the thawing boundary in frozen ground, above which thaw consolidation occurred while creep of warm frozen soils initiated underneath. Taking into account the ice-water phase change, the heat transfer in frozen ground under complex atmospheric effect and engineering activities is quite a strongly nonlinear problem. For convenience of research, heat convection and radiation are not considered and only a heat conductive law considering ice-water phase change is given as follows
where h v is the volumetric heat source intensity; h i is the heat flux vector; ρ is the density of soil; C and λ are the equivalent specific heat and thermal conductivity, which can be determined by the following equations
where C u and Cf are the specific heat for post-thawed and frozen soil, respectively; λ u and λ f are the heat conductivity for post-thawed and frozen soil, respectively; L is the latent heat during ice-water phase change; W and W i are the water and ice content; T p and T b are the upper and lower temperature limits of ice-water phase change.
2.2 Large Strain Consolidation Theory for Thawing Soils
Following the work by Qi et al. (2012), the kinematic variables based on the large strain description taking the current configuration as the reference coordinates were employed here and the governing equations for the mechanical behaviors of soil skeleton are given as
where \(\dot{\varepsilon }_{ij}\) and \(\dot{w}_{ij}\) are the symmetric strain rate tensor and skew-symmetric spin tensor, respectively; v i (i = 1, 2 and 3) is the instantaneous velocity of the material point; \(\mathop {\sigma_{ij} }\limits^{ \vee }\) is the Jaumann stress rate which eliminates the effect of rigid rotation; \(D_{ijkl}^{ep}\) is the elastoplastic modulus tensor.
For ideal elastoplastic material, the stress–strain behavior can be described as
where K and G are the bulk and shear modulus of soils, which can be expressed by Young’s modulus E and Poisson’s ratio ν as \(K = \frac{E}{{3\left( {1 - v} \right)}}\) and \(G = \frac{E}{{2\left( {1 + v} \right)}}\); σ m and S ij are the first invariant of principle stress and deviatoric stress tensor, respectively.
The Drucker–Prager yield criterion is used to describe the stress–strain behavior of thawing soil
where J 2 are the second invariant of deviatoric stress, respectively.
The parameters α 1 and k 1 are defined as
where c and φ are the cohesion and the angle of the internal friction.
A modified Richards’ equation for freezing soil can be written as (Watanabe and Wake 2008)
where W w is the equivalent liquid water content; z is a spatial coordinate; γ is the surface tension of soil water; h is the water pressure head, which can be obtained from the water retention curve in unfrozen domain while in frozen area, a simplified Clausius–Clapeyron equation was deduced as (Hansson et al. 2004)
where P is the pressure (P = ρ w gh); L f is the latent heat during freezing; v l is the specific volume of water.
The equivalent water content W w can be deduced as
with an empirical relationship (Ma and Wang 2014)
where a 1 and b 1 are the experimental coefficients.
2.3 Rheological Element Based Creep Model for Frozen Soils
Following the work by Wang et al. (2014), the creep model based on the combination of some typical rheological element is given as (Wang et al. 2014)
where E M and E K are the elastic modulus for Maxwell and Kelvin bodies, respectively; η M, η K and η N are the coefficients of viscosity for Maxwell body, Kelvin body and Bingham body; and Q is a viscoplastic potential function. ϕ(F) is scaling function representing the magnitude of creep stage
where F 0 is the reference value, equal to 1.0 MPa for frozen soils.
A parabolic yield criterion suggest by Fish (1991) is defined as
where p m is the mean normal stress corresponding to the maximum shear stress q m. For simplicity, the associated flow rule is employed here, i.e., Q(σ ij) has the same form of the yield function F(σ ij).
3 Computational Procedure
3.1 Key Technical Problems
During cyclic freeze and thaw processes, thaw consolidation and creep occurred in corresponding domains which varies with thermal state in frozen ground. The first key technical problem is to obtain a reliable thermal regime. This can be conveniently implemented in numerical analysis by using temperature dependent thermal indexes such as coefficient of heat conductivity and specific heat. The second is live calculation of thaw consolidation and creep in corresponding domains which is generally determined by the live thermal regime, i.e., thaw consolidation only occurred in domains at temperatures higher than soil freezing point when the drainage path is not blocked while creep initiated in other cases. The previous work by Wang et al. (2013) has provided a feasible way to solve this by embedding a section of code for judgment in the Fish language on the FLAC platform. The third is to synchronize the hydraulic and thermal calculations due to the fact that the hydraulic and thermal calculations were controlled by the corresponding timesteps, respectively, i.e., fluiddt and thdt (Itasca 1999). Yao et al. (2012) suggest a method by trial test and found that in the analysis of thaw consolidation, fluiddt < thdt, timesteps are selected as thdt = N 1·fluiddt, where N 1 is an integer.
Moreover, there is still a challenge to be fulfilled, i.e., how to obtain the proportion of each source to the total settlement. From the monitored data of Qinghai–Tibet highway, we found that during the periodical freezing and thawing, frozen ground tends to thaw downward from the ground surface in the beginning of the warm season while for frozen soils underneath the thawing process is relatively later, during which the thaw settlement occurred under external load and gravity with the thawed water discharged. This process will last until the ground surface is frozen. Based on the phenomena above, Qi et al. (2012) defined a new conception of effective thaw consolidation time teff, as shown in Fig. 1. Note that creep of underlying permafrost layer also occurred in this phase. Except for this time, the drainage path is blocked and consolidation of thawing soils develops relatively slow; in the meantime, creep of underlying frozen and thawed soils dominates this period. The proportion of thaw consolidation and creep to the total settlement can be estimated from the following Fig. 2.
3.2 Computational Procedure
Before analyzing settlement of embankment, the theoretical models presented in Sect. 2 are numerically implemented in the built-in Fish language on the FLAC platform. The computational procedures shown in Fig. 3 are as follows
- Step I::
-
The equivalent thermal indexes are assigned in the whole domain based on the initial temperature distribution such as C(T) and λ(T). Set the hydraulic and mechanical calculations off and only thermal mode is turned on, with duration of t ther;
- Step II::
-
Call the newly compiled code to judge whether drainage paths are blocked or not, i.e., the temperature for elements in ground surface and slopes of embankment; in the meantime, the temperatures for elements will also be determined;
- Step III::
-
If drainage paths are blocked, i.e., T(i,j) < 0 °C, the creep model for soils will be assigned with the rheological parameters adjusted with temperature of elements; otherwise, the models for consolidation of thawing soils will be specified. Then set the thermal computation off and turn on the hydraulic and mechanical modes in thawed domain with duration of t con equal to t ther while for frozen area the thermal and hydraulic modes are set off and only the mechanical is carried out with duration of t creep = t ther = N creep*∆t creep, where N creep is steps for creep analysis with ∆t creep as the corresponding timestep;
- Step IV::
-
Develop two arrays A(i,j) and B(i,j) to record the magnitude of thaw consolidation as well as the magnitude of creep of elements and give a live proportion of each source to total settlement;
- Step V::
-
Set off hydraulic and mechanical modes and the whole computational domain will be reassigned by thermal indexes by the newly calculated thermal regime
The cycle from step (1) to (5) will stop when the target time is achieved.
4 Analysis of Settlement of Embankment
Two typical geological sections along the Qinghai–Tibet highway were taken as study object. The geological conditions were obtained from temperature monitoring boreholes, both of which include gravel, silty clay and well weathered mudstone. The specific location of each layer for two sections were illustrated in Fig. 4. The section H lies in the area at high ground temperature with a thick soil layer with ice inclusion while the section L is located at low temperature area with ice-rich permafrost layer.
In this study we assumed that the height of embankment for the two sections are 0, 1, 2, 3, 4, 5, and 6 m, with the width of pavement of 7.5 m and the grade of side slope of 1:1.5.
4.1 Boundary and Initial Conditions
Figure 5 presents the monitored temperatures of ground surface close to the two sections. We can observe that the temperatures for center of pavement, slope and natural ground surface all show a sinusoidal variation with time, which can be empirically estimated by the following equation
where, T 0 is the mean annual temperature; A is the amplitude of temperature; nπ is the initial phase; α is the annual warming rate. Considering the potential effect of global warming, the annual mean temperature for the Qinghai–Tibetan plateau will increase by 2.6 °C in the following 50 years (Qin 2002). The parameters for thermal boundaries can be fitted from the monitored data, as listed in Table 1.
The monitored temperature data on Sept. 2003 in the natural borehole was taken as the initial thermal state for numerical computation, as shown in Fig. 6. The permafrost table h nat for two monitored sections are 1.40 and 1.90 m, respectively. For sake of safety, the initial temperature for the fill of embankment is taken to be 10 °C and the heat flux on the bottom boundary of the numerical model is 0.02 °C/m. Both sides of the model is assumed to be adiabatic.
The additional settlement of embankment induced by vehicular load is significant and is generally simplified as a uniformly distributed static load on roadbed pavement based on highway capacity (Lai et al. 2009). Here, we assumed the uniform load on the pavement of the Qinghai–Tibet highway to be 11.5 kPa (Wang et al. 2013). As for the mechanical boundaries, the free displacement boundary include roadbed pavement, shoulder and natural ground. Both sides of the computational model is assumed to be displacement free in x direction, with a y-direction displacement fixed on the bottom. Due to the fact that the asphalt pavement is low-permeability material, we assumed that the pavement is impermeable and the free drainage boundaries are shoulder of embankment and natural ground.
4.2 Parameters for Thaw Consolidation and Creep
Based on the geological exploration and in situ tests, we obtained the physical parameters for two sections, as listed in Table 2. Considering the ice-water phase change of underlying geo-materials, the equivalent specific heat for soils in each layer is shown in Table 3.
For thaw consolidation of underlying permafrost, we should firstly specify the hydraulic conductivity for soils in frozen or thawed state. Here we followed the work by Watanabe and Flury (2008) and Engelmark (1984) and give the hydraulic conductivity for soils, as listed in Table 4. Moreover, the mechanical properties of soils at various temperatures can be estimated by a set of empirical equations (Li et al. 2009). Based on test results (Ma and Wang 2014), we obtained the mechanical properties such as elastic modulus, Poisson’s ratio, cohesion and angle of internal friction, as listed in Table 5.
From previous experimental work (Bray 2013; Ma and Wang 2014), we found that for frozen soils at higher ice content, especially frozen soils with ice inclusion, the magnitude of creep may be more significant than those at lower ice content. Due to the actual stress state, creep of fill and gravel is not taken into account. Besides, compared with weathered mudstone, creep of frozen silty clay at ice contents higher than 30 % should be paid more attention. Table 6 presents the creep parameters for frozen silty clay at higher ice contents.
4.3 Discussion on the Reasonable Height of Embankment
For highway engineering in cold regions with low embankment, a continuing warming in the underlying permafrost occurs due to the weak heat resistance of subgrade body, which facilitates the settlement of embankment. For higher embankments, the permafrost table may ascend upward and into the subgrade body when a new thermal balance is formed with the original ground temperature recovered (Lai et al. 2009). However, due to the higher ground pressure in high embankments, creep may develop continuously, especially for warm and ice-rich permafrost area (Qi et al. 2007). Thus, a reasonable height of embankment for highways in cold regions is particularly important for operating and maintenance. Here, we select the section at higher ground temperature, i.e., H section, to analyze the range for the reasonable height of embankment based on thermal and mechanical responses. Figure 7 illustrates the maximum thawing depth, mean annual temperature of silty clay and settlement in the roadbed center for embankments at various heights.
From the above figure, we can see that as the height of embankment increases, the maximum thawing depth, the mean annual temperature in silty clay and settlement in the roadbed center all show complex changes. For better illustrating the effect of height of embankment on thermal and mechanical responses, we select the numerical data in 20 years to analyze the reasonable height of embankment, as presented in Fig. 8. It shows that as the height of embankment increases, maximum thawing depth, mean annual temperature in silty clay and settlement in roadbed center manifest similar tendency that at a height of 1.0–2.0 m, the aforementioned three indexes tends to minimize, which indicates a relatively reasonable height of embankment.
To verify the rationality of numerical results, the critical and design height of embankment for the Qinghai–Tibet highway is proposed based on ice content in permafrost table and filled soil type (Wu and Liu 2005), as shown in Table 7. Moreover, an empirical equation was proposed to estimate the minimum height of fill under asphalt pavement (Wu and Liu 2005).
where H 0 is the critical height of embankment under asphalt pavement; h nat is the permafrost table.
The critical height of embankment for section H can be calculated by substituting the permafrost table in Fig. 6 into Eq. (19), equal to 1.63 m, which lies within the range of 1.0–2.0 m. The design height for section H is 1.96–2.12 m correspondingly. For sake of convenience, the design height for H section is taken to be 2.0 m. Besides, by utilizing the same method, the critical and design heights for section L are 1.35 and 1.60 m, respectively.
4.4 Development of Thawing Depth and Settlement
According to the design height of embankment for two sections, we calculate the development of thawing depth and settlement in 20 years. Figure 9 illustrates the development of thawing depth for two sections. It indicates that for two sections the maximum thawing depth develops downward with time and due to heat absorption of asphalt pavement the permafrost table under roadbed center develops faster than that under shoulder of embankment as well as natural surface. Moreover, we also observe a faster development of permafrost table in section H due to more intense ice-water phase change in silty clay with ice inclusion. This also reveals that the continuing thawing processes occurs beneath two sections and settlement may be significant in two key positions, i.e., shoulder of embankment and asphalt pavement.
We can notice from Fig. 10 that settlement of embankment for two sections also increases with time and larger deformation is observed in the aforementioned two key positions, i.e., shoulder of embankment and asphalt pavement. Also, we can see a larger deformation in section H, which is closely related to the higher magnitude of thaw consolidation induced by faster development of maximum thawing depth; besides, the continuous warming in underlying permafrost will lead to larger creep deformation as well.
4.5 Proportion of Thaw Consolidation and Creep in Total Settlement
Figure 11 shows the development of thaw consolidation in each layer including fill, gravel and silty clay. We can notice that due to the higher degree of compaction and lower ice content, the deformation of fill is relatively small for two sections. For gravel layer, thaw consolidation will quickly finish due to the coarse grain and short drainage path and the magnitude of thaw consolidation is relatively small. As for the silty clay, thaw consolidation strongly depends on both the development of maximum thawing depth and ice content, manifesting as larger thaw consolidation in H section than that in L section. In addition, the higher temperature in silty clay layer and more ice inclusion also cause larger creep in section H, as presented in Fig. 12.
Figure 13 illustrates the comparison of thaw consolidation and creep for two sections. Here for sake of simplicity, we use TC and Cr to represent the deformation induced by thaw consolidation and creep, respectively. It indicates that for section H, the maximum thawing depth has developed into the silty clay layer with ice inclusion in 1 year of operation and thaw consolidation account for a major part in the total settlement within the computation duration while creep of warm frozen soils is also significant, approximately 5.8 cm in 20 years. Moreover, for section L, the maximum thawing depth has not reached the ice-rich silty clay layer. Thus, thaw consolidation only occurs in the fill and gravel layers but due to the coarse grained structure of gravel and low ground pressure in fill, thaw consolidation occupies 50 % of the total settlement while creep of underlying warm frozen soils also results in an obvious time-dependent settlement. The differences for sections H and L in the proportions of thaw consolidation and creep to the total settlement may be related to thermal boundaries as well as the depth of frozen soils at higher ice contents or with ice inclusion.
5 Conclusions
This paper presents a numerical study on the reasonable height of embankment for highway engineering in cold regions. An improved method for estimating settlement of foundations in cold regions were put forward by embedding a section of code by post-processing the settlement induced by various sources of settlement.
Two typical geological sections were selected along the Qinghai–Tibet highway and at assumed depth of embankment as 0–6 m, maximum thawing depth, mean annual temperature in permafrost layer at higher ice contents, as well as settlement in the roadbed center in 20 years of operation were compared, which further indicates a reasonable height of 1.63 and 1.35 m for sections H and L, respectively.
Based on the conception of effective thaw consolidation time, the proportions of thaw consolidation and creep to the total settlement were analyzed. Results show that after 20 years of operation thaw consolidation accounts for a major part in total settlement for section H at higher ground temperature and creep also occupies a significant proportion. For section L at lower ground temperature, the proportion of thaw consolidation is a little larger than that of creep.
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This research was financially supported in part by the National Natural Science Foundation of China (Nos. 51408486 and 41172253). These supports are greatly appreciated.
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Wang, S., Qi, J. & Liu, F. Study on the Reasonable Height of Embankment in Qinghai–Tibet Highway. Geotech Geol Eng 34, 1–14 (2016). https://doi.org/10.1007/s10706-015-9923-3
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DOI: https://doi.org/10.1007/s10706-015-9923-3