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The early years: 1895–1937
A. S. Warthin and Family G
One hundred years ago, Aldred Scott Warthin, MD, PhD, [1] Chairman of the Department of Pathology at the University of Michigan in Ann Arbor, reported the first family with the disease we now call Lynch Syndrome (Fig. 1). In 1895, a woman who worked as his seamstress reported distress over the fact that many family members over several generations had succumbed to cancer, and she feared the same for herself. Indeed, she developed endometrial cancer, and died of that disease as she predicted. Warthin dryly noted that “the statistical study of carcinoma … [has] been carried as far as it can be profitable; and certainly but little that is new has been gained by this method during the last decade”. Throwing a statistical approach to the wind, he undertook a “fairly complete survey” of the family, and created a pedigree, showing which family members had developed cancer, and their relationships (Fig. 2).
The seamstress’ immediate sibship included 10 members; 2 had uterine cancers, 2 had stomach cancers, and one had an “abdominal cancer”. The descendents of all 5 of those with cancer also had multiple cancers. Among those in the family without cancer who had children, none of the progeny had developed cancer. Warthin concluded that there could be, at least in this instance, a familial predisposition to cancer. The family had emigrated from Germany to Michigan before the Civil War; Warthin called them “Family G”.
Warthin also reported that, in 3,600 cases of neoplasia that had come through his laboratory at the University of Michigan from 1895 to 1912, 1,600 of these were carcinomas, and that “about 15 %” of those had a family history of carcinoma. Reinforced by a report in 1912 from a German investigator named Levin, Warthin concluded that there were “cancerous fraternities”, and that there was “some influence of heredity on cancer”. He presented a series of pedigrees to illustrate his case.
Warthin [2] wrote a “further study” of cancer family “G” in 1925. By now, he had concluded that the familial susceptibility to cancer was particularly true for carcinoma of the gastrointestinal tract and uterus. He recognized the early age of onset of the cancers, and suggested that the tumors might be occurring “at an earlier age in successive generations”—a phenomenon we now call anticipation, but which has not been substantiated in further studies of Lynch Syndrome. He also noted that 3 young members of the family presented with appendicitis, but at operation were found to have advanced cancer—presaging the proximal colonic tendencies for the colorectal cancers (CRCs) in this disease. Among 146 family members, almost 32 % had developed cancer, at a median age of 37.9 years. He also commented that his observations had been met “with little favor among surgical writers”. (Some things never change.)
Warthin died in 1931, but his colleagues Hauser and Weller [3] issued a “further report on the cancer family of Warthin” in 1936. As more time passed, and more individuals were followed for a longer period, mitigating one type of ascertainment bias, the average age for death from cancer rose to 48.3 years. They noted that there were no cases of cervical cancer among those with uterine cancer, that there were many gastrointestinal cancers, and few breast cancers. They provided detailed pathological analyses of the tumors from each branch of the family. As more data accumulated, they concluded that there was a “diminishing incidence” of cancer with successive generations. These authors proposed that this family provided more evidence for an “inheritable organ-specific predisposition to carcinoma”.
Twentieth century insights
From Warthin to Lynch
The story grew cold during the period from 1937 until the 1960s. Occasional case reports of this disease came from the Mayo Clinic in 1941 [4], England in 1956 [5], and a variety of locations in the 1960s [6–11]. None the less, the existence of a familial form of CRC that was not familial adenomatous polyposis remained in considerable doubt. One person who noted these familial clusters of cancer was Henry T. Lynch, MD, who reported several families in detail in 1966–1967 [12–14] (Fig. 3). Lynch was aware of Warthin’s “Cancer Family G”; therefore, he arranged for a family reunion near Ann Arbor, MI, to learn more about this family. He conducted a detailed medical genetic investigation of the family, obtained data on >650 family members (among whom 95 had now developed cancers), and found a predominance of cancers of the colon, uterus and stomach in the kindred in the iconic “Cancer Family ‘G’ Revisited” manuscript of 1971 [15] (Fig. 4). Once more, progeny of affected individuals continued to be at risk for early-onset cancers. He recognized the autosomal dominant nature of inheritance. A variety of hypotheses were proposed to explain the disease, but the time for discovery of the basis of hereditary cancer had not yet arrived. He used the term “Cancer Family Syndrome” in this report.
This would not be the final report on Cancer Family G. In 2005, Douglas et al. [16] (from the University of Michigan) provided additional confirmatory follow-up of the family with data on 929 descendants of the original progenitor, and reported on the specific mutation in the MSH2 gene. This work verified the risks for cancer of the colon and endometrium, showed that the risks for gastric cancer which were initially prominent had disappeared through the 20th century, and provided standardized incidence ratios for cancers of various organs. There is probably no other instance in which one family has contributed so much to the understanding of an important genetic disease such as this.
Giving “cancer family syndrome” a more specific name
In 1973, C. Richard Boland, MD wrote a medical school thesis entitled “A Familial Cancer Syndrome”, recognizing the same disease; this led to the publication of 2 papers describing additional families with Lynch Syndrome. In the first of these [17], the term “Cancer Family Syndrome” was used, based upon Lynch’s nomenclature. However, when a second family was reported later, it was noted that some families had a phenotype with only CRC, whereas other families had the characteristic non-colonic cancers we now recognize in this disease. The terms Lynch Syndrome I and II were used for the first time to distinguish those families with a CRC-only versus the full spectrum of cancers [18]. There is now evidence that at least some germline mutations can produce a CRC-predominant syndrome [19], although the designations of Lynch Syndrome I and II are no longer used or necessary. Interestingly, in 1985, Lynch first used the term “hereditary non-polyposis colorectal cancer” or HNPCC for this disease, which was the accepted term for many years [20, 21]. It would not be until the genetic basis of the disease was discovered, and more importantly, the recognition that not all familial clusters of CRC represented one disease, that the term Lynch Syndrome was finally applied to those families with germline mutations in DNA mismatch repair (MMR) genes [22].
The Amsterdam criteria
In this time frame, Hans Vasen, MD, from the Netherlands, emerged as a major contributor to the field. Hans was one of several key members in the formation of the “International Collaborative Group on Hereditary NonPolyposis Colorectal Cancer” (or ICG-HNPCC), which was conceived during a CRC meeting in Jerusalem in 1989, and had its first formal meeting in Amsterdam in 1990 [23]. Meetings were held on a regular basis thereafter, particularly as the understanding of hereditary CRC grew, and the biological basis of the disease was uncovered.
While some observers doubted the existence of a hereditary non-polyposis CRC, Hans and other interested clinicians accumulated and characterized familial clusters of CRC, and developed the “Amsterdam Criteria”, which were valuable for finding families who had Lynch Syndrome [24, 25]. Gathering “reagent grade” families for analysis, and the concomitant evolution of molecular genetics, would soon lead to the discovery of the genetic basis of Lynch Syndrome [26]. Ultimately, the ICG-HNPCC merged with the Leeds Castle Polyposis Group [27] to form the “International Society for Gastrointestinal Hereditary Tumours”, or InSiGHT, which continues to have semi-annual meetings and research initiatives (see www.insight-group.org).
Microsatellite instability and CRC
From the late 1960s until 1992, progress in understanding Lynch Syndrome was slow. The clinical features were refined, but there was no premalignant phenotype, and only a few clues about the nature of the tumors that could lead to a genuine understanding of the disease. There were multiple attempts to understand the basic mechanism responsible for the disease; all failed.
In 1989–1990, the laboratory of Bert Vogelstein, MD proposed that colorectal neoplasia developed through multistep carcinogenesis, and that the sequential loss of specific fragments of chromosomal DNA was a key part of this process. Loss of DNA in a tumor was termed “loss of heterozygosity” or LOH, because of the genetic techniques used to detect it. Many laboratories, including that of Manuel Perucho, PhD, were looking for LOH in cancer tissues as these would represent presumptive loci for tumor suppressor genes involved in colorectal carcinogenesis. Perucho used a technique called “arbitrarily primed PCR” to amplify randomly selected genetic targets from paired samples of CRC and normal tissues. The PCR products were separated by gel electrophoresis, and compared side-by-side to look for a genetic deletion in the cancer DNA compared to its normal counterpart [28]. There were plenty of these deletions to be found, but he noted that there were also subtle changes in the lengths of some of the amplified DNA fragments in tumor tissues, specifically those that happened to contain simple repetitive sequences called “microsatellites” [29] (Fig. 5). Only some CRCs showed this, but those that did had an estimated 100,000 such mutations. He proposed that this subset of CRCs was different from the rest, and that this represented a unique “pathway” through which colorectal tumors could evolve. He had considerable difficulty getting this revolutionary idea published—although it did finally appear in Nature, after some delay. While he was sending his manuscript around for approval, two other laboratories also discovered microsatellite instability (MSI). One was the lab of Stephen Thibodeau, PhD, from the Mayo Clinic, who also noted that MSI was mainly seen in CRCs from the proximal colon, that survival was better in this group, and that the presence of MSI correlated inversely with the LOH events described by Vogelstein’s group. He suggested that this might represent a novel mechanism compared with other CRCs [30].
At approximately the same time, an international consortium that included Vogelstein from Johns Hopkins, together with Albert de la Chapelle, Lauri Aaltonen and Paivi Peltomaki from Finland (and others who provided the appropriately identified families), were using microsatellite markers in an extensive linkage analysis study on familial clusters of CRC. On one afternoon in the spring of 1993 (specifically 3:45 PM on Saturday March 13), Lauri Aaltonen identified significant linkage for Lynch Syndrome on chromosome 2p, using the microsatellite marker, D2S123 (which was the 345th marker analyzed in this study) [31]. The move from complete darkness to light occurred with an astonishingly quick stroke of discovery. The presumption was that a tumor suppressor gene was in the vicinity of D2S123, and the logical experiment was to look for LOH in the CRC tissue from an affected patient. Instead of LOH, they found MSI [32] (Fig. 6). The 3 papers (one from Thibodeau and two from the international consortium) all appeared in the same issue of Science on May 7, 1993. The entire world of hereditary CRC was turned upside down, as there was, for the first time, a clue regarding the molecular basis of this disease. Perucho, who had initially noted MSI and proposed a separate pathway, had his paper published a few weeks later, on June 10, 1993 [29], quite unhappy about the delays produced by certain journal editors.
From MSI to DNA MMR genes
The speed of discovery increased substantially from that point. Interestingly, none of the initial discoverers of MSI recognized exactly how the autoradiograms they had produced were the key to understanding the disease. Laboratories studying genetics in bacteria and yeast had previously discovered the DNA MMR system, and knew that if MMR genes were inactivated by mutation in microorganisms, it resulted in widespread mutations at microsatellite sequences.
Several laboratories entered into a race to clone the human homologs of these genes, and determine if there were germline mutations in DNA MMR genes in families with Lynch Syndrome. The first to do this successfully was the laboratory of Richard Kolodner, PhD, who was an established investigator in yeast genetics, and had identified the MSH2 gene in yeast, but had not previously ventured into human disease or cancer. On December 3, 1993, less than 6 months after the initial linkage of MSI with hereditary CRC, this lab, together with several collaborators, cloned the human homolog of the DNA MMR gene MSH2, and found a sequence variation in a family with Lynch Syndrome that was present in those who had developed cancer [33]. Even more astonishing, just 2 weeks later, on December 17, 1993, the international consortium led by Vogelstein and de la Chapelle found 3 additional kindreds with inactivating mutations in the human MSH2 gene [34]. Moreover, they identified a CRC cell line, HCT116, that had MSI, and this created the first in vitro model in which to study the basics of the process [35]. For those interested in Lynch Syndrome, this was like the first step on the moon.
Earlier in 1993, a Lynch Syndrome family had been characterized in Sweden, but in this instance the genetic linkage pointed to chromosome 3p, rather than 2p, where MSH2 had been found [36]. This launched yet another race to identify the gene. Again, the Kolodner group cloned the human MLH1 gene, in collaboration with R. Michael Liskay, PhD, who as well as Kolodner had been working on MutL-related genes in yeast, and reported germline mutations in additional Lynch Syndrome families on March 17, 1994 [37]. Not to be outdone, the international consortium reported the same, on March 18, 1994 [38]. They also found that MLH1 (rather than MSH2) was mutated in the HCT116 cell line. By September, 1994, the human PMS2 and PMS1 genes were also cloned, and linked to Lynch Syndrome [39]. So, in an incredible period of about 16 months, Lynch Syndrome was firmly put on the scientific map, linked to MSI, which led to the identification of the human DNA MMR genes, and it was possible to think about developing tests to diagnose the disease. Over the next several years, it was found that PMS1 was not actually a Lynch Syndrome gene, and MSH6 was brought into the fold as the fourth Lynch Syndrome gene, first by its involvement in cell lines with MSI [40, 41], and finally via germline mutations in affected patients with different types of family histories of cancer, often with later onset than seen in classic Lynch Syndrome [42].
Evolution of diagnostic tests for Lynch Syndrome: from Amsterdam, through Bethesda, to Jerusalem
The ability to determine which patients and families actually had Lynch Syndrome permitted a refinement of the diagnostic approaches during the last decade of the 20th century. Antibodies were developed to the DNA MMR proteins MSH2, MSH6, MLH1 and PMS2, and the diagnostic approach to MSI was standardized in an NCI-sponsored Workshop in Bethesda in November, 1997. The Workshop manuscript reported a standardized diagnosis and panel of microsatellite markers, and the published paper has been cited >2,000 times [43]. This manuscript also developed and reported the “Bethesda Guidelines”, which were intended to identify CRC tissues that should be targeted for analysis, either looking for MSI or abnormal immunohistochemistry (IHC). The Bethesda Guidelines were revised in 2004 [44], much as the original Amsterdam Criteria [24] had been in 1999 [25]. All of these recommendations have been supplanted by our current understanding that many true Lynch Syndrome families do not meet the Amsterdam Criteria (initially intended to identify families from whom the genes could be found), that many individuals with Lynch Syndrome do not meet the Bethesda Guidelines, and conversely, many who meet these criteria or guidelines do not have germline mutations in any DNA MMR gene [45]. This problem ultimately led to a workshop in Jerusalem in 2010, in which it was recommended that any CRC in a person <70 years old should be screened by MSI testing or IHC for possible Lynch Syndrome [46]. Photos of many—but certainly not all—of the key contributors to the field are shown in Fig. 7.
Lynch Syndrome in the 21st century
“Syndrome X”
The identification of the genes responsible for Lynch Syndrome gave those working in the field a euphoric sense that the problem had been substantially solved. However, as more details emerged, it became clear that only the surface had been scratched, and there was much more to be learned about the disease. First, it had been suspected (perhaps naively) that once the genes causing Lynch Syndrome were identified, we would be able to characterize all familial clusters of CRC. The Colon Cancer Family Registry (C-CFR), a large international consortium of groups, collected 3,422 individuals from 161 families that met the Amsterdam Criteria between 1997 and 2001. DNA from each family was subjected to the best available efforts to find germline mutations in DNA MMR genes. Only 60 % of these families had a germline mutation (i.e., actually had Lynch Syndrome). The other 40 % had CRCs that did not have MMR deficiency. Therefore, they did not have Lynch Syndrome [22], and a new disease was identified: Familial Colorectal Cancer-Type X [45]. These families had a lower penetrance for CRC, later onset of the cancers, and did not have an increase in the non-colonic tumor spectrum seen in Lynch Syndrome. There are many genetic diseases such as Peutz-Jeghers Syndrome, Juvenile Polyposis, Cowden’s Disease, Li-Fraumeni Syndrome, and others that experience an increase in risk for CRC, but “Syndrome X” does not appear to fall into any of those groups, and remains an important research challenge at this time [47].
Interpreting the genetic analyses of the DNA MMR genes
Next, as more data came in and genetic tests became widely available commercially, it became apparent that it was not always simple to determine which DNA sequence variations in the DNA MMR genes cause Lynch Syndrome, and which are innocent sequence polymorphisms. Premature stop codons were easy to interpret, but many of the sequence variations altered gene splicing sites (not too hard to interpret once the “rules” were learned), or missense mutations, which changes the amino acid in that position in the encoded protein. It is not always possible to predict changes in protein folding and function based upon the change in the amino acid sequence alone. So, many genetic tests returned with clinically uncertain or uninterpretable results [48]. This created new challenges for the clinician and genetic counselors.
One of first insights occurred when it became apparent that the MSH2 gene was often mutated by large deletions that were not detectable using the standard sequencing techniques. Over one-third of the mutations in this gene were responsible for inactivating mutations in a key Dutch study, and they accounted for a substantial proportion (>6 %) of all Lynch Syndrome in their registry [49]. One approach to identify large genomic deletions was to separate the paternal and maternal alleles for individual analysis—a labor-intensive technique called “conversion to haploidy”, but this was not widely embraced [50]. Eventually, techniques became available that permitted an estimation of the number of alleles present at each exon (multiplex ligation-dependent probe amplification, or MLPA), which permitted the detection of large genomic deletions, and helped resolve this confusion.
A second insight into perturbations in the MSH2 gene was the discovery that deletion of the stop codon of the EPCAM gene, which is immediately upstream of the MSH2 gene, resulted in epigenetic silencing of MSH2. Therefore, although no germline mutation was present in the MSH2 gene, the alteration in EPCAM created a “heritable somatic inactivation” of MSH2 in all tissues that expressed EPCAM [51]. By finding this mutation in a large kindred, it was found that this situation creates a CRC-predominant form of Lynch Syndrome, reminiscent of Lynch Syndrome I predicted some 25 years earlier [18].
Adjuvant chemotherapy and Lynch Syndrome
Shortly after the discovery of the MSH2 and MLH1 genes in 1993–1994, Minoru Koi, PhD created the first laboratory model to study the biology of DNA MMR-deficient cells in vitro by stably transferring a copy of human chromosome 3 into HCT116 CRC cells, correcting the loss of MLH1 [52] (Fig. 8). Subsequent experiments led to the conclusion that DNA MMR-deficient cells were intrinsically resistant to DNA damage, similar to microbial cells with inactivating mutations in these genes [53, 54]. The implications were that certain chemotherapeutic drugs might not be fully effective against MSI cancers. Additional experiments showed that MMR-deficient cells were resistant to 5-fluorouracil (5-FU), the mainstay of adjuvant chemotherapy for Stage III CRC [55]. Resistance was found for other chemotherapeutic drugs [56, 57], and identical drug resistance was found in CRC cells with acquired methylation-induced silencing of MLH1 [58].
It was therefore necessary to determine whether patients with MSI CRCs were refractory to conventional chemotherapy in a clinical study. The first published report on the subject suggested that patients with MSI CRCs had a “striking survival benefit” when given adjuvant chemotherapy [59]. However, a serious design flaw had led to an erroneous conclusion. The study was retrospective, and the patients had not been randomized to receive chemotherapy; rather, they had been selected by their oncologists to either receive treatment or not, presumably on the basis of their age and/or performance status. In fact, the entire group of the patients selected for chemotherapy had a better 5 year survival whether they were treated or not. However, 64 % of the CRC patients <68 years old had been selected for treatment versus only 19 % of those ≥68. None the less, this report created a problem in which the empirical observations were at odds with what had been predicted from the in vitro biology of the tumors.
This initial finding was not supported by 11 subsequent studies on the subject (reviewed in detail in [60], Table 3). The first contrary paper was a multicenter collaboration of patients enrolled in randomized trials, and they found that patients with tumors showing MSI had substantially better overall 5 year survivals, and this was particularly so if they did not receive adjuvant chemotherapy. Even worse, there were non-significant trends towards increased cancer-related mortalities in the Stage II and Stage III groups given adjuvant drug treatment [61].
Subsequent studies have raised the possibility that the improved survival in CRC patients with MSI may not be a sole consequence of the intrinsic resistance to chemotherapy. CRCs with MSI contain substantially more tumor-infiltrating lymphocytes, and it has been proposed that this brisk immune response may be responsible for limiting the spread of these tumors [62, 63]. Thus, the actual mechanism responsible for the poor response to chemotherapy may be related to the immune response to the hypermutated tumor cells, rather than—or in addition to—intrinsic resistance to the therapy.
Aspirin and Lynch Syndrome
The most recent chapter in Lynch Syndrome has opened the door to an entirely new phase of managing cancer risk. Sir John Burn of Newcastle, UK, designed a prospective, randomized, placebo-controlled, multicenter study of the impact of aspirin and fiber on the development of neoplasia in Lynch Syndrome. The initial study design was to determine whether 600 mg of aspirin, 30 g of a fermentable dietary fiber (“resistant starch”), or both, might suppress the formation of adenomatous polyps in the colon over a period of 4 years. Neither intervention had any effect on polyp recurrence; in fact, the relative risk (RR) for subsequent adenomatous polyps was exactly 1.0 [64].
Although a less persistent man might have been deterred, Burn was not. He conducted a follow-up analysis of outcomes after another 4 years, and discovered a significant reduction in the risk of CRC, both in those randomized to aspirin (RR for CRC = 0.63, by intention to treat), and to those who actually took the aspirin for at least 2 years (RR for CRC = 0.41, per protocol) [65]. No beneficial effect was derived from the supplemental dietary fiber. No excess in adverse events was seen in the aspirin-treated patients. This remains to be confirmed, and the optimal dose of aspirin has not been determined; but this represents a game-changing event in the history of hereditary cancer in general.
Conclusions
Lynch Syndrome was initially recognized by the University of Michigan pathologist A.S. Warthin in 1913, who listened to his seamstress, gathered an extensive family history, constructed a pedigree, and proposed a familial, and perhaps genetic, explanation for this “cancerous fraternity”. He followed up his own work, and others followed, finding numerous similar families in a variety of communities and countries. The coordinated identification of rigorously defined families led to the linkage of the cancer-prone phenotype to a single locus on chromosome 2p in 1993. A serendipitous experiment permitted the prepared investigators to recognize that some familial CRCs were associated with a novel cancer “pathway” that had been independently discovered by 2 other investigators who did not suspect that there might be a familial form of this pathway. A focused (and furious) race ensued that led to the discovery of the 4 genes responsible for Lynch Syndrome. Informed by knowledge of the genetic basis of the disease, and propelled by the development and validation of 2 powerful clinical identifiers (MSI and IHC), clinicians currently have an extraordinary body of useful information about Lynch Syndrome, which has permitted progress in the diagnosis and treatment of this disease. There is still far to go in our understanding of Lynch Syndrome and the management of patients with this disease, but the past 20 years would lead one to be very encouraged about what the next 20 will bring.
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Supported by a grant from the NIH/NCI, R01 CA72851-17.
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Boland, C.R., Lynch, H.T. The History of Lynch Syndrome. Familial Cancer 12, 145–157 (2013). https://doi.org/10.1007/s10689-013-9637-8
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DOI: https://doi.org/10.1007/s10689-013-9637-8