Abstract
With growing numbers of HIV-seropositive (HIV+) women of child-bearing age and increased access to effective clinical protocols for preventing mother-to-child transmission (MTCT) of HIV, mental health-related factors have become increasingly relevant due to their potential to affect the women’s quality of life, obstetric outcomes and risk of MTCT. This review synthesizes evidence from 53 peer-reviewed publications examining mental health-related variables in pregnant and postpartum HIV+ women. The presentation of results is organized by the level of socioeconomic resources in the countries where studies were conducted (i.e., high-, middle-, and low-income countries). It is concluded that psychiatric symptoms, particularly depression, and mental health vulnerabilities (e.g., inadequate coping skills) are widespread among pregnant HIV+ women globally and have a potential to affect psychological well-being, quality of life and salient clinical outcomes. The current body of evidence provides rationale for developing and evaluating clinical and structural interventions aimed at improving mental health outcomes and their clinical correlates in pregnant HIV+ women.
Resumen
Con un número creciente de VIH- seropositivos (VIH+) en las mujeres en edad de procreación y un mayor acceso a los protocolos clínicos eficaces para prevenir la transmisión de madre a hijo (TMH) del VIH, los factores relacionados con la salud mental se han vuelto cada vez más relevantes debido a su potencial para afectar los resultados obstétricos y la transmisión vertical. Este articulo sintetiza la evidencia de 53 publicaciones de expertos que examinan las variables relacionadas con la salud mental en mujeres embarazadas y puérperas con VIH +. La presentación de los resultados está organizada por el nivel de los recursos socioeconómicos en los países donde se realizaron los estudios (es decir, países de altos, medianos y bajos ingresos). Se concluye que los síntomas psiquiátricos, en particular la depresión, y la vulnerabilidad de la salud mental (por ejemplo, habilidades de enfrentar problemas inadecuadas) son muy comunes entre las mujeres VIH + embarazadas a nivel mundial y tienen el potencial de afectar las consecuencias clínicas. La mayoría de la evidencia actual proporciona bases fundamentales para el desarrollo y la evaluación de las intervenciones clínicas e institucionales destinadas a mejorar los resultados de salud mental y sus correlaciones clínicas en mujeres VIH + embarazadas.
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Introduction
HIV-seropositive (HIV+) women of child-bearing age are the fastest growing HIV+ population in the world and 1.49 million infants every year are born to HIV+ women [1]. Effective antiretroviral therapy (ART)-based protocols for preventing mother-to-child HIV transmission (MTCT) are becoming increasingly accessible worldwide [2]. However, mental health-related factors could potentially undermine its effective delivery and affect the women’s quality of life and psychological well-being. For example, depression is a highly prevalent co-morbidity among HIV+ individuals in general [3], and has been associated with poor HIV viral suppression [4], increased mortality, accelerated disease progression [5] and increased risk of ART non-adherence [6]. Depression among HIV+ individuals has also been correlated with lower scores in the psychological, social, and environmental domains of quality of life [7]. In the case of pregnant HIV+ women, such findings give rise to additional concerns, some of which are discussed below.
First, there is the concern that adverse mental health outcomes could affect obstetric and neonatal outcomes, HIV disease management during pregnancy or postpartum and related risk of MTCT. Indeed, a recent meta-analysis reported optimal ART adherence in only 76 % pregnant and 53 % postpartum HIV+ women worldwide and identified emotional stress, depression and substance abuse as barriers to adherence. [8] The meta-analysis highlighted the need for more research and development of appropriate interventions targeting mental health factors among HIV+ pregnant women. [8] However, to our knowledge, the literature addressing mental health outcomes specifically in pregnant HIV+ women has not been synthesized in a manner that would inform development of such interventions. Treatment guidelines for managing depression during pregnancy jointly developed by the American Psychiatric Association and the American College of Obstetricians and Gynecologists [9] provide extensive overview of relevant literature along with consensus-based treatment and diagnostic algorithms, but do not address HIV-related or HIV-specific clinical factors among pregnant women. Next, there is the concern that pregnancy might be a time of heightened mental health vulnerability for HIV+ women due to adversary contextual factors, which commonly co-occur with HIV infection among women. For example, three recent literature reviews [10–12] highlighted the high co-occurrence rates of intimate partner violence (IPV) and HIV infection among women. One of these three reviews indicated a need to examine the relationship between IPV, post-traumatic stress disorder and substance abuse in HIV+ women [12]. Yet, these reviews did not focus on IPV in the context of pregnancy or the postpartum period. Further, a recent comprehensive literature review provided strong evidence of the negative impact of HIV-related stigma on women’s participation in MTCT prevention programs in low-income countries and outlined a theoretical model that includes women’s mental health as a variable that might interact with both stigma and MTCT. However, the review did not discuss the specific mental health-related findings of the included studies [13].
Ideally, mental health outcomes of pregnant HIV+ women would be evaluated in relation to salient clinical variables, such as HIV disease severity indicators, ART adherence or MTCT risk, as well as to frequently co-occurring contextual factors, such as HIV stigma; or IPV, which is strongly associated with adverse mental health outcomes in women [14]. Clearly, the absence of publications presenting current state of the evidence regarding mental health of HIV+ women during pregnancy remains a gap in the field. In order to address this gap, we conducted a comprehensive review of the global literature examining mental health of pregnant HIV+ women. The main objective of the review was to describe and synthesize the current evidence on the nature, extent and correlates of mental health outcomes among pregnant HIV+ women, and identify clinical and research implications of the reviewed evidence. The results of our review are presented in this article. To reflect the reality that not all HIV+ women across the globe have the same opportunities and access to key resources necessary for effective HIV care and MTCT, the presentation of results is organized by the level of socioeconomic resources available in the countries where the studies were conducted (i.e., high-, middle- and low-income countries [15] ). Key methodological features, specific findings and other pertinent details of included studies are summarized in Table 1.
Methods
Two research assistants (D.N., N.T.) with Bachelor of Science degrees independently searched databases: PubMed, PsycINFO, PsycARTICLES, ERIC, Web of Science (Thomas Reuters), and Medline (Thomas Reuters). The search was originally completed in December 2012, and then updated in September and December 2013.
Article Eligibility Criteria
Only original articles reporting on mental health outcomes in pregnant HIV+ women were included. There were no restrictions based on a publication date. Articles reporting on studies using quantitative, qualitative and mixed methods were included. Book chapters, letters to editors and replies, literature reviews, case studies, reports, brief summaries of studies, newspaper and newsletter articles, opinions and recommendations, non-peer reviewed articles and dissertations that were not original research were excluded.
Articles that did not evaluate mental health outcomes of women who are pregnant and have HIV were excluded; For example, articles that focused on HIV risk behaviors of pregnant women, HIV knowledge of pregnant women at risk for HIV or the development of children with vertically acquired HIV were excluded. Articles focusing on HIV testing were included only if they reported on mental health outcomes of pregnant women who tested HIV+ in the study. Articles that focused on the legal perspectives of HIV and pregnancy were also excluded. Articles dealing with MTCT, infant feeding, HIV diagnostic disclosure, treatment adherence or stigma among HIV-infected pregnant women were excluded unless they evaluated mental health outcomes as variables of interest in relation to MTCT, disclosure, adherence or stigma. Articles focusing on validation of mental health screening tools were also excluded.
Literature Search Procedure
We used the following three search terms: (1) “HIV” or “AIDS”; (2) “pregnancy”; and (3) “mental health”, “mental illness”, “psychiatric disorder”, “depression”, “adherence”, “PTSD”, “anxiety”, “disclosure”, “trauma” or “substance abuse”. Each individual search consisted of a combination of the three search terms connected by “AND”. All searches were limited to the English language. Searches in PsycINFO, PsycARTICLES and ERIC were limited to peer-reviewed journal articles and dissertations. Each individual search within a database was then combined using “OR” to account for duplication. After merging the final lists from individual database searches, duplicates were removed using Endnote and Refworks.
To determine the eligibility of articles identified by the search, the two research assistants reviewed article titles. If the eligibility was not clear from a title alone, the whole abstract was read. If, upon reading the abstract, article eligibility still remained unclear, the article was set aside for the next stage of eligibility assessment procedure. Discrepancies in results between the two independent searches were resolved by consensus between the two research assistants and, if necessary, arbitrated by the senior authors (P.D.B. and S.K.). After excluding articles that did not qualify for inclusion, based on the title and preliminary abstract review, the remaining abstracts were evaluated by all four authors. If the eligibility was not clear from reading an abstract alone, the whole manuscript was reviewed by the senior authors until the eligibility was determined. After excluding articles that were not eligible based on the abstract review, the remaining articles were read in full by the senior authors. Reference lists of the included articles were searched for additional potentially eligible articles.
Results
Of the 2,395 unduplicated articles, 2,229 were excluded based on title (or review of abstract if title was unclear) or publication type. Additional 108 articles were excluded after abstract reviews. After the remaining 58 articles were read in full, 7 were excluded. Two articles were added by searching reference lists of the remaining 51 articles, resulting in a final inclusion of 53 articles. The presentation of the 53 included articles is organized by the level of socio-economic resources of countries where the studies were conducted. There were 30 articles from high-income, 5 from middle-income and 18 from low-income countries (see Fig. 1).
Low-Income Countries
Eighteen publications from studies conducted in Zimbabwe [16, 17], Angola [18], Zambia [19], South Africa [20–28], Tanzania [29–31], Kenya [32] and Nigeria [33] met the review eligibility criteria. Fifteen of these 18 publications reported on depressive symptoms or other mental health-related outcomes such as distress, anxiety or coping mechanisms [16–22, 25–32], two studies focused on IPV and pregnant HIV+ women [23, 33] and one study examined substance abuse in pregnant HIV+ women [24]. Four of these studies were clinical trials which evaluated interventions designed to improve mental health outcomes in pregnant HIV+ women. [25, 26, 30, 31]
Depression and Other Psychiatric Symptoms
Results from studies conducted on the African continent suggest substantial rates of depressive symptoms and emotional distress among HIV+ pregnant women in the region. This included two case–control [16, 20], two cross-sectional [18, 19] and one longitudinal study [22] which used various screening and survey tools to quantify mixed psychiatric and psychosocial outcomes in populations of HIV+ pregnant women; one qualitative study [21]; as well as three large studies, two of which were cross-sectional [17, 28] and one longitudinal [29], examining specifically depression or depressive symptoms and their correlates.
For instance, 85 % of pregnant HIV+ women from a Zambian urban cohort (N = 45) reported depressive symptoms of “loss of interest in life, ideas of guilt and worthlessness, poor concentration and lethargy”; and recurring thoughts of suicide [19]. Also, HIV+ status was associated with increased risk of antenatal depression in a South African urban cohort (N = 387) [28], added risk and severity of emotional distress in an Angolan cohort (N = 157) [18] and higher odds of increased anxiety, but not depression, in a South African cohort [20] of pregnant women (N = 60). In a large Tanzanian cohort of HIV+ women (N = 996), a positive depression screen on the Hopkins Symptom Checklist-25 (HSCL-25) during the perinatal period predicted a more than 60 % increased risk of subsequent disease progression and mortality [29]. Among women receiving perinatal care at two Zimbabwean urban clinics (N = 210), the risk of positive depression screen on the Edinburgh Postnatal Depression Scale (EPDS) 6 weeks postpartum was associated with adverse life events, unemployment and multiparity, but not with maternal HIV status [17].
Knowledge and timing of the HIV diagnosis appeared to moderate psychiatric outcomes. For example, pregnant women from the Zambian urban cohort who knew they were HIV+ before becoming pregnant were less likely to develop depressive symptoms compared to those diagnosed with HIV during pregnancy [19]. In a Zimbabwean study of pregnant women (N = 437) screened before undergoing HIV counseling and testing, psychiatric co-morbidity was detected in 73 (17 %) women, and the rates of psychiatric co-morbidity did not differ by HIV status [16]. In a qualitative study conducted in South Africa, pregnant HIV+ women (N = 28) were interviewed before and after finding out their newborn’s HIV status. The women’s narratives suggest that the period before getting the results of HIV testing was emotionally stressful for all mothers. However, the mothers of HIV-negative babies were relieved after finding out the babies’ HIV status, while mothers of HIV+ babies remained distressed. Both groups of mothers expressed feeling responsible and guilty for exposing their child to HIV [20]. Reported correlates of psychiatric co-morbidity in African populations of pregnant HIV+ women also included having a husband over the age of 35 years [16], single marital status [18, 28] and unplanned pregnancy [28].
Results from the longitudinal cohort study conducted in Kenya suggest that postpartum depression may be among independent predictors of perceived HIV-related stigma. This large cohort study (N = 1777) examined factors associated with anticipating or experiencing HIV-related stigma among pregnant women receiving antenatal care and HIV testing in clinics in rural Kenya. In a subset of HIV+ women (N = 147) who were re-interviewed at 4–8 weeks postpartum, more than half reported having experienced stigma; EPDS scores of 10 or higher were among independent predictors of experiencing stigma [32] (Table 1).
The Role of Coping
In a 2-year longitudinal study of 224 South African women who had been diagnosed with HIV during pregnancy, mental health outcomes were evaluated in relation to the women’s coping styles, where coping was categorized as either active or avoidant. Active coping styles were defined as “behavioral and cognitive attempts to deal with a stressful situation and change it”, such as problem-solving, cognitive re-framing or information-seeking. Avoidant coping styles were defined as “behavioral and cognitive attempts to avoid dealing with a stressful situation” (e.g., through disengagement, denial or distraction). Active (vs. avoidant) coping styles were associated with less internalized stigma (i.e., the extent to which the woman perceives or anticipates being stigmatized because of her HIV) and depression [22, 27]. Additionally, active coping was also associated with knowing someone living with HIV, being physically healthy and living above the poverty line. In contrast, avoidant coping was associated with lower HIV-knowledge and less formal education [22].
Substance Abuse
In the South African cohort of pregnant HIV+ women (N = 201), 18 % women reported alcohol consumption during pregnancy, and 67 % reported binge drinking (defined as 3+ drinks in one sitting). In this cross-sectional study, a higher risk of drinking during pregnancy was associated with not being married and poorer mental health; the average severity of drinking was higher among urban and peri-urban women relative to rural women. Women who had poorer mental health outcomes were more likely to use tobacco, engage in sexual risk-taking or drinking alcohol [24].
Intimate Partner Violence
Two studies conducted in Africa which examined IPV in large urban cohorts of pregnant HIV+ women met the eligibility criteria for this review [23, 33]. Both studies used operational definitions of IPV that spanned a broad spectrum of types of violence, including physical, sexual and psychological violence perpetrated by a woman’s current or former intimate partner.
In a cross-sectional study (N = 652) conducted in Nigeria, 65.8 % HIV+ pregnant women reported lifetime history of IPV. Seventy-four percent of women with positive history of IPV reported that IPV started after they had been diagnosed with HIV [33]. In a South African prospective cohort (N = 1492), approximately 25 % of women reported experiencing some type of IPV during the current pregnancy, with psychological violence being its most prevalent form. The odds of women experiencing emotional distress increased significantly with each additional episode of psychological or sexual violence during pregnancy, but were only marginally associated with physical violence [23].
Interventions Designed to Improve Mental Health Outcomes
Of the four clinical trials included in this review, two were randomized controlled trials (RCTs) conducted in Tanzania [30, 31] and two were quasi-experimental clinical trials conducted in South Africa [25, 26]. Three of these trials evaluated psychosocial interventions, and one evaluated efficacy of nutritional supplements in improving mental health and psychosocial outcomes of pregnant HIV+ women. In an RCT conducted in Tanzania, a 6-week structured nurse-midwife facilitated psychosocial support group, using a problem-solving therapy approach, was compared to usual care with the objective to reduce depressive symptoms (measured by HSCL-25 scores) and increase prenatal disclosure rates of HIV status among HIV+ pregnant women. Attrition rates were comparably high (>30 %) in both arms. Among 188 women who completed the study, the intervention was marginally better at reducing depression; 60 % of women who had been assigned to the intervention group had a HSCL-25 score above 1.06 (score compatible with a Major Depressive Disorder) versus 73 % in the control group (p = 0.066). HIV disclosure rates did not differ across the two study arms. However, among those women who disclosed, those who participated in the active treatment arm were significantly more likely to be personally satisfied with the response of family and friends to their disclosure (88 %) compared women in the control group (62 %) (p = 0.004) [31].
A structured 10-session psychosocial support group intervention, designed to improve a range of mental health and psychosocial outcomes in newly HIV-diagnosed pregnant women (i.e., to increase HIV disclosure, self-esteem, active coping and positive social support, and decrease depression, avoidant coping, and negative social support), was evaluated using a quasi-experimental design in a study conducted in South Africa [26]. At two months post-intervention, the women in the intervention group demonstrated significantly higher overall rates of disclosure (p < 0.001), higher average scores on measures of active coping (p < 0.05), lower average scores on measures of avoidant coping (p < 0.05), and improved self-esteem (p < 0.05) compared to the control group of women who did not take part in the intervention. The disclosure rates remained significantly higher in the intervention group than in the comparison group at 8-month post-intervention assessment (p < 0.001). The improved coping outcomes were maintained at the 8-month follow-up in the intervention group, but the corresponding scores had reached similar levels in the comparison group, suggesting that the participation in structured support group may accelerate the process of women’s adjusting to her new HIV diagnosis during pregnancy, birth and early motherhood, but may not have sustainable benefits over time. There were no significant differences between the two groups in depressive symptoms (as measured by the Center for Epidemiological Studies Depression Scale [CES-D]) and support [26].
The Mamekhaya program, which involved a combination of individual support from a mentor mother and a culturally adapted 8-session cognitive-behavioral group intervention (CBI), was compared to standard services provided by midwives and counselors in a quasi-experimental clinical trial (N = 160) in South Africa [25]. Women at the Mamekhaya site showed significantly greater improvement in establishing social support (p < 0.05), reducing CES-D scores (p < 0.01) and increasing HIV knowledge scores (p < 0.001) than women at the control site [25].
Effects of vitamin supplements during the 3rd trimester of pregnancy on quality of life and the risk of elevated depressive symptoms in HIV+ women were evaluated in an RCT conducted in Tanzania [30]. The women (N = 1013) were randomly assigned to four study arms (vitamin A alone; multivitamins excluding vitamin A; multivitamins plus vitamin A; and placebo) and then followed at progressively longer intervals for approximately three years on average. Multivitamin supplementation (B-complex, C and E) was efficacious in reducing risk of elevated depressive symptoms comparable to MDD (defined as 8-item HSCL-25 score above 1.06) and improving multiple dimensions of health-related quality of life, [30], possibly due to reduction in oxidative stress or due to effect of increased folate levels on increasing the levels of serotonin and its metabolites [30].
Middle-Income Countries
Five studies from the middle-income countries, all conducted in Thailand, met the eligibility criteria of this review [34–38]. Of these five studies, four were descriptive, cross-sectional studies [34–36, 38], and one was a mixed-methods study combining a clinical trial with a qualitative study [37]. All five studies used the CES-D to quantify the depressive symptoms. Overall, the women who participated in these studies tended to have a low level of formal education and high unemployment rates. Most of them were married or in a relationship.
Depression
Depression was evaluated either as an outcome of interest [34, 35, 38] or as a predictor of prenatal self-care [36] in four cross-sectional studies. One of these studies [35] was a sub-study of a larger prospective cohort. Three studies recruited the women by convenience sampling in urban antenatal [34, 36] and postpartum [38] care clinics. The sample sizes ranged from 85 [38] to 153 [36]. One study included a comparison group of pregnant women who were not HIV+ [36]. CES-D scores were evaluated either as a continuous variable (“depressive symptoms”), or as categorical variables, with the cut-offs of 16 (“mild depression”) and 23 (“severe depression”). The findings suggested a high prevalence of depression in pregnant and postpartum HIV+ Thai women, with multiple important psychosocial and clinical correlates.
Specifically, each of the three studies examining depression rates reported presence of antenatal [34] or postpartum [35, 38] depression in approximately 75 % of participating women. Higher antenatal depressive symptoms predicted lower self-esteem, less emotional support, worse financial status, more somatic symptoms [34] and worse antenatal self-care [36].
However, the findings also suggested that the negative impact of antenatal depression on antenatal self-care was not contingent on women’s HIV status. In the single study which included a comparison group, the effect of antenatal depression was moderated by the women’s learned resourcefulness (operationalized as a set of coping skills that women use to control symptoms of depression and to help their engagement in prenatal self-care) and not by HIV status [36].
Postpartum depression was associated with using venting to cope and not being in a relationship with the partner from pregnancy [35]. Post-partum depressive symptoms were inversely correlated with self-esteem, infant health status, and years of formal education [38].
HIV-Related Worry
HIV-related worry was assessed as an outcome in one study [35]. In a cohort of HIV+ women who were interviewed at 18–24 months postpartum, higher levels of HIV-related worry over the past 6 months (as measured by the modified 14-item HIV-Related Worry Scale) were associated with having an HIV+ baby, not disclosing HIV status to others and a belief that HIV brings shame to family [35].
Interventions Designed to Improve Depression Outcomes
Efficacy of a telephone support intervention in decreasing depressive symptoms in pregnant HIV+ Thai women (N = 40) was evaluated in one RCT. [37] The intervention, which included scheduled weekly telephone sessions of emotional and educational support provided by a registered nurse, as well as additional sessions initiated by the participants on an as-needed basis, showed greater improvement of CES-D scores from baseline to 1-month and 2-month follow-up relative to the control condition (i.e., regular prenatal care, including routinely provided standard information regarding pregnancy and HIV self-care). Additionally, in-depth interviews were conducted only with the women who had participated in the active treatment arm (N = 20). The narratives highlighted the following three factors as key ingredients of the intervention that helped decrease depressive symptoms: (1) putting things into perspective, (2) knowing that someone was always there and (3) practical guidance. [37]
High-Income Countries
Thirty publications from high-income countries which were eligible for this review reported data from single site-based studies conducted in the US [39–46], Italy [47, 48], Northern Ireland [49, 50] and Portugal [51]; US state Medicaid registers [52, 53] and data repositories from European [54] and US-based [55–60] prospective multi-site cohorts. HIV+ women participating in US-based studies were predominantly low-income African-American or Hispanic women receiving care in urban [39–46, 48, 52, 55, 57–65] or rural [52, 55, 57–59, 66] clinical centers. European studies generally reported less detailed demographic characteristics, but available data suggest that most participating women had low levels of formal education [54].
Women’s Subjective Experiences of HIV Diagnosis and Pregnancy
Maternal uncertainty about infant HIV status was prospectively evaluated during the third trimester and five postpartum visits in a small US cohort of HIV+ women. The uncertainty scores declined over time and were correlated with multiple psychosocial variables and depression [41].
Three small qualitative studies examined salient subjective experiences that included testing HIV+ [49], pregnancy, maternity care [43, 50], and motherhood [43] following an HIV diagnosis. The women’s narratives described HIV diagnosis as a disruptive, life-changing experience [43, 49], while pregnancy was viewed as an opportunity to overcome the disruption by embracing motherhood [49]. The narratives emphasized importance of clinicians and staff being non-judgmental, non-stigmatizing, whole person-centered and sensitive to women’s needs for privacy and confidentiality [43–45, 48, 49].
Studies Assessing Mixed Psychiatric Outcomes
Seven studies used psychiatric interviews [61, 62, 65], rating scales [65], psychometric tools [64] or structured socioeconomic [63] and QoL assessments [39, 50] to assess mixed psychiatric outcomes in small clinical [39, 51, 61–64] and non-clinical [65] cohorts of pregnant HIV+ women.
Early cross-sectional studies of HIV+ pregnant women reported higher depression and anxiety scores than uninfected pregnant women [63]; high rates of depressive disorders, substance-related disorders and personality disorders (as defined by the Diagnostic and Statistical Manual of Mental Disorders, 3rd Edition, Revised [67] ); elevated Hamilton Rating Scale for Depression and Beck Depression Inventory scores; significant association between history of substance abuse and current psychopathology [61, 62, 65] and over-representation of unusual thought processes, hostility, suspiciousness and apathy [64]. Psychiatric disorders tended to precede the HIV diagnosis [62]. Two longitudinal studies that included comparison groups of HIV-negative women reported differential declines on measures of distress and QoL by HIV status [39, 51] and higher risk of decline in cognitive or social functioning six months postpartum in HIV+ group [39].
Depression
One prospective [60] and four cross-sectional [42–45, 57] studies evaluated rates and characteristics of depression in pregnant and/or postpartum HIV+ women. Sample sizes ranged from 51 [42] to 307 [57]. Perinatal depression (PND) was defined either as new-onset depression during pregnancy or 4 weeks postpartum [44]; or as increased depressive symptoms during pregnancy or 12 months postpartum [60].
Among HIV+ women, the rates of depression ranged from 30.8 % of PND over 10 years [44] to 53 % positive antenatal depression screens over two years [42], but were not significantly different than in comparison groups of women at high risk for HIV infection [45, 60]. Correlates of PND included history of childhood sexual abuse [45], poor coping [57], inadequate social support [45, 57], high (perceived) stress [44, 57], past history of depression [45, 60] or other psychiatric [42, 44] or substance abuse disorder [42, 60]; antenatal substance abuse or ART adherence problems, and nadir CD4 count <200 cells/mm3 [44]. Positive partner support predicted lower depressive symptoms [57].
Substance Abuse
Seven studies examined substance abuse in HIV+ pregnant women [40, 47, 48, 52, 54–56]. Sample sizes ranged from 114 [48] to 5,566 [54]. Four studies included a comparison group [40, 47, 48, 52]. Substances examined were cocaine/crack, opiates [40, 55, 56], alcohol, tobacco and marijuana [55].
Early longitudinal studies reported increased MTCT risk associated with antenatal use of cocaine/crack, heroin, methadone [56] and smoking [52]. Intravenous route of drug use did not convey additional MTCT risk [54]. Antenatal HIV and opiate intake have each been associated with unfavorable effects on multiple obstetric and neonatal outcomes, including Apgar scores, gestational weight and length, rates of miscarriage or preterm labor [45, 46, 57], and maternal susceptibility to pathogens [48]. The effect of opiate intake on the latter outcome was relatively more robust [48]. Cocaine use during index pregnancy predicted an increased rate of subsequent pregnancies in both HIV+ and matched non-infected women [40].
Studies from the pre-HAART era found self-reported rates of antenatal substance abuse to be as high as 64 % [40]. A recent publication reported rate of 29 % among 480 HIV+ mothers enrolled in the Surveillance Monitoring for ART Toxicities (SMAART) protocol of the Pediatric HIV/AIDS Cohort Study (PHACS), a large longitudinal cohort of HIV-exposed but uninfected infants and their HIV+ mothers recruited from clinical centers in the US and Puerto Rico [55]. Studies comparing maternal self-reports with urine [55, 56], blood and meconium [55] toxicology assays suggested under-reporting of tobacco, marijuana, cocaine and opiate use among pregnant HIV+ women [55, 56].
Intimate Partner Violence and Other Forms of Abuse
Two publications from the Perinatal Guidance Evaluation Project (PGEP), a US-based cohort which enrolled both HIV+ and HIV-negative pregnant women matched by demographics and HIV risk, suggested that vulnerability of HIV+ pregnant women to IPV may have more to do with behavioral and psychosocial factors than with the HIV diagnosis itself. The combined prevalence of IPV during pregnancy and/or postpartum was 10.6 % and did not differ by the women’s HIV status [58, 59]. HIV diagnosis during current pregnancy was actually associated with reduced risk [59]. Engaging in bartered sex was the strongest predictor of IPV [59].
A retrospective medical record review conducted in a large US-based urban academic clinical center indicated a need for trauma-screening among pregnant HIV+ women, and reported high rates of psychopathology among the women who have been traumatized. [46] Among 194 HIV+ women who delivered in the clinic over a 2-year period, 45 reported a history of childhood sexual or physical abuse (66 %), abuse in adulthood by a sexual partner (25 %), or abuse during pregnancy (10 %). Ninety-one percent of the women screened positive for depressive symptoms, 71 % for anxiety, 56 % for PTSD, 50 % for HIV-related PTSD (defined as PTSD symptoms related to any HIV-associated event), and 21 % for substance abuse on a mental health screening instrument (adapted from the PRIME-MD Patient Health Questionnaire) which was routinely administered as part of antenatal care [46].
Interventions and Service Delivery
The New Jersey AIDS/HIV surveillance and paid Medicaid claims data between 1992 and 1998 suggest that the receipt of ob/gyn care increases women’s chances of receiving ART and substance abuse treatment [53]. Two publications described feasible models for integrating mental health and substance abuse treatment into primary care for HIV+ pregnant women [68, 69] in the US. A program overview from Portugal proposed guidelines for psychological assessment and a psychoeducational intervention for HIV-discordant couples transitioning to parenthood [70]. There were no published clinical trials of interventions targeting psychiatric or psychosocial outcomes among pregnant HIV+ women.
Discussion
We reviewed 53 articles examining a range of mental health-related variables in pregnant and postpartum HIV+ women. The majority of studies were conducted in the US and African countries. Findings from observational, case–control and qualitative studies indicate a high prevalence of depression, general distress and other psychiatric symptoms in cohorts of pregnant and postpartum HIV+ women. Important observational and qualitative data have been published in the areas of substance abuse, IPV and women’s subjective experiences of HIV during pregnancy. All five clinical trials targeting mental health-related outcomes in pregnant HIV+ women were conducted in low- and middle-income countries.
Depression was the most studied psychiatric condition. The risk of depression during pregnancy and/or postpartum period was associated with multiple bio-psycho-social risks, indicating a need for screening protocols designed not only to identify pregnant HIV+ women struggling with depression, but also those who might be at risk for depression with the goal of closely monitoring their clinical outcomes and psychosocial needs, and providing appropriate referrals and interventions. The surveillance and claims data [52] suggest that Ob/Gyn care might be a particularly good opportunity to introduce such screening. Publications from the US [68, 69] and Portugal [70] offered feasible templates for implementing such interventions and services in high-income countries.
Besides HIV infection, pregnant HIV+ women from low and middle-income countries have to contend with many other issues that may undergird psychiatric or psychological conditions. A combination of issues includes poor socioeconomic conditions, lack of access to health care, economic or political displacement of communities, and, to a certain extent, cultural practices and gender inequalities. Future studies should aim at isolating the causes of psychiatric conditions in HIV+ women in low-income countries by attending to these contextual confounders.
The efficacy of multivitamin supplementation [30] and problem-solving group therapy [31] in Tanzanian RCTs; telephone supportive intervention in the Thailand RCT [37]; and promising results of culturally adapted psycho-educational interventions in two South African trials [25, 26] are encouraging. Future RCTs could build on this evidence and evaluate interventions aimed at not only improving mental health outcomes, but also evaluating the impact on salient clinical outcomes, such as ART adherence, HIV disease severity, obstetric outcomes or MTCT rates. The absence of published clinical trials in high-income countries highlights a critical need to develop feasible and efficacious psychosocial and/or psychopharmacological interventions for pregnant or postpartum HIV+ women. The available treatment guidelines for managing depression during pregnancy [9] do not address HIV-specific factors, but provide a useful starting point for developing interventions that do. Given that most HIV+ pregnant women in the US are low-income minority women, the feasibility and efficacy of such interventions might be optimized by adapting them to incorporate relevant cultural, community-specific and socio-economic factors [71].
The association between maternal substance abuse during pregnancy and unfavorable clinical outcomes observed in multiple studies provides justification for developing intervention protocols designed to minimize the risk and impact of substance abuse, including smoking, among pregnant HIV+ women. The evidence suggests that these protocols will need to include urine, blood and/or meconium drug assays as assessment tools in a subset of pregnancies.
There were significant correlations of HIV-related stigma with depressive symptoms and avoidant coping in the South African [22, 27] and Kenyan cohorts [32]. The findings from these three studies complement the recent comprehensive review of literature on the role of HIV-related stigma as a barrier along the MTCT prevention cascade [13], and are consistent with the proposed theoretical framework of the review which includes poor mental health as one of its key components [13]; and provide a rationale for development of clinical interventions that would aim to minimize the negative impact of potentially modifiable mental health factors on perceived HIV-related stigma among pregnant and postpartum women.
Data from large African [23, 33] and US [58, 59] cohorts indicate that IPV against pregnant HIV+ women is widespread. A recent review stressed the need for high-quality RCTs powered to determine intervention effectiveness in preventing or reducing IPV episodes during pregnancy and impact on maternal and neonatal mortality and morbidity [72]. In the present review, the extent, patterns and correlates of IPV differed between the African and US cohorts, possibly offering some cues for designing such interventions in the context of maternal HIV infection or risk.
This review has some limitations. First, the majority of included studies were descriptive, which prevented us from making inferences about direction or causality of reported associations. Second, the heterogeneity of outcome measures and cut-offs used to quantify, define or screen for mental health outcomes in the included publications made it difficult to compare those outcomes across studies. However, the existing level of evidence allowed us to identify most studied mental health-related outcomes in populations of pregnant HIV+ women worldwide, summarize their reported clinical and socio-demographic correlates, appreciate the extent of the problem, as well as to discuss implications for clinical care and identify immediate research needs.
In summary, this review and systematic analysis suggests that there is a high prevalence of depressive symptoms and other mental health vulnerabilities among pregnant HIV+ women globally, and that these symptoms and vulnerabilities are associated with increased risk of adverse pregnancy outcomes and decreased quality of life. The evidence presented in this review can serve as a starting point to develop and evaluate interventions designed to optimize mental health outcomes and their clinical correlates in pregnant or postpartum HIV+ women.
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Acknowledgments
We thank Dr. Pedro Martinez, MD, for the expert translation of Abstract. This project was supported in part by the District of Columbia Developmental Center for AIDS Research (P30AI087714) funds.
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Dr. Kapetanovic and Ms. Nora contributed to this article each in their personal capacity. The views expressed are their own and do not necessarily represent the views of the National Institutes of Health or United States Government.
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Kapetanovic, S., Dass-Brailsford, P., Nora, D. et al. Mental Health of HIV-Seropositive Women During Pregnancy and Postpartum Period: A Comprehensive Literature Review. AIDS Behav 18, 1152–1173 (2014). https://doi.org/10.1007/s10461-014-0728-9
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DOI: https://doi.org/10.1007/s10461-014-0728-9