Abstract
Background
Idiopathic normal pressure hydrocephalus (iNPH) is a neurodegenerative disease and dementia subtype involving disturbed cerebrospinal fluid (CSF) homeostasis. Patients with iNPH may improve clinically following CSF diversion through shunt surgery, but it remains a challenge to predict which patients respond to shunting. It has been proposed that CSF and blood biomarkers may be used to predict shunt response in iNPH.
Objective
To conduct a systematic review and meta-analysis to identify which CSF and venous biomarkers predict shunt-responsive iNPH most accurately.
Methods
Original studies that investigate the use of CSF and venous biomarkers to predict shunt response were searched using the following databases: Embase, MEDLINE, Scopus, PubMed, Google Scholar, and JSTOR. Included studies were assessed using the ROBINS-I tool, and eligible studies were evaluated utilising univariate meta-analyses.
Results
The study included 13 studies; seven addressed lumbar CSF levels of amyloid-β 1–42, nine studies CSF levels of Total-Tau, six studies CSF levels of Phosphorylated-Tau, and seven studies miscellaneous biomarkers, proteomics, and genotyping. A meta-analysis of six eligible studies conducted for amyloid-β 1–42, Total-Tau, and Phosphorylated-Tau demonstrated significantly increased lumbar CSF Phosphorylated-Tau (− 0.55 SMD, p = 0.04) and Total-Tau (− 0.50 SMD, p = 0.02) in shunt-non-responsive iNPH, though no differences were seen between shunt responders and non-responders for amyloid-β 1–42 (− 0.26 SMD, p = 0.55) or the other included biomarkers.
Conclusion
This meta-analysis found that lumbar CSF levels of Phosphorylated-Tau and Total-Tau are significantly increased in shunt non-responsive iNPH compared to shunt-responsive iNPH. The other biomarkers, including amyloid-β 1–42, did not significantly differentiate shunt-responsive from shunt-non-responsive iNPH. More studies on the Tau proteins examining sensitivity and specificity at different cut-off levels are needed for a robust analysis of the diagnostic efficiency of the Tau proteins.
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Introduction
Idiopathic normal pressure hydrocephalus (iNPH) is a neurodegenerative disease and subtype of dementia incorporating disturbed cerebrospinal fluid (CSF) homeostasis, first described in 1965 [2]. The clinical symptoms include gait ataxia, cognitive decline (dementia), urinary incontinence, and apathy [67] that may improve following CSF diversion (shunt) surgery. It remains an obstacle, however, that even though affected individuals fulfil the diagnostic criteria of probable iNPH according to the American-European [62] or Japanese [35, 56] guidelines, likely response to shunt surgery cannot be predicted from fulfilling the current diagnostic criteria. Therefore, the guidelines also differentiate between shunt-responsive and shunt-non-responsive iNPH. As a supplement to the guidelines, various predictors of shunt-responsive iNPH have been introduced [49]. The most common supplemental tests include imaging biomarkers of ventriculomegaly and CSF disturbance [3, 23, 75] biomarkers of CSF pressure dynamics (infusion tests and intracranial pressure (ICP) measures) [16, 24, 77] and clinical assessment following small (tap test) [77] or large (extended lumbar drain) [50] volume CSF diversion. Since the sole treatment option, shunt surgery, requires surgical intervention in the brain of affected individuals with a definite risk of severe complications [27, 47, 55, 62], there is a great need for identifying biomarkers of shunt-responsive iNPH [56, 71]. In addition, the occurrence of iNPH may be higher than previously assumed and may even affect several million people in Europe alone [5, 10, 36]. These figures also call for less invasive predictors of shunt-responsive iNPH.
There is a close overlap between iNPH and Alzheimer’s disease (AD) as both conditions present with abnormal deposition in the brain of toxic by-products of cerebral metabolism, such as amyloid-beta 1–42 (amyloid-β 1–42) and Tau [42]. Evidence from brain tissue examination even suggests that iNPH may be a model disease of Alzheimer’s disease [44]. Others have shown that comorbid Alzheimer’s disease is a strong predictor of shunt non-responsive iNPH [7, 8, 28, 29]. More recently, it was suggested that a final common pathway to dementia disease may be the pathological cerebral aggregation of toxic by-products of brain metabolism caused by impaired cerebral clearance of these waste products, e.g., deposition of amyloid-β 1–42 and Tau in Alzheimer’s disease and α-synuclein in Parkinson’s disease [57]. Due to the close association between iNPH and other dementia diseases such as Alzheimer’s disease and Parkinson’s disease, levels of biomarkers of neurodegeneration in CSF or blood could be used to differentiate shunt-responsive from shunt-non-responsive iNPH. Accordingly, the biomarkers Total-Tau (T-Tau) and amyloid-β 1–42 were previously hypothesised to aid in differentiating between Alzheimer’s disease and iNPH [37, 38]. Other biomarkers such as Phosphorylated-Tau (P-Tau) [12], interleukins [45], and neurofilament triplet protein (NFL) [4, 73] were suggested to participate in the evolvement of hydrocephalus and other neurological conditions. In line with this, the most recent guidelines for the management of iNPH patients recommend CSF assessment for all suspected iNPH patients [56].
To this end, there have been three systematic reviews investigating the role of biomarkers in iNPH diagnosis. Two studies compared biomarkers in iNPH to healthy controls, Alzheimer’s disease, and other forms of dementia [12, 48]; however, their definition of iNPH diagnosis did not require shunt response. Furthermore, these papers did not answer the most valuable question of whether a biomarker can reliably indicate if a patient will benefit from shunt insertion. Depending on the patient selection process, the reported proportion of patients responding to shunt surgery varies between 59 and 90% [24, 31, 72]. Moreover, shunt surgery in iNPH carries a significant risk of complications [41, 55, 72]. To avoid shunt surgery in iNPH patients who most likely do not respond, identifying biomarkers of shunt-responsive iNPH is highly warranted. One systematic review from 2017 [59] did explore this topic but did not include a meta-analysis. Furthermore, even the recommendations made in the latest guidelines on CSF biomarker analysis in iNPH management [56] are limited in their internal validity, as they drew their conclusion based on purely qualitative collation of different studies, without a single meta-analysis. Given these strong limitations in the current literature, our review aims to qualitatively and quantitatively evaluate the diagnostic effectiveness of the most important current biomarkers in identifying shunt-responsive iNPH, incorporating the latest primary research.
Methods
Literature search
This systematic review was conducted following the Cochrane Collaboration guidelines [13] and Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) [53]. Supplemental Table 1 shows the completed PRISMA Checklist. A comprehensive search of MEDLINE and Embase was conducted from January 1965 to November 2021 performed to answer the following research question: “Which cerebrospinal and venous biomarkers predict shunt-responsive iNPH?”. Normal-pressure hydrocephalus was first described in 1965 [2]. The search terms are presented in Supplementary Table 2. Additional original articles were identified by manual searching in Scopus, PubMed, Google Scholar, and JSTOR using the search strings as specified in Supplementary Table 2.
Study inclusion and exclusion criteria
Our inclusion criteria were the following: adult iNPH patients, radiological confirmation of hydrocephalus, one or more clinical features of iNPH, use of cerebrospinal fluid shunt, objective system of functional grading of patients pre-operatively, and a minimum of 3 months post-operatively. Biochemical testing was done to predict shunt response. The exclusion criteria were the following: studies that looked solely at invasive cortical biopsies, as cortical biopsy was deemed to be not significantly less invasive than shunt insertion. In the first abstract search, all original articles in the English language that reported on iNPH diagnosis were included. Subsequently, from this preliminary list, only studies reporting on the use of biochemical markers for the prediction of shunt response in iNPH management, as well as those fulfilling our inclusion criteria, were included.
Eligibility assessment, data extraction, and quality assessment
All included papers were assessed for eligibility independently by two independent reviewers. Any disagreements were resolved by consensus after discussion with a third and fourth reviewer. All relevant data were extracted using the Covidence data collection tool [14]. Relevant data included author names, publication dates, study type, shunted patients, study methodology (sample type, assessments, follow-up), criteria for shunt response, main reported outcomes (differences in biomarker levels in standard mean difference between shunt responders and shunt non-responders, area under curve, sensitivity, and specificity of the biomarker for predicting shunt-responsive iNPH), complications and dropout rates, funding declarations, as well as conflicts of interests. No assumptions were made regarding any studies’ content. All articles were critically appraised using the ROBINS-I tool by two independent reviewers, and a consensus was reached by discussion with a third reviewer [69]. Furthermore, the level of evidence for each included article was scored using the Oxford Centre of Evidence-Based Medicine (OCEBM) Levels of Evidence Table [34].
Statistical analysis
An Egger’s regression and asymmetry test [13] were used to assess publication bias (p < 0.05% = significant). Data preparation, statistical analysis, and forest plot synthesis were carried out by utilising meta package [64] with the R software (version 4.0.4) [61]. The data sheets and R code are shown in Supplementary Tables 3–6. Stata (Release 17) was utilised to create an albatross plot [68]. A random-effects subgroup meta-analysis was conducted for each CSF biomarker that had three or more studies discussing its use. Studies must have included the following information: sample size for shunt-responsive and non-shunt-responsive group and for each biomarker, the mean, standard deviation, and p-value comparing the two groups. If only two studies discussed a biomarker, then the biomarker was included in the albatross plot but not in the meta-analysis. If only one study discussed a biomarker, then the biomarker was excluded from both the meta-analysis and albatross plot. Shunt responder biochemical marker data was used as the dependent variable, to which the shunt non-responder biochemical marker data was the independent variable. The inverse variance method was used for pooling effect sizes [26]. The Hartung-Knapp method was used to adjust test statistics and confidence intervals [30]. Cohen's d was utilised to estimate the standardised mean difference (SMD). The restricted maximum-likelihood estimator was used to analyse variance between studies. The t-test was used to calculate the overall statistical result of each meta-analysis with the associated p-value. Heterogeneity was estimated using the chi-squared statistic (I2) with the associated p-value. A statistical significance was assumed for p < 0.05. A sensitivity analysis was performed in two steps. Firstly, if included studies for each biomarker meta-analysis were rated at “serious” or “critical” overall risk of bias according to ROBINS-I tool, an additional subgroup random-effects meta-analysis without these studies was performed by utilising meta package [64] with the R software (version 4.0.4) [61]. Secondly, a multi-variate mixed-effects meta-regression model was built and calculated by utilising meta package [64] with the R software (version 4.0.4) [61]. The following regression equation was employed:
Reading the equation left to right, \({\widehat{\theta }}_{k}\) denotes the observed effect size of each study (\(k\)) and acts as the dependent variable. \(\theta\) denotes the y-axis intercept, and \({\beta }_{1}{x}_{k}\) is the independent variable, an arm-level covariate vector. The variables \({\epsilon }_{k }\) and \({\zeta }_{k}\) denote two independent error variables. \({\zeta }_{k}\) explains that even the measured true effect size of each study is merely sampled from an overarching effect size distribution, which implies that heterogeneity variance exists between studies. The error term \({\epsilon }_{k}\) describes the underlying independent sampling error which causes the effect size of a study to deviate from the true effect size. In this study, the following explanatory variables model was chosen to explain and represent the error term \({\epsilon }_{k}\):
The error term \({\epsilon }_{k}\) is hypothesised to be influenced by age of the patient population (\({\beta }_{{2}_{age}})\), the proportion of females in the percentage of overall population sample (\({\beta }_{{3}_{females}})\), the sample size (number of shunt responders and shunt non-responders) (\({\beta }_{{3}_{sample}})\), the date of publication (\({\beta }_{{4}_{date}})\), the method of shunt response measurement (\({\beta }_{{5}_{srm}}\)), and the dropout rate (\({\beta }_{{9}_{dropout}}\)) for each study\(({x}_{k })\). The different explanatory variables were calculated singularly as sole covariates in separate meta-regressions, and if significant coefficients were yielded, further regression analyses were performed by adding additional covariates to the sole covariate to assess if significance was retained. Furthermore, a bubble plot was created using the R software (version 4.0.4) [61] to visualise the meta-regression of significant covariates. Finally, an additional meta-analysis was subsequently performed by removing the studies that caused the significant covariates. The significant studies were identified by examining the bubble plots for outliers.
Results
The literature search retrieved a total of 1,554 papers for abstract screening, of which 289 papers underwent full-text review and 13 studies were included (Fig. 1) [1, 4, 15, 33, 39, 51, 52, 58, 60, 65, 70, 73, 74]. The pooled sample size of these 13 studies was n = 776 shunted patients. The ROBINS-I tool scored eight of the included studies at low risk of bias overall, three studies at moderate risk, one study at serious risk, and one study at critical risk (Fig. 2). The Oxford Centre for Evidence-Based Medicine (OCEBM) analysis [34] scored 12 studies at “Level 3” [1, 4, 15, 33, 39, 51, 52, 58, 65, 70, 73, 74] and one study [60] at “Level 2”. No clear funnel plot asymmetry was detected (Fig. 3A), and similarly Egger’s test yielded no significant publication bias (p = 0.0989) (Fig. 3B). Thirteen studies investigated in total 21 biomarkers (Table 1, Table 2, Table 3), of which 18 were CSF biomarkers (Amyloid-β 1–42, T-Tau, P-Tau, NFL, sulfatide, albumin, vasoactive intestinal peptide (VIP), leucine-rich alpha-2 glycoprotein, and extracellular matrix proteins) and one was a genotyping biomarker (distribution of the apolipoprotein E genotype). Furthermore, two ratios of CSF biomarkers were examined for their use as biomarkers (T-Tau/amyloid-β 1–42 and P-Tau/amyloid-β 1–42) to predict shunt response in iNPH patients.
Amyloid-β 1–42
Seven studies investigated lumbar CSF amyloid-β 1–42 as a prognostic biomarker in predicting shunt response (Table 1). Of these, Tarnaris et al. (2011) [70] reported higher pre-operative amyloid-β 1–42 lumbar CSF levels in shunt non-responders (p = 0.011). In contrast, the remainder of the studies reported no significant difference in the CSF levels of amyloid-β 1–42 between shunt responders and shunt non-responders [1, 4, 15, 33, 51, 74]. Craven et al. (2017) [15] explored the pre-operative level of amyloid-β 1–42 in ventricular CSF in shunt responders and shunt non-responders, which was insignificant (p = 0.51). At a cut-off level 500 ng/l, Craven et al. (2017) [15] reported a sensitivity of 79% and a specificity of 25%, but their area under the receiving operating characteristic (AUROC) analysis was insignificant at 0.5. However, Migliorati et al. (2020) [51] performed a univariate logistic regression showing that lumbar CSF levels of amyloid-β 1–42 exceeding 731.7 ng/l were significantly associated with poor shunt response (p = 0.038). The best cut-off identified was, after receiver operating characteristic (ROC) analysis, set at 731.7 ng/L for lumbar CSF amyloid-β 1–42 levels, yielding a sensitivity of 72.7% and a specificity of 79.3% for predicting shunt response.
Total-Tau
Nine studies investigated the use of T-Tau to predict shunt response (Table 2) [1, 4, 15, 33, 51, 58, 70, 73, 74]. Of these, three studies reported that T-Tau was a prognostic biomarker that displayed a significant difference between shunt-responsive and non-responsive patients when comparing the pre-operative lumbar levels of T-Tau. Craven et al. (2017) [15] and Migliorati et al. (2020) [51] demonstrated that this significant difference was in lumbar CSF levels of T-Tau (p = 0.04 and p = 0.02, respectively), whereas Tarnaris et al. (2011) [70] demonstrated a significant difference in ventricular CSF levels of T-Tau. All three studies [15, 51, 70] found that the levels of T-Tau were higher in shunt-non-responsive patients. On the other hand, six studies reported no differences between levels of T-Tau in patients who were shunt-responsive and those who were shunt-non-responsive. Abu Hamdeh et al. (2018) [1], Ågren-Wilsson et al. (2007) [4], Hong et al. (2018) [33], Tullberg et al. (2008) [73], and Vanninen et al. (2021) [74] found no differences in the levels of T-Tau in lumbar CSF between shunt responders and shunt non-responders, and Craven et al. (2017) [15] found no differences in the levels of ventricular T-Tau between shunt-responsive and shunt-non-responsive patients. However, Migliorati et al. (2020) [51] performed a univariate logistic regression showing that lumbar CSF levels of T-Tau were significantly associated with the worse clinical outcomes following shunt surgery if lumbar CSF T-Tau levels exceeding 731.7 ng/l (p = 0.024). The best cut-off identified by ROC analysis was at the level of 233.9 ng/L, with a sensitivity of 81.8% and a specificity of 72.4% for predicting shunt response.
Phosphorylated-Tau
Five studies analysed the use of P-Tau to predict shunt responders (Table 2) [1, 4, 33, 51, 74]. Migliorati et al. (2020) [51] reported a significantly higher lumbar CSF level of P-Tau in shunt non-responsive patients (p = 0.01). This finding was not reciprocated by four other studies, which showed no significant prognostic value in lumbar P-Tau [1, 4, 33, 74]. Migliorati et al. (2020) [51] also performed a univariate logistic regression for P-Tau, demonstrating that lumbar CSF levels of P-Tau exceeding 32.2 ng/L were significantly associated with poor shunt response (p = 0.009). The best cut-off identified was at the level of 32.2 ng/L, with a sensitivity of 81.8% and a specificity of 72.4%.
Phosphorylated-Tau/amyloid-β 1–42 ratio
Two studies examined the difference in pre-operative P-Tau/amyloid-β 1–42 ratio between shunt-responsive and shunt-non-responsive patients (Table 2). Both studies by Hong et al. (2018) [33] and Patel et al. (2012) [58] found that there was a significantly lower ratio in patients who were shunt-responsive versus those who were shunt-non-responsive (p = 0.041 and p = 0.032, respectively).
Total-Tau/amyloid-β 1–42 ratio
Two studies explored the difference in pre-operative T-Tau/amyloid-β 1–42 ratio between shunt-responsive and shunt-non-responsive patients (Table 2). Both studies by Craven et al. (2017) [15] and Hong et al. (2018) [33] found that there was no significant difference in the ratio between patients who were shunt-responsive versus those who were shunt-non-responsive (p = 0.64, and p = 0.564, respectively).
Neurofilament light protein
The axonal integrity biomarker NFL protein, found in lumbar CSF, was analysed, for how its levels in the CSF are related to shunt response by two studies [4, 73] (Table 3). Both reported no significant difference in post-shunt outcomes in pre-operative NFL between shunt-responsive and shunt-non-responsive patients (Ågren-Wilsson et al. (2007) [4], p = 0.18; Tullberg et al. (2008) [73], p > 0.05).
Albumin
One study, by Tullberg et al. (2008) [73], explored the relationship between levels of albumin and shunt outcomes (Table 3). The authors found that there was no significant difference in pre-operative levels of total albumin or the CSF/serum albumin ratio (p values not reported) between shunt-responsive and shunt-non-responsive patients.
Vasoactive intestinal peptide
Differences in VIP, a neuropeptide released by immune cells and neurons found widely in the central nervous system [17], were examined by two studies with mixed results for its use to predict shunt response (Table 3). Tullberg et al. (2008) [73] reported no significant difference in pre-operative lumbar CSF VIP concentration between shunt-responsive and shunt-non-responsive patients (p-value not reported). In contrast, Johansson et al. [39] reported that pre-operative levels of VIP < 20 pmol/L were predictive of positive shunt response; however, the authors failed to delineate this claim with the data presented in their paper.
Sulfatide
Sulfatide is a component of the myelin sheath in the central and peripheral nervous systems [18]. Two studies, Ågren-Wilsson et al. (2007) [4] and Tullberg et al. (2008) [73], explored the levels of sulfatide and shunt outcomes (Table 3). However, both studies reported that the differences in levels of sulfatide between patients who were shunt-responsive and those that were shunt-non-responsive were insignificant. Both studies did not report p-values, but the value for Ågren-Wilsson et al. (2007) [4] was calculated to be 0.84.
Leucine-rich alpha-2 glycoprotein
Vanninen et al. (2021) [74] examined the correlation between leucine-rich alpha-2 glycoprotein (LRG) in iNPH patients undergoing shunt surgery (Table 3). LRG is a novel biomarker that is indicative of inflammation, especially autoimmune conditions [66]. The authors reported that although LRG levels are raised in iNPH, this protein is not predictive of shunt response (p = 0.636).
ECM proteins
Minta et al. (2021) [52] looked at the differences in levels of extracellular matrix proteins (Brevican, Neurocan, matrix metalloproteinases (MMP)) and tissue inhibitor matrix metalloproteinase 1 (TIMP-1) between shunt-responsive and shunt-non-responsive patients (Table 3). They found that there were no significant differences in the levels of Brevican, Neurocan, MMP, or TIMP-1.
Proteomics
Scollato et al. [65] explored proteomic differences of ventricular CSF in shunt-responsive and shunt-non-responsive patients through the means of 2D-Gel electrophoresis and matrix-assisted laser desorption/ionisation and time of flight mass spectrometry (MALDI TOF MS) (Table 3). Shunt-non-responsive patients’ samples were found to have increased expression of Clusterin, Apo J, Apo E, and GFAP, whereas a2-HS-GP and a1b-GP expression was reduced in shunt-non-responsive patients.
Genotyping proteins
One study by Pyykkö et al. [60] looked at the distribution of the Apolipoprotein E (ApoE) genotype among patients with iNPH, specifically looking at the differences in the proportion of the ApoE4 genotype by analysing a venous blood sample (Table 3). In the population studied, there was no difference in the distribution of ApoE genotypes (p = 0.47), nor in the proportion of ApoE4 carriers (p = 0.72).
Statistical results
Meta-analysis
The meta-analysis was conducted for the following CSF biomarkers, which met the inclusion criteria for meta-analysis (studies per biomarker: n > 2): amyloid-β 1–42, P-Tau, and T-Tau. For amyloid-β 1–42, four studies [4, 33, 51, 74], two scoring low and two scoring moderate risk, were included with a pooled sample size of n = 254 shunted patients, and the pooled random effects size estimate, comparing shunt-responsive to shunt-non-responsive patients, was − 0.10 SMD (CI 95%: − 1.03–0.82), with t = − 0.35 (p = 0.75) (Fig. 4). For lumbar CSF P-Tau, four studies were included [4, 33, 51, 74], two scoring low and two moderate risk of bias, with a pooled sample size of n = 254 shunted patients, and the pooled random effects size estimate was − 0.55 SMD (CI 95%: − 1.06–(− 0.03)), with t = − 3.40 (p = 0.04) (Fig. 5). For T-Tau six studies [4, 33, 51, 70, 73, 74], three scoring low, two moderate, and one scoring critical risk of bias, with a pooled sample size of n = 310 shunted patients, were included (one ventricular CSF [70], five lumbar CSF [4, 33, 51, 73, 74], and the pooled random effects size estimate was − 0.50 SMD (CI 95%: − 0.88–(− 0.12)), with t = − 3.34 (p = 0.02) (Fig. 6). Overall, the meta-analyses indicated significantly higher levels of CSF P-Tau and T-Tau in shunt-non-responsive than shunt-responsive iNPH subjects (p < 0.05), but not for amyloid-β 1–42.
Sensitivity analysis and meta-regression
A sensitivity analysis was performed by firstly omitting studies with “critical” overall risk of bias on the ROBINS-I tool [69] (Table 1, Table 2, Table 3). The only study that fulfilled this criterion was Tullberg et al. [73], which is one of the studies included in the T-Tau subgroup analysis. Hence, it was omitted in an additional meta-analysis for T-Tau (Supplementary Fig. 1). The meta-analysis yielded a SMD of − 0.56 (95% CI: − 0.98–(− 0.14)), p = 0.02. Hence, this study did not affect the overall statistical validity of the initial meta-analysis for T-Tau, as the SMD remained similar to the original SMD (Fig. 6) and the p-value remained significant. Subsequently, a single-variate meta-regression was performed for each biomarker (T-Tau, P-Tau, and amyloid-β 1–42). The meta-regressions scored the influence of all covariates on the overall effect size of each biomarker (standard mean difference) to be insignificant for P-Tau and amyloid-β 1–42 (Table 4). However, for T-Tau, the explicit inclusion of patients with neurological comorbidities was found to be significant, with a regression coefficient of − 0.6768 (95% CI: − 1.1243–(− 0.2294)), p = 0.0137 (Table 4, for graphical visualisation, see Supplementary Fig. 2). This implies that the inclusion of neurologically comorbid patients negatively skewed the SMD of CSF T-Tau levels between shunt responders and shunt non-responders. To further assess the impact of the covariate “neuro,” multiple multi-variate meta-regression models for T-Tau were built using the covariate “neuro” in combinations with the other covariates (Table 5). For most combinations, doing this rendered the regression coefficient of “neuro” to be non-significant (p > 0.05). However, in combination with the covariates “sample” and “date”, the regression coefficient of “neuro” yielded 1.0409 (CI 95%: 0.3674–1.7143), which was significant at p = 0.0219. This implies that in this combination, “neuro” positively skewed the SMD of the T-Tau meta-analysis. Finally, to assess the statistical effect of “neuro” on the effect size of T-Tau for shunt response prediction, another subgroup meta-analysis for T-Tau was performed, and now the studies that included neurologically comorbid patients were omitted, namely Ågren-Wilsson et al. [3] and Migliorati et al. [51]. However, this did not have a strong effect, as the SMD remained similar at − 0.36 (CI 96%: − 0.68–(− 0.04)) and remained significant at p = 0.04 (Supplementary Fig. 3).
Albatross plot
An albatross plot indicating and visualising the effect size as standard mean difference (SMD) was synthesised for studies that met the inclusion criteria for albatross plotting (studies per biomarker n = 2), but not for the meta-analysis (studies per biomarker n = > 2). Four studies were included: two with low, one with moderate, and one with critical risk of bias. The biomarkers displayed in the albatross plot were NFL [4, 73], Sulfatide [4, 73], and T-Tau/ amyloid-β 1–42 ratio levels [15, 33] in lumbar CSF samples of shunt-responsive patients compared to shunt-non-responsive patients (Fig. 7). As can be seen on the graph, all markers are increased in shunt-responsive patients compared to shunt-non-responsive; however, all studies are insignificant (p > 0.05). Sulfatide is, in numeric terms, the most insignificant biomarker for differentiating between shunt-responsive and shunt-non-responsive patients and has an SMD between 0 and 0.15, followed by T-Tau/ amyloid-β 1–42 ratio with SMD between 0.15 and 0.25, and lastly, and performing best, is NFL with SMD between 0.25 and 0.5.
Measurement of shunt response
The literature refers to several ways of characterising iNPH patients as shunt responders or shunt non-responders (Tables 1–3). The most common method was the usage of a scoring system before and after the shunt procedure used by nine studies [1, 15, 33, 51, 52, 58, 65, 70, 73]. If the scores had improved by a certain number, then the patient was categorised as shunt-responsive. The most common scale/scoring system used was the iNPH scale, used by Abu Hamdeh et al. (2018) [1], Hong et al. (2018) [33], Migliorati et al. (2021) [51], Minta et al. (2021) [52], Patel et al. (2012) [58], and Vanninen et al. (2021) [74]. Tarnaris et al. (2011) [70] used the Black Grading Scale (BGS) which stratified patients by how much their iNPH grading score improved. Those with scores of “Excellent”, “Good”, and “Fair” were considered shunt responders. Tullberg et al. (2008) [73] utilised a protocol they devised in previous studies that was also a grading scale that incorporated the mini-mental state examination (MMSE), psychometrics, balance, and continence. Craven et al. (2017) [15] used the Wechsler Adult Intelligence Scale as a validated outcome measure [76]. Pyykkö et al. (2012) [60] considered an improvement in any of the core symptoms as positive shunt response—these were improvements in gait, continence, or memory. Ågren-Wilsson et al. (2007) [4] only looked at improvement in gait as means to classify a patient as shunt-responsive.
Complications
The included studies did not specify complications related to obtaining ventricular or lumbar CSF for biomarker analysis; the reported complications were only related to ventriculoperitoneal shunt insertion. Two patients required a shunt revision due to a misplaced proximal catheter outside the ventricle or distal catheter dislocation as visualised by post-operative computer tomography in the study performed by Abu Hamdeh et al. (2018) [1]. In the same study, two patients experienced catheter over-drainage, which was rectified by increasing the shunt valve pressure setting [1]. In the study by Migliorati et al. (2021) [51], two patients experienced infection at the catheter site and therefore had the shunt removed. In that study, of the total study population, 24 patients were lost to follow-up [51]. Three patients died within 1 year of shunt surgery [33, 51]. Two patients died before follow-up [15].
Discussion
The main finding of this systematic review and meta-analysis is that there were significantly increased CSF levels of T-Tau and P-Tau in iNPH patients who do not respond to shunt surgery. On the other hand, CSF levels of amyloid-β 1–42 did not differ significantly between shunt non-responders and shunt responders.
The presence of increased levels of the Tau proteins in the CSF is an indicator of neurodegeneration. Tau proteins are abundant in neurons and help maintain axon microtubule skeleton stability. Pathologically elevated levels of particularly P-Tau, a hyperphosphorylated form of Tau, have previously been associated with neurodegenerative disorders such as Alzheimer’s and Parkinson’s diseases [43]. Hence, multiple studies have tried to identify the value of P-Tau and T-Tau in iNPH shunt response prediction, albeit with mostly insignificant differences in levels between shunt responders and shunt non-responders [1, 4, 15, 33, 51, 58, 70, 73, 74]. The authors believe the latter to be due to a sample size error in these studies. Upon pooling all study data on P-Tau and T-Tau, respectively, our meta-analysis found that T-Tau and P-Tau levels were significantly increased in shunt-non-responsive iNPH (p = 0.02 and p = 0.04, respectively). This discrepancy between Tau protein levels may have several explanations. Elevated levels of Tau protein could be an early manifestation of AD [1], which may have a negative impact on the patient's performance in post-operative neurological assessment tests, weakening or completely masking the associated positive change in symptomology in iNPH pathology after CSF diversion. Human in vivo tracer studies showed impaired clearance of a CSF tracer in iNPH patients [23, 63], which may be one mechanism behind increased CSF levels of metabolites such as Tau. In line with this, Migliorati et al. (2021) [51] hypothesised that higher levels of P-Tau and T-Tau may arise from CSF stasis and subsequent aggregation of toxic Tau protein types in patients with long-standing iNPH or progressed disease. It is argued that in these scenarios, irreversible parenchymal damage is present, which hinders response to shunt surgery. However, none of the existing theories regarding elevated Tau levels in shunt non-responders has been proven, and thus more evidence is needed to consolidate them. In line with the findings of our meta-analysis, Migliorati et al. (2021) [51] went further and examined the diagnostic efficiency of P-Tau and found that the best cut-off for differentiating shunt responders from shunt non-responders was 32.2 ng/l, with a sensitivity of 81.8% and a specificity of 72.4%. Similarly, for T-Tau the best cut-off identified was 233.9 ng/l with a sensitivity and specificity respectively of 81.8% and 72.4%. However, given that this is a single-study finding, as well as the fact that Migliorati et al. (2021) [51] excluded patients comorbid with iNPH mimics from their study which limits the generalisability of their findings, further studies using ROC analyses must be conducted to assess the diagnostic efficiency of Tau biomarkers more reliably. Nonetheless, the results from our meta-analyses regarding Tau levels were also consolidated in brain biopsy studies [1], in which shunt non-responders had higher levels of Tau protein than shunt responders. Given these findings and the fact that the relative complication risk of CSF removal is not increased by biomarker analysis, as iNPH patients invariably undergo some form of CSF removal, the inclusion of biochemical markers in the shunt response prediction pathway of iNPH is logical and inevitable. Overall, the authors advocate for more research on the sensitivity and specificity of specifically the combined use of T-Tau and P-Tau CSF levels, as well as their associated ratios with amyloid-β 1–42, including specific cut-off levels. However, given the current lack of evidence on diagnostic efficiency and cut-offs, the authors do not recommend using CSF Tau protein biomarkers as sole predictors but as complementary variables, using the cut-off proposed by Migliorati et al. (2021) [51], alongside robustly proven clinical predictors such as intracranial pressure monitoring (ICPM) [19,20,21,22, 24, 25] and extended lumbar drainage (ELD) [71].
CSF amyloid-β 1–42 has previously been reported to be lower in AD, as a significant proportion of β-amyloid aggregates are fused into plaque fibrils, with particularly amyloid-β 1–42 having an aggregation tendency due to its highly hydrophobic nature [6]. Hence, it was hypothesised whether this biomarker may be lower in shunt non-responsive iNPH [1, 51]. Our meta-analysis found no significant difference in lumbar CSF amyloid-β 1–42 between shunt responders and shunt non-responders (p = 0.75). However, the analysis only included three studies; hence, the findings are limited by the low sample size. Migliorati et al. (2021) [51] reported a sensitivity of 72.7% and 79.3% with an optimal cut-off at 731.7 ng/l for CSF amyloid-β 1–42 when used to predict shunt response, but further studies are needed to consolidate their findings. Overall, the authors do not recommend CSF amyloid-β 1–42 to be used as a variable in shunt response prediction, until more research proves a significant difference between shunt responders and shunt non-responders.
The existing literature on all other CSF biomarkers (ECM, VIP, LRG, NFL, Sulfatide, Albumin, Sulfatide) is extremely sparse, with none of these having been examined by more than two of the included studies; hence, it is not possible to make a robust conclusion on their use in the prediction of shunt-responsive iNPH. However, the rationale of using these biomarkers is often similar to the use of the Tau proteins and amyloid-β 1–42, with levels of nearly all the miscellaneous biomarkers, particularly sulfatide [11], being reported to be significantly altered in AD patients; hence, future research is highly warranted to examine their use further. The use of proteomics techniques, such as two-dimensional electrophoresis coupled with MALDI TOF MS technique for the analysis of protein biomarkers, did not yield any statistically significant differences between shunt responders and shunt non-responders, and neither did the genotyping of blood samples. However, as the mentioned proteomics technique is the current gold standard in terms of accuracy to analyse proteins, the authors recommend future research to use this technique when analysing CSF biomarkers for shunt-responsive iNPH. Similarly, the use of genetic analysis in this context must be elucidated further [38], as most iNPH mimics have a proven genetic etiological basis, particularly Alzheimer’s [9] and Parkinson’s [40] diseases. However, the ethical implications of genetic testing are complex and must be managed carefully.
An important weakness of the existing literature on biomarkers for iNPH shunt response prediction is the lack of investigator blinding. In fact, only two studies [1, 15] reported blinding, with the remaining 11 studies reporting no blinding at all. One of these studies [58] only used a single investigator for data collection, which incurs a critical source of bias. Furthermore, two of the included studies had quite a significant dropout [33, 58], with Patel et al. (2012) [58] having an approximately 25% dropout of the initial cohort, rates which quite possibly incur a significant source of selection bias. In these studies, patients who did not respond to CSF removal via lumbar infusion test or CSF tap test likely dropped out and consequently leading to a skewed sample size in the shunt non-responder group. The negative effect of this on this meta-analysis is quite apparent in the analysis T-Tau (Fig. 6), with 109 patients in the shunt non-responder group, compared to 201 patients in the shunt responder group. The unequal sample size may have affected the statistical power of the analysis. Moreover, three studies [1, 51, 60] excluded patients with neurodegenerative comorbidities categorically from the studies, which represent a grave methodological flaw that undermines the generalisability and clinical usefulness of their study results, as iNPH is a neurodegenerative disease itself with close overlap with Alzheimer’s [46] and Parkinson’s [54] diseases. Other studies [33, 65, 74] did not exclude iNPH patients with neurodegenerative conditions; however, they did not explicitly mention them at all when outlining patient characteristics even though neurological comorbidities are a significant confounder. This was reflected in the univariate meta-regression for T-Tau (Table 4), which showed that studies that included patients with neurological comorbidities skewed the SMD of T-Tau levels between shunt responders and shunt non-responders negatively. Even though it did not affect the overall findings of the T-Tau subgroup meta-analysis, the regression coefficient was significant (Table 4). Hence, in the future, studies should include patients with neurological comorbidities for more generalisable findings—however, the authors recommend that in the statistical analysis, patients with neurological comorbidities should be separately analysed and reported to allow for a fair comparison. Tullberg et al. (2008) [73] pooled shunt response results of iNPH patients and secondary iNPH in the final step of statistical analysis, constituting a critical error, as it makes it extremely questionable whether the study results apply to either pathology cohort, which are both completely different from each other in terms of disease aetiology. This may explain why their study, the only study scoring overall critical risk of bias (Table 3), was treated as an outlier in the meta-analysis and hence not included in the overall t statistic (Fig. 6). Finally, none of the studies, except Craven et al. (2007) [15] and Migliorati et al. (2021) [51], provided calculations on diagnostic efficiency (area under curve value, diagnostic odds ratio, sensitivity, specificity) of the biomarkers at a certain cut-off level, which makes it impossible to perform a meta-analysis on the diagnostic utility of the biomarkers to predict shunt response.
Limitations
The key limitation of this study, because of the methodological weakness of the included literature, is that our meta-analysis is a pooled effect size (SMD) analysis. While this type of analysis can highlight significant differences between shunt responders and shunt non-responders, it cannot provide information on which cut-off to choose and what the diagnostic accuracy (overall sensitivity and specificity) of each biomarker is. Future research must provide data on the true negatives, false negatives, true positives, and false positives transparently, in order to run a robust meta-analysis of diagnostic accuracy [71]. Overall, the number of studies per biomarkers was relatively low, particularly for amyloid-β 1–42 (n = 3), which limits the validity of the meta-analysis. More robust studies are needed in this field in the future to allow for more reliable pooling of results for all biomarkers included in our meta-analysis and those that were excluded from it.
Conclusion
The lumbar CSF levels of P-Tau and T-Tau were significantly increased in shunt-non-responsive iNPH. Other CSF or venous biomarkers, including amyloid-β 1–42, did not differentiate shunt-responsive from shunt non-responsive iNPH. More studies on Tau proteins, which not only examine differences in total levels but also sensitivity and specificity at specific cut-off levels, are needed. This would allow for a robust analysis of diagnostic efficiency and clearer guidance on the use of CSF Tau proteins for predicting shunt response in iNPH, including the best cut-off values. Similarly, further research, employing uniform shunt response criteria, must continue to examine the other CSF proteins (NFL, Albumin, VIP, Sulfatide, LRG, ECM proteins, Clusterin), as well as genotyping and proteomics analysis, to establish an adequate sample size for a meta-analysis.
Abbreviations
- 5-HIAA:
-
5-Hydroxy-indoleacetic acid
- a1b-GP:
-
Alpha 1 beta glycoprotein
- a2-HS-GP:
-
Alpha 2 Heremans–Schmid glycoprotein
- AD:
-
Alzheimer’s disease
- aβO10-20:
-
Amyloid-β oligomers, consisting of 10–20 monomers
- Amyloid-β 1-42:
-
Amyloid beta 1.42
- Apo E:
-
Apolipoprotein E
- Apo J:
-
Apolipoprotein J
- AUROC:
-
Area under the receiving operating characteristic
- BGS:
-
Black Grading Scale
- CSF:
-
Cerebrospinal fluid
- ELD:
-
Extended lumbar drainage
- FU:
-
Follow-up
- GABA:
-
Gamma amino butyric acid
- GFAP:
-
Glial fibrillary acid protein
- HMPG:
-
4-Hydroxy-3-Methoxyphenylglycol
- HVA:
-
Homovanillic acid
- ICPM:
-
Intracranial pressure monitoring
- iNPH:
-
Idiopathic normal pressure hydrocephalus
- LP:
-
Lumbar puncture
- LRG:
-
Leucine-rich alpha-2 glycoprotein
- LTFU:
-
Lost-to-follow-up
- MALDI TOF MS:
-
2D-Gel electrophoresis and matrix-assisted laser desorption/ionisation and time of flight mass spectrometry desorption/ionisation and time of flight mass spectrometry
- MMP:
-
Matrix metalloproteinases
- MMSE:
-
Mini-mental state examination
- MRS:
-
Modified Rankin Scale
- NFL:
-
Neurofilament triplet protein
- NPY:
-
Neuropeptide Y
- OCEBM:
-
Oxford Centre of Evidence Based Medicine Levels of Evidence
- PRISMA:
-
Preferred Reporting Items for Systematic Reviews and Meta-Analyses
- P-Tau:
-
Phosphorylated Tau protein
- ROBINS-I:
-
Risk Of Bias in Non-randomised Studies of Interventions
- ROC:
-
Receiver operating characteristic (ROC)
- SMD:
-
Standardised mean difference
- S-R:
-
Shunt responder
- S-NR:
-
Shunt non-responder
- TIMP-1:
-
Tissue inhibitor matrix metalloproteinase 1
- TT:
-
Tap test
- T-Tau:
-
Total Tau protein
- VIP:
-
Vasoactive intestinal peptide
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Thavarajasingam, S.G., El-Khatib, M., Vemulapalli, K.V. et al. Cerebrospinal fluid and venous biomarkers of shunt-responsive idiopathic normal pressure hydrocephalus: a systematic review and meta-analysis. Acta Neurochir 164, 1719–1746 (2022). https://doi.org/10.1007/s00701-022-05154-5
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DOI: https://doi.org/10.1007/s00701-022-05154-5